Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMP LIMITED Major Shareholding Notification 2019

Jan 21, 2019

64379_rns_2019-01-21_185c7123-e031-4185-b7c1-108a7e1fb8be.pdf

Major Shareholding Notification

Open in viewer

Opens in your device viewer

605 page 1/2 15 July 2001

Form 605 Corporations Act 2001 Section 671B

Notice of ceasing to be a substantial holder

To Company Name/Scheme

ACN/ARSN

AMPLIMITED
079354519

1. Details of substantial holder(1)

BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable) substantial holder onThe holder ceased to be a 18 / / 01 2019 The previous notice was given to the company on 04 / / 01 2019 02 01 2019 The previous notice was dated / /

2. Changes in relevant interests

Particulars of each change in, or change in the nature of, a relevant interest (2) of the substantial holder or an associate (3) in voting securities of the company or scheme, since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:

The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows:

Date of Person whose Nature of Consideration Class (6) and Person's votes change relevant interest change (4) given in relation number of affected changed to change(5) securities affected Annexure A 3. Changes in association The persons who have become associates (3) of, ceased to be associates of, or have changed the nature of their association (7) with, the substantial holder in relation to voting interests in the company or scheme are as follows: Name and ACN/ARSN (if applicable) Nature of association 4. Addresses The addresses of persons named in this form are as follows: Name Address Annexure B Signature Bradley Taylor *Authorised Signatory print name capacity 22 01 2019 sign here date / / � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ! � � � � � " # � � � � � $

605 page 2/2 15 July 2001

DIRECTIONS

  • (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 4 of the form.

  • (2) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

  • (3) See the definition of "associate" in section 9 of the Corporations Act 2001.

  • (4) Include details of: (a) any relevant agreement or other circumstances because of which the change in relevant interest occurred. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (5) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

  • (6) The voting shares of a company constitute one class unless divided into separate classes.

  • (7) Give details, if appropriate, of the present association and any change in that association since the last substantial holding notice.

Annexure A

This is Annexure A of 4 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

Bradley Taylor, Authorised Signatory

22-Jan-19 Date

2. Changes in relevant interests

AMP LIMITED (AMP) AMP LIMITED (AMP)
Date of
Change
Person whose relevant interest
changed
Nature of change (4) /
Consideration given in relation to
change (5)
CCY Class (6) and number of
securities affected
Person's
votes affected
03-Jan-19 BlackRock Investment Management on mkt sell 2.48 AUD ORD -20,945 -20,945
(UK)Limited
03-Jan-19 BlackRock Investment Management on mkt buy 2.47 AUD ORD 82,414 82,414
(Australia)Limited
03-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 25,191 25,191
03-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 241 241
03-Jan-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 51,864 51,864
03-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD 3 3
Inc.
03-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 5,237 5,237
LLC
03-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD 220,068 220,068
(UK)Limited
03-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -122 -122
Asia Limited
04-Jan-19 BlackRock Institutional Trust on mkt buy 2.43 AUD ORD 8,762 8,762
Company,National Association
04-Jan-19 BlackRock Institutional Trust on mkt buy 2.43 AUD ORD 732,648 732,648
Company,National Association
04-Jan-19 BlackRock Investment Management on mkt sell 2.42 AUD ORD -8,123 -8,123
(UK)Limited
04-Jan-19 BlackRock Advisors (UK) Limited on mkt sell 2.42 AUD ORD -8,335 -8,335
04-Jan-19 BlackRock Advisors (UK) Limited on mkt sell 2.42 AUD ORD -3,728 -3,728
04-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,600 12,600
04-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 31,410 31,410
04-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,032 12,032
04-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 16,866 16,866
04-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 8,868 8,868
04-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 3,266 3,266
04-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD -2,787 -2,787
04-Jan-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -62,683 -62,683
04-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD -20 -20
Inc.
04-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 2,690 2,690
LLC
04-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD -1,618,464 -1,618,464
(UK)Limited
04-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -1,609 -1,609
Asia Limited
07-Jan-19 BlackRock Advisors (UK) Limited on mkt sell 2.51 AUD ORD -26,828 -26,828
07-Jan-19 BlackRock Advisors (UK) Limited on mkt sell 2.51 AUD ORD -33,535 -33,535
07-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.51 AUD ORD 2,722 2,722
07-Jan-19 BlackRock Institutional Trust on mkt buy 2.51 AUD ORD 176,665 176,665
Company,National Association
07-Jan-19 BlackRock Investment Management, on mkt buy 2.52 AUD ORD 27,897 27,897
LLC
07-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -2,840 -2,840
07-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 1,482 1,482
07-Jan-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 167,262 167,262

AMP

page 1 of 4

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
07-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD 16 16
Inc.
07-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -10,427 -10,427
LLC
07-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD 7,931 7,931
(UK)Limited
07-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD 998 998
Asia Limited
08-Jan-19 BlackRock Financial Management, on mkt buy 2.56 AUD ORD 4,829 4,829
Inc.
08-Jan-19 BlackRock Asset Management on mkt sell 2.58 AUD ORD -35,164 -35,164
Canada Limited
08-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 9,772 9,772
08-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 16,330 16,330
08-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD -939 -939
08-Jan-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -426,439 -426,439
08-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD 63 63
Inc.
08-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -758 -758
LLC
08-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD 2,009 2,009
(UK)Limited
08-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -375 -375
Asia Limited
09-Jan-19 BlackRock Investment Management on mkt buy 2.56 AUD ORD 78,979 78,979
(Australia)Limited
09-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 7,287 7,287
09-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 5,460 5,460
09-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -23,640 -23,640
09-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -45,660 -45,660
09-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -45,660 -45,660
09-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 1,124 1,124
09-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD 75 75
Inc.
09-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 202 202
LLC
09-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD -2,059 -2,059
(UK)Limited
09-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD 659 659
Asia Limited
10-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 13,524 13,524
10-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 1,372 1,372
10-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 2,744 2,744
10-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 1,914 1,914
10-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 11,244 11,244
10-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 2,352 2,352
10-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD -57 -57
Inc.
10-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 7,765 7,765
LLC
10-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD -10,016 -10,016
(UK)Limited
10-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -44 -44
Asia Limited
11-Jan-19 BlackRock Institutional Trust in specie n/a AUD ORD 259,359 259,359
Company,National Association
11-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.54 AUD ORD 6,778 6,778
11-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.54 AUD ORD 6,573 6,573
11-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.54 AUD ORD 5,801 5,801
11-Jan-19 BlackRock Institutional Trust on mkt buy 2.54 AUD ORD 11,435 11,435
Company,National Association
11-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -32,624 -32,624

AMP

page 2 of 4

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
11-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -14,780 -14,780
11-Jan-19 BlackRock Advisors (UK) Limited in specie n/a AUD ORD -12,709 -12,709
11-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 6 6
11-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD 3 3
Inc.
11-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -11,237 -11,237
LLC
11-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD 10,344 10,344
(UK)Limited
11-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD 885 885
Asia Limited
14-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,800 -16,800
14-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -32,624 -32,624
14-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -38,428 -38,428
14-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 3,120 3,120
14-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD 21 21
Inc.
14-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 4,299 4,299
LLC
14-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD -8,689 -8,689
(UK)Limited
14-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD 1,250 1,250
Asia Limited
15-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.54 AUD ORD 6,779 6,779
15-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.57 AUD ORD 1,791 1,791
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -14,000 -14,000
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -39,200 -39,200
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,258 -16,258
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -10,346 -10,346
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -77,910 -77,910
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -48,936 -48,936
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -14,000 -14,000
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -114,184 -114,184
15-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -10,346 -10,346
15-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 1,913 1,913
15-Jan-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 196,000 196,000
15-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD -20 -20
Inc.
15-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -3,756 -3,756
LLC
15-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD 8,074 8,074
(UK)Limited
15-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -6,211 -6,211
Asia Limited
16-Jan-19 BlackRock Investment Management on mkt buy 2.57 AUD ORD 45,285 45,285
(Australia)Limited
16-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 925 925
16-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 1,663 1,663
16-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.56 AUD ORD 1,663 1,663
16-Jan-19 BlackRock Investment Management on mkt buy 2.56 AUD ORD 119,710 119,710
(Australia)Limited
16-Jan-19 BlackRock Institutional Trust on mkt buy 2.56 AUD ORD 15,495 15,495
Company,National Association
16-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -8,400 -8,400
16-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 35,088 35,088
16-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -32,624 -32,624

AMP

page 3 of 4

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
16-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,794 -16,794
16-Jan-19 BlackRock Investment Management in specie n/a AUD ORD 19,249 19,249
(UK)Limited
16-Jan-19 BlackRock Institutional Trust in specie n/a AUD ORD -93,045 -93,045
Company,National Association
16-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD -3,010 -3,010
16-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD -6 -6
Inc.
16-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -11,352 -11,352
LLC
16-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD 15,069 15,069
(UK)Limited
16-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -701 -701
Asia Limited
17-Jan-19 BlackRock Asset Management in specie n/a AUD ORD 20,675 20,675
Canada Limited
17-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.63 AUD ORD 33,900 33,900
17-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.62 AUD ORD 24,957 24,957
17-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.62 AUD ORD 1,794 1,794
17-Jan-19 BlackRock Institutional Trust on mkt sell 2.62 AUD ORD -11,511 -11,511
Company,National Association
17-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 8,376 8,376
17-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -87,720 -87,720
17-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD 9,798 9,798
17-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 2,014 2,014
17-Jan-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -640 -640
17-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD 16 16
Inc.
17-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 2,430 2,430
LLC
17-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD -5,796 -5,796
(UK)Limited
17-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD 604 604
Asia Limited
18-Jan-19 BlackRock Advisors, LLC on mkt buy 2.65 AUD ORD 18,269 18,269
18-Jan-19 BlackRock Advisors (UK) Limited on mkt buy 2.65 AUD ORD 3,876 3,876
18-Jan-19 BlackRock Institutional Trust on mkt buy 2.65 AUD ORD 5,699 5,699
Company,National Association
18-Jan-19 BlackRock Advisors, LLC on mkt buy 2.65 AUD ORD 14,100 14,100
18-Jan-19 BlackRock Investment Management, on mkt buy 2.65 AUD ORD 11,383 11,383
LLC
18-Jan-19 BlackRock Financial Management, on mkt buy 2.65 AUD ORD 6,152 6,152
Inc.
18-Jan-19 BlackRock Institutional Trust on mkt buy 2.65 AUD ORD 2,920 2,920
Company,National Association
18-Jan-19 BlackRock Investment Management on mkt buy 2.66 AUD ORD 75,897 75,897
(Australia)Limited
18-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -8,400 -8,400
18-Jan-19 BlackRock Fund Advisors in specie n/a AUD ORD -14,000 -14,000
18-Jan-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD -30,365 -30,365
18-Jan-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -195,360 -195,360
18-Jan-19 BlackRock Financial Management, collateral transfer n/a AUD ORD -243 -243
Inc.
18-Jan-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -166,386 -166,386
LLC
18-Jan-19 BlackRock Investment Management collateral transfer n/a AUD ORD -94,797 -94,797
(UK)Limited
18-Jan-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -8,477 -8,477
Asia Limited

AMP

page 4 of 4

Annexure B

This is Annexure B of 1 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

22-Jan-19

Bradley Taylor, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

AMP

page 1 of 1