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AMPCO PITTSBURGH CORP — Director's Dealing 2013
Nov 15, 2013
34601_dirs_2013-11-15_928f997f-6cdc-48eb-b70a-1d03e79d80c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2013-11-13
Reporting Person: PAUL ROBERT A (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-11-13 | Common Stock | S | 394 | $18.5000 | Disposed | 180020 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42889 | Direct |
| Common Stock | 13767 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $37.89 | 2018-09-04 | Common Stock (35000) | 35000 | Direct |
| Non-Qualified Stock Options | $13.37 | 2019-02-19 | Common Stock (35000) | 35000 | Direct |
| Non-Qualified Stock Options | $25.77 | 2020-02-18 | Common Stock (35000) | 35000 | Direct |
| Non-Qualified Stock Options | $25.18 | 2021-05-05 | Common Stock (20000) | 20000 | Direct |
| Non-Qualified Stock Options | $17.67 | 2022-05-03 | Common Stock (20000) | 20000 | Direct |
| Non-Qualified Stock Options | $17.16 | 2023-05-02 | Common Stock (20000) | 20000 | Direct |
Footnotes
F1: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
F2: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by The Louis Berkman Declaration of Trust on August 1, 2013.
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