AMPCO PITTSBURGH CORP — Director's Dealing 2020

Sep 18, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2020-09-16

Reporting Person: Louis Berkman Investment CO (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-09-16	COMMON STOCK	J	1161427	—	Acquired	2483189	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-16	COMMON STOCK WARRANTS (RIGHT TO BUY)	$5.75	J	1161427	Acquired	2025-08-01	COMMON STOCK (1161427)	Direct
2020-09-16	UNIT SUBSCRIPTION RIGHTS (RIGHT TO BUY)	$1.5624	J	2601762	Disposed	2020-09-16	UNITS (2601762)	Direct

Footnotes

F1: The reported securities are included within 2,601,762 units purchased by the reporting person for $1.5624 per unit. Each unit consists of 0.4464 shares of common stock and a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The units were acquired from the issuer pursuant to subscription rights distributed to holders of record of common stock on August 17, 2020.