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AMP LIMITED Major Shareholding Notification 2019

Aug 15, 2019

64379_rns_2019-08-15_0df96f91-0f66-4813-b5a9-8ec6125a253f.pdf

Major Shareholding Notification

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  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

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Annexure A

This is Annexure A of 12 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

Maria Tricarico,

16-Aug-19 Date

Authorised Signatory

2. Changes in relevant interests

AMP LTD (AMP) AMP LTD (AMP)
Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Person's
votes affected
01-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.14 AUD ORD 6,691 6,691
01-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.14 AUD ORD 13,382 13,382
01-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.14 AUD ORD -34,500 -34,500
01-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.14 AUD ORD -223,296 -223,296
01-Apr-19 BlackRock(Netherlands)B.V. on mkt buy 2.14 AUD ORD 2,911 2,911
01-Apr-19 BlackRock Fund Advisors on mkt buy 2.14 AUD ORD 71,736 71,736
01-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.14 AUD ORD -3,664 -3,664
01-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 17,736 17,736
02-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.17 AUD ORD 6,906 6,906
02-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.17 AUD ORD 6,701 6,701
02-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.17 AUD ORD 2,588 2,588
02-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.17 AUD ORD 10,695 10,695
02-Apr-19 BlackRock Institutional Trust on mkt sell 2.17 AUD ORD -86,533 -86,533
Company,National Association
02-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 6,800 6,800
03-Apr-19 BlackRock Investment Management on mkt buy 2.23 AUD ORD 16,865 16,865
(Australia)Limited
03-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.23 AUD ORD -62,163 -62,163
03-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.23 AUD ORD 2,073 2,073
03-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.23 AUD ORD 2,083 2,083
03-Apr-19 BlackRock Investment Management on mkt buy 2.23 AUD ORD 14,136 14,136
(Australia)Limited
03-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD -32,836 -32,836
03-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 39,354 39,354
04-Apr-19 BlackRock Investment Management on mkt buy 2.22 AUD ORD 26,984 26,984
(Australia)Limited
04-Apr-19 BlackRock Investment Management on mkt buy 2.22 AUD ORD 9,062 9,062
(Australia)Limited
04-Apr-19 BlackRock Investment Management on mkt buy 2.22 AUD ORD 13,030 13,030
(Australia)Limited
04-Apr-19 BlackRock Investment Management on mkt buy 2.22 AUD ORD 13,973 13,973
(Australia)Limited
05-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.17 AUD ORD 1,390 1,390
05-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.17 AUD ORD -1,021 -1,021
05-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD -180,598 -180,598
05-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD -32,836 -32,836
05-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 39,354 39,354
05-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 52,472 52,472
05-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 10,346 10,346
05-Apr-19 BlackRock Asset Management in specie n/a AUD ORD 102,868 102,868
Canada Limited
05-Apr-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD 102,582 102,582
08-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.14 AUD ORD 20,685 20,685
08-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 8,160 8,160
08-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD -90,299 -90,299
08-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 78,365 78,365
08-Apr-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD -102,582 -102,582
09-Apr-19 BlackRock Investment Management on mkt buy 2.18 AUD ORD 10,119 10,119
(Australia)Limited
09-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.18 AUD ORD 5,886 5,886
09-Apr-19 BlackRock Fund Advisors on mkt buy 2.18 AUD ORD 37,558 37,558
09-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,018 12,018
10-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.21 AUD ORD -26,812 -26,812
10-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.21 AUD ORD 5,888 5,888
10-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.21 AUD ORD -5,888 -5,888
10-Apr-19 BlackRock Institutional Trust on mkt buy 2.21 AUD ORD 22,043 22,043
Company,National Association
10-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 1,970 1,970
11-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.21 AUD ORD -6,691 -6,691
11-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.21 AUD ORD -898 -898
11-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 23,379 23,379
11-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 66,250 66,250
11-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 116,895 116,895
12-Apr-19 BlackRock Fund Advisors on mkt buy 2.23 AUD ORD 98,590 98,590
12-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.23 AUD ORD 5,888 5,888
12-Apr-19 BlackRock Fund Advisors on mkt sell 2.23 AUD ORD -294,059 -294,059
12-Apr-19 BlackRock Institutional Trust on mkt buy 2.23 AUD ORD 83,078 83,078
Company, National Association

AMP

page 1 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
12-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 64,931 64,931
12-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD -73,881 -73,881
15-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.22 AUD ORD 19,605 19,605
15-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.22 AUD ORD -13,378 -13,378
15-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.22 AUD ORD -2,739 -2,739
15-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 47,860 47,860
15-Apr-19 BlackRock Institutional Trust in specie n/a AUD ORD -36,449 -36,449
Company,National Association
15-Apr-19 BlackRock Investment Management in specie n/a AUD ORD -16,560 -16,560
(UK)Limited
15-Apr-19 BlackRock Investment Management in specie n/a AUD ORD 16,560 16,560
(UK)Limited
16-Apr-19 BlackRock Fund Advisors on mkt buy 2.22 AUD ORD 209,598 209,598
16-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.22 AUD ORD 5,866 5,866
16-Apr-19 BlackRock(Netherlands)B.V. on mkt buy 2.22 AUD ORD 17,282 17,282
16-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 89,560 89,560
16-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 25,088 25,088
17-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.25 AUD ORD 13,048 13,048
17-Apr-19 BlackRock Advisors(UK)Limited on mkt buy 2.25 AUD ORD 32,620 32,620
17-Apr-19 BlackRock Advisors(UK)Limited on mkt sell 2.25 AUD ORD -2,745 -2,745
17-Apr-19 BlackRock Institutional Trust on mkt buy 2.25 AUD ORD 229,781 229,781
Company,National Association
18-Apr-19 BlackRock Institutional Trust on mkt buy 2.28 AUD ORD 28,738 28,738
Company,National Association
18-Apr-19 BLACKROCK FINANCIAL on mkt sell 2.28 AUD ORD -11,237 -11,237
MANAGEMENT,INC.
23-Apr-19 BlackRock Investment Management in specie n/a AUD ORD 715,231 715,231
(Australia)Limited
23-Apr-19 BlackRock Fund Advisors on mkt buy 2.29 AUD ORD 192,942 192,942
23-Apr-19 BlackRock Fund Advisors on mkt buy 2.28 AUD ORD 19,279 19,279
23-Apr-19 BLACKROCK FINANCIAL on mkt buy 2.28 AUD ORD 11,035 11,035
MANAGEMENT,INC.
23-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 13,600 13,600
24-Apr-19 BlackRock Investment Management on mkt buy 2.30 AUD ORD 87,390 87,390
(UK)Limited
24-Apr-19 BlackRock Investment Management on mkt buy 2.34 AUD ORD 86,319 86,319
(Australia)Limited
24-Apr-19 BlackRock Investment Management on mkt buy 2.35 AUD ORD 26,960 26,960
(Australia)Limited
24-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.35 AUD ORD 4,134 4,134
24-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.35 AUD ORD 3,445 3,445
24-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.35 AUD ORD 3,445 3,445
24-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.35 AUD ORD 6,255 6,255
24-Apr-19 BlackRock Institutional Trust on mkt sell 2.35 AUD ORD -65,953 -65,953
Company,National Association
24-Apr-19 BlackRock Investment Management on mkt buy 2.35 AUD ORD 179,361 179,361
(Australia)Limited
24-Apr-19 BlackRock Institutional Trust on mkt buy 2.35 AUD ORD 45,298 45,298
Company,National Association
24-Apr-19 BlackRock Investment Management on mkt buy 2.35 AUD ORD 40,465 40,465
(Australia)Limited
24-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 8,944 8,944
24-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 94,080 94,080
24-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,018 12,018
26-Apr-19 BlackRock Investment Management, on mkt sell 2.32 AUD ORD -61,012 -61,012
LLC
26-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.32 AUD ORD 19,581 19,581
26-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.32 AUD ORD 4,879 4,879
26-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.32 AUD ORD 6,273 6,273
26-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 71,680 71,680
26-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD -26,500 -26,500
30-Apr-19 BlackRock Investment Management on mkt buy 2.27 AUD ORD 13,480 13,480
(Australia)Limited
30-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.27 AUD ORD 19,587 19,587
30-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.27 AUD ORD 5,868 5,868

AMP

page 2 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
30-Apr-19 BlackRock Advisors (UK) Limited on mkt buy 2.27 AUD ORD 2,095 2,095
30-Apr-19 BlackRock Advisors (UK) Limited on mkt sell 2.27 AUD ORD -150,399 -150,399
30-Apr-19 BlackRock Advisors, LLC on mkt sell 2.27 AUD ORD -11,553 -11,553
30-Apr-19 BlackRock Fund Advisors in specie n/a AUD ORD 13,250 13,250
30-Apr-19 BlackRock Institutional Trust in specie n/a AUD ORD 22,692 22,692
Company,National Association
01-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.31 AUD ORD 4,182 4,182
01-May-19 BlackRock Investment Management on mkt buy 2.31 AUD ORD 61,602 61,602
(Australia)Limited
01-May-19 BlackRock Institutional Trust on mkt buy 2.31 AUD ORD 24,098 24,098
Company,National Association
01-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 145,750 145,750
02-May-19 BlackRock Fund Advisors on mkt sell 2.23 AUD ORD -184,002 -184,002
02-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.25 AUD ORD 229,780 229,780
02-May-19 BlackRock Institutional Trust on mkt sell 2.25 AUD ORD -28,238 -28,238
Company,National Association
03-May-19 BlackRock Asset Management North on mkt buy 2.24 AUD ORD 42,091 42,091
Asia Limited
03-May-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 61,376 61,376
06-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,018 12,018
06-May-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -61,376 -61,376
07-May-19 BlackRock Advisors(UK)Limited on mkt sell 2.19 AUD ORD -140,611 -140,611
07-May-19 BlackRock Institutional Trust on mkt buy 2.19 AUD ORD 4,454 4,454
Company,National Association
07-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 16,051 16,051
07-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 27,516 27,516
08-May-19 BlackRock Advisors(UK)Limited on mkt buy 2.18 AUD ORD 19,707 19,707
08-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.18 AUD ORD -5,610 -5,610
08-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.18 AUD ORD 4,879 4,879
08-May-19 BlackRock Advisors(UK)Limited on mkt buy 2.18 AUD ORD 2,856 2,856
08-May-19 BlackRock Advisors(UK)Limited on mkt buy 2.18 AUD ORD 413 413
08-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 20,799 20,799
08-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 39,750 39,750
08-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 2,956 2,956
09-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 53,000 53,000
10-May-19 BlackRock Advisors(UK)Limited on mkt sell 2.22 AUD ORD -2,596 -2,596
10-May-19 BlackRock Advisors(UK)Limited on mkt buy 2.22 AUD ORD 5,917 5,917
10-May-19 BlackRock Advisors(UK)Limited on mkt sell 2.22 AUD ORD -25,374 -25,374
10-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.22 AUD ORD -3,684 -3,684
10-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 92,750 92,750
10-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 39,750 39,750
10-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,018 12,018
10-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 9,609 9,609
13-May-19 BlackRock Investment Management on mkt sell 2.21 AUD ORD -9,594 -9,594
(Australia)Limited
13-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 28,068 28,068
13-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,018 12,018
14-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.16 AUD ORD -13,370 -13,370
14-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.16 AUD ORD -3,588 -3,588
14-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.16 AUD ORD -3,588 -3,588
14-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 7,568 7,568
14-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 39,750 39,750
15-May-19 BlackRock Investment Management on mkt sell 2.17 AUD ORD -104,049 -104,049
(Australia)Limited
15-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.17 AUD ORD 2,133 2,133

AMP

page 3 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
15-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.17 AUD ORD 4,266 4,266
15-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 34,275 34,275
16-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.23 AUD ORD 13,194 13,194
16-May-19 BLACKROCK FINANCIAL on mkt sell 2.23 AUD ORD -11,439 -11,439
MANAGEMENT,INC.
17-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.20 AUD ORD 6,435 6,435
17-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.20 AUD ORD -3,430 -3,430
20-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.27 AUD ORD 1,233 1,233
20-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.27 AUD ORD 8,584 8,584
20-May-19 BlackRock (Netherlands) B.V. in specie n/a AUD ORD -408,969 -408,969
20-May-19 BlackRock (Netherlands) B.V. in specie n/a AUD ORD 408,969 408,969
21-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.27 AUD ORD 6,637 6,637
22-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.21 AUD ORD 5,944 5,944
22-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.21 AUD ORD 12,882 12,882
22-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.21 AUD ORD 19,875 19,875
22-May-19 BlackRock Investment Management on mkt buy 2.21 AUD ORD 201,715 201,715
(UK)Limited
22-May-19 BlackRock Investment Management on mkt sell 2.21 AUD ORD -201,715 -201,715
(UK)Limited
22-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 34,410 34,410
22-May-19 BlackRock Fund Advisors in specie n/a AUD ORD 68,820 68,820
22-May-19 BlackRock Institutional Trust in specie n/a AUD ORD -19,405 -19,405
Company,National Association
22-May-19 BlackRock Institutional Trust in specie n/a AUD ORD 86,654 86,654
Company,National Association
22-May-19 BlackRock Institutional Trust in specie n/a AUD ORD 20,086 20,086
Company,National Association
22-May-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 1,295,419 1,295,419
22-May-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 449,000 449,000
23-May-19 BlackRock Investment Management on mkt sell 2.19 AUD ORD -5,766 -5,766
(Australia)Limited
23-May-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD -1,295,419 -1,295,419
23-May-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -449,000 -449,000
28-May-19 BlackRock Asset Management on mkt buy 2.20 AUD ORD 104,484 104,484
Canada Limited
28-May-19 BlackRock International Limited on mkt buy 2.20 AUD ORD 103,429 103,429
28-May-19 BlackRock Institutional Trust on mkt sell 2.20 AUD ORD -32,548 -32,548
Company,National Association
28-May-19 BlackRock Institutional Trust on mkt sell 2.20 AUD ORD -10,847 -10,847
Company,National Association
28-May-19 BlackRock Fund Advisors on mkt sell 2.20 AUD ORD -51,200 -51,200
28-May-19 BlackRock Fund Advisors on mkt sell 2.20 AUD ORD -153,596 -153,596
28-May-19 BlackRock Fund Advisors on mkt sell 2.20 AUD ORD -69,889 -69,889
28-May-19 BlackRock Fund Advisors on mkt sell 2.20 AUD ORD -23,295 -23,295
28-May-19 BlackRock Asset Management on mkt sell 2.20 AUD ORD -882 -882
Canada Limited
28-May-19 BlackRock Asset Management on mkt sell 2.20 AUD ORD -2,652 -2,652
Canada Limited
28-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.20 AUD ORD 19,942 19,942
28-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.20 AUD ORD -2,900 -2,900
28-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.20 AUD ORD -8,700 -8,700
28-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.20 AUD ORD 76,800 76,800
28-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.20 AUD ORD -115,300 -115,300

AMP

page 4 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
28-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.20 AUD ORD -38,435 -38,435
28-May-19 BlackRock Fund Advisors on mkt sell 2.20 AUD ORD -378,597 -378,597
28-May-19 BlackRock Fund Advisors on mkt sell 2.20 AUD ORD -126,204 -126,204
28-May-19 BlackRock Institutional Trust on mkt sell 2.20 AUD ORD -18,916 -18,916
Company,National Association
28-May-19 BlackRock Institutional Trust on mkt sell 2.20 AUD ORD -6,305 -6,305
Company,National Association
28-May-19 BlackRock Investment Management on mkt sell 2.20 AUD ORD -4,533 -4,533
(Australia)Limited
28-May-19 BlackRock Investment Management on mkt sell 2.20 AUD ORD -13,605 -13,605
(Australia)Limited
28-May-19 BLACKROCK FINANCIAL on mkt sell 2.20 AUD ORD -26,424 -26,424
MANAGEMENT,INC.
28-May-19 BLACKROCK FINANCIAL on mkt sell 2.20 AUD ORD -79,267 -79,267
MANAGEMENT,INC.
28-May-19 BlackRock Investment Management on mkt sell 2.20 AUD ORD -123,109 -123,109
(UK)Limited
28-May-19 BlackRock Investment Management on mkt sell 2.20 AUD ORD -41,038 -41,038
(UK)Limited
28-May-19 BlackRock Institutional Trust on mkt buy 2.20 AUD ORD 135,203 135,203
Company,National Association
28-May-19 BlackRock Institutional Trust on mkt buy 2.20 AUD ORD 53,285 53,285
Company,National Association
29-May-19 BlackRock Investment Management on mkt sell 2.18 AUD ORD -135,262 -135,262
(Australia)Limited
29-May-19 BlackRock Investment Management on mkt buy 2.19 AUD ORD 726 726
(Australia)Limited
29-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.19 AUD ORD 6,367 6,367
29-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.19 AUD ORD -8,436 -8,436
29-May-19 BlackRock Advisors(UK)Limited on mkt sell 2.19 AUD ORD -3,531 -3,531
29-May-19 BlackRock Fund Advisors in specie n/a AUD ORD -23,565 -23,565
30-May-19 BLACKROCK FINANCIAL on mkt sell 2.18 AUD ORD -21,082 -21,082
MANAGEMENT,INC.
30-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.18 AUD ORD -2,356 -2,356
30-May-19 BlackRock Advisors (UK) Limited on mkt sell 2.18 AUD ORD -3,534 -3,534
31-May-19 BlackRock Institutional Trust on mkt buy 2.17 AUD ORD 7,356 7,356
31-May-19 BlackRock Advisors(UK)Limited on mkt buy 2.17 AUD ORD 513 513
31-May-19 BlackRock Advisors(UK)Limited on mkt buy 2.17 AUD ORD 79,499 79,499
31-May-19 BlackRock Advisors (UK) Limited on mkt buy 2.17 AUD ORD 68,074 68,074
31-May-19 BlackRock Investment Management on mkt sell 2.17 AUD ORD -117,479 -117,479
(UK)Limited
31-May-19 BlackRock Fund Advisors in specie n/a AUD ORD -39,750 -39,750
03-Jun-19 BlackRock Advisors(UK)Limited on mkt sell 2.14 AUD ORD -1,788 -1,788
04-Jun-19 BlackRock Advisors(UK)Limited on mkt buy 2.12 AUD ORD 6,870 6,870
04-Jun-19 BlackRock Advisors(UK)Limited on mkt sell 2.12 AUD ORD -3,576 -3,576
04-Jun-19 BlackRock Institutional Trust on mkt sell 2.12 AUD ORD -125,847 -125,847
04-Jun-19 BlackRock Institutional Trust on mkt buy 2.12 AUD ORD 55,912 55,912
Company,National Association
04-Jun-19 BlackRock Fund Advisors on mkt buy 2.12 AUD ORD 45,953 45,953
04-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,794 -16,794
04-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -47,130 -47,130
05-Jun-19 BlackRock Institutional Trust in specie n/a AUD ORD 16,431 16,431
Company,National Association
05-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.14 AUD ORD -49,661 -49,661
05-Jun-19 BlackRock Investment Management on mkt buy 2.12 AUD ORD 1,089 1,089
(Australia)Limited
05-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.12 AUD ORD -2,685 -2,685
05-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.12 AUD ORD -3,688 -3,688
05-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.12 AUD ORD -214,827 -214,827
05-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD 51,474 51,474
05-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -5,912 -5,912
06-Jun-19 BlackRock Investment Management on mkt sell 2.11 AUD ORD -375,532 -375,532
(Australia) Limited

AMP

page 5 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
06-Jun-19 BlackRock Investment Management on mkt sell 2.11 AUD ORD -1,815 -1,815
(Australia)Limited
06-Jun-19 BlackRock Investment Management on mkt buy 2.11 AUD ORD 726 726
(Australia)Limited
06-Jun-19 BlackRock Investment Management on mkt sell 2.11 AUD ORD -9,634 -9,634
(UK)Limited
06-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.11 AUD ORD 6,406 6,406
06-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.11 AUD ORD 19,218 19,218
06-Jun-19 BlackRock Institutional Trust on mkt sell 2.11 AUD ORD -333,530 -333,530
Company,National Association
06-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD 985 985
07-Jun-19 BlackRock Investment Management on mkt buy 2.13 AUD ORD 24,800 24,800
(UK)Limited
07-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.13 AUD ORD 144,759 144,759
07-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.13 AUD ORD 21,409 21,409
07-Jun-19 BlackRock Fund Advisors on mkt buy 2.13 AUD ORD 64,186 64,186
10-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -47,130 -47,130
10-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 3,126,666 3,126,666
11-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.19 AUD ORD -3,603 -3,603
11-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.19 AUD ORD 5,560 5,560
11-Jun-19 BlackRock Advisors(UK)Limited on mkt buy 2.19 AUD ORD 5,560 5,560
11-Jun-19 BLACKROCK FINANCIAL on mkt buy 2.19 AUD ORD 11,695 11,695
MANAGEMENT,INC.
11-Jun-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -128,676 -128,676
11-Jun-19 BlackRock Capital Management, Inc. collateral transfer n/a AUD ORD 225 225
11-Jun-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD 229 229
MANAGEMENT,INC.
11-Jun-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 184 184
LLC
11-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD 43,647 43,647
(UK)Limited
12-Jun-19 BlackRock Investment Management on mkt buy 2.19 AUD ORD 194,603 194,603
(UK)Limited
12-Jun-19 BlackRock Advisors(UK)Limited on mkt buy 2.19 AUD ORD 6,767 6,767
12-Jun-19 BlackRock Advisors(UK)Limited on mkt buy 2.19 AUD ORD 1,390 1,390
12-Jun-19 BlackRock Advisors(UK)Limited on mkt sell 2.19 AUD ORD -14,266 -14,266
12-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.19 AUD ORD 71,810 71,810
12-Jun-19 BlackRock Advisors(UK)Limited on mkt sell 2.19 AUD ORD -1,032 -1,032
12-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -22,370 -22,370
12-Jun-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 1 1
12-Jun-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -31 -31
12-Jun-19 BlackRock Capital Management, Inc. collateral transfer n/a AUD ORD -225 -225
12-Jun-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -229 -229
MANAGEMENT,INC.
12-Jun-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -184 -184
12-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD -43,647 -43,647
(UK)Limited
13-Jun-19 BlackRock Institutional Trust in specie n/a AUD ORD 64,410 64,410
Company,National Association
13-Jun-19 BlackRock (Netherlands) B.V. on mkt buy 2.24 AUD ORD 2,908 2,908
13-Jun-19 BlackRock Institutional Trust on mkt buy 2.24 AUD ORD 88,542 88,542
Company,National Association
13-Jun-19 BlackRock Institutional Trust on mkt buy 2.24 AUD ORD 46,582 46,582
Company,National Association
13-Jun-19 BlackRock Investment Management on mkt sell 2.24 AUD ORD -43,114 -43,114
(Australia)Limited
13-Jun-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 4 4
13-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 665,512 665,512
14-Jun-19 BlackRock Investment Management on mkt buy 2.11 AUD ORD 726 726
(Australia)Limited
14-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.11 AUD ORD -2,334 -2,334
14-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.11 AUD ORD -7,100 -7,100

AMP

page 6 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
14-Jun-19 BlackRock Asset Management on mkt sell 2.11 AUD ORD -7,510 -7,510
Canada Limited
14-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -68,008 -68,008
14-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -51,006 -51,006
14-Jun-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD -5 -5
14-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 60,574 60,574
14-Jun-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 99,869 99,869
LLC
14-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD 81,166 81,166
(UK)Limited
17-Jun-19 BlackRock Fund Advisors on mkt buy 2.11 AUD ORD 45,189 45,189
17-Jun-19 BlackRock Fund Advisors on mkt sell 2.09 AUD ORD -60,264 -60,264
17-Jun-19 BlackRock Fund Advisors on mkt sell 2.09 AUD ORD -51,091 -51,091
17-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.09 AUD ORD 594 594
17-Jun-19 BlackRock Fund Advisors on mkt sell 2.09 AUD ORD -88,853 -88,853
17-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -63,056 -63,056
17-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -698,678 -698,678
17-Jun-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -99,869 -99,869
LLC
17-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD -81,165 -81,165
(UK)Limited
18-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD 10,346 10,346
18-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 2,132,272 2,132,272
18-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD -1 -1
(UK)Limited
19-Jun-19 BlackRock Investment Management, on mkt buy 2.10 AUD ORD 13,976 13,976
LLC
19-Jun-19 BlackRock Investment Management on mkt buy 2.07 AUD ORD 23,590 23,590
19-Jun-19 BlackRock Advisors(UK)Limited on mkt buy 2.07 AUD ORD 422 422
19-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,738 -16,738
19-Jun-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -495,611 -495,611
20-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.07 AUD ORD -13,648 -13,648
20-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.07 AUD ORD 4,655 4,655
20-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.07 AUD ORD -7,128 -7,128
20-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -869,823 -869,823
21-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.07 AUD ORD 3,772 3,772
21-Jun-19 BlackRock Investment Management on mkt buy 2.07 AUD ORD 38,448 38,448
(Australia)Limited
21-Jun-19 BlackRock Fund Advisors on mkt buy 2.07 AUD ORD 53,220 53,220
21-Jun-19 BlackRock Institutional Trust on mkt buy 2.07 AUD ORD 10,952 10,952
Company,National Association
21-Jun-19 BlackRock Investment Management on mkt buy 2.07 AUD ORD 25,124 25,124
(Australia)Limited
21-Jun-19 BlackRock Institutional Trust on mkt sell 2.07 AUD ORD -72,978 -72,978
Company,National Association
21-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD 22,528 22,528
21-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -45,535 -45,535
21-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -54,642 -54,642
21-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 164,691 164,691
24-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.06 AUD ORD 5,658 5,658
24-Jun-19 BlackRock Institutional Trust on mkt sell 2.06 AUD ORD -95,151 -95,151
Company,National Association
24-Jun-19 BLACKROCK FINANCIAL on mkt sell 2.06 AUD ORD -12,144 -12,144
MANAGEMENT,INC.
24-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD 15,225 15,225
24-Jun-19 BlackRock Asset Management on mkt buy 2.06 AUD ORD 51,793 51,793
Canada Limited

AMP

page 7 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
24-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -36 -36
24-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD 884,667 884,667
(UK)Limited
25-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.03 AUD ORD 928 928
25-Jun-19 BlackRock Institutional Trust on mkt sell 2.03 AUD ORD -6,375 -6,375
Company,National Association
25-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -45,855 -45,855
25-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 413,918 413,918
25-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD -884,667 -884,667
(UK)Limited
26-Jun-19 BlackRock Investment Management on mkt sell 2.06 AUD ORD -417,464 -417,464
(Australia)Limited
26-Jun-19 BlackRock Advisors (UK) Limited on mkt sell 2.07 AUD ORD -1,003 -1,003
26-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.07 AUD ORD 49,218 49,218
26-Jun-19 BlackRock Investment Management on mkt sell 2.07 AUD ORD -15,364 -15,364
(UK)Limited
26-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -23,276 -23,276
26-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -884,714 -884,714
27-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -164,535 -164,535
27-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD 164,615 164,615
(UK)Limited
28-Jun-19 BlackRock Advisors (UK) Limited on mkt buy 2.12 AUD ORD 428 428
28-Jun-19 BlackRock Investment Management on mkt sell 2.12 AUD ORD -30,621 -30,621
(Australia)Limited
28-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD 18,200 18,200
28-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD 9,425 9,425
28-Jun-19 BlackRock Fund Advisors in specie n/a AUD ORD -46,552 -46,552
28-Jun-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 766,581 766,581
28-Jun-19 BlackRock Investment Management collateral transfer n/a AUD ORD -164,615 -164,615
(UK)Limited
01-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -26,628 -26,628
01-Jul-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD 502,663 502,663
01-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 597,468 597,468
01-Jul-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD 115,508 115,508
MANAGEMENT,INC.
01-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD 49,100 49,100
(UK)Limited
02-Jul-19 BlackRock Advisors (UK) Limited on mkt sell 2.13 AUD ORD -27,296 -27,296
02-Jul-19 BlackRock Advisors (UK) Limited on mkt sell 2.13 AUD ORD -2,070 -2,070
02-Jul-19 BlackRock Investment Management on mkt buy 2.13 AUD ORD 31,053 31,053
(UK)Limited
02-Jul-19 BlackRock Investment Management on mkt buy 2.13 AUD ORD 62,379 62,379
(Australia)Limited
02-Jul-19 BlackRock Japan Co., Ltd. collateral transfer n/a AUD ORD -502,663 -502,663
02-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -1,126,254 -1,126,254
02-Jul-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -115,508 -115,508
MANAGEMENT,INC.
02-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD 2,528,284 2,528,284
(UK)Limited
03-Jul-19 BlackRock Investment Management on mkt buy 2.16 AUD ORD 48,448 48,448
(Australia)Limited
03-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 2.17 AUD ORD 2,975 2,975
03-Jul-19 BlackRock Asset Management on mkt buy 2.17 AUD ORD 82,990 82,990
Canada Limited
03-Jul-19 BlackRock Advisors (UK) Limited in specie n/a AUD ORD -45,773 -45,773
03-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 3,541,529 3,541,529
03-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD -2,577,384 -2,577,384
(UK) Limited

AMP

page 8 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
04-Jul-19 BlackRock Investment Management on mkt buy 2.17 AUD ORD 724 724
(Australia)Limited
04-Jul-19 BlackRock Investment Management on mkt buy 2.17 AUD ORD 32,482 32,482
(Australia)Limited
04-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -2,667,195 -2,667,195
05-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 2.17 AUD ORD 6,822 6,822
05-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 2.17 AUD ORD 1,192 1,192
05-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -36,396 -36,396
05-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -320,932 -320,932
08-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 2.15 AUD ORD 6,822 6,822
08-Jul-19 BlackRock Institutional Trust on mkt buy 2.15 AUD ORD 91,495 91,495
Company,National Association
08-Jul-19 BlackRock Fund Advisors on mkt buy 2.15 AUD ORD 28,683 28,683
08-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,738 -16,738
08-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 327,353 327,353
09-Jul-19 BlackRock Advisors (UK) Limited in specie n/a AUD ORD -82,449 -82,449
09-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -3,909,658 -3,909,658
09-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD 2,959,468 2,959,468
(UK)Limited
10-Jul-19 BlackRock Investment Management on mkt buy 2.14 AUD ORD 19,588 19,588
(UK)Limited
10-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 1 1
11-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 2.14 AUD ORD 434 434
11-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -194,290 -194,290
11-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD -3 -3
(UK)Limited
12-Jul-19 BlackRock Investment Management on mkt buy 2.15 AUD ORD 39,792 39,792
(Australia)Limited
12-Jul-19 BlackRock Institutional Trust on mkt buy 2.15 AUD ORD 255,744 255,744
Company,National Association
12-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 2.15 AUD ORD 8,460 8,460
12-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 985 985
12-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 5,912 5,912
12-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,738 -16,738
12-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -336,130 -336,130
12-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD -1 -1
(UK)Limited
15-Jul-19 BlackRock Institutional Trust on mkt buy 1.81 AUD ORD 27,064 27,064
Company,National Association
15-Jul-19 BlackRock Asset Management on mkt buy 1.81 AUD ORD 67,312 67,312
Canada Limited
15-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -4,434 -4,434
15-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 553,902 553,902
15-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD -30 -30
(UK)Limited
16-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.78 AUD ORD 13,618 13,618
16-Jul-19 BlackRock Asset Management on mkt buy 1.78 AUD ORD 18,196 18,196
16-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 985 985
16-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 22,475 22,475
16-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,700 -16,700
16-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -553,902 -553,902
17-Jul-19 BlackRock Investment Management on mkt sell 1.80 AUD ORD -476,728 -476,728
(Australia)Limited
17-Jul-19 BlackRock Investment Management on mkt buy 1.80 AUD ORD 23,442 23,442
(UK)Limited
17-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 1.80 AUD ORD 13,984 13,984
17-Jul-19 BlackRock Investment Management on mkt buy 1.80 AUD ORD 62,759 62,759
(Australia)Limited
17-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 1.80 AUD ORD 192,843 192,843

AMP

page 9 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
17-Jul-19 BlackRock Institutional Trust on mkt buy 1.80 AUD ORD 97,039 97,039
Company,National Association
17-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 223,574 223,574
17-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD 30 30
(UK)Limited
18-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 1.78 AUD ORD 6,851 6,851
18-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 1.78 AUD ORD 13,702 13,702
18-Jul-19 BlackRock Investment Management on mkt buy 1.78 AUD ORD 925,112 925,112
(UK)Limited
18-Jul-19 BlackRock Institutional Trust on mkt buy 1.78 AUD ORD 122,082 122,082
Company,National Association
18-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD -223,574 -223,574
18-Jul-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD 46,473 46,473
MANAGEMENT,INC.
18-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD 31,586 31,586
(UK)Limited
19-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 1.80 AUD ORD 89,089 89,089
19-Jul-19 BlackRock Advisors (UK) Limited on mkt sell 1.80 AUD ORD -3,576 -3,576
19-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 8,676 8,676
19-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -25,107 -25,107
19-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -2,956 -2,956
19-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 39,786 39,786
19-Jul-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 1,967,338 1,967,338
19-Jul-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -46,473 -46,473
MANAGEMENT,INC.
19-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD -31,615 -31,615
(UK)Limited
22-Jul-19 BlackRock Advisors (UK) Limited on mkt buy 1.78 AUD ORD 1,168 1,168
22-Jul-19 BlackRock Investment Management in specie n/a AUD ORD 69,401 69,401
22-Jul-19 BlackRock Investment Management in specie n/a AUD ORD 2,242,051 2,242,051
(UK)Limited
22-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD 946,839 946,839
22-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD 30 30
23-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.75 AUD ORD 1,187 1,187
23-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.75 AUD ORD 673 673
23-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.75 AUD ORD 1,712 1,712
23-Jul-19 BlackRock Institutional Trust on mkt sell 1.75 AUD ORD -243,736 -243,736
Company,National Association
23-Jul-19 BlackRock Institutional Trust in specie n/a AUD ORD -36,527 -36,527
Company,National Association
23-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -2,914,177 -2,914,177
24-Jul-19 BlackRock Investment Management on mkt sell 1.79 AUD ORD -394,203 -394,203
(Australia)Limited
24-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.80 AUD ORD 6,916 6,916
24-Jul-19 BlackRock Investment Management on mkt buy 1.80 AUD ORD 23,212 23,212
(Australia)Limited
24-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,738 -16,738
24-Jul-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD 186,882 186,882
24-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD 144,595 144,595
24-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD -2,959,464 -2,959,464
(UK)Limited
25-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 12,600 12,600
25-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD 53,048 53,048
25-Jul-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD -186,882 -186,882
25-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -104,578 -104,578
26-Jul-19 BlackRock Fund Advisors on mkt buy 1.81 AUD ORD 332,310 332,310
26-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.82 AUD ORD 11,104 11,104
26-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -40,017 -40,017
29-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.83 AUD ORD 6,931 6,931
29-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.83 AUD ORD 6,864 6,864
29-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.83 AUD ORD 2,076 2,076
29-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.83 AUD ORD 5,536 5,536
29-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD 1,047,126 1,047,126
30-Jul-19 BlackRock Institutional Trust in specie n/a AUD ORD 10,106 10,106
Company,National Association
30-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.83 AUD ORD 1,412 1,412
30-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.83 AUD ORD 1,190 1,190
30-Jul-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -1,047,126 -1,047,126
30-Jul-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD 150,661 150,661
MANAGEMENT, INC.

AMP

page 10 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
30-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD 355,918 355,918
(UK)Limited
31-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.79 AUD ORD 6,861 6,861
31-Jul-19 BlackRock Advisors(UK)Limited on mkt buy 1.79 AUD ORD 7,155 7,155
31-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -5,912 -5,912
31-Jul-19 BlackRock Fund Advisors in specie n/a AUD ORD -25,107 -25,107
31-Jul-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD 22,329 22,329
31-Jul-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -126,302 -126,302
MANAGEMENT,INC.
31-Jul-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 138,359 138,359
LLC
31-Jul-19 BlackRock Investment Management collateral transfer n/a AUD ORD -41,168 -41,168
(UK)Limited
31-Jul-19 BlackRock Asset Management North collateral transfer n/a AUD ORD 6,783 6,783
Asia Limited
01-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.82 AUD ORD -15,408 -15,408
01-Aug-19 BlackRock Investment Management on mkt sell 1.82 AUD ORD -43,384 -43,384
(Australia)Limited
01-Aug-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD -5,769 -5,769
01-Aug-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -14,105 -14,105
MANAGEMENT,INC.
01-Aug-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -29,952 -29,952
LLC
01-Aug-19 BlackRock Investment Management collateral transfer n/a AUD ORD -1,836 -1,836
(UK)Limited
01-Aug-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -1,946 -1,946
Asia Limited
01-Aug-19 BlackRock Advisors(UK)Limited in specie n/a AUD ORD -218,444 -218,444
02-Aug-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD 188,509 188,509
02-Aug-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD 253,100 253,100
02-Aug-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD 142,239 142,239
MANAGEMENT,INC.
02-Aug-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 1,336,939 1,336,939
LLC
02-Aug-19 BlackRock Investment Management collateral transfer n/a AUD ORD 418,873 418,873
(UK)Limited
02-Aug-19 BlackRock Asset Management North collateral transfer n/a AUD ORD 64,561 64,561
Asia Limited
05-Aug-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD -5,609 -5,609
05-Aug-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -253,100 -253,100
05-Aug-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -23,801 -23,801
MANAGEMENT,INC.
05-Aug-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -2,499 -2,499
LLC
05-Aug-19 BlackRock Investment Management collateral transfer n/a AUD ORD -9,685 -9,685
(UK)Limited
05-Aug-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -14,201 -14,201
Asia Limited
06-Aug-19 BlackRock Investment Management on mkt buy 1.74 AUD ORD 23,212 23,212
(Australia)Limited
06-Aug-19 BlackRock Advisors(UK)Limited on mkt buy 1.74 AUD ORD 6,862 6,862
06-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.74 AUD ORD -7,722 -7,722
06-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.74 AUD ORD -6,318 -6,318
06-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.74 AUD ORD -3,684 -3,684
06-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.74 AUD ORD -1,785 -1,785
06-Aug-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD -113,944 -113,944
06-Aug-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD 253,108 253,108
06-Aug-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -82,655 -82,655
MANAGEMENT,INC.
06-Aug-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -834,775 -834,775
LLC
06-Aug-19 BlackRock Investment Management collateral transfer n/a AUD ORD -384,682 -384,682
(UK)Limited
06-Aug-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -30,112 -30,112
Asia Limited
07-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.73 AUD ORD -2,820 -2,820
07-Aug-19 BlackRock Advisors(UK)Limited on mkt buy 1.73 AUD ORD 439 439
07-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.73 AUD ORD -1,785 -1,785
07-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.73 AUD ORD -5,355 -5,355
07-Aug-19 BlackRock Japan Co.,Ltd. collateral transfer n/a AUD ORD -85,515 -85,515
07-Aug-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -83,708 -83,708
07-Aug-19 BLACKROCK FINANCIAL collateral transfer n/a AUD ORD -46,036 -46,036
MANAGEMENT,INC.
07-Aug-19 BlackRock Investment Management, collateral transfer n/a AUD ORD -608,073 -608,073
LLC
07-Aug-19 BlackRock Investment Management collateral transfer n/a AUD ORD -337,420 -337,420
(UK)Limited
07-Aug-19 BlackRock Asset Management North collateral transfer n/a AUD ORD -25,085 -25,085
Asia Limited
08-Aug-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD 2 2
08-Aug-19 BlackRock Institutional Trust in specie n/a AUD ORD -570,652 -570,652
Company, National Association

AMP

page 11 of 12

Date of
Change
Person whose relevant interest
changed
Nature of change
Consideration given in
change (5)
(4) /
relation to
CCY Class (6) and number of
securities affected
Class (6) and number of
securities affected
Person's
votes affected
09-Aug-19 BlackRock Investment Management on mkt sell 1.74 AUD ORD -49,782 -49,782
(UK)Limited
09-Aug-19 BlackRock Investment Management on mkt buy 1.93 AUD ORD 26,528 26,528
(Australia)Limited
09-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.93 AUD ORD -8,403 -8,403
09-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.93 AUD ORD -8,403 -8,403
09-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.93 AUD ORD -1,774 -1,774
09-Aug-19 BlackRock Advisors(UK)Limited on mkt buy 1.93 AUD ORD 21,471 21,471
09-Aug-19 BlackRock Investment Management on mkt buy 1.93 AUD ORD 34,369 34,369
(Australia)Limited
09-Aug-19 BlackRock Capital Management, Inc. collateral transfer n/a AUD ORD 0 0
09-Aug-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 0 0
LLC
09-Aug-19 BlackRock Investment Management collateral transfer n/a AUD ORD 39 39
(UK)Limited
12-Aug-19 BlackRock Fund Advisors in specie n/a AUD ORD -46,552 -46,552
12-Aug-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD -67,580 -67,580
12-Aug-19 BlackRock Capital Management, Inc. collateral transfer n/a AUD ORD 0 0
12-Aug-19 BlackRock Investment Management, collateral transfer n/a AUD ORD 0 0
LLC
12-Aug-19 BlackRock Investment Management collateral transfer n/a AUD ORD -39 -39
(UK)Limited
13-Aug-19 BlackRock Advisors(UK)Limited on mkt buy 1.81 AUD ORD 20,544 20,544
13-Aug-19 BlackRock Advisors(UK)Limited on mkt buy 1.81 AUD ORD 6,848 6,848
13-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.81 AUD ORD -8,259 -8,259
13-Aug-19 BlackRock Advisors(UK)Limited on mkt buy 1.81 AUD ORD 352,742 352,742
13-Aug-19 BlackRock Investment Management on mkt buy 1.81 AUD ORD 117,766 117,766
(UK)Limited
13-Aug-19 BLACKROCK FINANCIAL on mkt sell 1.81 AUD ORD -60,212 -60,212
MANAGEMENT,INC.
13-Aug-19 BlackRock Fund Advisors in specie n/a AUD ORD -16,738 -16,738
13-Aug-19 BlackRock Advisors(UK)Limited collateral transfer n/a AUD ORD 175,459 175,459
14-Aug-19 BlackRock Investment Management on mkt sell 1.86 AUD ORD -52,077 -52,077
(UK)Limited
14-Aug-19 BlackRock Investment Management on mkt buy 1.89 AUD ORD 77,625 77,625
(Australia)Limited
14-Aug-19 BlackRock Investment Management on mkt buy 1.90 AUD ORD 61,940 61,940
(Australia)Limited
14-Aug-19 BlackRock Investment Management, on mkt buy 1.90 AUD ORD 11,234 11,234
LLC
14-Aug-19 BlackRock Investment Management on mkt buy 1.90 AUD ORD 36,537 36,537
(Australia)Limited
14-Aug-19 BlackRock Advisors(UK)Limited on mkt sell 1.90 AUD ORD -3,672 -3,672
14-Aug-19 BlackRock Fund Advisors in specie n/a AUD ORD -23,276 -23,276
14-Aug-19 BlackRock Advisors (UK) Limited collateral transfer n/a AUD ORD 36,716 36,716

AMP

page 12 of 12

Annexure B

This is Annexure B of 1 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

16-Aug-19

Maria Tricarico, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Capital Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver, CO 80202(Colorado, USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom (Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria, Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801, United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku, Tokyo 100-8217(Japan)

AMP

page 1 of 1

Annexure C

This is Annexure C of 3 pages referred to in form 605 Notice of ceasing to be a substantial shareholder

16-Aug-2019 Maria Tricarico, Authorised Signatory Date

Type of agreement: Global Master Securities Lending Agreement, Overseas
Securities Lending Agreement or Master Securities Lending
Agreement.
Parties to agreement: The relevant counterparty as described in the lists of Securities
Lending Agreements entered into by BlackRock Advisors
Limited and BlackRock Institutional Trust Corporation, N.A.,
respectively, on the following page.
Transfer date: The date of the relevant transaction identified as a collateral
transfer referred to in Annexure A
Holder of voting rights: The Borrower.
Are there any restrictions on voting rights?
If yes, detail
Yes. Collateral is held through a tripartite structure under which
the triparty collateral manager will not act in respect of voting
rights unless it receives instructions to do so from the Borrower.
Scheduled return date (if any): The date of the relevant transaction referred to in Annexure A
Does the borrower have the right to return
early?
If yes, detail
Yes.
The Borrower is entitled to substitute existing collateral with
other equities at any time.
Does the lender have the right to recall early?
If yes, detail
Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions
Yes.

A copy of the relevant agreement will be provided to AMP LTD or the Australian Securities and Investments Commission upon request.

AMP 1 | P a g e

Securities Lending Agreements

Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:

  • (a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011

  • (b) Barclays Bank plc GMSLA, 9 April 2104

  • (c) Barclays Capital Securities Limited GMSLA, 2 December 2012

  • (d) BNP Paribas Arbitrage GMSLA, 30 May 2013

  • (e) BNP Paribas GMSLA, 8 May 2007

  • (f) Citigroup Global Markets Limited GMSLA, 18 January 2007

  • (g) Commerzbank AG OSLA, 17 July 2002

  • (h) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015

  • (i) Credit Suisse International GMSLA, 10 March 2014

  • (j) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015

  • (k) Deutsche Bank AG, London Branch GMSLA, 25 August 2017

  • (l) Goldman Sachs International OSLA, 3 July 2001

  • (m) HSBC Bank plc GMSLA GMSLA, 27 October 2016

  • (n) ING Bank N.V. GMSLA, 12 November 2018 (not yet operationally active)

  • (o) J.P. Morgan Securities plc GMSLA, 12 July 2011 (p) Macquarie Bank Limited GMSLA, 18 August 2014

  • (q) Merrill Lynch International OSLA, 13 July 1999

  • (r) Morgan Stanley & Co International plc OSLA, 8 September 1999

  • (s) Natixis SA GMSLA, 29 January 2018

  • (t) Nomura International plc GMSLA, 2 November 2011

  • (u) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017

  • (v) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011

  • (w) Santander UK Plc GMSLA, 25 January 2019 (not yet operationally active)

  • (x) Skandinaviska Enskilda Banken AB GMSLA, 4 February 2013

  • (y) Societe Generale GMSLA, 27 January 2012

  • (z) UBS AG GMSLA, 28 April 2016

  • (aa) UBS Europe SE GMSLA, 1 February 2019

  • (bb) BAL/Banco Santander, S.A. GMSLA, 30 April 2019

  • (cc) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019

Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:

  • (a) Bank of Nova Scotia GMSLA, December 6, 2016

  • (b) Barclays Bank plc GMSLA, April 24, 2017

  • (c) Barclays Capital Securities Limited GMSLA, March 15, 2017

  • (d) BNP Paribas Arbitrage GMSLA, June 5, 2017

  • (e) Citigroup Global Markets Limited GMSLA, June 3, 2015

  • (f) Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015

  • (g) Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015

  • (h) Deutsche Bank AG, London Branch GMSLA, June 7, 2017

  • (i) Goldman Sachs International OSLA April 1, 2004

  • (j) HSBC Bank plc GMSLA, February 12, 2013

  • (k) J.P. Morgan Securities plc GMSLA, October 4, 2016

  • (l) Macquarie Bank Limited GMSLA, October 3, 2016

  • (m) Merrill Lynch International GMSLA, February 19, 2014

  • (n) Morgan Stanley & Co International plc OSLA, February 7, 2007

  • (o) Nomura International plc GMSLA 03 August 2018 – not yet operational

  • (p) Societe Generale GMSLA, September 28, 2016

  • (q) UBS AG GMSLA, May 26, 2016

  • (r) UBS Europe SE GMSLA, 1 February 2019

  • (s) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019

  • (t) RBC Europe Limited GMSLA, 4 February 2019

  • (u) ING BANK N.V. GMSLA, 27 February, 2019

AMP 2 | P a g e

These counterparties do not pledge Australian equities:

  • (a) Lloyds Bank plc

  • (b) Merrill Lynch, Pierce, Fenner Smith Incorporated

  • (c) Unicredit

These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999 Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC

AMP 3 | P a g e