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AMP LIMITED Major Shareholding Notification 2021

Mar 9, 2021

64379_rns_2021-03-09_44937738-aa59-4471-9ded-6349ca9feb9f.pdf

Major Shareholding Notification

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Company Secretary

AMP Limited ABN: 49 079 354 519

33 Alfred Street Sydney NSW 2000 Australia

GPO Box 4134 Sydney NSW 2001 Australia

Email: [email protected] Web: amp.com.au Telephone: (02) 9257 5000 Facsimile: (02) 9257 7178

10-March-2021

Manager ASX Market Announcements

Australian Securities Exchange Level 4, 20 Bridge Street Sydney NSW 2000

NOTICE OF INITIAL SUBSTANTIAL HOLDER

Dear Sir/Madam,

Pursuant to Section 671B of the Corporations Act, AMP Limited discloses a substantial holding in HUB24 Ltd.

Yours faithfully,

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Marissa Bendyk Company Secretary, AMP

AMP Ltd ABN 49 079 354 519

Form 603 Corporations Act 2001 Section 671B Notice of Initial Substantial Holder

HUB24 Ltd

To: HUB24 Ltd ACN/ARSN: 124 891 685

1. Details of substantial holder

Name: AMP Limited (ACN 079 354 519) and its related bodies corporate. The holder became a substantial holder on 09-Mar-2021

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest on the date the substantial holder are as follows:

Class of securities
Number of securities
Persons' votes
Voting Power
Ordinary Share
3,610,904
3,610,904
5.28%

3. Details of relevant interests

The nature of relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder are as follows:

Holder of relevant interest Nature of relevant interests Class and number of securities Persons' votes affected
AMP Capital Investors Limited AMP Capital Investors Limited, either
In its capacity as investment manager
for various superannuation funds,
institutional investor portfolios and
unit trusts or is legal and beneficial
owner of the shares and has the
power to exercise, or control the
exercise of, a right to vote attached to
the securities and has the power to
dispose of, or control the exercise of a
power to dispose of, the securities.

Ordinary Share: 2,852,181
2,852,181
ipac Asset Management Limited In its capacity as investment manager
for various superannuation funds,
institutional investor portfolios and
unit trusts or as the responsible entity
for registered and unregistered
managed investment schemes, has
the power to exercise, or control the
exercise of, a right to vote attached to
the securities and has the power to
dispose of , or control the exercise of
a dispose of, the securities.
Ordinary Share: 758,723 758,723

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered
as holder
Class and number of securities
AMP Capital Investors Limited BNP Paribas Nominees Pty
Limited
Ordinary Share: 2,852,181
ipac Asset Management Limited BNP Paribas Nominees Pty
Limited
Ordinary Share: 758,723

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

See Annexure 'A'

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN (if applicable) Nature of Association
AMP Capital Investors Limited (ACN 1777591) Related bodies corporate of AMP Limited under Part 1.2 of the Corporations Law
ipac Asset Management Limited (ACN 3257225) Related bodies corporate of AMP Limited under Part 1.2 of the Corporations Law

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
AMP Capital Investors Limited 33 Alfred Street, Sydney NSW 2000
ipac Asset Management Limited 33 Alfred Street, Sydney NSW 2000

Annexure 'A'

Security: HUB24 Ltd Effective Date: 09-Mar-2021

HUB24 Ltd
09-Mar-2021
ty:
ve Date:
Holder of relevant interest Date of acquisition Nature of Consideration consideration Class and number of securities
AMP Capital Investors Limited 10-Dec-2020 Share acquisition $51,254.07 Ordinary Share: 2,442
AMP Capital Investors Limited 10-Dec-2020 Share acquisition $25,983.85 Ordinary Share: 1,238
AMP Capital Investors Limited 15-Jan-2021 Share acquisition $1,408.49 Ordinary Share: 61
AMP Capital Investors Limited 15-Jan-2021 Share acquisition $48,903.04 Ordinary Share: 2,110
AMP Capital Investors Limited 15-Jan-2021 Share acquisition $715.79 Ordinary Share: 31
AMP Capital Investors Limited 15-Jan-2021 Share acquisition $24,776 Ordinary Share: 1,069
AMP Capital Investors Limited 20-Jan-2021 Share acquisition $78,913.16 Ordinary Share: 3,022
AMP Capital Investors Limited 20-Jan-2021 Share acquisition $21,020.88 Ordinary Share: 805
AMP Capital Investors Limited 20-Jan-2021 Share acquisition $39,639.38 Ordinary Share: 1,518
AMP Capital Investors Limited 22-Jan-2021 Share acquisition $67,586.83 Ordinary Share: 2,548
AMP Capital Investors Limited 22-Jan-2021 Share acquisition $27,241.63 Ordinary Share: 1,027
AMP Capital Investors Limited 22-Jan-2021 Share acquisition $35,384.95 Ordinary Share: 1,334
AMP Capital Investors Limited 25-Jan-2021 Share disposal $-490,024.04 Ordinary Share: -18,652
AMP Capital Investors Limited 27-Jan-2021 Share acquisition $47,457.67 Ordinary Share: 1,822
AMP Capital Investors Limited 27-Jan-2021 Share disposal $-942,776.97 Ordinary Share: -36,231
AMP Capital Investors Limited 27-Jan-2021 Share acquisition $20,707.38 Ordinary Share: 795
AMP Capital Investors Limited 27-Jan-2021 Share acquisition $24,171.65 Ordinary Share: 928
AMP Capital Investors Limited 28-Jan-2021 Share disposal $-586,573.77 Ordinary Share: -23,573
AMP Capital Investors Limited 29-Jan-2021 Share disposal $-568,140.67 Ordinary Share: -23,248
AMP Capital Investors Limited 29-Jan-2021 Share acquisition $33,518.9 Ordinary Share: 1,367
AMP Capital Investors Limited 01-Feb-2021 Share disposal $-1,949,232.19 Ordinary Share: -83,419
AMP Capital Investors Limited 02-Feb-2021 Share disposal $-226,997.06 Ordinary Share: -9,269
AMP Capital Investors Limited 02-Feb-2021 Share acquisition $1,440.27 Ordinary Share: 59
AMP Capital Investors Limited 03-Feb-2021 Share acquisition $65,785.04 Ordinary Share: 2,698
AMP Capital Investors Limited 03-Feb-2021 Share disposal $-3,375,272.31 Ordinary Share: -139,031
AMP Capital Investors Limited 03-Feb-2021 Share acquisition $33,502.1 Ordinary Share: 1,374
AMP Capital Investors Limited 04-Feb-2021 Share acquisition $21,000.8 Ordinary Share: 824
AMP Capital Investors Limited 04-Feb-2021 Share acquisition $10,704.29 Ordinary Share: 420
AMP Capital Investors Limited 08-Feb-2021 Share disposal $-656,646.87 Ordinary Share: -25,599
AMP Capital Investors Limited 09-Feb-2021 Share disposal $-814,324.28 Ordinary Share: -31,773
AMP Capital Investors Limited 10-Feb-2021 Share disposal $-310,963.14 Ordinary Share: -12,144
AMP Capital Investors Limited 11-Feb-2021 Share disposal $-737,550.76 Ordinary Share: -27,806
AMP Capital Investors Limited 18-Feb-2021 Share acquisition $72,196.83 Ordinary Share: 2,880
AMP Capital Investors Limited 18-Feb-2021 Share acquisition $36,775.25 Ordinary Share: 1,467
AMP Capital Investors Limited 22-Feb-2021 Share acquisition $68,076.41 Ordinary Share: 2,841
AMP Capital Investors Limited 22-Feb-2021 Share acquisition $34,673.2 Ordinary Share: 1,447
AMP Capital Investors Limited 23-Feb-2021 Share acquisition $27,454.78 Ordinary Share: 1,190
AMP Capital Investors Limited 04-Mar-2021 Share acquisition $52,323.61 Ordinary Share: 2,578
AMP Capital Investors Limited 04-Mar-2021 Share acquisition $26,648.91 Ordinary Share: 1,313
AMP Capital Investors Limited 08-Mar-2021 Share acquisition $640,759.5 Ordinary Share: 31,803
AMP Capital Investors Limited 09-Mar-2021 Share acquisition $6,392,404.39 Ordinary Share: 314,793
ipac Asset Management Limited 20-Jan-2021 Share acquisition $67,005.68 Ordinary Share: 2,566
ipac Asset Management Limited 22-Jan-2021 Share acquisition $56,366.57 Ordinary Share: 2,125
ipac Asset Management Limited 25-Jan-2021 Share disposal $-218,319.74 Ordinary Share: -8,310
ipac Asset Management Limited 27-Jan-2021 Share disposal $-420,035.49 Ordinary Share: -16,142
ipac Asset Management Limited 27-Jan-2021 Share acquisition $40,190.55 Ordinary Share: 1,543
ipac Asset Management Limited 28-Jan-2021 Share disposal $-261,349.19 Ordinary Share: -10,503
ipac Asset Management Limited 29-Jan-2021 Share disposal $-253,131.5 Ordinary Share: -10,358
ipac Asset Management Limited 01-Feb-2021 Share disposal $-904,060.15 Ordinary Share: -38,690
ipac Asset Management Limited 02-Feb-2021 Share disposal $-105,282.17 Ordinary Share: -4,299
ipac Asset Management Limited 03-Feb-2021 Share disposal $-1,565,461.55 Ordinary Share: -64,483
ipac Asset Management Limited 03-Feb-2021 Share acquisition $55,641.76 Ordinary Share: 2,282
ipac Asset Management Limited 04-Feb-2021 Share acquisition $19,063.82 Ordinary Share: 748
ipac Asset Management Limited 08-Feb-2021 Share disposal $-304,557.53 Ordinary Share: -11,873
ipac Asset Management Limited 09-Feb-2021 Share disposal $-377,675.46 Ordinary Share: -14,736
ipac Asset Management Limited 10-Feb-2021 Share disposal $-144,214.79 Ordinary Share: -5,632
ipac Asset Management Limited 11-Feb-2021 Share disposal $-342,091.35 Ordinary Share: -12,897
ipac Asset Management Limited 18-Feb-2021 Share acquisition $68,486.72 Ordinary Share: 2,732
ipac Asset Management Limited 22-Feb-2021 Share acquisition $66,734.53 Ordinary Share: 2,785

AMP Related Body Corporate Report

Company Name Company number Country
255 George Street Investment A Pty Ltd 064 751 471 Australia
35 Ocean Keys Pty Limited 122 848 917 Australia
A.M.P. Custodian Services (N.Z.) Limited 312763 New Zealand
Abbey Capital Real Estate Pty Limited 063 958 341 Australia
ACN 154 462 334 Pty Limited 154 462 334 Australia
ACPP Industrial Pty Limited 108 662 022 Australia
ACPP Office Pty Limited 108 662 031 Australia
ACPP Retail Pty Limited 108 662 013 Australia
ACRT Finance Pty Limited 630 366 068 Australia
AdviceFirst Limited 2104026 New Zealand
Advisory Group Pty Limited 003 824 333 Australia
Aged Care Investment Services No. 1 Pty Limited 086 801 041 Australia
Aged Care Investment Services No. 2 Pty Limited 082 747 313 Australia
Allmarg Corporation Limited 980668 New Zealand
AMP Administration (NZ) Limited 5488889 New Zealand
AMP Advice Holdings Pty Ltd 608 373 217 Australia
AMP Advice South Perth Pty Ltd 635 193 752 Australia
AMP Bank Limited 081 596 009 Australia
AMP Capital Advisors India Private Limited CINU74130HR2006PTC043413 India
AMP Capital Asia Limited 1373412 Hong Kong
AMP Capital Bayfair Pty Limited 121 179 486 Australia
AMP Capital Finance (US), LLC 6801895 United States
AMP Capital Finance Limited 123 968 089 Australia
AMP Capital Funds Management Limited 159 557 721 Australia
AMP Capital Global Long Term Alpha GP Limited MC-369343 Cayman Islands
AMP Capital Holdings Limited 078 651 966 Australia
AMP Capital Infrastructure Debt Fund V (GBP Hedged), L.P. B245079 Luxembourg
AMP Capital Infrastructure Debt Fund V (JPY), L.P. MC-107472 Cayman Islands
AMP Capital Investors (GIF GP) S.à r.l. B192162 Luxembourg
AMP Capital Investors (GIF II GP) S.à r.l. B218268 Luxembourg
AMP Capital Investors (IDA) Pty Limited 641 673 832 Australia
AMP Capital Investors (IDF CQP GP) S.àr.l. B 229993 Luxembourg
AMP Capital Investors (IDF II GP) S.àr.l. B175686 Luxembourg
AMP Capital Investors (IDF III GP) S.à r.l. B198593 Luxembourg
AMP Capital Investors (IDF IV GP) S.àr.l. B228370 Luxembourg
AMP Capital Investors (IDF V GBP Hedged No. 1) S.à r.l. B247335 Luxembourg
AMP Capital Investors (IDF V GP) S.ar.l. B244670 Luxembourg
AMP Capital Investors (IDF V JPY No. 1) S.à r.l. B247336 Luxembourg
AMP Capital Investors (Luxembourg No. 3) S.à r.l. B137831 Luxembourg
AMP Capital Investors (Luxembourg No. 5) S.à r.l. B155992 Luxembourg
AMP Capital Investors (Luxembourg No. 6) S.à r.l. B155993 Luxembourg
AMP Capital Investors (Luxembourg) S.à r.l. B140092 Luxembourg
Company Name Company number Country
AMP Capital Investors (New Zealand) Limited 461290 New Zealand
AMP Capital Investors (Singapore) Pte. Ltd. 200312149D Singapore
AMP Capital Investors (UK) Limited 5524536 United Kingdom
AMP Capital Investors (US) Limited 4846799 United States
AMP Capital Investors Advisory (Beijing) Limited 91110102664602282H China
AMP Capital Investors Infra Debt Asia No.1 (GP) S.à r.l. B244670 Luxembourg
AMP Capital Investors International Holdings Limited 114 352 957 Australia
AMP Capital Investors KK 0100-01-126909 Japan
AMP Capital Investors Limited 001 777 591 Australia
AMP Capital Investors Real Estate Pty Limited 063 858 711 Australia
AMP Capital Investors US Real Estate, LLC 6639200 United States
AMP Capital Office and Industrial Pty Limited 099 105 094 Australia
AMP Capital Palms Pty Limited 124 646 582 Australia
AMP Capital Property Nominees Limited 002 301 260 Australia
AMP Capital SA Schools No.1 Pty Ltd 155 370 764 Australia
AMP Capital SA Schools No.2 Pty Ltd 155 370 773 Australia
AMP Capital Shopping Centres Pty Limited 001 595 955 Australia
AMP Finance Pty Limited 002 812 704 Australia
AMP Finance Services Pty Limited 080 339 466 Australia
AMP Financial Investment Group Holdings Limited 081 596 036 Australia
AMP Financial Planning Pty Limited 051 208 327 Australia
AMP GBS Limited 087 651 947 Australia
AMP GDPF Pty Limited 120 525 019 Australia
AMP Group Finance Services Limited 084 247 914 Australia
AMP Group Holdings Limited 079 804 676 Australia
AMP Group Services Limited 080 339 457 Australia
AMP Heritage Holdings Pty Ltd 633 108 013 Australia
AMP Holdings Limited 079 958 062 Australia
AMP Insurance Investment Holdings Pty Limited 082 562 892 Australia
AMP Investment Management (N.Z.) Limited 339052 New Zealand
AMP Investment Services No.2 Pty Limited 084 332 187 Australia
AMP Investment Services Pty Limited 063 986 989 Australia
AMP Lending Services Pty Limited 113 408 941 Australia
AMP Limited 079 354 519 Australia
AMP Macquarie Holding Pty Limited 103 734 836 Australia
AMP Macquarie Pty Limited 103 734 854 Australia
AMP New Ventures Holdings Pty Ltd 602 035 530 Australia
AMP New Zealand Holdings Limited 841648 New Zealand
AMP Pacific Fair Pty Limited 103 734 890 Australia
AMP Planner Register Company Pty Limited 129 899 896 Australia
AMP Private Capital No. 2 Pty Limited 094 036 914 Australia
AMP Private Capital Pty Limited 088 794 692 Australia
AMP Riverside Plaza Pty Limited 107 968 187 Australia
Company Name Company number Country
AMP Royal Randwick Pty Limited 110 549 249 Australia
AMP Services (NZ) Limited 339042 New Zealand
AMP Services Holdings Limited 081 102 552 Australia
AMP Services Limited 081 143 786 Australia
AMP SMSF Holding Co. Pty Ltd 147 879 230 Australia
AMP SMSF Investments No. 2 Pty Limited 166 395 633 Australia
AMP Superannuation Limited 008 414 104 Australia
AMP Warringah Mall Pty Limited 108 254 100 Australia
AMP Wealth Management Holdings Pty Ltd 633 106 939 Australia
AMP Wealth Management New Zealand Limited 821674 New Zealand
AMP Wholesale Office Investments Pty Limited 609 089 125 Australia
AMPCI (SG) Pte. Limited 201929368G Singapore
APFS Melbourne 1 Pty Limited 639 578 242 Australia
ASCF I Finance Company Pty Ltd 643 822 342 Australia
Associated Planners Financial Services Pty Limited 097 451 495 Australia
Auburn Mega Mall Pty Limited 111 075 828 Australia
Australian Financial Risk Management Pty. Ltd. 001 696 868 Australia
Australian Financial Risk Management (Victoria) Pty Limited 157 768 315 Australia
Australian Financial Risk Management (Queensland) Pty Ltd 602 069 705 Australia
Australian Mutual Provident Society Pty Limited 081 589 639 Australia
Australian Securities Administration Limited 002 905 197 Australia
AWM Payments Administrator Pty Ltd 640 185 477 Australia
AWM Services Pty Ltd 139 353 496 Australia
AWOF New Zealand Office Pty Limited 122 875 790 Australia
BMRI Financial Services Pty Ltd 080 971 295 Australia
Cavendish Administration Pty Ltd 080 366 829 Australia
Cavendish Pty Ltd 084 813 856 Australia
Cavendish Superannuation Holdings Pty Ltd 001 331 568 Australia
Charter Financial Planning Limited 002 976 294 Australia
Corporate Custodians Pty Limited 082 542 907 Australia
Eluvia Pty. Ltd. 147 114 181 Australia
Evergen Pty Limited 609 760 492 Australia
Exford Pty Ltd 008 629 329 Australia
Flack Advisory Services Group Pty Ltd 151 039 986 Australia
Forsythes Financial Services Pty Ltd 081 861 261 Australia
Foundation Wealth Advisers Pty Limited 134 620 349 Australia
Genesys Group Holdings Pty Limited 123 318 641 Australia
Genesys Group Pty Limited 003 357 024 Australia
Genesys Holdings Pty Ltd 144 965 006 Australia
Genesys Kew Pty Ltd 154 870 667 Australia
Genesys Wealth Advisers Limited 060 778 216 Australia
Hillross Financial Services Limited 003 323 055 Australia
INSSA Pty Limited 063 061 192 Australia
Company Name Company number Country
Intelligent Property Services Pty Ltd 158 114 642 Australia
ipac Asset Management Limited 003 257 225 Australia
ipac Group Services Pty Ltd 074 631 235 Australia
ipac Portfolio Management Limited 071 315 618 Australia
ipac Securities Limited 008 587 595 Australia
ipac Taxation Services Pty Limited 113 983 529 Australia
Jigsaw Support Services Limited 005 799 977 Australia
Justsuper Pty Ltd 132 651 220 Australia
Kent Street Pty Limited 006 794 654 Australia
King Financial Services Pty Ltd 059 718 697 Australia
Macarthur Financial Planning Pty. Limited 091 650 725 Australia
Marrickville Metro Shopping Centre Pty Limited 111 075 837 Australia
MoneyBrilliant Pty Ltd 153 932 766 Australia
More Superannuation Pty Ltd 107 746 145 Australia
Multiport Resources Pty Ltd 140 258 911 Australia
N M Computer Services Pty Ltd 001 239 667 Australia
N. M. Superannuation Proprietary Limited 008 428 322 Australia
National Mutual Funds Management (Global) Limited 057 398 393 Australia
National Mutual Funds Management Ltd. 006 787 720 Australia
National Mutual Life Nominees Pty Limited 004 387 133 Australia
NMMT Limited 058 835 573 Australia
Pajoda Investments Pty Ltd 127 407 238 Australia
Portfolio Planning Solutions Ltd 008 007 387 Australia
PPS Financial Planning Pty Ltd 117 203 228 Australia
PPS Lifestyle Solutions Pty Ltd 051 228 641 Australia
PremierOne Mortgage Advice Pty Limited 102 861 316 Australia
Priority One Agency Services Pty Ltd 074 621 131 Australia
Priority One Financial Services Pty Limited 069 778 883 Australia
Prosperitus Holdings Pty Ltd 137 352 277 Australia
Prosperitus Pty Ltd 010 644 514 Australia
PSK Financial Services Group Pty Ltd 134 987 205 Australia
PSK Financial Services 25 Pty Limited 629 095 932 Australia
QQT Investment 1 Pty Limited 622 746 936 Australia
QQT Investment 2 Pty Limited 622 746 945 Australia
Quadrant Securities Pty Ltd 009 556 370 Australia
SMA Tax & SMSF Services Pty Ltd 097 813 137 Australia
SMSF Administration Solutions Pty Ltd 097 695 988 Australia
SMSF Advice Pty Limited 074 225 353 Australia
SMSF Managers Pty Limited 154 138 799 Australia
SMSF Operations Pty Ltd 007 778 341 Australia
SMSF Outsourcing Services Pty Ltd 603 813 270 Australia
Solar Risk Pty Limited 092 265 373 Australia
Spark Operating System Pty Ltd 620 554 494 Australia
Company Name Company number Country
Stature Wealth Management Pty. Ltd. 130 423 700 Australia
Strategic Planning Partners Pty Ltd 057 800 405 Australia
Strategic Wealth Solutions Pty Limited 108 131 871 Australia
SuperannuationOps Private Limited U74999TN2017FTC115159 India
SuperConcepts Administration Pty Ltd 007 437 907 Australia
SuperConcepts Pty Ltd 166 393 700 Australia
SuperConcepts Software Services Pty Ltd 063 307 700 Australia
Supercorp Pty Ltd 114 930 568 Australia
SuperIQ Pty Ltd 147 105 164 Australia
T.I.M.E. Partners Pty Limited 073 513 407 Australia
TFS Financial Planning Pty Ltd 088 309 308 Australia
TM Securities Pty Ltd 099 131 754 Australia
Total Super Solutions Pty. Ltd. 097 185 834 Australia
Trenthills Financial Services Pty. Limited 059 750 748 Australia
Tynan Mackenzie Pty Ltd 066 074 744 Australia
Wainscott Financial Planning And Advice Pty Ltd 631 987 963 Australia
Wealth Vision Financial Services Pty Ltd 605 316 407 Australia
Wealth Vision Home Loans Pty Ltd 145 979 675 Australia
yourSMSF Administration Pty Limited 010 867 633 Australia