AI assistant
AMPCO PITTSBURGH CORP — Director's Dealing 2009
Nov 18, 2009
34601_dirs_2009-11-18_607e2cf3-d426-4564-a9b4-cd09e5ed35b7.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMPCO PITTSBURGH CORP (AP)
CIK: 0000006176
Period of Report: 2009-11-16
Reporting Person: SIDDONS ERNEST G (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-11-16 | Common Stock | M | 2940 | $13.37 | Acquired | 2940 | Direct |
| 2009-11-16 | Common Stock | S | 2940 | $28.03 | Disposed | 0 | Direct |
| 2009-11-17 | Common Stock | M | 8726 | $13.37 | Acquired | 8726 | Direct |
| 2009-11-17 | Common Stock | S | 8726 | $28.29 | Disposed | 0 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 6833 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Non-Qualified Stock Options | $37.89 | 2018-09-04 | Common Stock (35000) | 35000 | Direct |
| Non-Qualified Stock Options | $13.37 | 2019-02-19 | Common Stock (23334) | 23334 | Direct |
Footnotes
F1: Joint w/spouse.
F2: Subject to acceleration in certain circumstances, the option becomes vested and exercisable under the following schedule assuming the optionee continues employment with the Issuer through the date of vesting: 33% on the grant date, 66% on the first anniversary of the grant date, 100% on the second anniversary of the grant date.
F3: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.27, inclusive. The reporting person undertakes to provide to Ampco-Pittsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.00 to $28.64, inclusive. The reporting person undertakes to provide to Ampco-Pittsburgh Corporation (the "Company"), any security holder of the Company, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.