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AMP LIMITED Major Shareholding Notification 2019

Nov 12, 2019

64379_rns_2019-11-12_ea44c07c-ae8a-40a6-aaf9-2f0299669056.pdf

Major Shareholding Notification

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  • At a meeting of the Board on 22 November 2013, the Directors resolved to approve the delegation of the preparation and lodgement of substantial shareholder notices on behalf of BlackRock Investment Management (Australia) Limited.

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This is Annexure A of 9 pages referred to in form 603 Notice of initial substantial shareholder

Annexure A

13-Nov-19
Bradley Taylor, Date
Authorised Signatory

3. Details of Relevant Interests

4. Details of present registered holders

6. Associates

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 172,534 172,534 subsidiary of
B.V. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 408,969 408,969 subsidiary of
B.V. securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 43,962 43,962 subsidiary of
Limited securities and/or the power to dispose of securities as SINGAPORE BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ORD 5,004,477 5,004,477 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 2,474,620 2,474,620 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.

page 1 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 802,120 802,120 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 8,312,928 8,312,928 subsidiary of
Limited securities and/or the power to dispose of securities as DUBLIN BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to STATE STREET BANK, ORD 58,727 58,727 subsidiary of
Limited securities and/or the power to dispose of securities as MUNICH, ZURICH BlackRock Inc.
investment manager or trustee. BRANCH
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to BNYM-BONY ORD 4,136 4,136 subsidiary of
securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 86,907 86,907 subsidiary of
securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 1,963,110 1,963,110 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Asset Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 13,251 13,251 subsidiary of
Management Canada securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 1,719,956 1,719,956 subsidiary of
Management Canada securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to RBC-ROYAL TRUST - ORD 17,934 17,934 subsidiary of
Management Canada securities and/or the power to dispose of securities as TORONTO BlackRock Inc.
Limited investment manager or trustee.

page 2 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 166,381 166,381 subsidiary of
Management Canada securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 597,280 597,280 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to CITI-CITIBANK, HONG ORD 7,087 7,087 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to HSBC-HSBC, HONG ORD 53,494 53,494 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 4,216 4,216 subsidiary of
Management North Asia securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 83,695 83,695 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to BNYM-BONY ORD 247,447 247,447 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 244,790 244,790 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 333,192 333,192 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.

page 3 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 423,276 423,276 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to SSB-STATE STATE HONG ORD 23,575 23,575 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as KONG BlackRock Inc.
investment manager or trustee.
BLACKROCK FINANCIAL Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 37,658 37,658 subsidiary of
MANAGEMENT, INC. securities and/or the power to dispose of securities as BANK & TRUST BlackRock Inc.
investment manager or trustee. TORONTO
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 532,756 532,756 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 123,346 123,346 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 38,317,611 38,317,611 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 2,647,795 2,647,795 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 45,159,215 45,159,215 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 359,340 359,340 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Association investment manager or trustee.

page 4 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB BOSTON ORD 58,273 58,273 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 1,658,791 1,658,791 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STATE HONG ORD 36,868 36,868 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as KONG BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 7,371 7,371 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Association investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 101,498 101,498 subsidiary of
Limited securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 1,305,277 1,305,277 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC SYDNEY ORD 4,360,646 4,360,646 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 711,788 711,788 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SYDNEY BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 5,392,611 5,392,611 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BANK BlackRock Inc.
Limited investment manager or trustee. LIMITED - MELBOURNE

page 5 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 3,022,106 3,022,106 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to AP7 ORD 2,422,749 2,422,749 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP PARIBAS LUX ORD 19,214 19,214 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BANK OF NY BRUS ORD 1,607,524 1,607,524 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ORD 1,670,180 1,670,180 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ORD 2,196,462 2,196,462 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK, LONDON ORD 5,388,984 5,388,984 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC - LONDON ORD 3,957,705 3,957,705 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 106,454 106,454 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.

page 6 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 51,857 51,857 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to KAS-KAS BANK - ORD 335,315 335,315 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 151,297 151,297 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 4,802,051 4,802,051 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SEB-SKANDINAVISKA ORD 240,389 240,389 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as ENSKILDA BANKEN BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STATE HONG ORD 126,611 126,611 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as KONG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 766,702 766,702 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 206,865 206,865 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK, GERMANY BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 2,731,847 2,731,847 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.

page 7 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 146,815 146,815 subsidiary of
Management, LLC securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY ORD 3,295,953 3,295,953 subsidiary of
Management, LLC securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 1,964,644 1,964,644 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 1,851,105 1,851,105 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 4,567 4,567 subsidiary of
Management, LLC securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 63,651 63,651 subsidiary of
securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE - ORD 2,285,570 2,285,570 subsidiary of
securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 41,207 41,207 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 1,751,449 1,751,449 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BANK BlackRock Inc.
Limited its capacity as investment manager. LIMITED - MELBOURNE

page 8 of 9

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 7,513,865 7,513,865 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacity as responsible entity.

page 9 of 9

AMP

Annexure B

This is Annexure B of 9 pages referred to in form 603 Notice of initial substantial shareholder

13-Nov-19

Bradley Taylor, Date Authorised Signatory

5. Consideration

AMP LIMITED (AMP)

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
12-Jul-19
yes
2.15
on mkt buy
AUD
ORD
39,792 39,792
BlackRock Institutional Trust Company, National
Association
12-Jul-19
yes
2.15
on mkt buy
AUD
ORD
255,744 255,744
BlackRock Advisors(UK)Limited
12-Jul-19
yes
2.15
on mkt buy
AUD
ORD
8,460 8,460
BlackRock Fund Advisors
12-Jul-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
12-Jul-19
no
n/a
in specie
AUD
ORD
5,912 5,912
BlackRock Investment Management (UK)
Limited
12-Jul-19
no
n/a
collateral
transfer
AUD
ORD
1 1
BlackRock Institutional Trust Company, National
Association
15-Jul-19
yes
1.81
on mkt buy
AUD
ORD
27,064 27,064
BlackRock Asset Management Canada Limited
15-Jul-19
yes
1.81
on mkt buy
AUD
ORD
67,312 67,312
BlackRock Advisors (UK) Limited
15-Jul-19
no
n/a
collateral
transfer
AUD
ORD
553,902 553,902
BlackRock Advisors(UK)Limited
16-Jul-19
yes
1.78
on mkt buy
AUD
ORD
13,618 13,618
BlackRock Asset Management Canada Limited
16-Jul-19
yes
1.78
on mkt buy
AUD
ORD
18,196 18,196
BlackRock Fund Advisors
16-Jul-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
16-Jul-19
no
n/a
in specie
AUD
ORD
22,475 22,475
BlackRock Investment Management (UK)
Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
23,442 23,442
BlackRock Advisors(UK)Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
13,984 13,984
BlackRock Investment Management (Australia)
Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
62,759 62,759
BlackRock Advisors(UK)Limited
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
192,843 192,843
BlackRock Institutional Trust Company, National
Association
17-Jul-19
yes
1.80
on mkt buy
AUD
ORD
97,039 97,039
BlackRock Advisors (UK) Limited
17-Jul-19
no
n/a
collateral
transfer
AUD
ORD
223,574 223,574
BlackRock Investment Management (UK)
Limited
17-Jul-19
no
n/a
collateral
transfer
AUD
ORD
30 30
BlackRock Advisors(UK)Limited
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
6,851 6,851
BlackRock Advisors(UK)Limited
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
13,702 13,702
BlackRock Investment Management (UK)
Limited
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
925,112 925,112
BlackRock Institutional Trust Company, National
Association
18-Jul-19
yes
1.78
on mkt buy
AUD
ORD
122,082 122,082
BLACKROCK FINANCIAL MANAGEMENT, INC.
18-Jul-19
no
n/a
collateral
transfer
AUD
ORD
46,473 46,473
BlackRock Investment Management (UK)
Limited
18-Jul-19
no
n/a
collateral
transfer
AUD
ORD
31,586 31,586
BlackRock Advisors(UK)Limited
19-Jul-19
yes
1.80
on mkt buy
AUD
ORD
89,089 89,089
BlackRock Fund Advisors
19-Jul-19
no
n/a
in specie
AUD
ORD
8,676 8,676
BlackRock Fund Advisors
19-Jul-19
no
n/a
in specie
AUD
ORD
39,786 39,786
BlackRock Advisors (UK) Limited
19-Jul-19
no
n/a
collateral
transfer
AUD
ORD
1,967,338 1,967,338
BlackRock Advisors(UK)Limited
22-Jul-19
yes
1.78
on mkt buy
AUD
ORD
1,168 1,168
BlackRock Investment Management (UK)
Limited
22-Jul-19
no
n/a
in specie
AUD
ORD
69,401 69,401
BlackRock Investment Management (UK)
Limited
22-Jul-19
no
n/a
in specie
AUD
ORD
2,242,051 2,242,051
BlackRock Advisors (UK) Limited
22-Jul-19
no
n/a
collateral
transfer
AUD
ORD
946,839 946,839
BlackRock Investment Management (UK)
Limited
22-Jul-19
no
n/a
collateral
transfer
AUD
ORD
30 30
BlackRock Advisors(UK)Limited
23-Jul-19
yes
1.75
on mkt buy
AUD
ORD
1,187 1,187
BlackRock Advisors(UK)Limited
23-Jul-19
yes
1.75
on mkt buy
AUD
ORD
673 673
BlackRock Advisors(UK)Limited
23-Jul-19
yes
1.75
on mkt buy
AUD
ORD
1,712 1,712
BlackRock Advisors(UK)Limited
24-Jul-19
yes
1.80
on mkt buy
AUD
ORD
6,916 6,916
BlackRock Investment Management (Australia)
Limited
24-Jul-19
yes
1.80
on mkt buy
AUD
ORD
23,212 23,212

page 1 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Japan Co., Ltd.
24-Jul-19
no
n/a
collateral
transfer
AUD
ORD
186,882 186,882
BlackRock Advisors (UK) Limited
24-Jul-19
no
n/a
collateral
transfer
AUD
ORD
144,595 144,595
BlackRock Fund Advisors
25-Jul-19
no
n/a
in specie
AUD
ORD
12,600 12,600
BlackRock Fund Advisors
25-Jul-19
no
n/a
in specie
AUD
ORD
53,048 53,048
BlackRock Fund Advisors
26-Jul-19
yes
1.81
on mkt buy
AUD
ORD
332,310 332,310
BlackRock Advisors(UK)Limited
26-Jul-19
yes
1.82
on mkt buy
AUD
ORD
11,104 11,104
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
6,931 6,931
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
6,864 6,864
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
2,076 2,076
BlackRock Advisors(UK)Limited
29-Jul-19
yes
1.83
on mkt buy
AUD
ORD
5,536 5,536
BlackRock Advisors (UK) Limited
29-Jul-19
no
n/a
collateral
transfer
AUD
ORD
1,047,126 1,047,126
BlackRock Institutional Trust Company, National
Association
30-Jul-19
no
n/a
in specie
AUD
ORD
10,106 10,106
BlackRock Advisors(UK)Limited
30-Jul-19
yes
1.83
on mkt buy
AUD
ORD
1,412 1,412
BlackRock Advisors(UK)Limited
30-Jul-19
yes
1.83
on mkt buy
AUD
ORD
1,190 1,190
BLACKROCK FINANCIAL MANAGEMENT, INC.
30-Jul-19
no
n/a
collateral
transfer
AUD
ORD
150,661 150,661
BlackRock Investment Management (UK)
Limited
30-Jul-19
no
n/a
collateral
transfer
AUD
ORD
355,918 355,918
BlackRock Advisors(UK)Limited
31-Jul-19
yes
1.79
on mkt buy
AUD
ORD
6,861 6,861
BlackRock Advisors(UK)Limited
31-Jul-19
yes
1.79
on mkt buy
AUD
ORD
7,155 7,155
BlackRock Japan Co., Ltd.
31-Jul-19
no
n/a
collateral
transfer
AUD
ORD
22,329 22,329
BlackRock Investment Management, LLC
31-Jul-19
no
n/a
collateral
transfer
AUD
ORD
138,359 138,359
BlackRock Asset Management North Asia
Limited
31-Jul-19
no
n/a
collateral
transfer
AUD
ORD
6,783 6,783
BlackRock Japan Co., Ltd.
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
188,509 188,509
BlackRock Advisors (UK) Limited
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
253,100 253,100
BLACKROCK FINANCIAL MANAGEMENT, INC.
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
142,239 142,239
BlackRock Investment Management, LLC
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
1,336,939 1,336,939
BlackRock Investment Management (UK)
Limited
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
418,873 418,873
BlackRock Asset Management North Asia
Limited
02-Aug-19
no
n/a
collateral
transfer
AUD
ORD
64,561 64,561
BlackRock Institutional Trust Company, National
Association
06-Aug-19
yes
1.75
on mkt buy
AUD
ORD
4,770 4,770
BlackRock Investment Management (Australia)
Limited
06-Aug-19
yes
1.74
on mkt buy
AUD
ORD
23,212 23,212
BlackRock Advisors(UK)Limited
06-Aug-19
yes
1.74
on mkt buy
AUD
ORD
6,862 6,862
BlackRock Advisors (UK) Limited
06-Aug-19
no
n/a
collateral
transfer
AUD
ORD
253,108 253,108
BlackRock Advisors(UK)Limited
07-Aug-19
yes
1.73
on mkt buy
AUD
ORD
439 439
BlackRock Advisors (UK) Limited
08-Aug-19
no
n/a
collateral
transfer
AUD
ORD
2 2
BlackRock Investment Management (Australia)
Limited
09-Aug-19
yes
1.93
on mkt buy
AUD
ORD
26,528 26,528
BlackRock Advisors(UK)Limited
09-Aug-19
yes
1.93
on mkt buy
AUD
ORD
21,471 21,471
BlackRock Investment Management (Australia)
Limited
09-Aug-19
yes
1.93
on mkt buy
AUD
ORD
34,369 34,369
BlackRock Investment Management (UK)
Limited
09-Aug-19
no
n/a
collateral
transfer
AUD
ORD
39 39
BlackRock Advisors(UK)Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
20,544 20,544
BlackRock Advisors(UK)Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
6,848 6,848
BlackRock Advisors(UK)Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
352,742 352,742
BlackRock Investment Management (UK)
Limited
13-Aug-19
yes
1.81
on mkt buy
AUD
ORD
117,766 117,766
BlackRock Advisors (UK) Limited
13-Aug-19
no
n/a
collateral
transfer
AUD
ORD
175,459 175,459
BlackRock Investment Management (Australia)
Limited
14-Aug-19
yes
1.89
on mkt buy
AUD
ORD
77,625 77,625
BlackRock Investment Management (Australia)
Limited
14-Aug-19
yes
1.90
on mkt buy
AUD
ORD
61,940 61,940
BlackRock Investment Management,LLC
14-Aug-19
yes
1.90
on mkt buy
AUD
ORD
11,234 11,234
BlackRock Investment Management (Australia)
Limited
14-Aug-19
yes
1.90
on mkt buy
AUD
ORD
36,537 36,537
BlackRock Advisors (UK) Limited
14-Aug-19
no
n/a
collateral
transfer
AUD
ORD
36,716 36,716

page 2 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
147,994 147,994
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
127,110 127,110
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
64,954 64,954
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
171,928 171,928
BlackRock(Netherlands)B.V.
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
21,027 21,027
BlackRock Fund Advisors
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
335,662 335,662
BlackRock Fund Advisors
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
580,382 580,382
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
358,731 358,731
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
127,467 127,467
BlackRock Advisors(UK)Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
63,900 63,900
BlackRock Institutional Trust Company, National
Association
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
1,125,748 1,125,748
BlackRock Institutional Trust Company, National
Association
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
317,710 317,710
BlackRock Investment Management (UK)
Limited
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
318,525 318,525
BlackRock Fund Advisors
15-Aug-19
yes
1.83
on mkt buy
AUD
ORD
593,507 593,507
BlackRock Advisors (UK) Limited
15-Aug-19
no
n/a
collateral
transfer
AUD
ORD
2 2
BlackRock International Limited
16-Aug-19
yes
1.82
on mkt buy
AUD
ORD
104,274 104,274
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
521,911 521,911
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
546,993 546,993
BlackRock Investment Management,LLC
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
92,929 92,929
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
363,379 363,379
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
297,242 297,242
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
166,867 166,867
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
211,246 211,246
BlackRock Investment Management (Australia)
Limited
16-Aug-19
yes
1.73
on mkt buy
AUD
ORD
222,351 222,351
BlackRock Fund Advisors
16-Aug-19
no
n/a
in specie
AUD
ORD
8,637 8,637
BlackRock Advisors (UK) Limited
16-Aug-19
no
n/a
collateral
transfer
AUD
ORD
536,780 536,780
BlackRock Investment Management (UK)
Limited
19-Aug-19
yes
1.77
on mkt buy
AUD
ORD
48,342 48,342
BlackRock Asset Management Canada Limited
19-Aug-19
yes
1.77
on mkt buy
AUD
ORD
23,719 23,719
BlackRock Institutional Trust Company, National
Association
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
1,121,534 1,121,534
BlackRock Institutional Trust Company, National
Association
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
890,975 890,975
BlackRock Institutional Trust Company, National
Association
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
373,206 373,206
BlackRock Asset Management Canada Limited
19-Aug-19
yes
1.78
on mkt buy
AUD
ORD
21,845 21,845
BLACKROCK FINANCIAL MANAGEMENT, INC.
19-Aug-19
no
n/a
collateral
transfer
AUD
ORD
74,114 74,114
BlackRock Investment Management (UK)
Limited
19-Aug-19
no
n/a
collateral
transfer
AUD
ORD
10,465 10,465
BlackRock Investment Management,LLC
20-Aug-19
yes
1.77
on mkt buy
AUD
ORD
12,297 12,297
BlackRock Investment Management (Australia)
Limited
20-Aug-19
yes
1.80
on mkt buy
AUD
ORD
30,552 30,552
BlackRock Investment Management (Australia)
Limited
20-Aug-19
yes
1.80
on mkt buy
AUD
ORD
363 363
BlackRock Advisors (UK) Limited
20-Aug-19
no
n/a
collateral
transfer
AUD
ORD
7,175 7,175
BlackRock Investment Management (Australia)
Limited
21-Aug-19
yes
1.75
on mkt buy
AUD
ORD
237,894 237,894
BlackRock Fund Advisors
21-Aug-19
yes
1.77
on mkt buy
AUD
ORD
289,009 289,009
BlackRock Investment Management (Australia)
Limited
21-Aug-19
yes
1.74
on mkt buy
AUD
ORD
11,457 11,457
BlackRock Advisors(UK)Limited
21-Aug-19
yes
1.74
on mkt buy
AUD
ORD
7,683 7,683
BlackRock Investment Management (Australia)
Limited
23-Aug-19
yes
1.67
on mkt buy
AUD
ORD
19,095 19,095
BlackRock Investment Management (Australia)
Limited
23-Aug-19
yes
1.67
on mkt buy
AUD
ORD
363 363
BLACKROCK FINANCIAL MANAGEMENT, INC.
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
14,865 14,865

page 3 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (UK)
Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
1,398,937 1,398,937
BlackRock Advisors(UK)Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
11,450 11,450
BlackRock Advisors(UK)Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
34,356 34,356
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
11,240 11,240
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
33,721 33,721
BlackRock Asset Management Canada Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
64,013 64,013
BlackRock Asset Management Canada Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
192,030 192,030
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
6,710 6,710
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
2,235 2,235
BlackRock International Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
12,760 12,760
BlackRock International Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
38,285 38,285
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
155,969 155,969
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
51,987 51,987
BLACKROCK FINANCIAL MANAGEMENT, INC.
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
50,124 50,124
BLACKROCK FINANCIAL MANAGEMENT, INC.
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
16,707 16,707
BlackRock Investment Management (UK)
Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
97,528 97,528
BlackRock Investment Management (UK)
Limited
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
292,578 292,578
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
3,835 3,835
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
11,507 11,507
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
502,989 502,989
BlackRock Institutional Trust Company, National
Association
27-Aug-19
yes
1.66
on mkt buy
AUD
ORD
1,508,945 1,508,945
BlackRock Fund Advisors
28-Aug-19
yes
1.64
on mkt buy
AUD
ORD
131,711 131,711
BlackRock Investment Management (Australia)
Limited
28-Aug-19
yes
1.63
on mkt buy
AUD
ORD
101,396 101,396
BlackRock Fund Advisors
29-Aug-19
yes
1.67
on mkt buy
AUD
ORD
181,094 181,094
BlackRock Advisors (UK) Limited
29-Aug-19
no
n/a
collateral
transfer
AUD
ORD
134,903 134,903
BlackRock Investment Management (Australia)
Limited
30-Aug-19
yes
1.70
on mkt buy
AUD
ORD
726 726
BlackRock Advisors(UK)Limited
30-Aug-19
yes
1.70
on mkt buy
AUD
ORD
1,184 1,184
BlackRock Fund Advisors
30-Aug-19
no
n/a
in specie
AUD
ORD
18,975 18,975
BlackRock Investment Management (Australia)
Limited
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
22,914 22,914
BlackRock Institutional Trust Company, National
Association
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
331,602 331,602
BlackRock Advisors(UK)Limited
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
169 169
BlackRock Advisors(UK)Limited
03-Sep-19
yes
1.62
on mkt buy
AUD
ORD
2,368 2,368
BlackRock Advisors(UK)Limited
04-Sep-19
yes
1.65
on mkt buy
AUD
ORD
743 743
BlackRock Advisors(UK)Limited
04-Sep-19
yes
1.65
on mkt buy
AUD
ORD
440 440
BlackRock Fund Advisors
04-Sep-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
04-Sep-19
no
n/a
in specie
AUD
ORD
181,056 181,056
BlackRock Fund Advisors
04-Sep-19
no
n/a
in specie
AUD
ORD
45,264 45,264
BlackRock Advisors(UK)Limited
05-Sep-19
yes
1.66
on mkt buy
AUD
ORD
1,782 1,782
BlackRock Fund Advisors
05-Sep-19
no
n/a
in specie
AUD
ORD
16,500 16,500
BlackRock Fund Advisors
05-Sep-19
no
n/a
in specie
AUD
ORD
9,900 9,900
BlackRock Fund Advisors
05-Sep-19
no
n/a
in specie
AUD
ORD
75,440 75,440
BlackRock Advisors (UK) Limited
05-Sep-19
no
n/a
collateral
transfer
AUD
ORD
899,983 899,983
BlackRock Investment Management (Australia)
Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
45,828 45,828
BlackRock Advisors(UK)Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
2,864 2,864
BlackRock Advisors(UK)Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
440 440
BlackRock Asset Management Canada Limited
06-Sep-19
yes
1.75
on mkt buy
AUD
ORD
173,446 173,446
BlackRock Fund Advisors
06-Sep-19
no
n/a
in specie
AUD
ORD
13,200 13,200
BlackRock Asset Management Canada Limited
09-Sep-19
yes
1.80
on mkt buy
AUD
ORD
6,554 6,554
BlackRock Fund Advisors
09-Sep-19
no
n/a
in specie
AUD
ORD
45,264 45,264

page 4 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (UK)
Limited
09-Sep-19
no
n/a
collateral
transfer
AUD
ORD
1 1
BlackRock Investment Management (UK)
Limited
10-Sep-19
yes
1.80
on mkt buy
AUD
ORD
6,281 6,281
BlackRock Advisors(UK)Limited
10-Sep-19
yes
1.80
on mkt buy
AUD
ORD
10,794 10,794
BlackRock Investment Management (Australia)
Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
30,552 30,552
BlackRock Advisors(UK)Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
7,870 7,870
BlackRock Advisors(UK)Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
2,142 2,142
BlackRock Advisors(UK)Limited
10-Sep-19
yes
1.81
on mkt buy
AUD
ORD
4,284 4,284
BlackRock Fund Advisors
10-Sep-19
no
n/a
in specie
AUD
ORD
14,850 14,850
BlackRock Investment Management (Australia)
Limited
11-Sep-19
yes
1.85
on mkt buy
AUD
ORD
146,063 146,063
BlackRock Advisors(UK)Limited
11-Sep-19
yes
1.87
on mkt buy
AUD
ORD
2,856 2,856
BlackRock Fund Advisors
11-Sep-19
no
n/a
in specie
AUD
ORD
5,775 5,775
BlackRock Advisors (UK) Limited
11-Sep-19
no
n/a
collateral
transfer
AUD
ORD
86,800 86,800
BlackRock Advisors(UK)Limited
12-Sep-19
yes
1.85
on mkt buy
AUD
ORD
3,560 3,560
BlackRock Advisors(UK)Limited
12-Sep-19
yes
1.85
on mkt buy
AUD
ORD
2,364 2,364
BLACKROCK FINANCIAL MANAGEMENT, INC.
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
104,607 104,607
BlackRock Investment Management (UK)
Limited
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
1,886 1,886
BlackRock Advisors,LLC
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
202,073 202,073
BlackRock Institutional Trust Company, National
Association
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
46,942 46,942
BlackRock Advisors,LLC
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
61,219 61,219
BlackRock International Limited
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
17,332 17,332
BLACKROCK FINANCIAL MANAGEMENT, INC.
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
65,062 65,062
BlackRock Investment Management,LLC
13-Sep-19
yes
1.84
on mkt buy
AUD
ORD
27,340 27,340
BlackRock Advisors(UK)Limited
13-Sep-19
yes
1.86
on mkt buy
AUD
ORD
10,710 10,710
BlackRock Fund Advisors
13-Sep-19
no
n/a
in specie
AUD
ORD
5,775 5,775
BlackRock Fund Advisors
13-Sep-19
no
n/a
in specie
AUD
ORD
4,010 4,010
BlackRock Japan Co., Ltd.
13-Sep-19
no
n/a
collateral
transfer
AUD
ORD
4,742,000 4,742,000
BlackRock Fund Advisors
16-Sep-19
no
n/a
in specie
AUD
ORD
17,560 17,560
BlackRock Japan Co., Ltd.
16-Sep-19
no
n/a
collateral
transfer
AUD
ORD
60,166 60,166
BlackRock Advisors (UK) Limited
16-Sep-19
no
n/a
collateral
transfer
AUD
ORD
346,458 346,458
BlackRock Investment Management (UK)
Limited
16-Sep-19
no
n/a
collateral
transfer
AUD
ORD
3,638,576 3,638,576
BlackRock Advisors(UK)Limited
17-Sep-19
yes
1.84
on mkt buy
AUD
ORD
3,644 3,644
BlackRock Advisors(UK)Limited
17-Sep-19
yes
1.84
on mkt buy
AUD
ORD
3,644 3,644
BlackRock Advisors(UK)Limited
17-Sep-19
yes
1.84
on mkt buy
AUD
ORD
7,135 7,135
BlackRock Japan Co., Ltd.
17-Sep-19
no
n/a
collateral
transfer
AUD
ORD
438,824 438,824
BlackRock Investment Management (Australia)
Limited
18-Sep-19
yes
1.82
on mkt buy
AUD
ORD
121,933 121,933
BlackRock Investment Management (Australia)
Limited
18-Sep-19
yes
1.83
on mkt buy
AUD
ORD
726 726
BlackRock Advisors(UK)Limited
18-Sep-19
yes
1.83
on mkt buy
AUD
ORD
3,540 3,540
BlackRock Advisors(UK)Limited
18-Sep-19
yes
1.83
on mkt buy
AUD
ORD
2,368 2,368
BlackRock Advisors (UK) Limited
18-Sep-19
no
n/a
collateral
transfer
AUD
ORD
194,388 194,388
BlackRock Advisors(UK)Limited
19-Sep-19
yes
1.87
on mkt buy
AUD
ORD
2,848 2,848
BlackRock Advisors(UK)Limited
19-Sep-19
yes
1.87
on mkt buy
AUD
ORD
7,137 7,137
BlackRock Advisors(UK)Limited
19-Sep-19
yes
1.87
on mkt buy
AUD
ORD
40,340 40,340
BlackRock Japan Co., Ltd.
19-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,240,658 5,240,658
BlackRock Investment Management (UK)
Limited
19-Sep-19
no
n/a
collateral
transfer
AUD
ORD
278,960 278,960
BlackRock Investment Management (Australia)
Limited
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
26,733 26,733
BlackRock Advisors(UK)Limited
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
4,956 4,956
BlackRock Institutional Trust Company, National
Association
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
14,196 14,196
BlackRock Investment Management (UK)
Limited
20-Sep-19
yes
1.86
on mkt buy
AUD
ORD
197,043 197,043
BlackRock Advisors (UK) Limited
20-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,225,780 5,225,780
BlackRock Fund Advisors
23-Sep-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Fund Advisors
23-Sep-19
no
n/a
in specie
AUD
ORD
30,176 30,176
BlackRock Advisors(UK)Limited
24-Sep-19
yes
1.87
on mkt buy
AUD
ORD
5,696 5,696
BlackRock Fund Advisors
24-Sep-19
no
n/a
in specie
AUD
ORD
7,912 7,912

page 5 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Japan Co., Ltd.
24-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,365,934 5,365,934
BlackRock Investment Management (Australia)
Limited
25-Sep-19
yes
1.81
on mkt buy
AUD
ORD
98,856 98,856
BlackRock Investment Management (Australia)
Limited
25-Sep-19
yes
1.81
on mkt buy
AUD
ORD
34,371 34,371
BlackRock Investment Management (UK)
Limited
25-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,516,725 5,516,725
BlackRock Investment Management (UK)
Limited
26-Sep-19
yes
1.78
on mkt buy
AUD
ORD
68,996 68,996
BlackRock Japan Co., Ltd.
26-Sep-19
no
n/a
collateral
transfer
AUD
ORD
5,516,758 5,516,758
BlackRock Institutional Trust Company, National
Association
27-Sep-19
yes
1.80
on mkt buy
AUD
ORD
23,827 23,827
BlackRock Institutional Trust Company, National
Association
27-Sep-19
yes
1.80
on mkt buy
AUD
ORD
33,099 33,099
BlackRock Fund Advisors
27-Sep-19
yes
1.80
on mkt buy
AUD
ORD
63,058 63,058
BlackRock Advisors (UK) Limited
27-Sep-19
no
n/a
collateral
transfer
AUD
ORD
3,782,799 3,782,799
BlackRock Investment Management (UK)
Limited
27-Sep-19
no
n/a
collateral
transfer
AUD
ORD
2,111,959 2,111,959
BlackRock Fund Advisors
30-Sep-19
yes
1.82
on mkt buy
AUD
ORD
1,704,420 1,704,420
BlackRock Investment Management (Australia)
Limited
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
38,190 38,190
BlackRock Investment Management (UK)
Limited
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
20,400 20,400
BlackRock Advisors(UK)Limited
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
7,643 7,643
BLACKROCK FINANCIAL MANAGEMENT, INC.
30-Sep-19
yes
1.83
on mkt buy
AUD
ORD
13,580 13,580
BlackRock Japan Co., Ltd.
30-Sep-19
no
n/a
collateral
transfer
AUD
ORD
2 2
BlackRock Advisors(UK)Limited
01-Oct-19
yes
1.81
on mkt buy
AUD
ORD
182,137 182,137
BlackRock Investment Management (Australia)
Limited
01-Oct-19
yes
1.83
on mkt buy
AUD
ORD
3,819 3,819
BlackRock Advisors(UK)Limited
01-Oct-19
yes
1.83
on mkt buy
AUD
ORD
7,139 7,139
BlackRock Advisors (UK) Limited
01-Oct-19
no
n/a
collateral
transfer
AUD
ORD
5,934,400 5,934,400
BlackRock Investment Management (Australia)
Limited
02-Oct-19
yes
1.78
on mkt buy
AUD
ORD
64,775 64,775
BlackRock Advisors(UK)Limited
02-Oct-19
yes
1.77
on mkt buy
AUD
ORD
3,580 3,580
BlackRock Advisors(UK)Limited
02-Oct-19
yes
1.77
on mkt buy
AUD
ORD
3,580 3,580
BlackRock Fund Advisors
02-Oct-19
yes
1.77
on mkt buy
AUD
ORD
74,830 74,830
BlackRock Institutional Trust Company, National
Association
02-Oct-19
yes
1.77
on mkt buy
AUD
ORD
32,891 32,891
BlackRock Japan Co., Ltd.
02-Oct-19
no
n/a
collateral
transfer
AUD
ORD
8 8
BlackRock Fund Advisors
03-Oct-19
no
n/a
in specie
AUD
ORD
4,020 4,020
BlackRock Investment Management (Australia)
Limited
04-Oct-19
yes
1.70
on mkt buy
AUD
ORD
106,932 106,932
BlackRock Advisors(UK)Limited
04-Oct-19
yes
1.70
on mkt buy
AUD
ORD
7,760 7,760
BlackRock Advisors,LLC
04-Oct-19
yes
1.70
on mkt buy
AUD
ORD
317,880 317,880
BlackRock Advisors(UK)Limited
07-Oct-19
yes
1.71
on mkt buy
AUD
ORD
2,856 2,856
BlackRock Advisors(UK)Limited
07-Oct-19
yes
1.71
on mkt buy
AUD
ORD
443 443
BlackRock Institutional Trust Company, National
Association
07-Oct-19
yes
1.71
on mkt buy
AUD
ORD
185,767 185,767
BlackRock Fund Advisors
07-Oct-19
no
n/a
in specie
AUD
ORD
2,956 2,956
BlackRock Fund Advisors
07-Oct-19
no
n/a
in specie
AUD
ORD
21,758 21,758
BlackRock Advisors (UK) Limited
07-Oct-19
no
n/a
collateral
transfer
AUD
ORD
141,735 141,735
BlackRock Investment Management (Australia)
Limited
08-Oct-19
no
n/a
in specie
AUD
ORD
680,777 680,777
BlackRock Advisors,LLC
08-Oct-19
yes
1.68
on mkt buy
AUD
ORD
4,389 4,389
BlackRock Investment Management (Australia)
Limited
08-Oct-19
yes
1.67
on mkt buy
AUD
ORD
87,837 87,837
BlackRock Japan Co.,Ltd.
08-Oct-19
yes
1.67
on mkt buy
AUD
ORD
280,520 280,520
BlackRock Advisors(UK)Limited
08-Oct-19
yes
1.67
on mkt buy
AUD
ORD
6,390 6,390
BlackRock Institutional Trust Company, National
Association
08-Oct-19
yes
1.67
on mkt buy
AUD
ORD
333,154 333,154
BlackRock Advisors(UK)Limited
08-Oct-19
yes
1.67
on mkt buy
AUD
ORD
27,672 27,672
BlackRock Institutional Trust Company, National
Association
08-Oct-19
yes
1.67
on mkt buy
AUD
ORD
114,377 114,377
BlackRock Fund Advisors
08-Oct-19
no
n/a
in specie
AUD
ORD
4,434 4,434
BlackRock Investment Management (Australia)
Limited
09-Oct-19
yes
1.60
on mkt buy
AUD
ORD
138,843 138,843
BlackRock Institutional Trust Company, National
Association
09-Oct-19
yes
1.60
on mkt buy
AUD
ORD
33,468 33,468

page 6 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (UK)
Limited
10-Oct-19
yes
1.59
on mkt buy
AUD
ORD
58,933 58,933
BlackRock Advisors(UK)Limited
10-Oct-19
yes
1.60
on mkt buy
AUD
ORD
15,552 15,552
BlackRock Advisors(UK)Limited
10-Oct-19
yes
1.60
on mkt buy
AUD
ORD
6,906 6,906
BlackRock Advisors(UK)Limited
10-Oct-19
yes
1.60
on mkt buy
AUD
ORD
7,170 7,170
BlackRock Advisors (UK) Limited
10-Oct-19
no
n/a
collateral
transfer
AUD
ORD
67 67
BlackRock Advisors(UK)Limited
11-Oct-19
yes
1.61
on mkt buy
AUD
ORD
2,880 2,880
BlackRock Fund Advisors
11-Oct-19
no
n/a
in specie
AUD
ORD
19,800 19,800
BlackRock Fund Advisors
11-Oct-19
no
n/a
in specie
AUD
ORD
19,800 19,800
BlackRock Fund Advisors
11-Oct-19
no
n/a
in specie
AUD
ORD
39,600 39,600
BlackRock Advisors, LLC
11-Oct-19
no
n/a
collateral
transfer
AUD
ORD
143 143
BlackRock Japan Co., Ltd.
11-Oct-19
no
n/a
collateral
transfer
AUD
ORD
5,976 5,976
BlackRock Advisors (UK) Limited
11-Oct-19
no
n/a
collateral
transfer
AUD
ORD
29,822 29,822
BLACKROCK FINANCIAL MANAGEMENT, INC.
11-Oct-19
no
n/a
collateral
transfer
AUD
ORD
939 939
BlackRock Investment Management, LLC
11-Oct-19
no
n/a
collateral
transfer
AUD
ORD
52,589 52,589
BlackRock Investment Management (UK)
Limited
11-Oct-19
no
n/a
collateral
transfer
AUD
ORD
38,057 38,057
BlackRock Asset Management North Asia
Limited
11-Oct-19
no
n/a
collateral
transfer
AUD
ORD
1,975 1,975
BlackRock Advisors(UK)Limited
14-Oct-19
yes
1.67
on mkt buy
AUD
ORD
5,760 5,760
BlackRock Advisors, LLC
14-Oct-19
no
n/a
collateral
transfer
AUD
ORD
1 1
BlackRock Japan Co., Ltd.
14-Oct-19
no
n/a
collateral
transfer
AUD
ORD
48,816 48,816
BlackRock Advisors (UK) Limited
14-Oct-19
no
n/a
collateral
transfer
AUD
ORD
3,245,013 3,245,013
BLACKROCK FINANCIAL MANAGEMENT, INC.
14-Oct-19
no
n/a
collateral
transfer
AUD
ORD
160 160
BlackRock Investment Management (UK)
Limited
14-Oct-19
no
n/a
collateral
transfer
AUD
ORD
329 329
BlackRock Asset Management North Asia
Limited
14-Oct-19
no
n/a
collateral
transfer
AUD
ORD
1 1
BlackRock Fund Advisors
15-Oct-19
no
n/a
in specie
AUD
ORD
4,042 4,042
BlackRock Fund Advisors
15-Oct-19
no
n/a
in specie
AUD
ORD
985 985
BlackRock Advisors(UK)Limited
15-Oct-19
yes
1.68
on mkt buy
AUD
ORD
2,316 2,316
BlackRock Investment Management (UK)
Limited
16-Oct-19
yes
1.70
on mkt buy
AUD
ORD
269,034 269,034
BlackRock Investment Management (Australia)
Limited
16-Oct-19
yes
1.70
on mkt buy
AUD
ORD
363 363
BlackRock Advisors(UK)Limited
16-Oct-19
yes
1.70
on mkt buy
AUD
ORD
15,394 15,394
BlackRock Advisors(UK)Limited
16-Oct-19
yes
1.70
on mkt buy
AUD
ORD
3,138 3,138
BlackRock Advisors(UK)Limited
16-Oct-19
yes
1.70
on mkt buy
AUD
ORD
3,570 3,570
BlackRock Advisors(UK)Limited
16-Oct-19
yes
1.70
on mkt buy
AUD
ORD
7,140 7,140
BlackRock Investment Management (UK)
Limited
17-Oct-19
yes
1.70
on mkt buy
AUD
ORD
32,179 32,179
BlackRock Investment Management (Australia)
Limited
17-Oct-19
yes
1.70
on mkt buy
AUD
ORD
11,442 11,442
BlackRock Advisors(UK)Limited
17-Oct-19
yes
1.70
on mkt buy
AUD
ORD
2,324 2,324
BlackRock Advisors(UK)Limited
17-Oct-19
yes
1.70
on mkt buy
AUD
ORD
782 782
BlackRock Investment Management,LLC
18-Oct-19
yes
1.69
on mkt buy
AUD
ORD
11,975 11,975
BlackRock Investment Management (Australia)
Limited
18-Oct-19
yes
1.74
on mkt buy
AUD
ORD
19,070 19,070
BlackRock Advisors(UK)Limited
18-Oct-19
yes
1.74
on mkt buy
AUD
ORD
2,055 2,055
BlackRock Advisors(UK)Limited
18-Oct-19
yes
1.74
on mkt buy
AUD
ORD
2,740 2,740
BlackRock Advisors(UK)Limited
18-Oct-19
yes
1.74
on mkt buy
AUD
ORD
14,385 14,385
BlackRock Japan Co., Ltd.
18-Oct-19
no
n/a
collateral
transfer
AUD
ORD
132,335 132,335
BlackRock Advisors (UK) Limited
18-Oct-19
no
n/a
collateral
transfer
AUD
ORD
287 287
BlackRock Advisors(UK)Limited
21-Oct-19
no
n/a
in specie
AUD
ORD
15,702 15,702
BlackRock Advisors (UK) Limited
21-Oct-19
no
n/a
collateral
transfer
AUD
ORD
3,426,711 3,426,711
BLACKROCK FINANCIAL MANAGEMENT, INC.
22-Oct-19
yes
1.80
on mkt buy
AUD
ORD
10,692 10,692
BlackRock Investment Management (UK)
Limited
22-Oct-19
yes
1.80
on mkt buy
AUD
ORD
1,331 1,331
BlackRock Advisors,LLC
22-Oct-19
yes
1.80
on mkt buy
AUD
ORD
17,506 17,506
BlackRock Institutional Trust Company, National
Association
22-Oct-19
yes
1.80
on mkt buy
AUD
ORD
8,188 8,188
BlackRock Advisors,LLC
22-Oct-19
yes
1.80
on mkt buy
AUD
ORD
6,755 6,755

page 7 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management (Australia)
Limited
22-Oct-19
yes
1.80
on mkt buy
AUD
ORD
726 726
BlackRock Investment Management (Australia)
Limited
23-Oct-19
yes
1.78
on mkt buy
AUD
ORD
674,843 674,843
BlackRock Advisors(UK)Limited
23-Oct-19
yes
1.79
on mkt buy
AUD
ORD
592 592
BlackRock Advisors(UK)Limited
23-Oct-19
yes
1.79
on mkt buy
AUD
ORD
1,776 1,776
BlackRock Advisors (UK) Limited
23-Oct-19
no
n/a
collateral
transfer
AUD
ORD
337 337
BlackRock Investment Management (UK)
Limited
24-Oct-19
yes
1.83
on mkt buy
AUD
ORD
153,930 153,930
BlackRock Fund Advisors
24-Oct-19
no
n/a
in specie
AUD
ORD
2,956 2,956
BlackRock Japan Co., Ltd.
24-Oct-19
no
n/a
collateral
transfer
AUD
ORD
132,333 132,333
BlackRock Advisors(UK)Limited
25-Oct-19
yes
1.86
on mkt buy
AUD
ORD
15,362 15,362
BlackRock Investment Management (Australia)
Limited
25-Oct-19
yes
1.86
on mkt buy
AUD
ORD
204,397 204,397
BlackRock Institutional Trust Company, National
Association
25-Oct-19
yes
1.86
on mkt buy
AUD
ORD
7,537 7,537
BlackRock Investment Management (UK)
Limited
25-Oct-19
no
n/a
collateral
transfer
AUD
ORD
866,753 866,753
BlackRock Fund Advisors
28-Oct-19
no
n/a
in specie
AUD
ORD
4,056 4,056
BlackRock Advisors (UK) Limited
28-Oct-19
no
n/a
collateral
transfer
AUD
ORD
395,189 395,189
BlackRock Fund Advisors
29-Oct-19
no
n/a
in specie
AUD
ORD
2,033 2,033
BlackRock Investment Management (Australia)
Limited
29-Oct-19
yes
1.84
on mkt buy
AUD
ORD
22,884 22,884
BlackRock Japan Co., Ltd.
29-Oct-19
no
n/a
collateral
transfer
AUD
ORD
193,292 193,292
BlackRock Investment Management (UK)
Limited
29-Oct-19
no
n/a
collateral
transfer
AUD
ORD
26 26
BlackRock Fund Advisors
30-Oct-19
no
n/a
in specie
AUD
ORD
1,970 1,970
BlackRock Investment Management (UK)
Limited
30-Oct-19
yes
1.84
on mkt buy
AUD
ORD
386,271 386,271
BlackRock Advisors(UK)Limited
30-Oct-19
yes
1.82
on mkt buy
AUD
ORD
7,143 7,143
BlackRock Fund Advisors
30-Oct-19
no
n/a
in specie
AUD
ORD
61,080 61,080
BlackRock Advisors (UK) Limited
30-Oct-19
no
n/a
collateral
transfer
AUD
ORD
867,278 867,278
BlackRock Institutional Trust Company, National
Association
31-Oct-19
no
n/a
in specie
AUD
ORD
14,812 14,812
BlackRock Fund Advisors
31-Oct-19
no
n/a
in specie
AUD
ORD
12,222 12,222
BlackRock Institutional Trust Company, National
Association
31-Oct-19
yes
1.84
on mkt buy
AUD
ORD
143,430 143,430
BlackRock Advisors(UK)Limited
31-Oct-19
yes
1.84
on mkt buy
AUD
ORD
6,399 6,399
BlackRock Advisors(UK)Limited
31-Oct-19
yes
1.84
on mkt buy
AUD
ORD
3,600 3,600
BlackRock Institutional Trust Company, National
Association
31-Oct-19
yes
1.84
on mkt buy
AUD
ORD
32,043 32,043
BlackRock Fund Advisors
01-Nov-19
no
n/a
in specie
AUD
ORD
6,153 6,153
BLACKROCK FINANCIAL MANAGEMENT, INC.
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
12,883 12,883
BlackRock Fund Advisors
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
5,735 5,735
BlackRock Advisors,LLC
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
20,617 20,617
BlackRock Advisors(UK)Limited
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
2,012 2,012
BlackRock International Limited
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
4,616 4,616
BLACKROCK FINANCIAL MANAGEMENT, INC.
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
14,660 14,660
BlackRock Investment Management,LLC
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
4,567 4,567
BlackRock Advisors(UK)Limited
01-Nov-19
yes
1.86
on mkt buy
AUD
ORD
46,404 46,404
BlackRock Fund Advisors
01-Nov-19
no
n/a
in specie
AUD
ORD
38,172 38,172
BlackRock Investment Management (Australia)
Limited
04-Nov-19
yes
1.85
on mkt buy
AUD
ORD
22,884 22,884
BlackRock Fund Advisors
04-Nov-19
no
n/a
in specie
AUD
ORD
19,086 19,086
BlackRock Japan Co., Ltd.
04-Nov-19
no
n/a
collateral
transfer
AUD
ORD
505,144 505,144
BlackRock Advisors (UK) Limited
04-Nov-19
no
n/a
collateral
transfer
AUD
ORD
402 402
BlackRock Investment Management (Australia)
Limited
05-Nov-19
yes
1.84
on mkt buy
AUD
ORD
30,512 30,512
BlackRock Advisors(UK)Limited
05-Nov-19
yes
1.84
on mkt buy
AUD
ORD
23,091 23,091
BlackRock Advisors(UK)Limited
05-Nov-19
yes
1.84
on mkt buy
AUD
ORD
1,374 1,374
BlackRock Advisors(UK)Limited
05-Nov-19
yes
1.84
on mkt buy
AUD
ORD
4,809 4,809
BlackRock Advisors(UK)Limited
05-Nov-19
yes
1.84
on mkt buy
AUD
ORD
1,293 1,293
BlackRock Advisors(UK)Limited
05-Nov-19
yes
1.84
on mkt buy
AUD
ORD
445 445
BlackRock Advisors(UK)Limited
05-Nov-19
yes
1.84
on mkt buy
AUD
ORD
431 431
BlackRock Fund Advisors
05-Nov-19
no
n/a
in specie
AUD
ORD
91,620 91,620
BlackRock Advisors, LLC
05-Nov-19
no
n/a
collateral
transfer
AUD
ORD
3,848 3,848

page 8 of 9

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BLACKROCK FINANCIAL MANAGEMENT, INC.
05-Nov-19
no
n/a
collateral
transfer
AUD
ORD
220,048 220,048
BlackRock Investment Management, LLC
05-Nov-19
no
n/a
collateral
transfer
AUD
ORD
3,346,212 3,346,212
BlackRock Investment Management (UK)
Limited
05-Nov-19
no
n/a
collateral
transfer
AUD
ORD
2,173,829 2,173,829
BlackRock Investment Management (UK)
Limited
06-Nov-19
yes
1.88
on mkt buy
AUD
ORD
433,110 433,110
BlackRock Investment Management (Australia)
Limited
06-Nov-19
yes
1.90
on mkt buy
AUD
ORD
115,349 115,349
BlackRock Advisors(UK)Limited
06-Nov-19
yes
1.90
on mkt buy
AUD
ORD
3,535 3,535
BlackRock Fund Advisors
06-Nov-19
no
n/a
in specie
AUD
ORD
28,629 28,629
BlackRock Advisors (UK) Limited
06-Nov-19
no
n/a
collateral
transfer
AUD
ORD
206,258 206,258
BlackRock Investment Management, LLC
06-Nov-19
no
n/a
collateral
transfer
AUD
ORD
290,353 290,353
BlackRock Fund Advisors
07-Nov-19
no
n/a
in specie
AUD
ORD
40,413 40,413
BlackRock Investment Management (Australia)
Limited
07-Nov-19
yes
1.94
on mkt buy
AUD
ORD
726 726
BlackRock Institutional Trust Company, National
Association
07-Nov-19
yes
1.94
on mkt buy
AUD
ORD
397,039 397,039
BlackRock Institutional Trust Company, National
Association
07-Nov-19
yes
1.94
on mkt buy
AUD
ORD
224,865 224,865
BlackRock Fund Advisors
07-Nov-19
no
n/a
in specie
AUD
ORD
76,350 76,350
BlackRock Advisors, LLC
07-Nov-19
no
n/a
collateral
transfer
AUD
ORD
919 919
BLACKROCK FINANCIAL MANAGEMENT, INC.
07-Nov-19
no
n/a
collateral
transfer
AUD
ORD
47,157 47,157
BlackRock Investment Management, LLC
07-Nov-19
no
n/a
collateral
transfer
AUD
ORD
548,321 548,321
BlackRock Advisors(UK)Limited
08-Nov-19
yes
1.94
on mkt buy
AUD
ORD
46,182 46,182
BlackRock Advisors(UK)Limited
08-Nov-19
yes
1.95
on mkt buy
AUD
ORD
4,851 4,851
BlackRock Advisors(UK)Limited
08-Nov-19
yes
1.95
on mkt buy
AUD
ORD
801 801
BlackRock Investment Management (UK)
Limited
08-Nov-19
yes
1.95
on mkt buy
AUD
ORD
140,092 140,092
BlackRock Investment Management (UK)
Limited
08-Nov-19
no
n/a
collateral
transfer
AUD
ORD
661,958 661,958
BlackRock Fund Advisors
11-Nov-19
yes
1.97
on mkt buy
AUD
ORD
2,231,411 2,231,411
BlackRock Fund Advisors
11-Nov-19
yes
1.97
on mkt buy
AUD
ORD
3,500,000 3,500,000
BlackRock Investment Management (Australia)
Limited
11-Nov-19
yes
1.98
on mkt buy
AUD
ORD
7,628 7,628
BlackRock Advisors(UK)Limited
11-Nov-19
yes
1.98
on mkt buy
AUD
ORD
15,716 15,716
BlackRock Advisors(UK)Limited
11-Nov-19
yes
1.98
on mkt buy
AUD
ORD
4,823 4,823
BlackRock Advisors(UK)Limited
11-Nov-19
yes
1.98
on mkt buy
AUD
ORD
4,823 4,823
BlackRock Advisors(UK)Limited
11-Nov-19
yes
1.98
on mkt buy
AUD
ORD
7,143 7,143
BlackRock Investment Management,LLC
11-Nov-19
yes
1.98
on mkt buy
AUD
ORD
11,136 11,136
BlackRock Asset Management Canada Limited
11-Nov-19
yes
1.98
on mkt buy
AUD
ORD
2,690 2,690
BlackRock Fund Advisors
11-Nov-19
yes
1.97
on mkt buy
AUD
ORD
1,000,000 1,000,000
BlackRock Advisors, LLC
11-Nov-19
no
n/a
collateral
transfer
AUD
ORD
230 230
BLACKROCK FINANCIAL MANAGEMENT, INC.
11-Nov-19
no
n/a
collateral
transfer
AUD
ORD
19,587 19,587
BlackRock Investment Management (UK)
Limited
11-Nov-19
no
n/a
collateral
transfer
AUD
ORD
197,130 197,130

page 9 of 9

AMP

Annexure C

13-Nov-19

This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder

Bradley Taylor, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Capital Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom(Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

page 1 of 1

AMP

Annexure D

This is Annexure D of 3 pages referred to in form 603 Notice of initial substantial shareholder

13 November 2019 Bradley Taylor, Authorised Signatory Date

Type of agreement: Global Master Securities Lending Agreement, Overseas
Securities Lending Agreement or Master Securities Lending
Agreement.
Parties to agreement: The relevant counterparty as described in the lists of Securities
Lending Agreements entered into by BlackRock Advisors
Limited and BlackRock Institutional Trust Corporation, N.A.,
respectively, on the following page.
Transfer date: The date of the relevant transaction identified as a collateral
transfer referred to in Annexure B to form 603.
Holder of voting rights: The Borrower.
Are there any restrictions on voting rights?
If yes, detail
Yes. Collateral is held through a tripartite structure under which
the triparty collateral manager will not act in respect of voting
rights unless it receives instructions to do so from the Borrower.
Scheduled return date (if any): The date of the relevant transaction referred to in Annexure B to
form 603.
Does the borrower have the right to return
early?
If yes, detail
Yes.
The Borrower is entitled to substitute existing collateral with
other equities at any time.
Does the lender have the right to recall early?
If yes, detail
Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions
Yes.

A copy of the relevant agreement will be provided to AMP Limited or the Australian Securities and Investments Commission upon request.

AMP 1 | P a g e

Securities Lending Agreements

Agreements entered into between BlackRock Advisors Limited and each of the following counterparties:

  • (a) Bank of Nova Scotia, London Branch GMSLA, 25 August 2011

  • (b) Barclays Bank plc GMSLA, 9 April 2104

  • (c) Barclays Capital Securities Limited GMSLA, 2 December 2012

  • (d) BNP Paribas Arbitrage GMSLA, 30 May 2013

  • (e) BNP Paribas GMSLA, 8 May 2007

  • (f) Citigroup Global Markets Limited GMSLA, 18 January 2007

  • (g) Commerzbank AG OSLA, 17 July 2002

  • (h) Credit Suisse AG, Dublin Branch GMSLA, 28 September 2015

  • (i) Credit Suisse International GMSLA, 10 March 2014

  • (j) Credit Suisse Securities (Europe) Limited GMSLA, 26 August 2015

  • (k) Deutsche Bank AG, London Branch GMSLA, 25 August 2017

  • (l) Goldman Sachs International OSLA, 3 July 2001

  • (m) HSBC Bank plc GMSLA GMSLA, 27 October 2016

  • (n) ING Bank N.V. GMSLA, 12 November 2018 (not yet operationally active)

  • (o) J.P. Morgan Securities plc GMSLA, 12 July 2011 (p) Macquarie Bank Limited GMSLA, 18 August 2014

  • (q) Merrill Lynch International OSLA, 13 July 1999

  • (r) Morgan Stanley & Co International plc OSLA, 8 September 1999

  • (s) Natixis SA GMSLA, 29 January 2018

  • (t) Nomura International plc GMSLA, 2 November 2011

  • (u) Royal Bank of Canada Europe Limited GMSLA, 3 February 2017

  • (v) Royal Bank of Scotland plc (renamed to Natwest Markets Plc) GMSLA, 1 April 2011

  • (w) Santander UK Plc GMSLA, 25 January 2019 (not yet operationally active)

  • (x) Skandinaviska Enskilda Banken AB GMSLA, 4 February 2013

  • (y) Societe Generale GMSLA, 27 January 2012

  • (z) UBS AG GMSLA, 28 April 2016

  • (aa) UBS Europe SE GMSLA, 1 February 2019

  • (bb) BAL/Banco Santander, S.A. GMSLA, 30 April 2019

  • (cc) Canadian Imperial Bank of Commerce, London Branch GMSLA, 21 June 2019

  • (dd) Zürcher Kantonalbank GMSLA, 30 October 2019

Agreements entered into by BlackRock Institutional Trust Corporation, N.A. and each of the following counterparties:

  • (a) Bank of Nova Scotia GMSLA, December 6, 2016

  • (b) Barclays Bank plc GMSLA, April 24, 2017

  • (c) Barclays Capital Securities Limited GMSLA, March 15, 2017

  • (d) BNP Paribas Arbitrage GMSLA, June 5, 2017

  • (e) Citigroup Global Markets Limited GMSLA, June 3, 2015

  • (f) Credit Suisse AG, Dublin Branch GMSLA, October 14, 2015

  • (g) Credit Suisse Securities (Europe) Limited GMSLA, October 2, 2015

  • (h) Deutsche Bank AG, London Branch GMSLA, June 7, 2017

  • (i) Goldman Sachs International OSLA April 1, 2004

  • (j) HSBC Bank plc GMSLA, February 12, 2013

  • (k) J.P. Morgan Securities plc GMSLA, October 4, 2016

  • (l) Macquarie Bank Limited GMSLA, October 3, 2016

  • (m) Merrill Lynch International GMSLA, February 19, 2014

  • (n) Morgan Stanley & Co International plc OSLA, February 7, 2007

  • (o) Nomura International plc GMSLA 03 August 2018 – not yet operational

  • (p) Societe Generale GMSLA, September 28, 2016

  • (q) UBS AG GMSLA, May 26, 2016

  • (r) UBS Europe SE GMSLA, 1 February 2019

  • (s) The Hongkong and Shanghai Banking Corporation Limited GMSLA, 22 February 2019

  • (t) RBC Europe Limited GMSLA, 4 February 2019

  • (u) ING BANK N.V. GMSLA, 27 February, 2019

These counterparties do not pledge Australian equities:

  • (a) Lloyds Bank plc

  • (b) Merrill Lynch, Pierce, Fenner Smith Incorporated

  • (c) Unicredit

AMP 2 | P a g e

These counterparties do not have any business with us anymore although may have done previously: (a) Morgan Stanley Securities Limited (No Business) OSLA 15 March 1999 Royal Bank of Scotland N.V. GMSLA, 12 October 2011 – No Business, superseded by Royal Bank of Scotland PLC

AMP 3 | P a g e