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AMP LIMITED — Regulatory Filings 2011
Dec 5, 2011
64379_rns_2011-12-05_43c7c074-faf7-46cc-8a81-608e4a51c542.pdf
Regulatory Filings
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Company Secretary
AMP Limited ABN: 49 079 354 519
Level 24, 33 Alfred Street Sydney NSW 2000 Australia
GPO Box 4134 Sydney NSW 2001 Australia
Email: [email protected] Web: amp.com.au Telephone: (02) 9257 5000 Facsimile: (02) 9257 7178
06-Dec-2011
Company Announcement Officer
ASX Limited
NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
Dear Sir/Madam,
Pursuant to Section 671B of the Corporations Act, AMP Limited hereby advises of a change in its relevant interest in Kathmandu Holdings Ltd.
The enclosed ASIC Form 604 discloses all required details.
Yours faithfully,
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Brian Salter General Counsel & Company Secretary, AMP
AMP Ltd ABN 49 079 354 519
Form 604 Corporations Act 2001 Section 671B Notice of Change of interests of Substantial Holder
To: Kathmandu Holdings Ltd ACN/ARSN: 139 836 918
1. Details of substantial holder
Name: AMP Limited (ACN 079 354 519) and its related bodies corporate. There was a change in the interests of the substantial holder on 05-Dec-2011 The previous notice was given to the company on 05-Aug-2011 The previous notice was dated 03-Aug-2011
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous | Notice | Present | Notice | |
|---|---|---|---|---|
| Class of securities | Persons' votes | Voting Power | Persons' votes | Voting Power |
| Ordinary Share | 20,764,707 | 10.38% | 18,731,047 | 9.37% |
3. Change in relevant Interests
Particulars of each change in, or change in the nature of, relevant interests of the substantial holder or an associate in voting securities of the company since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
See Annexure 'A'
4. Present relevant interests
The nature of relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder are as follows:
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Holder of relevant interest Registered holder of Person entitled to be Nature of relevant Class and number of Person's votes
securities registered as holder interest securities affected
AMP Life is legal and
beneficial owner of
the shares and has
AMP Life Limited AMP Life Limited the power to exercise Ordinary Share: 3,124,858
3,124,858
the right to vote and
to dispose of the
shares.
AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors Citicorp Nominees Pty unregistered Ordinary Share:
407,162
Limited Limited managed investment 407,162
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities.
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Form 604 Corporations Act 2001 Section 671B Notice of Change of interests of Substantial Holder
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AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors Cogent Nominees Pty unregistered Ordinary Share:
2,388,748
Limited Limited managed investment 2,388,748
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities.
AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors Cogent Nominees Pty unregistered Ordinary Share:
3,744,913
Limited Limited managed investment 3,744,913
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities.
AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors National Nominees Pty unregistered Ordinary Share:
391,564
Limited Limited managed investment 391,564
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities.
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolis and
unit trusts has the
power to exercise, or
AMP Capital Investors Cogent Nominees NZ control the exercise Ordinary Share: 165,763
(NZ) Limited Limited 165,763
of, a right to vote
attached to the
securities and has the
power to dispose of,
or control the
exercise of a power
to dispose of, the
securities.
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Form 604 Corporations Act 2001 Section 671B Notice of Change of interests of Substantial Holder
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In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolis and
unit trusts has the
NZGT Nominees Ltd AMP power to exercise, or
AMP Capital Investors Capital Equity Opportunity control the exercise Ordinary Share: 74,066
(NZ) Limited Fund of, a right to vote 74,066
attached to the
securities and has the
power to dispose of,
or control the
exercise of a power
to dispose of, the
securities.
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolis and
unit trusts has the
AMP Capital Investors NZGT Nominees-AIF New power to exercise, or control the exercise Ordinary Share: 1,544,068
(NZ) Limited Zealand Equity Fund 1,544,068
of, a right to vote
attached to the
securities and has the
power to dispose of,
or control the
exercise of a power
to dispose of, the
securities.
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolis and
unit trusts has the
NZGT Nominees-AIF New power to exercise, or
AMP Capital Investors Zealand Strategic Equity control the exercise Ordinary Share: 3,885,096
(NZ) Limited Growth Fund of, a right to vote 3,885,096
attached to the
securities and has the
power to dispose of,
or control the
exercise of a power
to dispose of, the
securities.
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolis and
unit trusts has the
AMP Capital Investors The Northern Trust power to exercise, or control the exercise Ordinary Share: 1,394,659
(NZ) Limited Company 1,394,659
of, a right to vote
attached to the
securities and has the
power to dispose of,
or control the
exercise of a power
to dispose of, the
securities.
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
unregistered
ipac Asset Management HSBC Custody Nominees Ordinary Share:
Limited (Australia) Limited managed investment 182,374 182,374
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities.
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Form 604 Corporations Act 2001 Section 671B
Notice of Change of interests of Substantial Holder
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In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts has
Assure New Zealand HSBC Nominees (New the power to Ordinary Share:
exercise, or control 1,427,776
Limited Zealand) Limited 1,427,776
the exercise of, a
right to vote attached
to the securities and
has the power to
dispose of, or control
the exercise of a
power to dispose of,
the securities.
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5. Change in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN (if applicable)
Nature of Association
6. Addresses
The addresses of persons named in this form are as follows:
Name AMP Life Limited AMP Capital Investors Limited AMP Capital Investors (NZ) Limited ipac Asset Management Limited Assure New Zealand Limited
Address Level 24, 33 Alfred Street, Sydney NSW 2000 Level 24, 33 Alfred Street, Sydney NSW 2000 Ground Floor, 113-119 The Terrace, Wellington 750 Collins Street, Docklands, Victoria 3008 Level 6, 80 The Terrace, Wellington
Annexure 'A'
Security: Kathmandu Holdings Ltd
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Person whose relevant Consideration given Class and number of shares Persons' vote
Date of change interest changed Nature of change in relation to change affected affected
Assure New Zealand
05-Aug-2011 Limited Share acquisition $244,413.2 107,146 107,146
Assure New Zealand
10-Aug-2011 Limited Share acquisition $407,218 200,000 200,000
ipac Asset Management
02-Sep-2011 Limited Share disposal $-106,770.43 -65,557 -65,557
ipac Asset Management
05-Sep-2011 Limited Share disposal $-254,176.13 -159,000 -159,000
ipac Asset Management
06-Sep-2011 Limited Share disposal $-10,765 -6,778 -6,778
ipac Asset Management
08-Sep-2011 Limited Share disposal $-118,231.62 -74,222 -74,222
ipac Asset Management
14-Sep-2011 Limited Share disposal $-95,468.87 -60,000 -60,000
Assure New Zealand
02-Nov-2011 Limited Share disposal $-12,356.44 -5,000 -5,000
Assure New Zealand
04-Nov-2011 Limited Share acquisition $153,226.31 60,385 60,385
Assure New Zealand
09-Nov-2011 Limited Share disposal $-650,642.2 -260,000 -260,000
Assure New Zealand
14-Nov-2011 Limited Share disposal $-309,555.82 -120,676 -120,676
22-Nov-2011 ipac Asset Management Limited Share acquisition $105,020.87 55,478 55,478
28-Nov-2011 ipac Asset Management Limited Share acquisition $12,019.41 6,645 6,645
29-Nov-2011 ipac Asset Management Limited Share acquisition $30,055.68 16,211 16,211
30-Nov-2011 ipac Asset Management Limited Share acquisition $33,417.08 17,961 17,961
01-Dec-2011 ipac Asset Management Limited Share acquisition $67,865.53 36,555 36,555
AMP Capital Investors
24-Aug-2011 Share disposal $-12,946.01 -6,700 -6,700
(NZ) Limited
AMP Capital Investors
24-Aug-2011 Share disposal $-19,902.07 -10,300 -10,300
(NZ) Limited
AMP Capital Investors
25-Aug-2011 Share disposal $-7,063.63 -3,600 -3,600
(NZ) Limited
09-Sep-2011 AMP Capital Investors Share disposal $-598 -300 -300
(NZ) Limited
16-Sep-2011 AMP Capital Investors Share acquisition $1,045 500 500
(NZ) Limited
AMP Capital Investors
27-Sep-2011 Share disposal $-687,891.19 -312,678 -312,678
(NZ) Limited
25-Oct-2011 AMP Capital Investors Share acquisition $1,150 500 500
(NZ) Limited
16-Nov-2011 AMP Capital Investors Share acquisition $1,044.16 400 400
(NZ) Limited
28-Nov-2011 AMP Capital Investors Share disposal $-21,838.65 -9,200 -9,200
(NZ) Limited
30-Nov-2011 AMP Capital Investors Share disposal $-194,180.16 -80,000 -80,000
(NZ) Limited
01-Dec-2011 AMP Capital Investors Share disposal $-3,402.34 -1,400 -1,400
(NZ) Limited
02-Dec-2011 AMP Capital Investors Share disposal $-585,280 -236,000 -236,000
(NZ) Limited
AMP Capital Investors
04-Aug-2011 Limited Share disposal $-49,018.64 -27,088 -27,088
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Annexure 'A'
Security: Kathmandu Holdings Ltd
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AMP Capital Investors
04-Aug-2011 Limited Share acquisition $13,334.92 7,259 7,259
04-Aug-2011 AMP Capital Investors Limited Share acquisition $3.59 2 2
04-Aug-2011 AMP Capital Investors Limited Share acquisition $3.59 2 2
AMP Capital Investors
05-Aug-2011 Limited Share acquisition $69,454.68 41,045 41,045
AMP Capital Investors
08-Aug-2011 Limited Share acquisition $111,024.24 67,578 67,578
AMP Capital Investors
11-Aug-2011 Limited Share acquisition $12,547.09 7,937 7,937
AMP Capital Investors
12-Aug-2011 Limited Share acquisition $43,998.54 27,574 27,574
AMP Capital Investors
16-Aug-2011 Limited Share acquisition $18,878.93 11,793 11,793
AMP Capital Investors
16-Aug-2011 Limited Share acquisition $203,196.9 127,496 127,496
AMP Capital Investors
19-Aug-2011 Limited Share acquisition $126,789.32 85,000 85,000
AMP Capital Investors
25-Aug-2011 Limited Share acquisition $19,179.51 12,099 12,099
AMP Capital Investors
26-Aug-2011 Limited Share disposal $-583,778.66 -341,277 -341,277
AMP Capital Investors
26-Aug-2011 Limited Share acquisition $583,778.66 341,277 341,277
AMP Capital Investors
29-Aug-2011 Limited Share disposal $-546,043.2 -341,277 -341,277
AMP Capital Investors
29-Aug-2011 Limited Share acquisition $60,265.6 37,666 37,666
AMP Capital Investors
29-Aug-2011 Limited Share acquisition $92,710.4 57,944 57,944
AMP Capital Investors
31-Aug-2011 Limited Share acquisition $12,604.51 7,878 7,878
AMP Capital Investors
05-Sep-2011 Limited Share acquisition $254,441.98 159,000 159,000
06-Sep-2011 AMP Capital Investors Limited Share acquisition $285.32 180 180
AMP Capital Investors
07-Sep-2011 Limited Share acquisition $96,396.86 60,810 60,810
07-Sep-2011 AMP Capital Investors Limited Share acquisition $60.24 38 38
AMP Capital Investors
09-Sep-2011 Limited Share acquisition $8,294.4 5,184 5,184
AMP Capital Investors
09-Sep-2011 Limited Share disposal $-8,294.4 -5,184 -5,184
AMP Capital Investors
16-Sep-2011 Limited Share disposal $-264,301.88 -159,218 -159,218
AMP Capital Investors
23-Sep-2011 Limited Share disposal $-133,554.27 -77,199 -77,199
AMP Capital Investors
26-Sep-2011 Limited Share disposal $-37,972.99 -22,338 -22,338
13-Oct-2011 AMP Capital Investors Limited Share acquisition $66,302.22 37,361 37,361
19-Oct-2011 AMP Capital Investors Limited Share acquisition $36,470.49 20,842 20,842
31-Oct-2011 AMP Capital Investors Limited Share disposal $-190,975.7 -99,271 -99,271
01-Nov-2011 AMP Capital Investors Limited Share disposal $-4,969.52 -2,594 -2,594
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Annexure 'A'
Security: Kathmandu Holdings Ltd
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04-Nov-2011 AMP Capital Investors Limited Share disposal $-43,361.19 -22,590 -22,590
07-Nov-2011 AMP Capital Investors Limited Share disposal $-665,630.78 -348,682 -348,682
14-Nov-2011 AMP Capital Investors Limited Share disposal $-85,487.51 -42,838 -42,838
14-Nov-2011 AMP Capital Investors Limited Share disposal $-216,975.6 -108,727 -108,727
14-Nov-2011 AMP Capital Investors Limited Share disposal $-347,962.79 -174,365 -174,365
28-Nov-2011 AMP Capital Investors Limited Share acquisition $56,940 31,200 31,200
04-Aug-2011 AMP Life Limited Share disposal $-13,926.74 -7,696 -7,696
04-Aug-2011 AMP Life Limited Share acquisition $19.75 11 11
04-Aug-2011 AMP Life Limited Share acquisition $1.8 1 1
29-Aug-2011 AMP Life Limited Share acquisition $366,913.6 229,321 229,321
29-Aug-2011 AMP Life Limited Share acquisition $26,153.6 16,346 16,346
14-Nov-2011 AMP Life Limited Share disposal $-93,252.39 -46,729 -46,729
14-Nov-2011 AMP Life Limited Share disposal $-1,376,566.88 -689,801 -689,801
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AMP GROUP COMPANIES (as at 30 September 2011)
| Name | Country | Company No. |
|---|---|---|
| 140 St Georges Terrace PtyLimited | Australia | 121654108 |
| 255 George Street Investment A PtyLtd | Australia | 64751471 |
| 255 George Street Investment B PtyLtd | Australia | 64751588 |
| 35 Ocean Keys PtyLimited | Australia | 122848917 |
| AbbeyCapital Real Estate PtyLimited | Australia | 63958341 |
| ACPP Industrial PtyLimited | Australia | 108662022 |
| ACPP Office PtyLimited | Australia | 108662031 |
| ACPP Retail PtyLimited | Australia | 108662013 |
| Aged Care Investment Services No. 1 PtyLimited | Australia | 86801041 |
| Aged Care Investment Services No. 2 PtyLimited | Australia | 82747313 |
| AllmargCorporation Limited | New Zealand | WN/980668 |
| AMP(UK)Finance Services Plc | United Kingdom | 3551613 |
| AMP ASAL PtyLimited | Australia | 96046123 |
| AMP Australian Financial Services Holdings Limited | Australia | 102756794 |
| AMP Bank Limited | Australia | 81596009 |
| AMP Capital(International Finance No. 1)SA | Luxembourg | B146275 |
| AMP Capital(International Finance No. 2)SA | Luxembourg | B146277 |
| AMP Capital AB Holdings PtyLimited | Australia | 139529883 |
| AMP Capital Advisors India Private Limited | Mauritius | PTC161734 |
| AMP Capital Bayfair PtyLimited | Australia | 121179486 |
| AMP Capital Brookfield PtyLimited | Australia | 119095297 |
| AMP Capital Finance Limited | Australia | 123968089 |
| AMP Capital Global PropertySecurities PtyLimited | Australia | 120524950 |
| AMP Capital Holdings Limited | Australia | 78651966 |
| AMP Capital Investments No. 11 Limited | New Zealand | WN/1115593 |
| AMP Capital Investments No. 14 Limited | New Zealand | 1503268 |
| AMP Capital Investments No. 2 Limited | New Zealand | WN/976346 |
| AMP Capital Investments No. 8 Limited | New Zealand | WN/1039274 |
| AMP Capital Investors(HongKong)Limited | HongKong | TBA |
| AMP Capital Investors(LuxembourgNo. 3)S.à r.l. | Luxembourg | B137831 |
| AMP Capital Investors(LuxembourgNo. 4)S.à r.l. | Luxembourg | B149134 |
| AMP Capital Investors(LuxembourgNo. 5)S.à r.l. | Luxembourg | TBA |
| AMP Capital Investors(LuxembourgNo. 6)S.à r.l. | Luxembourg | TBA |
| AMP Capital Investors(Luxembourg)S.à r.l. | Luxembourg | B140092 |
| AMP Capital Investors(New Zealand)Limited | New Zealand | WN/461290 |
| AMP Capital Investors(PropertyFunds Management Jersey)Limited | Jersey | 91098 |
| AMP Capital Investors(Singapore)Pte. Ltd. | Singapore | 200312149D |
| AMP Capital Investors(Singapore)REIT Management Ltd. | Singapore | 200716478N |
| AMP Capital Investors(UK)Limited | United Kingdom | 5524536 |
| AMP Capital Investors(US)Limited | United States | TBA |
| AMP Capital Investors Advisory (Beijing)Limited | China | 110000450018958 |
| AMP Capital Investors International Holdings Limited | Australia | 114 352 957 |
| AMP Capital Investors Japan KK | Japan | 0199-01-115280 |
| AMP Capital Investors KK[formerlyGemini Advisors Securities Investment CompanyKK] | Japan | TBA |
| AMP Capital Investors Limited | Australia | 1777591 |
| AMP Capital Investors Office and Industrial(Singapore)Pte. Ltd. | Singapore | 200722741R |
| AMP Capital Investors PropertyJapan KK | Japan | TBA |
| AMP Capital Investors Real Estate PtyLimited | Australia | 63858711 |
| AMP Capital Lifestyle Limited | Australia | 124342650 |
| AMP Capital Office and Industrial PtyLimited | Australia | 99105094 |
| AMP Capital Palms PtyLimited | Australia | 124646582 |
| AMP Capital PropertyNominees Limited | Australia | 2301260 |
| AMP Capital ShoppingCentres PtyLimited | Australia | 1595955 |
| AMP CMBS No.1 PtyLimited | Australia | 105197395 |
| AMP CMBS No.2 PtyLimited | Australia | 105197377 |
| AMP Crossroads PtyLimited | Australia | 107968212 |
| AMP Custodian Services(NZ)Limited | New Zealand | WN/312763 |
| AMP Davidson Road PtyLimited | Australia | 107968203 |
| AMP Finance Limited | Australia | 2812704 |
| AMP Finance Services Limited | Australia | 80339466 |
| AMP Financial Investment GroupHoldings Limited | Australia | 81596036 |
| AMP Financial PlanningPtyLimited | Australia | 51208327 |
| AMP Financial Services Holdings Limited | Australia | 76716704 |
| AMP Foundation Income BeneficiaryPtyLimited | Australia | 80375766 |
| AMP Foundation Limited | Australia | 76716697 |
| AMP GBS Limited | Australia | 87651947 |
| AMP GDPF PtyLimited | Australia | 120525019 |
| AMP GI Distribution PtyLimited | Australia | 98080810 |
| AMP Global PropertyInvestments PtyLtd | Australia | 3218415 |
| Name | Country | Company No. |
|---|---|---|
| AMP GroupFinance Services Limited | Australia | 84247914 |
| AMP GroupHoldings Limited | Australia | 79804676 |
| AMP GroupServices Limited | Australia | 80339457 |
| AMP Holdings Limited | Australia | 79958062 |
| AMP Insurance Investment Holdings PtyLimited | Australia | 82562892 |
| AMP Investment Management(NZ)Limited | New Zealand | WN339052 |
| AMP Investment Services No. 2 PtyLimited | Australia | 84332187 |
| AMP Investment Services PtyLimited | Australia | 63986989 |
| AMP Investments Chile Limitada | Chile | 78.816.400 |
| AMP LendingServices Limited | Australia | 113 408 941 |
| AMP Life(NZ)Investments Holdings Limited | New Zealand | 2195429 |
| AMP Life(NZ)Investments Limited | New Zealand | 2195430 |
| AMP Life Limited | Australia | 79300379 |
| AMP Limited | Australia | 79354519 |
| AMP Macquarie HoldingPtyLimited | Australia | 103734836 |
| AMP Macquarie PtyLimited | Australia | 103734854 |
| AMP NZ Carpark Limited | New Zealand | 1806834 |
| AMP Pacific Fair PtyLimited | Australia | 103734890 |
| AMP Personal Investment Services Limited | Australia | 8630546 |
| AMP Planner Register CompanyPtyLimited | Australia | 129899896 |
| AMP Private Capital Funds Holdings Limited | New Zealand | WN/1002011 |
| AMP Private Capital New Zealand Limited | New Zealand | WN/981063 |
| AMP Private Capital No. 2 PtyLimited | Australia | 94036914 |
| AMP Private Capital PtyLimited | Australia | 88794692 |
| AMP Private Investments PtyLimited | Australia | 62239089 |
| AmpPrivate Wealth Management PtyLtd | Australia | 139353496 |
| AMP PropertyInvestments(Qld)Pty. Ltd. | Australia | 10806014 |
| AMP Remuneration Reward Plans Nominees PtyLimited | Australia | 4014635 |
| AMP Riverside Plaza PtyLimited | Australia | 107968187 |
| AMP Royal Randwick PtyLimited | Australia | 110549249 |
| AMP Services(NZ)Limited | New Zealand | 339042 |
| AMP Services Holdings Limited | Australia | 81102552 |
| AMP Services Limited | Australia | 81143786 |
| AMP SMSF HoldingCo. PtyLtd | Australia | 147879230 |
| AMP Superannuation(NZ)Limited | New Zealand | 30274 |
| AMP Superannuation Limited | Australia | 8414104 |
| AMP Warringah Mall PtyLimited | Australia | 108254100 |
| AMP/ERGO Mortgage and Savings Limited | New Zealand | 662366 |
| Arrive Wealth Management Limited | Australia | 64490446 |
| Arrow Systems PtyLimited | Australia | 77001211 |
| Arthur Ellis & Co Limited | New Zealand | WN/143113 |
| Auburn Mega Mall PtyLimited | Australia | 111075828 |
| Australian Mutual Provident SocietyPtyLimited | Australia | 81589639 |
| Australian Securities Administration Limited | Australia | 2905197 |
| AWOF New Zealand Office PtyLimited | Australia | 122875790 |
| CBD Financial PlanningPtyLimited | Australia | 002 515 442 |
| Collins Place No. 2 PtyLtd | Australia | 90537643 |
| Collins Place PtyLimited | Australia | 84238497 |
| Donaghys Australia PtyLimited | Australia | 8580738 |
| Donaghys Industries Limited | New Zealand | WN/383438 |
| Donaghys International Limited | New Zealand | WN/322882 |
| Donaghys Limited | New Zealand | WN/142919 |
| Donaghys PtyLimited | Australia | 4056508 |
| GlendenningPtyLimited | Australia | 126113264 |
| Hillross Alliances Limited | Australia | 96538288 |
| Hillross Financial Services Limited | Australia | 3323055 |
| Hillross Innisfail PtyLimited | Australia | 1004443 |
| Hillross Wealth Management Centre Canberra PtyLtd | Australia | 139867888 |
| Hillross Wealth Management Centre Melbourne PtyLtd | Australia | 137912666 |
| Honeysuckle 231 PtyLimited | Australia | 114 118 026 |
| Hospital Car ParkingHoldings Limited | New Zealand | 1511062 |
| Hospital Car ParkingLimited | New Zealand | 1511064 |
| INSSA PtyLimited | Australia | 63061192 |
| Inversiones Mineras Los Andes Limitada | Chile | N/A |
| Kent Street PtyLimited | Australia | 6794654 |
| Kiwi Kat Limited | New Zealand | TBA |
| Knox CityShoppingCentre Investments(No. 2)PtyLimited | Australia | 63958378 |
| Marrickville Metro ShoppingCentre PtyLimited | Australia | 111075837 |
| Mowla Pty. Ltd. | Australia | 5133835 |
| Omega(Australia)PtyLimited | Australia | 82747331 |
| PHFT Finance PtyLimited | Australia | 123249847 |
| Name | Country | Company No. |
|---|---|---|
| PremierOne Mortgage Advice PtyLimited | Australia | 102861316 |
| Principal Healthcare Finance No.2 PtyLimited | Australia | 90007926 |
| Principal Healthcare Finance PtyLimited | Australia | 69875476 |
| Principal Healthcare HoldingPtyLimited | Australia | 107 257 054 |
| PriorityOne AgencyServices PtyLtd | Australia | 74621131 |
| PriorityOne Financial Services Limited | Australia | 69778883 |
| QuayMining (No. 2)Limited | Bermuda | EC25965 |
| QuayMiningPtyLimited | Australia | 2325895 |
| Roost 2007 Limited | New Zealand | 1935632 |
| Scrabster BayPtyLimited | Australia | 65165522 |
| SPP No. 1(Rosebery)PtyLimited | Australia | 104141906 |
| SPP No. 1 Holdings PtyLimited | Australia | 104141791 |
| SPP No. 3A Investments PtyLimited | Australia | 131530115 |
| SPP No.1(Alexandra Canal)PtyLimited | Australia | 111 825 873 |
| SPP No.1(Cowes)PtyLimited | Australia | 118155141 |
| SPP No.1(H)PtyLimited | Australia | 111 825 917 |
| SPP No.1(Hawthorn)PtyLimited | Australia | 117488454 |
| SPP No.1(Mona Vale)PtyLimited | Australia | 104743384 |
| SPP No.1(Mornington)PtyLimited | Australia | 118 456 698 |
| SPP No.1(Mt WaverleyFinancing)PtyLimited | Australia | 115640456 |
| SPP No.1(Mt Waverley)PtyLimited | Australia | 115640438 |
| SPP No.1(Newcastle)PtyLimited | Australia | 113498865 |
| SPP No.1(North Melbourne)PtyLimited | Australia | 106187740 |
| SPP No.1(Pakenham)PtyLimited | Australia | 106187768 |
| SPP No.1(Point Cook)PtyLimited | Australia | 106187713 |
| SPP No.1(Port Melbourne)PtyLimited | Australia | 112322595 |
| SPP No.1(Q Stores)PtyLimited | Australia | 111825793 |
| Sugarland ShoppingCentre PtyLimited | Australia | 116429620 |
| Sunshine West Development PtyLimited | Australia | 110718119 |
| Sunshine West Income PtyLimited | Australia | 110718708 |
| The India Infrastructure Fund LLC | Mauritius | 23449/5327 |
| TOA PtyLtd | Australia | 1811972 |
| Waterfront Place(No. 2)Pty. Ltd. | Australia | 10728042 |
| Waterfront Place(No. 3)Pty. Ltd. | Australia | 10790931 |
| ACN 100 509 993 PTY LTD | Australia | 100 509 993 |
| ACCOUNTANTS RESOURCING(AUSTRALIA)PTY LTD | Australia | 143 732 610 |
| ADVISER RESOURCING PTY LTD | Australia | 143 733 493 |
| AR GROUP PTY LIMITED | Australia | 140 258 911 |
| ASSOCIATED PLANNERS FINANCIAL SERVICES PTY LIMITED | Australia | 097 451 495 |
| ASSOCIATED PLANNERS STRATEGIC FINANCE PTY LTD | Australia | 003 688 060 |
| AXA APH GESP DEFERRED (AUSTRALIA) PTY LIMITED | Australia | 078 032 416 |
| AXA APH GESP EXEMPT (AUSTRALIA) PTY LIMITED | Australia | 078 032 381 |
| AXA APH EXECUTIVE PLAN (AUSTRALIA) PTY LIMITED | Australia | 078 032 363 |
| AXA ASIA PACIFIC FINANCE LIMITED | Australia | 006 363 837 |
| AXA ASIA PACIFIC HOLDINGS LIMITED | Australia | 069 123 011 |
| AXA AUSTRALIA STAFF SUPERANNUATION PTY. LTD. | Australia | 065 632 206 |
| AXA FINANCIAL PLANNING LIMITED | Australia | 005 799 977 |
| AXA FUNDS MANAGEMENT LIMITED | Australia | 133 185 994 |
| AXA NEW ZEALAND FINANCE LTD | Australia | 098 666 561 |
| BMRI FINANCIAL SERVICES PTY LTD | Australia | 080 971 295 |
| CARTER BAX PTY LTD | Australia | 096 666 410 |
| CHARTER FINANCIAL PLANNING LIMITED | Australia | 002 976 294 |
| CLIENTCARE FINANCIAL PLANNING PTY LTD | Australia | 007 112 174 |
| DIDUS PTY. LTD. | Australia | 006 874 595 |
| ENEMELAY INVESTMENTS PTY LIMITED | Australia | 000 403 323 |
| FOUNDATION WEALTH ADVISERS PTY LIMITED | Australia | 134 620 349 |
| GARRISONS (ROSNY) PTY LIMITED | Australia | 085 654 860 |
| QUADRANT SECURITIES PTY LTD_(formerly called GARRISONS PTY LTD)_ | Australia | 009 556 370 |
| GENESYS GROUP HOLDINGS PTY LIMITED | Australia | 123 318 641 |
| GENESYS GROUP LIMITED | Australia | 003 357 024 |
| GENESYS HOLDINGS LIMITED | Australia | 144 956 006 |
| GENESYS WEALTH ADVISERS (WA) PTY LTD | Australia | 104 441 947 |
| GENESYS WEALTH ADVISERS LIMITED | Australia | 060 778 216 |
| HINDMARSH SQUARE FINANCIAL SERVICES PTY LTD | Australia | 080 732 896 |
| HINDMARSH SQUARE WEALTH ADVISERS PTY LTD | Australia | 125 357 226 |
| IPAC ASSET MANAGEMENT LIMITED | Australia | 003 257 225 |
| IPAC FINANCIAL CARE PTY LTD | Australia | 140 733 491 |
| IPAC GROUP SERVICES PTY LTD | Australia | 074 631 235 |
| IPAC PORTFOLIO MANAGEMENT LIMITED | Australia | 071 315 618 |
| IPAC SECURITIES LIMITED | Australia | 008 587 595 |
| IPAC TAXATION SERVICES PTY LIMITED | Australia | 113 983 529 |
| LIDOMAIN PTY. LIMITED | Australia | 009 096 780 |
| LIFEFX PTY LTD | Australia | 057 897 131 |
| Name | Country | Company No. |
|---|---|---|
| MONERE FINANCIAL PLANNING LIMITED | Australia | 074 225 353 |
| MONITOR MONEY CORPORATION PTY. LTD. | Australia | 001 459 856 |
| MULTIPORT PTY LIMITED | Australia | 097 695 988 |
| N M RURAL ENTERPRISES PTY LIMITED | Australia | 001 913 113 |
| N.M. SUPERANNUATION PROPRIETARY LIMITED | Australia | 008 428 322 |
| NATIONAL MUTUAL FUNDS MANAGEMENT(GLOBAL)LIMITED | Australia | 057 398 393 |
| NATIONAL MUTUAL FUNDS MANAGEMENT LTD. | Australia | 006 787 720 |
| NATIONAL MUTUAL INTERNATIONAL PTY. LIMITED | Australia | 004 484 351 |
| NATIONAL MUTUAL LIFE NOMINEES LIMITED | Australia | 004 387 133 |
| NM COMPUTER SERVICES PTY. LIMITED | Australia | 001 239 667 |
| NMMT LIMITED | Australia | 058 835 573 |
| NORTHSTAR LENDING PTY LTD | Australia | 057 707 687 |
| PAJODA INVESTMENTS PTY. LTD. | Australia | 127 407 238 |
| PARKSIDE INVESTORPLUS SOLUTIONS PTY LIMITED | Australia | 003 884 651 |
| PPS LIFESTYLE SOLUTIONS PTY LTD | Australia | 051 228 641 |
| PRIVATE WEALTH MANAGERS PTY LTD | Australia | 002 705 642 |
| SG(AUST)HOLDINGS PTY LTD | Australia | 099 025 537 |
| SILVERTON SECURITIES PROPRIETARY LIMITED | Australia | 004 337 624 |
| SOLAR RISK PTY LIMITED | Australia | 092 265 373 |
| STEPHENSON & WATT PROPRIETARY LIMITED | Australia | 004 264 742 |
| STERREY FINANCIAL PLANNING PTY LTD | Australia | 091 308 539 |
| STRATEGIC PLANNING PARTNERS PTY LTD | Australia | 057 800 405 |
| STRATEGIC WEALTH SOLUTIONS PTY LIMITED | Australia | 108 131 871 |
| SYNERGY CAPITAL MANAGEMENT LTD | Australia | 062 264 108 |
| TFS FINANCIAL PLANNING PTY LTD | Australia | 088 309 308 |
| THE NATIONAL MUTUAL LIFE ASSOCIATION OF AUSTRALASIA | Australia | 004 020 437 |
| TM FALLBACK OPTIONS PTY LTD | Australia | 100 925 522 |
| TM SECURITIES PTY LTD | Australia | 099 131 754 |
| TYNAN MACKENZIE HOLDINGS PTY LTD | Australia | 076 640 376 |
| TYNAN MACKENZIE PTY LTD | Australia | 066 074 744 |
| WALKER LAWRENCE & ASSOCIATES PTY LTD | Australia | 010 861 257 |
| WILSANIK PTY LTD | Australia | 111 806 252 |
| JOHN COOMBES AND COMPANY PTY LTD | Australia | 072 534 868 |
| FIRST QUEST CAPITAL PTY LTD | Australia | 085 338 183 |
| SUWARRAOW PTY LIMITED | Australia | 063 498 662 |
| FINANCIAL COMPOSURE PTY LTD | Australia | 100 225 643 |
| LINDWALL GROUP PTY LTD | Australia | 110 998 699 |
| AMP CAPITAL CORE INFRASTRUCTURE PTY LTD | Australia | 153 430 829 |
| RESOURCING SERVICES SDN BHD(registered in Malaysia) | Maylasia | Not Australian |
| AXA HONG KONG FINANCE LIMITED | HongKong | Not Australian |
| ADVICEFIRST LIMITED(FORMERLY KNOWN AS CHARTER FINANCIAL SOLUTIONS) | New Zealand | 2104026 |
| ASSURE FUNDS MANAGEMENT LIMITED | New Zealand | 354245 |
| ASSURE NEW ZEALAND LIMITED | New Zealand | 1046436 |
| ASSURE NOMINEES LIMITED | New Zealand | 20027 |
| AXA GLOBAL INVESTORS LIMITED | New Zealand | 821674 |
| AXA NEW ZEALAND HJV LIMITED | New Zealand | 871365 |
| AXA NEW ZEALAND LIMITED(FORMALY KNOWN AS SG PORTFOLIO MANAGEMENT GROUP LIMITED) | New Zealand | 841648 |
| AXA NEW ZEALAND NOMINEES LIMITED | New Zealand | 9397 |
| CLIENT PORTFOLIO ADMINISTRATION LIMITED | New Zealand | 1084209 |
| CLIENT RESERVE LIMITED | New Zealand | 916483 |
| GWM SPICERS LIMITED(FORMERLY KNOWN AS GOULD WEALTH MANAGEMENT LIMITED) | New Zealand | 2132668 |
| MORTGAGE BACKED BONDS LIMITED | New Zealand | 1533595 |
| NATIONAL MUTUAL ASSETS MANAGEMENT(NEW ZEALAND)LIMITED | New Zealand | 507893 |
| NATIONAL MUTUAL CORPORATE SUPERANNUATION SERVICES LIMITED | New Zealand | 30575 |
| NATIONAL MUTUAL CPS MANAGEMENT LIMITED | New Zealand | 336794 |
| NATIONAL MUTUAL FUNDS MANAGEMENT NZ LIMITED | New Zealand | 366886 |
| NATIONAL MUTUAL LEASING NZ LIMITED | New Zealand | 19864 |
| NATIONAL MUTUAL SUPERANNUATION MASTER TRUSTEE LIMITED | New Zealand | 520178 |
| QUANTUM FINANCIAL SOLUTIONS LIMITED | New Zealand | 852572 |
| S.G. HOLDINGS LIMITED | New Zealand | 1169035 |
| SPICERS PORTFOLIO MANAGEMENT LIMITED | New Zealand | 364398 |
| STERLING PORTFOLIO MANAGEMENT LIMITED | New Zealand | 585648 |