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AMP LIMITED — Major Shareholding Notification 2022
Jul 11, 2022
64379_rns_2022-07-11_a635f11e-7303-44ba-b27d-523500e10589.pdf
Major Shareholding Notification
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603 page 1/2
15 July 2001
Form 603
Corporations Act 2001 Section 671B
Notice of initial substantial holder
| To Company Name/Scheme ACN/ARSN 1. Details of substantial holder (1) Name ACN/ARSN (if applicable) The holder became a substantial holder on |
AMP Limited |
|---|---|
| 079 354 519 | |
| Vanguard Group (The Vanguard Group, Inc. and its controlled entities including those | |
listed in Annexure A) |
|
N/A |
|
7 July 2022 |
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person’s votes (5) | Voting power (6) |
|---|---|---|---|
| Ordinary | 163,318,732 | 163,318,732 | 5.0004% |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| Vanguard Group | Vanguard Group is the manager of various Mutual funds and accounts and in that capacity has the power to dispose of the shares. The other members of Vanguard Group have a relevant interest under section 608(3) of the Corporations Act. |
Ordinary – 163,318,732 |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
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Holder of relevant Registered holder of Person entitled to be Class and
interest securities registered as holder (8) number of
securities
Vanguard Group Brown Brothers Harriman Various funds and other accounts of Vanguard Group Ordinary –
3,764,798
Vanguard Group BNY Mellon Various funds and other accounts of Vanguard Group Ordinary –
10,133,907
Vanguard Group JP Morgan Chase Bank, Various funds and other accounts of Vanguard Group Ordinary –
N.A. 120,604,066
Vanguard Group State Street Bank and Trust Various funds and other accounts of Vanguard Group Ordinary –
Company 28,815,961
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5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the
substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure A |
603 page 2/2
15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Name and ACN/ARSN (if applicable) | Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|---|---|
| N/A | N/A | ||
| dresses ddresses of persons named in this form ar |
|||
| Name | Address | ||
| Vanguard Group | P.O. Box 2600, V26 Valley Forge, PA 19482 USA | ||
| print name sign here |
|||
date 11 July 2022 |
7. Addresses
The addresses of persons named in this form are as follows:
| DIRECTIONS | |
|---|---|
| (1) | If there are a number of substantial holders with similar or related interests (eg. a corporation and its related corporations, or the |
| manager and | |
| trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are | |
| essentially | |
| similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names | |
| and addresses | |
| of members is clearly set out in paragraph 7 of the form. | |
| (2) | See the definition of “associate” in section 9 of the Corporations Act 2001. |
| (3) | See the definition of “relevant interest” in sections 608 and 671B(7) of the Corporations Act 2001. |
| (4) | The voting shares of a company constitute one class unless divided into separate classes. |
| (5) | The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person |
| or an | |
| Associate has a relevant interest in. | |
| (6) | The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100. |
| (7) | Include details of: |
| (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a |
|
| copy of | |
| any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate | |
| details of any contract, | |
| scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or | |
| arrangement; and | |
| (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers |
|
| or disposal of the | |
| securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). | |
| See the definition of “relevant agreement” in section 9 of the Corporations Act 2001. | |
| (8) | If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write |
| “unknown”. | |
| (9) | Details of the consideration must include any and all benefits, moneys and other, that any person from whom a relevant interest has |
| acquired has, or | |
| may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the | |
| happening or not of a | |
| contingency. Details must be included of any benefit paid on behalf of the substantial holder of its associate in relation to the | |
| acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired. |
Annexure A
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To Company AMP Limited
ACN/ARSN 079 354 519
Substantial Holder Name Vanguard Group
ACN/ARSN N/A
Consideration
Nature of given in relation Number of securities Person's votes
Date of change Person whose relevant interest changed Change(6) to change(7) Class affected affected
9-Mar-22 The Vanguard Group, Inc. BUY 0.91 Ordinary 73,712 73,712
10-Mar-22 The Vanguard Group, Inc. SELL 0.92 Ordinary (39,457) (39,457)
14-Mar-22 The Vanguard Group, Inc. SELL 0.93 Ordinary (10,716) (10,716)
15-Mar-22 The Vanguard Group, Inc. BUY 0.92 Ordinary 1,061 1,061
18-Mar-22 The Vanguard Group, Inc. SELL 0.97 Ordinary (33,959) (33,959)
24-Mar-22 The Vanguard Group, Inc. SELL 0.94 Ordinary (44,642) (44,642)
25-Mar-22 The Vanguard Group, Inc. BUY 0.95 Ordinary 2,823 2,823
31-Mar-22 The Vanguard Group, Inc. BUY 0.96 Ordinary 18,720 18,720
31-Mar-22 The Vanguard Group, Inc. BUY 0.97 Ordinary 512,016 512,016
6-Apr-22 The Vanguard Group, Inc. BUY 1.02 Ordinary 25,045 25,045
8-Apr-22 The Vanguard Group, Inc. BUY 1.00 Ordinary 120,585 120,585
8-Apr-22 The Vanguard Group, Inc. BUY 1.01 Ordinary 30,138 30,138
12-Apr-22 The Vanguard Group, Inc. BUY 1.02 Ordinary 30,774 30,774
12-Apr-22 The Vanguard Group, Inc. BUY 1.02 Ordinary 51,290 51,290
19-Apr-22 The Vanguard Group, Inc. SELL 1.08 Ordinary (14,764) (14,764)
26-Apr-22 The Vanguard Group, Inc. SELL 1.06 Ordinary (33,544) (33,544)
28-Apr-22 The Vanguard Group, Inc. BUY 1.16 Ordinary 5,822 5,822
28-Apr-22 The Vanguard Group, Inc. BUY 1.13 Ordinary 407,368 407,368
29-Apr-22 The Vanguard Group, Inc. BUY 1.16 Ordinary 5,822 5,822
4-May-22 The Vanguard Group, Inc. BUY 1.20 Ordinary 10,917 10,917
6-May-22 The Vanguard Group, Inc. BUY 1.18 Ordinary 5,809 5,809
6-May-22 The Vanguard Group, Inc. BUY 1.17 Ordinary 389 389
9-May-22 The Vanguard Group, Inc. SELL 1.16 Ordinary (166,901) (166,901)
11-May-22 The Vanguard Group, Inc. BUY 1.15 Ordinary 310,130 310,130
13-May-22 The Vanguard Group, Inc. BUY 1.15 Ordinary 37,102 37,102
13-May-22 The Vanguard Group, Inc. BUY 1.12 Ordinary 146,080 146,080
19-May-22 The Vanguard Group, Inc. BUY 1.14 Ordinary 14,268 14,268
19-May-22 The Vanguard Group, Inc. SELL 1.12 Ordinary (25,980) (25,980)
20-May-22 The Vanguard Group, Inc. BUY 1.11 Ordinary 341,933 341,933
8-Jun-22 The Vanguard Group, Inc. BUY 1.12 Ordinary 6,458 6,458
14-Jun-22 The Vanguard Group, Inc. BUY 1.01 Ordinary 6,457 6,457
14-Jun-22 The Vanguard Group, Inc. SELL 1.01 Ordinary (2,600) (2,600)
17-Jun-22 The Vanguard Group, Inc. SELL 0.97 Ordinary (22,823) (22,823)
20-Jun-22 The Vanguard Group, Inc. BUY 1.00 Ordinary 5,681 5,681
21-Jun-22 The Vanguard Group, Inc. SELL 1.02 Ordinary (835) (835)
21-Jun-22 The Vanguard Group, Inc. SELL 1.02 Ordinary (388,456) (388,456)
28-Jun-22 The Vanguard Group, Inc. BUY 0.96 Ordinary 29,028 29,028
29-Jun-22 The Vanguard Group, Inc. BUY 0.98 Ordinary 5,743 5,743
29-Jun-22 The Vanguard Group, Inc. BUY 0.96 Ordinary 177,186 177,186
30-Jun-22 The Vanguard Group, Inc. BUY 0.96 Ordinary 25,015 25,015
30-Jun-22 The Vanguard Group, Inc. BUY 0.96 Ordinary 17,965 17,965
30-Jun-22 The Vanguard Group, Inc. BUY 0.96 Ordinary 53,895 53,895
30-Jun-22 The Vanguard Group, Inc. BUY 0.96 Ordinary 71,860 71,860
1-Jul-22 The Vanguard Group, Inc. BUY 0.98 Ordinary 58,128 58,128
1-Jul-22 The Vanguard Group, Inc. BUY 0.98 Ordinary 43,116 43,116
5-Jul-22 The Vanguard Group, Inc. BUY 0.99 Ordinary 29,034 29,034
5-Jul-22 The Vanguard Group, Inc. BUY 0.99 Ordinary 28,744 28,744
6-Jul-22 The Vanguard Group, Inc. BUY 1.01 Ordinary 10,779 10,779
9-Mar-22 Vanguard Investments Australia Ltd. BUY 0.91 Ordinary 117,005 117,005
9-Mar-22 Vanguard Investments Australia Ltd. BUY 0.91 Ordinary 36,773 36,773
10-Mar-22 Vanguard Investments Australia Ltd. BUY 0.92 Ordinary 72,732 72,732
10-Mar-22 Vanguard Investments Australia Ltd. BUY 0.92 Ordinary 49,590 49,590
10-Mar-22 Vanguard Investments Australia Ltd. BUY 0.92 Ordinary 9,672 9,672
14-Mar-22 Vanguard Investments Australia Ltd. BUY 0.93 Ordinary 46,032 46,032
15-Mar-22 Vanguard Investments Australia Ltd. BUY 0.93 Ordinary 36,534 36,534
16-Mar-22 Vanguard Investments Australia Ltd. BUY 0.94 Ordinary 25,936 25,936
17-Mar-22 Vanguard Investments Australia Ltd. BUY 0.97 Ordinary 9,672 9,672
18-Mar-22 Vanguard Investments Australia Ltd. BUY 0.97 Ordinary 645,164 645,164
18-Mar-22 Vanguard Investments Australia Ltd. SELL 0.97 Ordinary (84,646) (84,646)
21-Mar-22 Vanguard Investments Australia Ltd. BUY 0.95 Ordinary 34,545 34,545
21-Mar-22 Vanguard Investments Australia Ltd. BUY 0.95 Ordinary 9,696 9,696
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Page 1 of 3
Annexure A
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Consideration
Nature of given in relation Number of securities Person's votes
Date of change Person whose relevant interest changed Change(6) to change(7) Class affected affected
21-Mar-22 Vanguard Investments Australia Ltd. BUY 0.95 Ordinary 100,192 100,192
22-Mar-22 Vanguard Investments Australia Ltd. BUY 0.95 Ordinary 8,440 8,440
29-Mar-22 Vanguard Investments Australia Ltd. BUY 0.95 Ordinary 6,472 6,472
29-Mar-22 Vanguard Investments Australia Ltd. BUY 0.95 Ordinary 6,330 6,330
29-Mar-22 Vanguard Investments Australia Ltd. BUY 0.95 Ordinary 29,540 29,540
30-Mar-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 12,944 12,944
1-Apr-22 Vanguard Investments Australia Ltd. BUY 0.96 Ordinary 182,687 182,687
1-Apr-22 Vanguard Investments Australia Ltd. BUY 0.96 Ordinary 6,406 6,406
5-Apr-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 38,208 38,208
5-Apr-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 23,082 23,082
5-Apr-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 3,203 3,203
6-Apr-22 Vanguard Investments Australia Ltd. BUY 1.02 Ordinary 9,606 9,606
7-Apr-22 Vanguard Investments Australia Ltd. BUY 1.00 Ordinary 9,606 9,606
8-Apr-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 6,404 6,404
8-Apr-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 6,267 6,267
8-Apr-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 8,356 8,356
11-Apr-22 Vanguard Investments Australia Ltd. BUY 1.02 Ordinary 6,404 6,404
12-Apr-22 Vanguard Investments Australia Ltd. BUY 1.03 Ordinary 6,412 6,412
13-Apr-22 Vanguard Investments Australia Ltd. BUY 1.05 Ordinary 46,935 46,935
14-Apr-22 Vanguard Investments Australia Ltd. BUY 1.06 Ordinary 23,178 23,178
20-Apr-22 Vanguard Investments Australia Ltd. BUY 1.05 Ordinary 6,412 6,412
21-Apr-22 Vanguard Investments Australia Ltd. BUY 1.09 Ordinary 6,412 6,412
22-Apr-22 Vanguard Investments Australia Ltd. BUY 1.06 Ordinary 31,410 31,410
22-Apr-22 Vanguard Investments Australia Ltd. BUY 1.06 Ordinary 9,618 9,618
26-Apr-22 Vanguard Investments Australia Ltd. BUY 1.04 Ordinary 282,150 282,150
26-Apr-22 Vanguard Investments Australia Ltd. BUY 1.04 Ordinary 23,180 23,180
26-Apr-22 Vanguard Investments Australia Ltd. BUY 1.04 Ordinary 6,412 6,412
27-Apr-22 Vanguard Investments Australia Ltd. BUY 1.03 Ordinary 15,750 15,750
27-Apr-22 Vanguard Investments Australia Ltd. BUY 1.03 Ordinary 16,030 16,030
27-Apr-22 Vanguard Investments Australia Ltd. BUY 1.03 Ordinary 9,618 9,618
28-Apr-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 31,360 31,360
29-Apr-22 Vanguard Investments Australia Ltd. SELL 1.16 Ordinary (300,601) (300,601)
29-Apr-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 12,824 12,824
4-May-22 Vanguard Investments Australia Ltd. BUY 1.19 Ordinary 15,055 15,055
5-May-22 Vanguard Investments Australia Ltd. BUY 1.21 Ordinary 45,210 45,210
5-May-22 Vanguard Investments Australia Ltd. SELL 1.21 Ordinary (148,474) (148,474)
6-May-22 Vanguard Investments Australia Ltd. BUY 1.18 Ordinary 12,824 12,824
9-May-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 9,024 9,024
9-May-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 48,128 48,128
9-May-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 23,184 23,184
10-May-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 207,345 207,345
10-May-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 30,050 30,050
11-May-22 Vanguard Investments Australia Ltd. BUY 1.16 Ordinary 12,864 12,864
16-May-22 Vanguard Investments Australia Ltd. BUY 1.14 Ordinary 36,504 36,504
16-May-22 Vanguard Investments Australia Ltd. BUY 1.14 Ordinary 15,210 15,210
16-May-22 Vanguard Investments Australia Ltd. BUY 1.14 Ordinary 9,657 9,657
18-May-22 Vanguard Investments Australia Ltd. BUY 1.15 Ordinary 36,468 36,468
18-May-22 Vanguard Investments Australia Ltd. BUY 1.15 Ordinary 6,438 6,438
18-May-22 Vanguard Investments Australia Ltd. BUY 1.15 Ordinary 4,194 4,194
20-May-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 36,432 36,432
20-May-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 9,672 9,672
23-May-22 Vanguard Investments Australia Ltd. BUY 1.11 Ordinary 2,100 2,100
24-May-22 Vanguard Investments Australia Ltd. BUY 1.09 Ordinary 3,220 3,220
25-May-22 Vanguard Investments Australia Ltd. BUY 1.09 Ordinary 3,222 3,222
30-May-22 Vanguard Investments Australia Ltd. BUY 1.11 Ordinary 30,620 30,620
30-May-22 Vanguard Investments Australia Ltd. BUY 1.11 Ordinary 12,896 12,896
31-May-22 Vanguard Investments Australia Ltd. SELL 1.10 Ordinary (597,132) (597,132)
1-Jun-22 Vanguard Investments Australia Ltd. BUY 1.09 Ordinary 6,300 6,300
1-Jun-22 Vanguard Investments Australia Ltd. SELL 1.09 Ordinary (74,033) (74,033)
3-Jun-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 36,660 36,660
3-Jun-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 12,896 12,896
7-Jun-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 173,451 173,451
8-Jun-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 36,408 36,408
8-Jun-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 16,120 16,120
8-Jun-22 Vanguard Investments Australia Ltd. BUY 1.12 Ordinary 6,448 6,448
9-Jun-22 Vanguard Investments Australia Ltd. BUY 1.08 Ordinary 10,433 10,433
10-Jun-22 Vanguard Investments Australia Ltd. BUY 1.06 Ordinary 60,560 60,560
14-Jun-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 24,248 24,248
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Page 2 of 3
Annexure A
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Consideration
Nature of given in relation Number of securities Person's votes
Date of change Person whose relevant interest changed Change(6) to change(7) Class affected affected
14-Jun-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 45,465 45,465
14-Jun-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 15,155 15,155
14-Jun-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 10,433 10,433
14-Jun-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 12,896 12,896
14-Jun-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 9,672 9,672
16-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 10,434 10,434
16-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 16,215 16,215
16-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 3,243 3,243
17-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 39,455 39,455
17-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 20,870 20,870
17-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 456,115 456,115
17-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 9,729 9,729
22-Jun-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 10,182 10,182
23-Jun-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 21,553 21,553
23-Jun-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 30,790 30,790
23-Jun-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 15,395 15,395
23-Jun-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 13,576 13,576
23-Jun-22 Vanguard Investments Australia Ltd. SELL 0.98 Ordinary (70,785) (70,785)
24-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 13,576 13,576
27-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 21,707 21,707
28-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 15,580 15,580
28-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 31,160 31,160
28-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 24,928 24,928
28-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 15,580 15,580
28-Jun-22 Vanguard Investments Australia Ltd. BUY 0.98 Ordinary 16,970 16,970
29-Jun-22 Vanguard Investments Australia Ltd. SELL 0.98 Ordinary (9,369) (9,369)
30-Jun-22 Vanguard Investments Australia Ltd. SELL 0.96 Ordinary (143,057) (143,057)
1-Jul-22 Vanguard Investments Australia Ltd. BUY 0.97 Ordinary 21,364 21,364
1-Jul-22 Vanguard Investments Australia Ltd. BUY 0.97 Ordinary 24,416 24,416
1-Jul-22 Vanguard Investments Australia Ltd. BUY 0.97 Ordinary 30,520 30,520
4-Jul-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 30,600 30,600
4-Jul-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 16,650 16,650
5-Jul-22 Vanguard Investments Australia Ltd. BUY 0.99 Ordinary 20,072 20,072
6-Jul-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 16,655 16,655
7-Jul-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 29,970 29,970
7-Jul-22 Vanguard Investments Australia Ltd. BUY 1.01 Ordinary 6,036 6,036
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This is Annexure A of 3 pages referred to in Form 603, Notice of initial substantial holder.
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Signature: Name: Shawn Acker Capacity: Compliance Manager Date: 11 July 2022
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