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AMP LIMITED — Major Shareholding Notification 2020
Jun 25, 2020
64379_rns_2020-06-25_cbbd60c2-72fe-4313-bf8f-4ca9b0ad217c.pdf
Major Shareholding Notification
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Corporations Act 2001
Section 671B
Form 604
Notice of change of interests of substantial holder
To Company Name/Scheme
AMP Ltd AMP Building, 33 Alfred Street, Sydney NSW 2000
ACN/ARSN
ACN 079 354 519
1. Details of substantial holder (1)
Name Lazard Asset Management Pacific Co
ACN/ARSN (if applicable) ACN 064 523 619
There was a change in the interests of the substantial holder on 24/06/2020
The previous notice was given to the company on 25/02/2020 The previous notice was dated 25/02/2020
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Class of securities (4) | Previous notice | Previous notice | Present notice | Present notice |
|---|---|---|---|---|
| Person’s votes | Voting power (5) | Person’s votes | Voting power (5) | |
| Ordinary | 217,320,510 | 6.32% | 176,941,724 | 5.15% |
3. Changes in relevant interests
Particulars of each change in, or change in the nature of, a relevant interest of the substantial holder or an associate in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
| Date of change |
Person whose relevant interest changed |
Nature of change (6) |
Consideration given in relation to change (7) |
Class and number of securities affected |
Person’s votes affected |
|---|---|---|---|---|---|
| See Annexure B |
4. Present relevant interests
Particulars of each relevant interest of the substantial holder in voting securities after the change are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person’s votes |
|---|---|---|---|---|---|
| See Annexure C |
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5. Changes in association
The persons who have become associates (2) of, ceased to be associates of, or have changed the nature of their association (9) with, the substantial holder in relation to voting interests in the company or scheme are as follows:
| Name and ACN/ARSN (if applicable) Nature of association See Annexure A Related bodies corporate 6. Addresses The addresses of persons named in this form are as follows: Name Address Lazard Asset Management Pacific Co and its associates listed in Annexure A Level 39, Gateway 1 Macquarie Place SYDNEY NSW 2000 Signature print name Apnavi Saddington capacityCompany Secretary sign here date 26 June 2020 |
Name and ACN/ARSN (if applicable) Nature of association See Annexure A Related bodies corporate 6. Addresses The addresses of persons named in this form are as follows: Name Address Lazard Asset Management Pacific Co and its associates listed in Annexure A Level 39, Gateway 1 Macquarie Place SYDNEY NSW 2000 Signature print name Apnavi Saddington capacityCompany Secretary sign here date 26 June 2020 |
Name and ACN/ARSN (if applicable) Nature of association See Annexure A Related bodies corporate 6. Addresses The addresses of persons named in this form are as follows: Name Address Lazard Asset Management Pacific Co and its associates listed in Annexure A Level 39, Gateway 1 Macquarie Place SYDNEY NSW 2000 Signature print name Apnavi Saddington capacityCompany Secretary sign here date 26 June 2020 |
Name and ACN/ARSN (if applicable) Nature of association See Annexure A Related bodies corporate 6. Addresses The addresses of persons named in this form are as follows: Name Address Lazard Asset Management Pacific Co and its associates listed in Annexure A Level 39, Gateway 1 Macquarie Place SYDNEY NSW 2000 Signature print name Apnavi Saddington capacityCompany Secretary sign here date 26 June 2020 |
|---|---|---|---|
| Name | Address | ||
| Lazard Asset Management Pacific Co and its associates listed in Annexure A |
Level 39, Gateway 1 Macquarie Place SYDNEY NSW 2000 |
||
| Signature print name sign here |
|||
| date 26 June 2020 |
DIRECTIONS
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 6 of the form.
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(2) See the definition of ‘associate’ in section 9 of the Corporations Act 2001.
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(3) See the definition of ‘relevant interest’ in sections 608 and 671B(7) of the Corporations Act 2001.
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(4) The voting shares of a company constitute one class unless divided into separate classes.
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(5) The person’s votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(6) Include details of:
(a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
See the definition of ‘relevant agreement’ in section 9 of the Corporations Act 2001.
(7) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
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(8) If the substantial holder is unable to determine the identity of the person (eg. if the relevant interest arises because of an option) write ‘unknown’.
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(9) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.
Annexure ‘A’
This is Annexure A of 1 page referred to in Form 604 Notice of change of interests of substantial holder signed by me and dated 26 June 2020.
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Apnavi Saddington Company Secretary
26 June 2020 Dated
Associates of Lazard Asset Management Pacific Co. ACN 064 523 619
Lazard Ltd Lazard Group LLC Lazard Frères & Co LLC Lazard Asset Management LLC Lazard Brothers & Co., Ltd. Lazard Asset Management (Canada), Inc. Lazard Pension Management, Inc Lazard Asset Management Limited, London Lazard Japan Asset Management KK Deutsche Lazard Asset Management Holding GmbH Lazard Asset Management (Deutschland) GmbH Lazard Funds Marketing GmbH, Frankfurt Lazard Alternatives LLC Lazard Investment Funds Limited, Dublin Lazard Fund Managers (Ireland) Limited Lazard Fund Managers Limited, London Lazard Debt Recovery Management LLC LAMP Administration Pty Ltd Lazard Pty Ltd Lazard Asset Management (Hong Kong) Limited Lazard Korea Asset Management Co. Ltd Lazard Asset Management Securities LLC Lazard Asset Management (Singapore) Pte Ltd Lazard Asset Management Schweiz AG Lazard Gulf Limited
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Annexure ‘B’
This is Annexure B of 3 pages referred to in Form 604, Notice of change of interests of substantial holder, signed by me and dated 26 June 2020.
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Apnavi Saddington 26 June 2020 Company Secretary Dated
Lazard Asset Management Pacific Co ACN: 064 523 619
1
Form 604
Annexure B - Changes in relevant interests
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Consideration Class and number of
Date of given in relation securities affected Person's votes
Person whose relevent interest changed Nature of change
change to change (All Ordinary affected
AUD securities)
24-02-2020 Lazard Asset Management Pacific Co and its associates Sell $ 7,189,224.97 3,652,288 3,652,288
listed in Annexure A
27-02-2020 Lazard Asset Management Pacific Co and its associates Buy $ 56,421.16 31,664 31,664
listed in Annexure A
28-02-2020 Lazard Asset Management Pacific Co and its associates Buy $ 1,429,948.73 853,409 853,409
listed in Annexure A
02-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 1,240,012.02 742,114 742,114
listed in Annexure A
04-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 3,213,501.10 1,970,873 1,970,873
listed in Annexure A
05-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 1,530,780.55 930,396 930,396
listed in Annexure A
06-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 6,177,574.57 3,874,444 3,874,444
listed in Annexure A
09-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 5,750,748.67 4,000,000 4,000,000
listed in Annexure A
10-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 139,873.66 95,645 95,645
listed in Annexure A
11-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 904,113.68 622,532 622,532
listed in Annexure A
13-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 67,775.71 56,441 56,441
listed in Annexure A
17-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 2,864,865.06 2,060,566 2,060,566
listed in Annexure A
19-03-2020 Lazard Asset Management Pacific Co and its associates Sell $ 1,299,121.75 1,088,631 1,088,631
listed in Annexure A
20-03-2020 Lazard Asset Management Pacific Co and its associates Sell $ 786,886.57 589,794 589,794
listed in Annexure A
24-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 41,383.81 36,961 36,961
listed in Annexure A
25-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 11,391,059.94 10,172,904 10,172,904
listed in Annexure A
26-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 4,145,763.20 3,423,419 3,423,419
listed in Annexure A
27-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 7,692,945.42 5,922,205 5,922,205
listed in Annexure A
30-03-2020 Lazard Asset Management Pacific Co and its associates Sell $ 1,657,683.56 1,295,962 1,295,962
listed in Annexure A
31-03-2020 Lazard Asset Management Pacific Co and its associates Buy $ 315,665.51 220,059 220,059
listed in Annexure A
01-04-2020 Lazard Asset Management Pacific Co and its associates Sell $ 568,244.01 423,473 423,473
listed in Annexure A
07-04-2020 Lazard Asset Management Pacific Co and its associates Buy $ 976,726.50 750,750 750,750
listed in Annexure A
08-04-2020 Lazard Asset Management Pacific Co and its associates Sell $ 10,872,632.28 8,289,261 8,289,261
listed in Annexure A
09-04-2020 Lazard Asset Management Pacific Co and its associates Sell $ 353,872.15 271,521 271,521
listed in Annexure A
14-04-2020 Lazard Asset Management Pacific Co and its associates Buy $ 9,276,540.35 6,538,317 6,538,317
listed in Annexure A
16-04-2020 Lazard Asset Management Pacific Co and its associates Sell $ 1,379,962.36 975,852 975,852
listed in Annexure A
20-04-2020 Lazard Asset Management Pacific Co and its associates Buy $ 6,557.61 4,520 4,520
listed in Annexure A
22-04-2020 Lazard Asset Management Pacific Co and its associates Sell $ 10,370,622.42 7,929,185 7,929,185
listed in Annexure A
27-04-2020 Lazard Asset Management Pacific Co and its associates Buy $ 323,045.38 247,731 247,731
listed in Annexure A
01-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 24,206,684.67 13,729,854 13,729,854
listed in Annexure A
14-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 808,294.18 581,871 581,871
listed in Annexure A
21-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 932,784.42 602,299 602,299
listed in Annexure A
22-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 1,605,915.83 1,044,190 1,044,190
listed in Annexure A
25-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 8,463,392.50 5,474,099 5,474,099
listed in Annexure A
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Form 604
Annexure B - Changes in relevant interests
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Consideration Class and number of
Date of given in relation securities affected Person's votes
Person whose relevent interest changed Nature of change
change to change (All Ordinary affected
AUD securities)
26-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 4,028,141.24 2,541,720 2,541,720
listed in Annexure A
27-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 998,443.72 607,716 607,716
listed in Annexure A
28-05-2020 Lazard Asset Management Pacific Co and its associates Sell $ 3,230,286.75 1,894,509 1,894,509
listed in Annexure A
01-06-2020 Lazard Asset Management Pacific Co and its associates Buy $ 8,823,286.69 5,280,872 5,280,872
listed in Annexure A
04-06-2020 Lazard Asset Management Pacific Co and its associates Sell $ 2,354,641.39 1,300,453 1,300,453
listed in Annexure A
05-06-2020 Lazard Asset Management Pacific Co and its associates Sell $ 17,595,812.27 9,843,201 9,843,201
listed in Annexure A
09-06-2020 Lazard Asset Management Pacific Co and its associates Sell $ 4,796,917.77 2,642,730 2,642,730
listed in Annexure A
23-06-2020 Lazard Asset Management Pacific Co and its associates Sell $ 17,196,049.16 8,970,006 8,970,006
listed in Annexure A
24-06-2020 Lazard Asset Management Pacific Co and its associates Sell $ 26,895,785.70 14,465,993 14,465,993
listed in Annexure A
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Annexure ‘C’
This is Annexure C of 2 pages referred to in Form 604, Notice of change of interests of substantial holder, signed by me and dated 26 June 2020.
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Apnavi Saddington 26 June 2020 Company Secretary Dated
Lazard Asset Management Pacific Co ACN: 064 523 619
1
Form 604 Annexure C - Present Relevant Interests
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Holder of relevant interest Registered holder of securities registered as holder (8)Person entitled to be Nature of relevant interest (6) Class and number of securities Person's votes
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A The Bank of New York Mellon The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 63,716,838 Ordinary – 63,716,838
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in Citibank The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 15,932,076 Ordinary – 15,932,076
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in State Street Australia Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 5,587,990 Ordinary – 5,587,990
Lazard Asset Management Pacific Co
and each of its associates listed in Annexure A BNP Paribas Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 825,098 Ordinary – 825,098
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in BNP Paribas Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 5,353,066 Ordinary – 5,353,066
Lazard Asset Management Pacific Co
and each of its associates listed in Annexure A State Street Australia Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 1,741,280 Ordinary – 1,741,280
Lazard Asset Management Pacific Co
and each of its associates listed in Annexure A State Street Australia Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 6,961,752 Ordinary – 6,961,752
Lazard Asset Management Pacific Co
and each of its associates listed in Annexure A State Street Australia Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 178,334 Ordinary – 178,334
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in BNP Paribas The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 12,047,500 Ordinary – 12,047,500
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in JP Morgan Chase Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 21,451,620 Ordinary – 21,451,620
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in JP Morgan Chase Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 6,107,846 Ordinary – 6,107,846
Lazard Asset Management Pacific Co
and each of its associates listed in Annexure A Morgan Stanley Prime Broker The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 328,741 Ordinary – 328,741
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in Morgan Stanley Prime Broker The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 265,928 Ordinary – 265,928
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in JP Morgan Chase Ltd The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 18,935,304 Ordinary – 18,935,304
Lazard Asset Management Pacific Co
Annexure Aand each of its associates listed in BNP Paribas The Current Registered Holder relevant interest under section 608 (1)Registered holder & taken to have a Ordinary – 18,103,020 Ordinary – 18,103,020
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