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AMPCO PITTSBURGH CORP — Director's Dealing 2015
May 7, 2015
34601_dirs_2015-05-07_1d7b2f77-3f9e-4d90-911f-0c6d35501cb5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2015-05-05
Reporting Person: HOOVER ROSE (Exec. V.P. & Chief Admin. Off.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-05-05 | Restricted Stock Units | $ | A | 3040 | Acquired | Common Stock (3040) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $37.89 | 2018-09-04 | Common Stock (20000) | 20000 | Direct |
| Non-Qualified Stock Options | $13.37 | 2019-02-19 | Common Stock (13334) | 13334 | Direct |
| Non-Qualified Stock Options | $25.77 | 2020-02-18 | Common Stock (20000) | 20000 | Direct |
| Non-Qualified Stock Options | $25.18 | 2021-05-05 | Common Stock (11500) | 11500 | Direct |
| Non-Qualified Stock Options | $17.67 | 2022-05-03 | Common Stock (11500) | 11500 | Direct |
| Non-Qualified Stock Options | $17.16 | 2023-05-02 | Common Stock (11500) | 11500 | Direct |
| Non-Qualified Stock Options | $20.00 | 2024-04-29 | Common Stock (11500) | 11500 | Direct |
Footnotes
F1: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
F2: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the first anniversary of the grant date, 66% on the second anniversary of the grant date and 100% on the third anniversary of the grant date.
F3: Each restricted stock unit represents a contingent right to receive one share of Ampco-Pittsburgh Corporation common stock.
F4: The restricted stock units vest in three equal annual installments beginning May 5, 2016.