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AMP LIMITED Major Shareholding Notification 2019

Feb 21, 2019

64379_rns_2019-02-21_78f13705-2d02-412e-8cc0-5a0f34be1c3e.pdf

Major Shareholding Notification

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Annexure A

22-Feb-19

This is Annexure A of 4 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

Maria Tricarico, Authorised Signatory

Date

2. Changes in relevant interests

		AMP LTD (AMP)	AMP LTD (AMP)
Date of Change	Person whose relevant interest changed	Nature of change Consideration given in change (5)	(4) / relation to	CCY	Class (6) and securities	number of affected	Person's votes affected
24-Jan-19	BlackRock Advisors(UK)Limited	on mkt buy	2.54	AUD	ORD	6,762	6,762
24-Jan-19	BlackRock Fund Advisors	on mkt buy	2.54	AUD	ORD	154,191	154,191
24-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-10,472	-10,472
24-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-40,050	-40,050
24-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-20,025	-20,025
24-Jan-19	BlackRock Asset Management	on mkt sell	2.54	AUD	ORD	-4,179	-4,179
	Canada Limited
24-Jan-19	BlackRock Institutional Trust	in specie	n/a	AUD	ORD	20,399	20,399
	Company,National Association
24-Jan-19	BlackRock Advisors(UK)Limited	collateral transfer	n/a	AUD	ORD	-7,528	-7,528
25-Jan-19	BlackRock Investment Management	on mkt buy	2.34	AUD	ORD	19,998	19,998
	(Australia)Limited
25-Jan-19	BlackRock Advisors(UK)Limited	on mkt buy	2.34	AUD	ORD	41,905	41,905
25-Jan-19	BlackRock Advisors(UK)Limited	collateral transfer	n/a	AUD	ORD	-21,168	-21,168
28-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-8,400	-8,400
28-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-7,390	-7,390
28-Jan-19	BlackRock Advisors(UK)Limited	collateral transfer	n/a	AUD	ORD	-503,904	-503,904
28-Jan-19	BlackRock Investment Management,	in specie	n/a	USD	ADR 4:1	-151	-604
	LLC
29-Jan-19	BlackRock Financial Management,	on mkt sell	2.30	AUD	ORD	-75,022	-75,022
	Inc.
29-Jan-19	BlackRock Investment Management	on mkt buy	2.30	AUD	ORD	53,328	53,328
	(Australia)Limited
29-Jan-19	BlackRock Advisors(UK)Limited	on mkt buy	2.30	AUD	ORD	4,120	4,120
29-Jan-19	BlackRock Institutional Trust	on mkt buy	2.30	AUD	ORD	269,640	269,640
	Company,National Association
29-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-14,000	-14,000
29-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-15,400	-15,400
29-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-7,390	-7,390
29-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-11,824	-11,824
29-Jan-19	BlackRock Advisors(UK)Limited	collateral transfer	n/a	AUD	ORD	-2,260,708	-2,260,708
29-Jan-19	BlackRock Capital Management, Inc.	collateral transfer	n/a	AUD	ORD	450	450
29-Jan-19	BlackRock Investment Management	collateral transfer	n/a	AUD	ORD	331,739	331,739
	(UK)Limited
29-Jan-19	BlackRock Asset Management North	collateral transfer	n/a	AUD	ORD	5,811	5,811
	Asia Limited
29-Jan-19	BlackRock Investment Management,	in specie	n/a	USD	ADR 4:1	151	604
	LLC
30-Jan-19	BlackRock Investment Management	on mkt sell	2.28	AUD	ORD	-487,779	-487,779
	(Australia)Limited
30-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-4,200	-4,200
30-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-5,984	-5,984
30-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	45,660	45,660
30-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	16,330	16,330
30-Jan-19	BlackRock Advisors(UK)Limited	collateral transfer	n/a	AUD	ORD	-556,300	-556,300
30-Jan-19	BlackRock Capital Management, Inc.	collateral transfer	n/a	AUD	ORD	-67	-67
30-Jan-19	BlackRock Investment Management	collateral transfer	n/a	AUD	ORD	1,120	1,120
	(UK)Limited
30-Jan-19	BlackRock Asset Management North	collateral transfer	n/a	AUD	ORD	-1,053	-1,053
	Asia Limited
31-Jan-19	BlackRock Fund Advisors	on mkt buy	2.30	AUD	ORD	11,100	11,100
31-Jan-19	BlackRock Advisors(UK)Limited	on mkt sell	2.26	AUD	ORD	-26,320	-26,320
31-Jan-19	BlackRock Advisors(UK)Limited	on mkt buy	2.26	AUD	ORD	2,762	2,762
31-Jan-19	BlackRock Advisors(UK)Limited	on mkt buy	2.26	AUD	ORD	5,849	5,849
31-Jan-19	BlackRock Advisors(UK)Limited	on mkt buy	2.26	AUD	ORD	1,196	1,196
31-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-11,200	-11,200
31-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-8,868	-8,868
31-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-1,064	-1,064
31-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	45,660	45,660
31-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	2,840	2,840
31-Jan-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-32,624	-32,624
31-Jan-19	BlackRock Institutional Trust	in specie	n/a	AUD	ORD	-54,930	-54,930
	Company,National Association
31-Jan-19	BlackRock Institutional Trust	in specie	n/a	AUD	ORD	54,930	54,930
	Company, National Association

AMP

Name	Address
BlackRock Group
BlackRock Inc.	55 East 52nd Street
	New York NY 10055 USA
BlackRock Advisors (UK) Limited	12 Throgmorton Avenue.
	London, EC2N 2DL,
	United Kingdom
BlackRock Advisors, LLC	1209 Orange Street,
	Wilmington, New Castle County,
	Delaware 19801,United States
BlackRock Asset Management Canada Limited	161 Bay Street, Suite 2500
	Toronto, Ontario M5J 2S1
	Canada
BlackRock Asset Management North Asia Limited	15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
	3 Garden Road,Central,HongKong
BlackRock Capital Management, Inc.	1209 Orange Street,
	Wilmington, New Castle County,
	Delaware 19801,United States
BlackRock Financial Management, Inc.	1209 Orange Street,
	Wilmington, New Castle County,
	Delaware 19801,United States
BlackRock Fund Advisors	400 Howard Street
	San Francisco, CA, 94105
	United States
BlackRock Institutional Trust Company, National	1225 17th Street,
Association	Suite 300,
	Denver,CO 80202(Colorado,USA)
BlackRock Investment Management (Australia) Limited	Level 26, 101 Collins Street
	Melbourne VIC 3000
	Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited	12 Throgmorton Avenue
	London EC2N 2DL
	United Kingdom
BlackRock Investment Management, LLC	1209 Orange Street,
	Wilmington, New Castle County,
	Delaware 19801,United States
BlackRock Japan Co., Ltd.	Marunouchi Trust Tower Main,
	1-8-3 Marunouchi,
	Chiyoda-ku,Tokyo 100-8217(Japan)

22-Feb-19 Maria Tricarico, Authorised Signatory Date	22-Feb-19 Maria Tricarico, Authorised Signatory Date
Type of agreement:	Global Master Securities Lending Agreement
Parties to agreement:	Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date:	Refer to Annexure A (transactions identified as collateral transfers)
Holder of voting rights:	BlackRock Asset Management North Asia Limited (as investment manager for the funds)
Are there any restrictions on voting rights? If yes, detail	Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights.
Scheduled return date (if any):	Not applicable.
Does the borrower have the right to return early? If yes, detail	Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency
Does the lender have the right to recall early? If yes, detail	Yes, at notice.
Will the securities be returned on settlement? If yes, detail any exceptions	Yes.

Date of Change	Person whose relevant interest changed	Nature of change Consideration given in change (5)	(4) / relation to	CCY	Class (6) and number of securities affected	Class (6) and number of securities affected	Person's votes affected
11-Feb-19	BlackRock Advisors (UK) Limited	on mkt buy	2.42	AUD	ORD	113,565	113,565
11-Feb-19	BlackRock Institutional Trust	on mkt buy	2.42	AUD	ORD	58,570	58,570
	Company,National Association
11-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-22,170	-22,170
11-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-20,692	-20,692
11-Feb-19	BlackRock Advisors (UK) Limited	collateral transfer	n/a	AUD	ORD	179,000	179,000
12-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-14,000	-14,000
12-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-40,780	-40,780
12-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-5,680	-5,680
12-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	22,488	22,488
13-Feb-19	BlackRock Institutional Trust	in specie	n/a	AUD	ORD	-665,018	-665,018
	Company,National Association
13-Feb-19	BlackRock Investment Management	in specie	n/a	AUD	ORD	665,018	665,018
	(UK)Limited
13-Feb-19	BlackRock Investment Management	on mkt sell	2.43	AUD	ORD	-116,234	-116,234
	(Australia)Limited
13-Feb-19	BlackRock Institutional Trust	on mkt buy	2.44	AUD	ORD	92,626	92,626
	Company,National Association
13-Feb-19	BlackRock Advisors (UK) Limited	on mkt buy	2.44	AUD	ORD	40,968	40,968
13-Feb-19	BlackRock Advisors (UK) Limited	on mkt sell	2.44	AUD	ORD	-860	-860
13-Feb-19	BlackRock Advisors (UK) Limited	on mkt buy	2.44	AUD	ORD	29,269	29,269
13-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-7,390	-7,390
13-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	13,508	13,508
13-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-25,191	-25,191
13-Feb-19	BlackRock Japan Co., Ltd.	collateral transfer	n/a	AUD	ORD	2,788	2,788
13-Feb-19	BlackRock Advisors (UK) Limited	collateral transfer	n/a	AUD	ORD	3	3
13-Feb-19	BlackRock Financial Management,	collateral transfer	n/a	AUD	ORD	1,198	1,198
	Inc.
13-Feb-19	BlackRock Investment Management	collateral transfer	n/a	AUD	ORD	48,076	48,076
14-Feb-19	BlackRock Advisors(UK)Limited	on mkt buy	2.25	AUD	ORD	1,280	1,280
14-Feb-19	BlackRock Advisors(UK)Limited	on mkt sell	2.25	AUD	ORD	-196,229	-196,229
14-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-7,000	-7,000
14-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-5,912	-5,912
14-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-10,346	-10,346
14-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	-4,260	-4,260
14-Feb-19	BlackRock Japan Co., Ltd.	collateral transfer	n/a	AUD	ORD	-2,788	-2,788
14-Feb-19	BlackRock Advisors(UK)Limited	collateral transfer	n/a	AUD	ORD	49,262	49,262
14-Feb-19	BlackRock Financial Management,	collateral transfer	n/a	AUD	ORD	-1,198	-1,198
	Inc.
14-Feb-19	BlackRock Investment Management	collateral transfer	n/a	AUD	ORD	-48,076	-48,076
	(UK)Limited
15-Feb-19	BlackRock Advisors (UK) Limited	on mkt sell	2.21	AUD	ORD	-26,292	-26,292
15-Feb-19	BlackRock Investment Management	on mkt buy	2.21	AUD	ORD	146,757	146,757
	(UK)Limited
15-Feb-19	BlackRock Advisors (UK) Limited	on mkt buy	2.18	AUD	ORD	4,837	4,837
15-Feb-19	BlackRock Advisors(UK)Limited	in specie	n/a	AUD	ORD	-24,747	-24,747
15-Feb-19	BlackRock Advisors(UK)Limited	collateral transfer	n/a	AUD	ORD	-49,266	-49,266
18-Feb-19	BlackRock Institutional Trust	on mkt buy	2.15	AUD	ORD	37,015	37,015
18-Feb-19	BlackRock Investment Management	in specie	n/a	AUD	ORD	-33,187	-33,187
	(UK)Limited
18-Feb-19	BlackRock Advisors (UK) Limited	collateral transfer	n/a	AUD	ORD	4,534,400	4,534,400
19-Feb-19	BlackRock Advisors(UK)Limited	on mkt buy	2.22	AUD	ORD	13,750	13,750
19-Feb-19	BlackRock Advisors (UK) Limited	on mkt buy	2.22	AUD	ORD	4,170	4,170
19-Feb-19	BlackRock Investment Management,	on mkt sell	2.22	AUD	ORD	-40,447	-40,447
19-Feb-19	BlackRock Institutional Trust	in specie	n/a	AUD	ORD	-67,381	-67,381
	Company,National Association
19-Feb-19	BlackRock Fund Advisors	in specie	n/a	AUD	ORD	985	985
19-Feb-19	BlackRock Japan Co., Ltd.	collateral transfer	n/a	AUD	ORD	2,418,966	2,418,966

AI assistant

AMP LIMITED — Major Shareholding Notification 2019

64379_rns_2019-02-21_78f13705-2d02-412e-8cc0-5a0f34be1c3e.pdf

Date

2. Changes in relevant interests

22-Feb-19

7. Addresses

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AMP LIMITED Major Shareholding Notification 2019