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AMPCO PITTSBURGH CORP Director's Dealing 2017

Aug 10, 2017

34601_dirs_2017-08-10_718318e7-6672-4ab0-936c-8d2153dff651.zip

Director's Dealing

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SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2017-08-10

Reporting Person: Zatawski Keith (Chief Risk Officer)

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1606 Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Options $17.16 2023-05-02 common stock (5500) Direct
Non-Qualified Stock Options $20.00 2024-04-29 common stock (5500) Direct
Restricted Stock Units $ common stock (742) Direct
Restricted Stock Units $ common stock (1248) Direct
Restricted Stock Units $ common stock (858) Direct

Footnotes

F1: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the first anniversary of the grant date, 66% on the second anniversary of the grant date and 100% on the third anniversary of the grant date.

F2: The reporting person received a grant of 2,226 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2016. 1/3 of the restricted stock units vested on May 5, 2017. The remainder will continue to vest in one installment through the remainder of the term.

F3: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.

F4: The reporting person received a grant of 1,872 restricted stock units, which vest in 3 annual installments, beginning on May 5, 2017. 1/3 of the restricted stock units vested on May 5, 2017. The remainder will continue to vest in two installments through the remainder of the term.

F5: The restricted stock units vest in three equal annual installments beginning May 3, 2018.