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AMPCO PITTSBURGH CORP Director's Dealing 2014

Mar 6, 2014

34601_dirs_2014-03-06_0720b2e7-dafe-451f-aac0-d92b5606f66f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2014-03-05

Reporting Person: PAUL ROBERT A (Director, Chairman & CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-03-05 Common Stock S 7124 $20.1818 Disposed 26329 Indirect
2014-03-06 Common Stock S 8747 $18.9971 Disposed 17582 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 42889 Direct
Common Stock 13767 Indirect

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Non-Qualified Stock Options $37.89 2018-09-04 Common Stock (35000) 35000 Direct
Non-Qualified Stock Options $13.37 2019-02-19 Common Stock (35000) 35000 Direct
Non-Qualified Stock Options $25.77 2020-02-18 Common Stock (35000) 35000 Direct
Non-Qualified Stock Options $25.18 2021-05-05 Common Stock (20000) 20000 Direct
Non-Qualified Stock Options $17.67 2022-05-03 Common Stock (20000) 20000 Direct
Non-Qualified Stock Options $17.16 2023-05-02 Common Stock (20000) 20000 Direct

Footnotes

F1: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.

F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.

F3: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.0300 to $20.4000 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: The price reported in this column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.9900 to $20.2800 inclusive. The Reporting Person undertakes to provide to Ampco-Pittsburgh, any security holder of Ampco-Pittsburgh Corporation or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.