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AMPCO PITTSBURGH CORP — Director's Dealing 2018
May 7, 2018
34601_dirs_2018-05-07_b6644f5b-ae20-4bab-b049-0e48a1cad97d.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2018-05-03
Reporting Person: HOOVER ROSE (President & Chief Admin. Off.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-05-03 | Common Stock | F | 542 | $9.20 | Disposed | 12032 | Direct |
| 2018-05-05 | Common Stock | M | 1014 | $0.00 | Acquired | 13046 | Direct |
| 2018-05-05 | Common Stock | F | 280 | $9.35 | Disposed | 12766 | Direct |
| 2018-05-05 | Common Stock | F | 407 | $9.35 | Disposed | 12359 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-05-05 | Restricted Stock Units | $ | M | 1014 | Disposed | Common Stock (1014) | Direct |
Footnotes
F1: Represents the portion of restricted stock units granted on May 5, 2015, vested on May 5, 2018 and previously reported on Table II of Form 4 filed May 7, 2015.
F2: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.
F3: The reporting person received a grant of 3,040 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017. The final 1/3 of the restricted stock units vested on May 5, 2018 and is reported on table I of this form 4.