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AMP LIMITED — Major Shareholding Notification 2019
Sep 17, 2019
64379_rns_2019-09-17_c3d09579-0017-4c63-ab68-3f676a7a7bc5.pdf
Major Shareholding Notification
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- At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.
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Annexure A
This is Annexure A of 2 pages referred to in form 603 Notice of initial substantial shareholder
| 18-Sep-19 | |||||||
|---|---|---|---|---|---|---|---|
| Bradley Taylor, | Date |
||||||
| Authorised Signatory | |||||||
| 3. Details of Relevant Interests | |||||||
| 4. Details of present registered holders | |||||||
| 6. Associates | |||||||
| Holder of Relevant | |||||||
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 172,534 | 172,534 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 35,026 | 35,026 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 408,969 | 408,969 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 43,962 | 43,962 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 5,159,658 | 5,159,658 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 2,621,374 | 2,621,374 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST UK | ORD | 802,120 | 802,120 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 29,260 | 29,260 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 7,863,895 | 7,863,895 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 58,727 | 58,727 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 302,096 | 302,096 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,645,230 | 1,645,230 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 10,561 | 10,561 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 1,744,434 | 1,744,434 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 17,934 | 17,934 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 166,381 | 166,381 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 597,280 | 597,280 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 7,087 | 7,087 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 53,494 | 53,494 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 4,216 | 4,216 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 70,115 | 70,115 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 295,192 | 295,192 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 333,192 | 333,192 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST UK | ORD | 423,276 | 423,276 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 104,607 | 104,607 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BLACKROCK FINANCIAL | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 37,658 | 37,658 | subsidiary of | |
| MANAGEMENT, INC. | securities and/or the power to dispose of securities as | BANK & TRUST TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 544,272 | 544,272 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 123,510 | 123,510 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 41,334,820 | 41,334,820 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 2,454,902 | 2,454,902 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 44,672,120 | 44,672,120 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 359,340 | 359,340 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ORD | 58,273 | 58,273 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 1,834,464 | 1,834,464 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 36,868 | 36,868 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 51,657 | 51,657 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 7,371 | 7,371 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 114,214 | 114,214 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST UK | ORD | 1,305,277 | 1,305,277 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY | ORD | 4,221,803 | 4,221,803 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 28,470 | 28,470 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 4,434,033 | 4,434,033 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK LIMITED | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 3,022,106 | 3,022,106 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ORD | 2,422,749 | 2,422,749 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
page 1 of 2
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ORD | 84,414 | 84,414 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LUX | ORD | 19,214 | 19,214 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 1,575,345 | 1,575,345 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 1,473,137 | 1,473,137 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 3,297,176 | 3,297,176 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 5,388,984 | 5,388,984 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 2,656,427 | 2,656,427 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 106,454 | 106,454 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 58,920 | 58,920 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 335,315 | 335,315 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 151,297 | 151,297 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST UK | ORD | 5,130,118 | 5,130,118 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ORD | 219,924 | 219,924 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 126,611 | 126,611 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,039,106 | 1,039,106 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 186,465 | 186,465 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 2,731,847 | 2,731,847 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 134,840 | 134,840 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF NEW | ORD | 1,953,508 | 1,953,508 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 1,851,105 | 1,851,105 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 27,340 | 27,340 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 63,651 | 63,651 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 2,005,050 | 2,005,050 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ORD | 4,802,166 | 4,802,166 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 41,207 | 41,207 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 1,751,449 | 1,751,449 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK LIMITED | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 7,097,650 | 7,097,650 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
page 2 of 2
AMP
Annexure B
This is Annexure B of 9 pages referred to in form 603 Notice of initial substantial shareholder
18-Sep-19 Bradley Taylor, Date Authorised Signatory
5. Consideration
AMP LIMITED (AMP)
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 17-May-19 yes |
2.20 on mkt buy AUD ORD 6,435 6,435 |
| BlackRock Advisors (UK) Limited 20-May-19 yes |
2.27 on mkt buy AUD ORD 1,233 1,233 |
| BlackRock Advisors (UK) Limited 20-May-19 yes |
2.27 on mkt buy AUD ORD 8,584 8,584 |
| BlackRock (Netherlands) B.V. 20-May-19 no |
n/a in specie AUD ORD 408,969 408,969 |
| BlackRock Advisors (UK) Limited 21-May-19 yes |
2.27 on mkt buy AUD ORD 6,637 6,637 |
| BlackRock Advisors (UK) Limited 22-May-19 yes |
2.21 on mkt buy AUD ORD 5,944 5,944 |
| BlackRock Advisors (UK) Limited 22-May-19 yes |
2.21 on mkt buy AUD ORD 12,882 12,882 |
| BlackRock Advisors (UK) Limited 22-May-19 yes |
2.21 on mkt buy AUD ORD 19,875 19,875 |
| BlackRock Investment Management (UK) Limited 22-May-19 yes |
2.21 on mkt buy AUD ORD 201,715 201,715 |
| BlackRock Fund Advisors 22-May-19 no |
n/a in specie AUD ORD 34,410 34,410 |
| BlackRock Fund Advisors 22-May-19 no |
n/a in specie AUD ORD 68,820 68,820 |
| BlackRock Institutional Trust Company, National Association 22-May-19 no |
n/a in specie AUD ORD 86,654 86,654 |
| BlackRock Institutional Trust Company, National Association 22-May-19 no |
n/a in specie AUD ORD 20,086 20,086 |
| BlackRock Japan Co., Ltd. 22-May-19 no |
n/a collateral transfer AUD ORD 1,295,419 1,295,419 |
| BlackRock Advisors (UK) Limited 22-May-19 no |
n/a collateral transfer AUD ORD 449,001 449,001 |
| BlackRock Asset Management Canada Limited 28-May-19 yes |
2.20 on mkt buy AUD ORD 104,484 104,484 |
| BlackRock International Limited 28-May-19 yes |
2.20 on mkt buy AUD ORD 103,429 103,429 |
| BlackRock Advisors (UK) Limited 28-May-19 yes |
2.20 on mkt buy AUD ORD 19,942 19,942 |
| BlackRock Advisors (UK) Limited 28-May-19 yes |
2.20 on mkt buy AUD ORD 76,800 76,800 |
| BlackRock Institutional Trust Company, National Association 28-May-19 yes |
2.20 on mkt buy AUD ORD 135,203 135,203 |
| BlackRock Institutional Trust Company, National Association 28-May-19 yes |
2.20 on mkt buy AUD ORD 53,285 53,285 |
| BlackRock Investment Management (Australia) Limited 29-May-19 yes |
2.19 on mkt buy AUD ORD 726 726 |
| BlackRock Advisors (UK) Limited 29-May-19 yes |
2.19 on mkt buy AUD ORD 6,367 6,367 |
| BlackRock Institutional Trust Company, National Association 31-May-19 yes |
2.17 on mkt buy AUD ORD 7,356 7,356 |
| BlackRock Advisors (UK) Limited 31-May-19 yes |
2.17 on mkt buy AUD ORD 513 513 |
| BlackRock Advisors (UK) Limited 31-May-19 yes |
2.17 on mkt buy AUD ORD 79,499 79,499 |
| BlackRock Advisors (UK) Limited 31-May-19 yes |
2.17 on mkt buy AUD ORD 68,074 68,074 |
| BlackRock Advisors (UK) Limited 04-Jun-19 yes |
2.12 on mkt buy AUD ORD 6,870 6,870 |
| BlackRock Institutional Trust Company, National Association 04-Jun-19 yes |
2.12 on mkt buy AUD ORD 55,912 55,912 |
| BlackRock Fund Advisors 04-Jun-19 yes |
2.12 on mkt buy AUD ORD 45,953 45,953 |
| BlackRock Institutional Trust Company, National Association 05-Jun-19 no |
n/a in specie AUD ORD 16,431 16,431 |
page 1 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 05-Jun-19 yes |
2.12 on mkt buy AUD ORD 1,089 1,089 |
| BlackRock Fund Advisors 05-Jun-19 no |
n/a in specie AUD ORD 51,474 51,474 |
| BlackRock Investment Management (Australia) Limited 06-Jun-19 yes |
2.11 on mkt buy AUD ORD 726 726 |
| BlackRock Advisors (UK) Limited 06-Jun-19 yes |
2.11 on mkt buy AUD ORD 6,406 6,406 |
| BlackRock Advisors (UK) Limited 06-Jun-19 yes |
2.11 on mkt buy AUD ORD 19,218 19,218 |
| BlackRock Fund Advisors 06-Jun-19 no |
n/a in specie AUD ORD 985 985 |
| BlackRock Investment Management (UK) Limited 07-Jun-19 yes |
2.13 on mkt buy AUD ORD 24,800 24,800 |
| BlackRock Advisors (UK) Limited 07-Jun-19 yes |
2.13 on mkt buy AUD ORD 144,759 144,759 |
| BlackRock Advisors (UK) Limited 07-Jun-19 yes |
2.13 on mkt buy AUD ORD 21,409 21,409 |
| BlackRock Fund Advisors 07-Jun-19 yes |
2.13 on mkt buy AUD ORD 64,186 64,186 |
| BlackRock Advisors (UK) Limited 10-Jun-19 no |
n/a collateral transfer AUD ORD 3,126,666 3,126,666 |
| BlackRock Advisors (UK) Limited 11-Jun-19 yes |
2.19 on mkt buy AUD ORD 5,560 5,560 |
| BlackRock Advisors (UK) Limited 11-Jun-19 yes |
2.19 on mkt buy AUD ORD 5,560 5,560 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 11-Jun-19 yes |
2.19 on mkt buy AUD ORD 11,695 11,695 |
| BlackRock Capital Management, Inc. 11-Jun-19 no |
n/a collateral transfer AUD ORD 225 225 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 11-Jun-19 no |
n/a collateral transfer AUD ORD 229 229 |
| BlackRock Investment Management, LLC 11-Jun-19 no |
n/a collateral transfer AUD ORD 184 184 |
| BlackRock Investment Management (UK) Limited 11-Jun-19 no |
n/a collateral transfer AUD ORD 43,647 43,647 |
| BlackRock Investment Management (UK) Limited 12-Jun-19 yes |
2.19 on mkt buy AUD ORD 194,603 194,603 |
| BlackRock Advisors, LLC 12-Jun-19 yes |
2.19 on mkt buy AUD ORD 10,100 10,100 |
| BlackRock Institutional Trust Company, National Association 12-Jun-19 yes |
2.19 on mkt buy AUD ORD 4,825 4,825 |
| BlackRock Advisors, LLC 12-Jun-19 yes |
2.19 on mkt buy AUD ORD 6,837 6,837 |
| BlackRock Advisors (UK) Limited 12-Jun-19 yes |
2.19 on mkt buy AUD ORD 6,767 6,767 |
| BlackRock Advisors (UK) Limited 12-Jun-19 yes |
2.19 on mkt buy AUD ORD 1,390 1,390 |
| BlackRock Advisors (UK) Limited 12-Jun-19 yes |
2.19 on mkt buy AUD ORD 71,810 71,810 |
| BlackRock Japan Co., Ltd. 12-Jun-19 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Institutional Trust Company, National Association 13-Jun-19 no |
n/a in specie AUD ORD 64,410 64,410 |
| BlackRock (Netherlands) B.V. 13-Jun-19 yes |
2.24 on mkt buy AUD ORD 2,908 2,908 |
| BlackRock Institutional Trust Company, National Association 13-Jun-19 yes |
2.24 on mkt buy AUD ORD 88,542 88,542 |
| BlackRock Institutional Trust Company, National Association 13-Jun-19 yes |
2.24 on mkt buy AUD ORD 46,582 46,582 |
| BlackRock Japan Co., Ltd. 13-Jun-19 no |
n/a collateral transfer AUD ORD 4 4 |
| BlackRock Advisors (UK) Limited 13-Jun-19 no |
n/a collateral transfer AUD ORD 665,512 665,512 |
| BlackRock Investment Management (Australia) Limited 14-Jun-19 yes |
2.11 on mkt buy AUD ORD 726 726 |
| BlackRock Advisors (UK) Limited 14-Jun-19 no |
n/a collateral transfer AUD ORD 60,574 60,574 |
| BlackRock Investment Management, LLC 14-Jun-19 no |
n/a collateral transfer AUD ORD 99,869 99,869 |
| BlackRock Investment Management (UK) Limited 14-Jun-19 no |
n/a collateral transfer AUD ORD 81,166 81,166 |
| BlackRock Fund Advisors 17-Jun-19 yes |
2.11 on mkt buy AUD ORD 45,189 45,189 |
| BlackRock Advisors (UK) Limited 17-Jun-19 yes |
2.09 on mkt buy AUD ORD 594 594 |
page 2 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 18-Jun-19 no |
n/a in specie AUD ORD 10,346 10,346 |
| BlackRock Advisors (UK) Limited 18-Jun-19 no |
n/a collateral transfer AUD ORD 2,132,272 2,132,272 |
| BlackRock Investment Management, LLC 19-Jun-19 yes |
2.10 on mkt buy AUD ORD 13,976 13,976 |
| BlackRock Investment Management (Australia) Limited 19-Jun-19 yes |
2.07 on mkt buy AUD ORD 23,590 23,590 |
| BlackRock Advisors (UK) Limited 19-Jun-19 yes |
2.07 on mkt buy AUD ORD 422 422 |
| BlackRock Advisors (UK) Limited 20-Jun-19 yes |
2.07 on mkt buy AUD ORD 4,655 4,655 |
| BlackRock Advisors (UK) Limited 21-Jun-19 yes |
2.07 on mkt buy AUD ORD 3,772 3,772 |
| BlackRock Investment Management (Australia) Limited 21-Jun-19 yes |
2.07 on mkt buy AUD ORD 38,448 38,448 |
| BlackRock Fund Advisors 21-Jun-19 yes |
2.07 on mkt buy AUD ORD 53,220 53,220 |
| BlackRock Institutional Trust Company, National Association 21-Jun-19 yes |
2.07 on mkt buy AUD ORD 10,952 10,952 |
| BlackRock Fund Advisors 21-Jun-19 no |
n/a in specie AUD ORD 22,528 22,528 |
| BlackRock Advisors (UK) Limited 21-Jun-19 no |
n/a collateral transfer AUD ORD 164,691 164,691 |
| BlackRock Advisors (UK) Limited 24-Jun-19 yes |
2.06 on mkt buy AUD ORD 5,658 5,658 |
| BlackRock Fund Advisors 24-Jun-19 no |
n/a in specie AUD ORD 15,225 15,225 |
| BlackRock Asset Management Canada Limited 24-Jun-19 yes |
2.06 on mkt buy AUD ORD 51,793 51,793 |
| BlackRock Investment Management (UK) Limited 24-Jun-19 no |
n/a collateral transfer AUD ORD 884,667 884,667 |
| BlackRock Advisors (UK) Limited 25-Jun-19 yes |
2.03 on mkt buy AUD ORD 928 928 |
| BlackRock Advisors (UK) Limited 25-Jun-19 no |
n/a collateral transfer AUD ORD 413,918 413,918 |
| BlackRock Advisors (UK) Limited 26-Jun-19 yes |
2.07 on mkt buy AUD ORD 49,218 49,218 |
| BlackRock Investment Management (UK) Limited 27-Jun-19 no |
n/a collateral transfer AUD ORD 164,615 164,615 |
| BlackRock Advisors (UK) Limited 28-Jun-19 yes |
2.12 on mkt buy AUD ORD 428 428 |
| BlackRock Fund Advisors 28-Jun-19 no |
n/a in specie AUD ORD 18,200 18,200 |
| BlackRock Fund Advisors 28-Jun-19 no |
n/a in specie AUD ORD 9,425 9,425 |
| BlackRock Advisors (UK) Limited 28-Jun-19 no |
n/a collateral transfer AUD ORD 766,581 766,581 |
| BlackRock Japan Co., Ltd. 01-Jul-19 no |
n/a collateral transfer AUD ORD 502,663 502,663 |
| BlackRock Advisors (UK) Limited 01-Jul-19 no |
n/a collateral transfer AUD ORD 597,468 597,468 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 01-Jul-19 no |
n/a collateral transfer AUD ORD 115,508 115,508 |
| BlackRock Investment Management (UK) Limited 01-Jul-19 no |
n/a collateral transfer AUD ORD 49,100 49,100 |
| BlackRock Investment Management (UK) Limited 02-Jul-19 yes |
2.13 on mkt buy AUD ORD 31,053 31,053 |
| BlackRock Investment Management (Australia) Limited 02-Jul-19 yes |
2.13 on mkt buy AUD ORD 62,379 62,379 |
| BlackRock Investment Management (UK) Limited 02-Jul-19 no |
n/a collateral transfer AUD ORD 2,528,284 2,528,284 |
| BlackRock Investment Management (Australia) Limited 03-Jul-19 yes |
2.16 on mkt buy AUD ORD 48,448 48,448 |
| BlackRock Advisors (UK) Limited 03-Jul-19 yes |
2.17 on mkt buy AUD ORD 2,975 2,975 |
| BlackRock Asset Management Canada Limited 03-Jul-19 yes |
2.17 on mkt buy AUD ORD 82,990 82,990 |
| BlackRock Advisors (UK) Limited 03-Jul-19 no |
n/a collateral transfer AUD ORD 3,541,529 3,541,529 |
| BlackRock Investment Management (Australia) Limited 04-Jul-19 yes |
2.17 on mkt buy AUD ORD 724 724 |
| BlackRock Investment Management (Australia) Limited 04-Jul-19 yes |
2.17 on mkt buy AUD ORD 32,482 32,482 |
| BlackRock Advisors (UK) Limited 05-Jul-19 yes |
2.17 on mkt buy AUD ORD 6,822 6,822 |
page 3 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 05-Jul-19 yes |
2.17 on mkt buy AUD ORD 1,192 1,192 |
| BlackRock Advisors (UK) Limited 08-Jul-19 yes |
2.15 on mkt buy AUD ORD 6,822 6,822 |
| BlackRock Institutional Trust Company, National Association 08-Jul-19 yes |
2.15 on mkt buy AUD ORD 91,495 91,495 |
| BlackRock Fund Advisors 08-Jul-19 yes |
2.15 on mkt buy AUD ORD 28,683 28,683 |
| BlackRock Advisors (UK) Limited 08-Jul-19 no |
n/a collateral transfer AUD ORD 327,353 327,353 |
| BlackRock Investment Management (UK) Limited 09-Jul-19 no |
n/a collateral transfer AUD ORD 2,959,468 2,959,468 |
| BlackRock Investment Management (UK) Limited 10-Jul-19 yes |
2.14 on mkt buy AUD ORD 19,588 19,588 |
| BlackRock Advisors (UK) Limited 10-Jul-19 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Advisors (UK) Limited 11-Jul-19 yes |
2.14 on mkt buy AUD ORD 434 434 |
| BlackRock Investment Management (Australia) Limited 12-Jul-19 yes |
2.15 on mkt buy AUD ORD 39,792 39,792 |
| BlackRock Institutional Trust Company, National Association 12-Jul-19 yes |
2.15 on mkt buy AUD ORD 255,744 255,744 |
| BlackRock Advisors (UK) Limited 12-Jul-19 yes |
2.15 on mkt buy AUD ORD 8,460 8,460 |
| BlackRock Fund Advisors 12-Jul-19 no |
n/a in specie AUD ORD 985 985 |
| BlackRock Fund Advisors 12-Jul-19 no |
n/a in specie AUD ORD 5,912 5,912 |
| BlackRock Institutional Trust Company, National Association 15-Jul-19 yes |
1.81 on mkt buy AUD ORD 27,064 27,064 |
| BlackRock Asset Management Canada Limited 15-Jul-19 yes |
1.81 on mkt buy AUD ORD 67,312 67,312 |
| BlackRock Advisors (UK) Limited 15-Jul-19 no |
n/a collateral transfer AUD ORD 553,902 553,902 |
| BlackRock Advisors (UK) Limited 16-Jul-19 yes |
1.78 on mkt buy AUD ORD 13,618 13,618 |
| BlackRock Asset Management Canada Limited 16-Jul-19 yes |
1.78 on mkt buy AUD ORD 18,196 18,196 |
| BlackRock Fund Advisors 16-Jul-19 no |
n/a in specie AUD ORD 985 985 |
| BlackRock Fund Advisors 16-Jul-19 no |
n/a in specie AUD ORD 22,475 22,475 |
| BlackRock Investment Management (UK) Limited 17-Jul-19 yes |
1.80 on mkt buy AUD ORD 23,442 23,442 |
| BlackRock Advisors (UK) Limited 17-Jul-19 yes |
1.80 on mkt buy AUD ORD 13,984 13,984 |
| BlackRock Investment Management (Australia) Limited 17-Jul-19 yes |
1.80 on mkt buy AUD ORD 62,759 62,759 |
| BlackRock Advisors (UK) Limited 17-Jul-19 yes |
1.80 on mkt buy AUD ORD 192,843 192,843 |
| BlackRock Institutional Trust Company, National Association 17-Jul-19 yes |
1.80 on mkt buy AUD ORD 97,039 97,039 |
| BlackRock Advisors (UK) Limited 17-Jul-19 no |
n/a collateral transfer AUD ORD 223,574 223,574 |
| BlackRock Investment Management (UK) Limited 17-Jul-19 no |
n/a collateral transfer AUD ORD 30 30 |
| BlackRock Advisors (UK) Limited 18-Jul-19 yes |
1.78 on mkt buy AUD ORD 6,851 6,851 |
| BlackRock Advisors (UK) Limited 18-Jul-19 yes |
1.78 on mkt buy AUD ORD 13,702 13,702 |
| BlackRock Investment Management (UK) Limited 18-Jul-19 yes |
1.78 on mkt buy AUD ORD 925,112 925,112 |
| BlackRock Institutional Trust Company, National Association 18-Jul-19 yes |
1.78 on mkt buy AUD ORD 122,082 122,082 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 18-Jul-19 no |
n/a collateral transfer AUD ORD 46,473 46,473 |
| BlackRock Investment Management (UK) Limited 18-Jul-19 no |
n/a collateral transfer AUD ORD 31,586 31,586 |
| BlackRock Advisors (UK) Limited 19-Jul-19 yes |
1.80 on mkt buy AUD ORD 89,089 89,089 |
| BlackRock Fund Advisors 19-Jul-19 no |
n/a in specie AUD ORD 8,676 8,676 |
| BlackRock Fund Advisors 19-Jul-19 no |
n/a in specie AUD ORD 39,786 39,786 |
| BlackRock Advisors (UK) Limited 19-Jul-19 no |
n/a collateral transfer AUD ORD 1,967,338 1,967,338 |
page 4 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 22-Jul-19 yes |
1.78 on mkt buy AUD ORD 1,168 1,168 |
| BlackRock Investment Management (UK) Limited 22-Jul-19 no |
n/a in specie AUD ORD 69,401 69,401 |
| BlackRock Investment Management (UK) Limited 22-Jul-19 no |
n/a in specie AUD ORD 2,242,051 2,242,051 |
| BlackRock Advisors (UK) Limited 22-Jul-19 no |
n/a collateral transfer AUD ORD 946,839 946,839 |
| BlackRock Investment Management (UK) Limited 22-Jul-19 no |
n/a collateral transfer AUD ORD 30 30 |
| BlackRock Advisors (UK) Limited 23-Jul-19 yes |
1.75 on mkt buy AUD ORD 1,187 1,187 |
| BlackRock Advisors (UK) Limited 23-Jul-19 yes |
1.75 on mkt buy AUD ORD 673 673 |
| BlackRock Advisors (UK) Limited 23-Jul-19 yes |
1.75 on mkt buy AUD ORD 1,712 1,712 |
| BlackRock Advisors (UK) Limited 24-Jul-19 yes |
1.80 on mkt buy AUD ORD 6,916 6,916 |
| BlackRock Investment Management (Australia) Limited 24-Jul-19 yes |
1.80 on mkt buy AUD ORD 23,212 23,212 |
| BlackRock Japan Co., Ltd. 24-Jul-19 no |
n/a collateral transfer AUD ORD 186,882 186,882 |
| BlackRock Advisors (UK) Limited 24-Jul-19 no |
n/a collateral transfer AUD ORD 144,595 144,595 |
| BlackRock Fund Advisors 25-Jul-19 no |
n/a in specie AUD ORD 12,600 12,600 |
| BlackRock Fund Advisors 25-Jul-19 no |
n/a in specie AUD ORD 53,048 53,048 |
| BlackRock Fund Advisors 26-Jul-19 yes |
1.81 on mkt buy AUD ORD 332,310 332,310 |
| BlackRock Advisors (UK) Limited 26-Jul-19 yes |
1.82 on mkt buy AUD ORD 11,104 11,104 |
| BlackRock Advisors (UK) Limited 29-Jul-19 yes |
1.83 on mkt buy AUD ORD 6,931 6,931 |
| BlackRock Advisors (UK) Limited 29-Jul-19 yes |
1.83 on mkt buy AUD ORD 6,864 6,864 |
| BlackRock Advisors (UK) Limited 29-Jul-19 yes |
1.83 on mkt buy AUD ORD 2,076 2,076 |
| BlackRock Advisors (UK) Limited 29-Jul-19 yes |
1.83 on mkt buy AUD ORD 5,536 5,536 |
| BlackRock Advisors (UK) Limited 29-Jul-19 no |
n/a collateral transfer AUD ORD 1,047,126 1,047,126 |
| BlackRock Institutional Trust Company, National Association 30-Jul-19 no |
n/a in specie AUD ORD 10,106 10,106 |
| BlackRock Advisors (UK) Limited 30-Jul-19 yes |
1.83 on mkt buy AUD ORD 1,412 1,412 |
| BlackRock Advisors (UK) Limited 30-Jul-19 yes |
1.83 on mkt buy AUD ORD 1,190 1,190 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 30-Jul-19 no |
n/a collateral transfer AUD ORD 150,661 150,661 |
| BlackRock Investment Management (UK) Limited 30-Jul-19 no |
n/a collateral transfer AUD ORD 355,918 355,918 |
| BlackRock Advisors (UK) Limited 31-Jul-19 yes |
1.79 on mkt buy AUD ORD 6,861 6,861 |
| BlackRock Advisors (UK) Limited 31-Jul-19 yes |
1.79 on mkt buy AUD ORD 7,155 7,155 |
| BlackRock Japan Co., Ltd. 31-Jul-19 no |
n/a collateral transfer AUD ORD 22,329 22,329 |
| BlackRock Investment Management, LLC 31-Jul-19 no |
n/a collateral transfer AUD ORD 138,359 138,359 |
| BlackRock Asset Management North Asia Limited 31-Jul-19 no |
n/a collateral transfer AUD ORD 6,783 6,783 |
| BlackRock Japan Co., Ltd. 02-Aug-19 no |
n/a collateral transfer AUD ORD 188,509 188,509 |
| BlackRock Advisors (UK) Limited 02-Aug-19 no |
n/a collateral transfer AUD ORD 253,100 253,100 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 02-Aug-19 no |
n/a collateral transfer AUD ORD 142,239 142,239 |
| BlackRock Investment Management, LLC 02-Aug-19 no |
n/a collateral transfer AUD ORD 1,336,939 1,336,939 |
| BlackRock Investment Management (UK) Limited 02-Aug-19 no |
n/a collateral transfer AUD ORD 418,873 418,873 |
| BlackRock Asset Management North Asia Limited 02-Aug-19 no |
n/a collateral transfer AUD ORD 64,561 64,561 |
| BlackRock Institutional Trust Company, National Association 06-Aug-19 yes |
1.75 on mkt buy AUD ORD 4,770 4,770 |
page 5 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 06-Aug-19 yes |
1.74 on mkt buy AUD ORD 23,212 23,212 |
| BlackRock Advisors (UK) Limited 06-Aug-19 yes |
1.74 on mkt buy AUD ORD 6,862 6,862 |
| BlackRock Advisors (UK) Limited 06-Aug-19 no |
n/a collateral transfer AUD ORD 253,108 253,108 |
| BlackRock Advisors (UK) Limited 07-Aug-19 yes |
1.73 on mkt buy AUD ORD 439 439 |
| BlackRock Advisors (UK) Limited 08-Aug-19 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Investment Management (Australia) Limited 09-Aug-19 yes |
1.93 on mkt buy AUD ORD 26,528 26,528 |
| BlackRock Advisors (UK) Limited 09-Aug-19 yes |
1.93 on mkt buy AUD ORD 21,471 21,471 |
| BlackRock Investment Management (Australia) Limited 09-Aug-19 yes |
1.93 on mkt buy AUD ORD 34,369 34,369 |
| BlackRock Investment Management (UK) Limited 09-Aug-19 no |
n/a collateral transfer AUD ORD 39 39 |
| BlackRock Advisors (UK) Limited 13-Aug-19 yes |
1.81 on mkt buy AUD ORD 20,544 20,544 |
| BlackRock Advisors (UK) Limited 13-Aug-19 yes |
1.81 on mkt buy AUD ORD 6,848 6,848 |
| BlackRock Advisors (UK) Limited 13-Aug-19 yes |
1.81 on mkt buy AUD ORD 352,742 352,742 |
| BlackRock Investment Management (UK) Limited 13-Aug-19 yes |
1.81 on mkt buy AUD ORD 117,766 117,766 |
| BlackRock Advisors (UK) Limited 13-Aug-19 no |
n/a collateral transfer AUD ORD 175,459 175,459 |
| BlackRock Investment Management (Australia) Limited 14-Aug-19 yes |
1.89 on mkt buy AUD ORD 77,625 77,625 |
| BlackRock Investment Management (Australia) Limited 14-Aug-19 yes |
1.90 on mkt buy AUD ORD 61,940 61,940 |
| BlackRock Investment Management, LLC 14-Aug-19 yes |
1.90 on mkt buy AUD ORD 11,234 11,234 |
| BlackRock Investment Management (Australia) Limited 14-Aug-19 yes |
1.90 on mkt buy AUD ORD 36,537 36,537 |
| BlackRock Advisors (UK) Limited 14-Aug-19 no |
n/a collateral transfer AUD ORD 36,716 36,716 |
| BlackRock Investment Management (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 147,994 147,994 |
| BlackRock Investment Management (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 127,110 127,110 |
| BlackRock Investment Management (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 64,954 64,954 |
| BlackRock Advisors (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 171,928 171,928 |
| BlackRock (Netherlands) B.V. 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 21,027 21,027 |
| BlackRock Fund Advisors 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 335,662 335,662 |
| BlackRock Fund Advisors 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 580,382 580,382 |
| BlackRock Advisors (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 358,731 358,731 |
| BlackRock Advisors (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 127,467 127,467 |
| BlackRock Advisors (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 63,900 63,900 |
| BlackRock Institutional Trust Company, National Association 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 1,125,748 1,125,748 |
| BlackRock Institutional Trust Company, National Association 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 317,710 317,710 |
| BlackRock Investment Management (UK) Limited 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 318,525 318,525 |
| BlackRock Fund Advisors 15-Aug-19 yes |
1.83 on mkt buy AUD ORD 593,507 593,507 |
| BlackRock Advisors (UK) Limited 15-Aug-19 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock International Limited 16-Aug-19 yes |
1.82 on mkt buy AUD ORD 104,274 104,274 |
| BlackRock Investment Management (Australia) Limited 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 521,911 521,911 |
| BlackRock Investment Management (Australia) Limited 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 546,993 546,993 |
| BlackRock Investment Management, LLC 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 92,929 92,929 |
page 6 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 363,379 363,379 |
| BlackRock Investment Management (Australia) Limited 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 297,242 297,242 |
| BlackRock Investment Management (Australia) Limited 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 166,867 166,867 |
| BlackRock Investment Management (Australia) Limited 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 211,246 211,246 |
| BlackRock Investment Management (Australia) Limited 16-Aug-19 yes |
1.73 on mkt buy AUD ORD 222,351 222,351 |
| BlackRock Fund Advisors 16-Aug-19 no |
n/a in specie AUD ORD 8,637 8,637 |
| BlackRock Advisors (UK) Limited 16-Aug-19 no |
n/a collateral transfer AUD ORD 536,780 536,780 |
| BlackRock Investment Management (UK) Limited 19-Aug-19 yes |
1.77 on mkt buy AUD ORD 48,342 48,342 |
| BlackRock Asset Management Canada Limited 19-Aug-19 yes |
1.77 on mkt buy AUD ORD 23,719 23,719 |
| BlackRock Institutional Trust Company, National Association 19-Aug-19 yes |
1.78 on mkt buy AUD ORD 1,121,534 1,121,534 |
| BlackRock Institutional Trust Company, National Association 19-Aug-19 yes |
1.78 on mkt buy AUD ORD 890,975 890,975 |
| BlackRock Institutional Trust Company, National Association 19-Aug-19 yes |
1.78 on mkt buy AUD ORD 373,206 373,206 |
| BlackRock Asset Management Canada Limited 19-Aug-19 yes |
1.78 on mkt buy AUD ORD 21,845 21,845 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 19-Aug-19 no |
n/a collateral transfer AUD ORD 74,114 74,114 |
| BlackRock Investment Management (UK) Limited 19-Aug-19 no |
n/a collateral transfer AUD ORD 10,465 10,465 |
| BlackRock Investment Management, LLC 20-Aug-19 yes |
1.77 on mkt buy AUD ORD 12,297 12,297 |
| BlackRock Investment Management (Australia) Limited 20-Aug-19 yes |
1.80 on mkt buy AUD ORD 30,552 30,552 |
| BlackRock Investment Management (Australia) Limited 20-Aug-19 yes |
1.80 on mkt buy AUD ORD 363 363 |
| BlackRock Advisors (UK) Limited 20-Aug-19 no |
n/a collateral transfer AUD ORD 7,175 7,175 |
| BlackRock Investment Management (Australia) Limited 21-Aug-19 yes |
1.75 on mkt buy AUD ORD 237,894 237,894 |
| BlackRock Fund Advisors 21-Aug-19 yes |
1.77 on mkt buy AUD ORD 289,009 289,009 |
| BlackRock Investment Management (Australia) Limited 21-Aug-19 yes |
1.74 on mkt buy AUD ORD 11,457 11,457 |
| BlackRock Advisors (UK) Limited 21-Aug-19 yes |
1.74 on mkt buy AUD ORD 7,683 7,683 |
| BlackRock Investment Management (Australia) Limited 23-Aug-19 yes |
1.67 on mkt buy AUD ORD 19,095 19,095 |
| BlackRock Investment Management (Australia) Limited 23-Aug-19 yes |
1.67 on mkt buy AUD ORD 363 363 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 14,865 14,865 |
| BlackRock Investment Management (UK) Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 1,398,937 1,398,937 |
| BlackRock Advisors (UK) Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 11,450 11,450 |
| BlackRock Advisors (UK) Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 34,356 34,356 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 11,240 11,240 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 33,721 33,721 |
| BlackRock Asset Management Canada Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 64,013 64,013 |
| BlackRock Asset Management Canada Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 192,030 192,030 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 6,710 6,710 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 2,235 2,235 |
| BlackRock International Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 12,760 12,760 |
| BlackRock International Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 38,285 38,285 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 155,969 155,969 |
page 7 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 51,987 51,987 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 50,124 50,124 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 16,707 16,707 |
| BlackRock Investment Management (UK) Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 97,528 97,528 |
| BlackRock Investment Management (UK) Limited 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 292,578 292,578 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 3,835 3,835 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 11,507 11,507 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 502,989 502,989 |
| BlackRock Institutional Trust Company, National Association 27-Aug-19 yes |
1.66 on mkt buy AUD ORD 1,508,945 1,508,945 |
| BlackRock Fund Advisors 28-Aug-19 yes |
1.64 on mkt buy AUD ORD 131,711 131,711 |
| BlackRock Investment Management (Australia) Limited 28-Aug-19 yes |
1.63 on mkt buy AUD ORD 101,396 101,396 |
| BlackRock Fund Advisors 29-Aug-19 yes |
1.67 on mkt buy AUD ORD 181,094 181,094 |
| BlackRock Advisors (UK) Limited 29-Aug-19 no |
n/a collateral transfer AUD ORD 134,903 134,903 |
| BlackRock Investment Management (Australia) Limited 30-Aug-19 yes |
1.70 on mkt buy AUD ORD 726 726 |
| BlackRock Advisors (UK) Limited 30-Aug-19 yes |
1.70 on mkt buy AUD ORD 1,184 1,184 |
| BlackRock Fund Advisors 30-Aug-19 no |
n/a in specie AUD ORD 18,975 18,975 |
| BlackRock Investment Management (Australia) Limited 03-Sep-19 yes |
1.62 on mkt buy AUD ORD 22,914 22,914 |
| BlackRock Institutional Trust Company, National Association 03-Sep-19 yes |
1.62 on mkt buy AUD ORD 331,602 331,602 |
| BlackRock Advisors (UK) Limited 03-Sep-19 yes |
1.62 on mkt buy AUD ORD 169 169 |
| BlackRock Advisors (UK) Limited 03-Sep-19 yes |
1.62 on mkt buy AUD ORD 2,368 2,368 |
| BlackRock Advisors (UK) Limited 04-Sep-19 yes |
1.65 on mkt buy AUD ORD 743 743 |
| BlackRock Advisors (UK) Limited 04-Sep-19 yes |
1.65 on mkt buy AUD ORD 440 440 |
| BlackRock Fund Advisors 04-Sep-19 no |
n/a in specie AUD ORD 985 985 |
| BlackRock Fund Advisors 04-Sep-19 no |
n/a in specie AUD ORD 181,056 181,056 |
| BlackRock Fund Advisors 04-Sep-19 no |
n/a in specie AUD ORD 45,264 45,264 |
| BlackRock Advisors (UK) Limited 05-Sep-19 yes |
1.66 on mkt buy AUD ORD 1,782 1,782 |
| BlackRock Fund Advisors 05-Sep-19 no |
n/a in specie AUD ORD 16,500 16,500 |
| BlackRock Fund Advisors 05-Sep-19 no |
n/a in specie AUD ORD 9,900 9,900 |
| BlackRock Fund Advisors 05-Sep-19 no |
n/a in specie AUD ORD 75,440 75,440 |
| BlackRock Advisors (UK) Limited 05-Sep-19 no |
n/a collateral transfer AUD ORD 899,983 899,983 |
| BlackRock Investment Management (Australia) Limited 06-Sep-19 yes |
1.75 on mkt buy AUD ORD 45,828 45,828 |
| BlackRock Advisors (UK) Limited 06-Sep-19 yes |
1.75 on mkt buy AUD ORD 2,864 2,864 |
| BlackRock Advisors (UK) Limited 06-Sep-19 yes |
1.75 on mkt buy AUD ORD 440 440 |
| BlackRock Asset Management Canada Limited 06-Sep-19 yes |
1.75 on mkt buy AUD ORD 173,446 173,446 |
| BlackRock Fund Advisors 06-Sep-19 no |
n/a in specie AUD ORD 13,200 13,200 |
| BlackRock Asset Management Canada Limited 09-Sep-19 yes |
1.80 on mkt buy AUD ORD 6,554 6,554 |
| BlackRock Fund Advisors 09-Sep-19 no |
n/a in specie AUD ORD 45,264 45,264 |
| BlackRock Investment Management (UK) Limited 09-Sep-19 no |
n/a collateral transfer AUD ORD 1 1 |
page 8 of 9
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 10-Sep-19 yes |
1.80 on mkt buy AUD ORD 6,281 6,281 |
| BlackRock Advisors (UK) Limited 10-Sep-19 yes |
1.80 on mkt buy AUD ORD 10,794 10,794 |
| BlackRock Investment Management (Australia) Limited 10-Sep-19 yes |
1.81 on mkt buy AUD ORD 30,552 30,552 |
| BlackRock Advisors (UK) Limited 10-Sep-19 yes |
1.81 on mkt buy AUD ORD 7,870 7,870 |
| BlackRock Advisors (UK) Limited 10-Sep-19 yes |
1.81 on mkt buy AUD ORD 2,142 2,142 |
| BlackRock Advisors (UK) Limited 10-Sep-19 yes |
1.81 on mkt buy AUD ORD 4,284 4,284 |
| BlackRock Fund Advisors 10-Sep-19 no |
n/a in specie AUD ORD 14,850 14,850 |
| BlackRock Investment Management (Australia) Limited 11-Sep-19 yes |
1.85 on mkt buy AUD ORD 146,063 146,063 |
| BlackRock Advisors (UK) Limited 11-Sep-19 yes |
1.87 on mkt buy AUD ORD 2,856 2,856 |
| BlackRock Fund Advisors 11-Sep-19 no |
n/a in specie AUD ORD 5,775 5,775 |
| BlackRock (Netherlands) B.V. 11-Sep-19 no |
n/a in specie AUD ORD 35,026 35,026 |
| BlackRock Advisors (UK) Limited 11-Sep-19 no |
n/a collateral transfer AUD ORD 86,800 86,800 |
| BlackRock Advisors (UK) Limited 12-Sep-19 yes |
1.85 on mkt buy AUD ORD 3,560 3,560 |
| BlackRock Advisors (UK) Limited 12-Sep-19 yes |
1.85 on mkt buy AUD ORD 2,364 2,364 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 104,607 104,607 |
| BlackRock Investment Management (UK) Limited 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 1,886 1,886 |
| BlackRock Advisors, LLC 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 202,073 202,073 |
| BlackRock Institutional Trust Company, National Association 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 46,942 46,942 |
| BlackRock Advisors, LLC 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 61,219 61,219 |
| BlackRock International Limited 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 17,332 17,332 |
| BLACKROCK FINANCIAL MANAGEMENT, INC. 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 65,062 65,062 |
| BlackRock Investment Management, LLC 13-Sep-19 yes |
1.84 on mkt buy AUD ORD 27,340 27,340 |
| BlackRock Advisors (UK) Limited 13-Sep-19 yes |
1.86 on mkt buy AUD ORD 10,710 10,710 |
| BlackRock Fund Advisors 13-Sep-19 no |
n/a in specie AUD ORD 5,775 5,775 |
| BlackRock Fund Advisors 13-Sep-19 no |
n/a in specie AUD ORD 4,010 4,010 |
| BlackRock Japan Co., Ltd. 13-Sep-19 no |
n/a collateral transfer AUD ORD 4,742,000 4,742,000 |
| BlackRock Fund Advisors 16-Sep-19 no |
n/a in specie AUD ORD 17,560 17,560 |
| BlackRock Japan Co., Ltd. 16-Sep-19 no |
n/a collateral transfer AUD ORD 60,166 60,166 |
| BlackRock Advisors (UK) Limited 16-Sep-19 no |
n/a collateral transfer AUD ORD 346,458 346,458 |
| BlackRock Investment Management (UK) Limited 16-Sep-19 no |
n/a collateral transfer AUD ORD 3,638,576 3,638,576 |
page 9 of 9
AMP
Annexure C
18-Sep-19
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
Bradley Taylor, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Capital Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
AMP
Annexure D
This is Annexure D of 3 pages referred to in form 603 Notice of initial substantial shareholder
==> picture [488 x 503] intentionally omitted <==
----- Start of picture text -----
18-Sept-19
Bradley Taylor, Authorised Signatory Date
Type of agreement: Global Master Securities Lending Agreement, Overseas
Securities Lending Agreement or Master Securities Lending
Agreement.
Parties to agreement: The relevant counterparty as described in the lists of Securities
Lending Agreements entered into by BlackRock Advisors
Limited and BlackRock Institutional Trust Corporation, N.A.,
respectively, on the following page.
Transfer date: The date of the relevant transaction identified as a collateral
transfer referred to in Annexure B.
Holder of voting rights: The Borrower.
Are there any restrictions on voting rights? Yes. Collateral is held through a tripartite structure under which
the triparty collateral manager will not act in respect of voting
If yes, detail rights unless it receives instructions to do so from the Borrower.
Scheduled return date (if any): The date of the relevant transaction referred to in Annexure B.
Does the borrower have the right to return Yes.
early?
The Borrower is entitled to substitute existing collateral with
other equities at any time.
If yes, detail
Does the lender have the right to recall early? Yes, at notice.
If yes, detail
Will the securities be returned on settlement? Yes.
If yes, detail any exceptions
----- End of picture text -----
A copy of the relevant agreement will be provided to AMP Limited or the Australian Securities and Investments Commission upon request.
AMP 1 | P a g e
Securities Lending Agreements
Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:
-
(a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011
-
(b) Barclays Bank plc GMSLA, 9 April 2104
-
(c) Barclays Capital Securities Limited GMSLA, 2 December 2012
-
(d) BNP Paribas Arbitrage GMSLA, 30 May 2013
-
(e) BNP Paribas GMSLA, 8 May 2007
-
(f) Citigroup Global Markets Limited GMSLA, 18 January 2007
-
(g) Commerzbank AG OSLA, 17 July 2002
-
(h) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015
-
(i) Credit Suisse International GMSLA, 10 March 2014
-
(j) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015
-
(k) Deutsche Bank AG, London Branch GMSLA, 25 August 2017
-
(l) Goldman Sachs International OSLA, 3 July 2001
-
(m) HSBC Bank plc GMSLA GMSLA, 27 October 2016
-
(n) ING Bank N.V. GMSLA, 12 November 2018 (not yet operationally active)
-
(o) J.P. Morgan Securities plc GMSLA, 12 July 2011 (p) Macquarie Bank Limited GMSLA, 18 August 2014
-
(q) Merrill Lynch International OSLA, 13 July 1999
-
(r) Morgan Stanley & Co International plc OSLA, 8 September 1999
-
(s) Natixis SA GMSLA, 29 January 2018
-
(t) Nomura International plc GMSLA, 2 November 2011
-
(u) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017
-
(v) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011
-
(w) Santander UK Plc GMSLA, 25 January 2019 (not yet operationally active)
-
(x) Skandinaviska Enskilda Banken AB GMSLA, 4 February 2013
-
(y) Societe Generale GMSLA, 27 January 2012
-
(z) UBS AG GMSLA, 28 April 2016
-
(aa) UBS Europe SE GMSLA, 1 February 2019
-
(bb) BAL/Banco Santander, S.A. GMSLA, 30 April 2019
-
(cc) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019
Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:
-
(a) Bank of Nova Scotia GMSLA, December 6, 2016 (b) Barclays Bank plc GMSLA, April 24, 2017
-
(c) Barclays Capital Securities Limited GMSLA, March 15, 2017
-
(d) BNP Paribas Arbitrage GMSLA, June 5, 2017
-
(e) Citigroup Global Markets Limited GMSLA, June 3, 2015
-
(f) Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015
-
(g) Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015
-
(h) Deutsche Bank AG, London Branch GMSLA, June 7, 2017
-
(i) Goldman Sachs International OSLA April 1, 2004
-
(j) HSBC Bank plc GMSLA, February 12, 2013
-
(k) J.P. Morgan Securities plc GMSLA, October 4, 2016
-
(l) Macquarie Bank Limited GMSLA, October 3, 2016
-
(m) Merrill Lynch International GMSLA, February 19, 2014
-
(n) Morgan Stanley & Co International plc OSLA, February 7, 2007
-
(o) Nomura International plc GMSLA 03 August 2018 – not yet operational
-
(p) Societe Generale GMSLA, September 28, 2016
-
(q) UBS AG GMSLA, May 26, 2016
-
(r) UBS Europe SE GMSLA, 1 February 2019
-
(s) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019 (t) RBC Europe Limited GMSLA, 4 February 2019
-
(u) ING BANK N.V. GMSLA, 27 February, 2019
AMP 2 | P a g e
These counterparties do not pledge Australian equities:
-
(a) Lloyds Bank plc
-
(b) Merrill Lynch, Pierce, Fenner Smith Incorporated
-
(c) Unicredit
These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999 Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC
AMP 3 | P a g e