AMPCO PITTSBURGH CORP — Director's Dealing 2020

Sep 24, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2014-02-03

Reporting Person: LIEBERMAN WILLIAM K (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2014-02-03	Common Stock	P	48.9922	$17.8743	Acquired	5348.9922	Direct
2014-05-01	Common Stock	P	44.1201	$20.048	Acquired	5393.1123	Direct
2014-08-01	Common Stock	P	54.8689	$20.366	Acquired	5447.9812	Direct
2014-11-03	Common Stock	P	56.9162	$19.807	Acquired	5504.8974	Direct
2015-02-02	Common Stock	P	82.1472	$18.2304	Acquired	5587.0446	Direct
2015-05-01	Common Stock	P	94.538	$16.028	Acquired	5681.4026	Direct
2015-08-03	Common Stock	P	136.7749	$13.274	Acquired	5818.1775	Direct
2015-11-02	Common Stock	P	158.1853	$11.633	Acquired	5976.3628	Direct
2016-02-01	Common Stock	P	184.2487	$10.142	Acquired	6160.6115	Direct
2016-05-02	Common Stock	P	50.489	$18.834	Acquired	6211.1005	Direct
2016-08-01	Common Stock	P	94.8224	$13.122	Acquired	6305.9229	Direct
2016-10-31	Common Stock	P	119.0803	$10.5205	Acquired	6425.0032	Direct
2017-01-31	Common Stock	P	84.9401	$14.8753	Acquired	6509.9433	Direct
2017-05-01	Common Stock	P	87.4972	$14.5279	Acquired	6597.4405	Direct
2020-09-22	Common Stock	X	18807	$3.50	Acquired	60938	Direct
2020-09-22	Common Stock	X	2944	$3.50	Acquired	9541.4405	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-09-22	Subscription Rights (right to buy)	$1.5624	X	42131	Disposed	2020-09-18	Units consisting of Common Stock and Series A Warrants ()	Direct
2020-09-22	Series A Warrants (right to buy)	$2.5668	X	42131	Acquired	2025-08-01	Common Stock (18807)	Direct
2020-09-22	Subscription Rights (right to buy)	$1.5624	X	6597	Disposed	2020-09-18	Units consisting of Common Stock and Series A Warrants ()	Direct
2020-09-22	Series A Warrants (right to buy)	$2.5668	X	6597	Acquired	2025-08-01	Common Stock (2944)	Direct

Footnotes

F1: The purchase of these shares was inadvertently omitted due to administrative oversight.

F2: Reflects reinvestment of dividends received under a broker-administered dividend reinvestment plan.

F3: Joint w/ spouse

F4: Represents the conversion of a subscription right issued by the Issuer as part of a rights offering. Each subscription right was exercisable for units that consisted of (i) 0.4464 shares of common stock and (ii) a Series A warrant exercisable to acquire 0.4464 shares of common stock at an exercise price of $2.5668 (or $5.75 per whole share of common stock under the Series A warrants). The subscription price of each unit was $1.5624 per unit (or $3.50 per whole share of common stock and Series A warrants to purchase a whole share of common stock). The securities issued upon conversion of the subscription rights are exempted from Section 16(b) pursuant to Rule 16b-3.

F5: Each Series A warrant represents the right to purchase 0.4464 shares of common stock at an exercise price of $2.5668 per share and was issued as part of a
subscription right issued in a rights offering by the Issuer. The Series A warrants are exercisable only for whole numbers of shares of Common Stock.