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AMPCO PITTSBURGH CORP — Director's Dealing 2021
Jun 30, 2021
34601_dirs_2021-06-30_d9fe5ae6-bdeb-4cd8-938c-7a9a966e9e37.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2021-06-29
Reporting Person: Fessenden Elizabeth Anne (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-29 | Common Stock | M | 15721 | $2.5668 | Acquired | 64638 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-29 | Series A Warrant (right to buy) | $2.5668 | M | 35218 | Disposed | 2025-08-01 | Common Stock (15721) | Direct |
Footnotes
F1: The securities issued upon conversion of the Series A Warrant are exempted from Section 16(b) pursuant to Rule 16b-3.
F2: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.
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