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AMP LIMITED — Major Shareholding Notification 2018
Jun 28, 2018
64379_rns_2018-06-28_4dde8384-0173-4606-b786-88ea38b2abd9.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
AMPLTD
079354519
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
27 / / 06 2018
- Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6) ord 146,493,675 146,493,675 5.01
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A & D
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
- Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
==> picture [389 x 64] intentionally omitted <==
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Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
- Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association
see Annexure A7. Addresses The addresses of persons named in this form are as follows: Name Addresssee Annexure CSignatureMaria Tricarico Authorised Signatory*print name capacity sign here date29/06/2018� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ! � � � � � " # � � � � � $ DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
Signature
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(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
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(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
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See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 8 pages referred to in form 603 Notice of initial substantial shareholder
| 29-Jun-18 | |
|---|---|
| Maria Tricarico, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 383,850 | 383,850 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 142,493 | 142,493 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 35,026 | 35,026 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 37,881 | 37,881 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 784,531 | 784,531 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 62,633 | 62,633 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 5,141,401 | 5,141,401 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 4,037,747 | 4,037,747 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 8
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 6,645,667 | 6,645,667 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 58,727 | 58,727 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ORD | 218,444 | 218,444 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-RBC Investor | ORD | 146,396 | 146,396 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Bank S.A. Zurich | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ORD | 138,227 | 138,227 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 116,852 | 116,852 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 2,279,087 | 2,279,087 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 95,604 | 95,604 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 26,814 | 26,814 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,493,951 | 1,493,951 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 28,495 | 28,495 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 4,216 | 4,216 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 9,203 | 9,203 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. |
page 2 of 8
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 11,403 | 11,403 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 82,205 | 82,205 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 5,609 | 5,609 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 22,793 | 22,793 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BANK & TRUST | BlackRock Inc. | ||||
| investment manager or trustee. | TORONTO | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 144,564 | 144,564 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | STATE STREET BANK | ORD | 59,605 | 59,605 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 492,289 | 492,289 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 65,297 | 65,297 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 302,241 | 302,241 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 373,423 | 373,423 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 123,510 | 123,510 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 116,416 | 116,416 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 37,956,196 | 37,956,196 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. |
page 3 of 8
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 408,192 | 408,192 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 2,682,893 | 2,682,893 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 874,846 | 874,846 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 943,178 | 943,178 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 2,163,436 | 2,163,436 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 5,552,846 | 5,552,846 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 30,729,760 | 30,729,760 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 32,677 | 32,677 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 109,106 | 109,106 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BOA-MERRILL LYNCH | ORD | 3,309 | 3,309 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INTL PRIME BROKER - | BlackRock Inc. | ||||
| Association | investment manager or trustee. | NEW YORK | |||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | UBS- UBS- ZURICH | ORD | 1,315 | 1,315 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ORD | 58,273 | 58,273 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 1,021,480 | 1,021,480 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 4 of 8
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 82,883 | 82,883 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY | ORD | 1,912,035 | 1,912,035 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 76,865 | 76,865 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 1,908,627 | 1,908,627 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 6,948,070 | 6,948,070 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 128,254 | 128,254 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 2,562,467 | 2,562,467 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 190,030 | 190,030 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 189,725 | 189,725 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 662,567 | 662,567 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 278,799 | 278,799 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 1,257,038 | 1,257,038 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 10,143 | 10,143 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. |
page 5 of 8
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ORD | 152,926 | 152,926 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 2,537,968 | 2,537,968 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ORD | 1,023,812 | 1,023,812 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 1,132,221 | 1,132,221 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 1,170,343 | 1,170,343 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ORD | 75,946 | 75,946 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 192,560 | 192,560 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LUX | ORD | 19,214 | 19,214 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ORD | 184,079 | 184,079 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,113,490 | 1,113,490 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 6,345 | 6,345 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 1,827,787 | 1,827,787 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 1,842,592 | 1,842,592 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 6 of 8
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ORD | 76,788 | 76,788 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 9,426 | 9,426 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 47,965 | 47,965 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 46,245 | 46,245 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 3,485,206 | 3,485,206 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 41,207 | 41,207 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | MITSUI-SUMITOMO | ORD | 10,648 | 10,648 | subsidiary of | |
| securities and/or the power to dispose of securities as | TRUST | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ORD | 24,486 | 24,486 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 29,133 | 29,133 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 1,464,108 | 1,464,108 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,077,991 | 1,077,991 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 1,878 | 1,878 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. | YORK |
page 7 of 8
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 6,467,701 | 6,467,701 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
page 8 of 8
AMP
Annexure B
This is Annexure B of 11 pages referred to in form 603 Notice of initial substantial shareholder
29-Jun-18
Maria Tricarico, Date Authorised Signatory
5. Consideration
| AMP LTD (AMP) | AMP LTD (AMP) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Institutional Trust Company, National Association 28-Feb-18 yes |
5.30 on mkt buy AUD ORD 12,092 12,092 |
| BlackRock Investment Management (Australia) Limited 28-Feb-18 yes |
5.29 on mkt buy AUD ORD 22,554 22,554 |
| BlackRock Investment Management (Australia) Limited 28-Feb-18 yes |
5.29 on mkt buy AUD ORD 15,557 15,557 |
| BlackRock Fund Advisors 28-Feb-18 no |
n/a in specie AUD ORD 874 874 |
| BlackRock Fund Advisors 28-Feb-18 no |
n/a in specie AUD ORD 2,622 2,622 |
| BlackRock Institutional Trust Company, National Association 28-Feb-18 no |
n/a in specie AUD ORD 98,735 98,735 |
| BlackRock Investment Management (UK) Limited 01-Mar-18 yes |
5.26 on mkt buy AUD ORD 7,352 7,352 |
| BlackRock Investment Management,LLC 01-Mar-18 yes |
5.27 on mkt buy AUD ORD 5,157 5,157 |
| BlackRock Fund Advisors 01-Mar-18 no |
n/a in specie AUD ORD 8,644 8,644 |
| BlackRock Advisors(UK)Limited 02-Mar-18 yes |
5.27 on mkt buy AUD ORD 1,908 1,908 |
| BlackRock Fund Advisors 02-Mar-18 no |
n/a in specie AUD ORD 25,932 25,932 |
| BlackRock Investment Management (Australia) Limited 05-Mar-18 yes |
5.26 on mkt buy AUD ORD 15,262 15,262 |
| BlackRock Fund Advisors 05-Mar-18 no |
n/a in specie AUD ORD 8,520 8,520 |
| BlackRock Fund Advisors 05-Mar-18 no |
n/a in specie AUD ORD 43,720 43,720 |
| BlackRock Financial Management, Inc. 05-Mar-18 no |
n/a collateral transfer AUD ORD 392,622 392,622 |
| BlackRock Investment Management (UK) Limited 05-Mar-18 no |
n/a collateral transfer AUD ORD 231,878 231,878 |
| BlackRock Institutional Trust Company, National Association 06-Mar-18 yes |
5.34 on mkt buy AUD ORD 1,597 1,597 |
| BlackRock Investment Management (UK) Limited 06-Mar-18 yes |
5.30 on mkt buy AUD ORD 11,812 11,812 |
| BlackRock Advisors(UK)Limited 06-Mar-18 yes |
5.35 on mkt buy AUD ORD 7,511 7,511 |
| BlackRock Fund Advisors 06-Mar-18 no |
n/a in specie AUD ORD 54,650 54,650 |
| BlackRock Investment Management (UK) Limited 06-Mar-18 no |
n/a collateral transfer AUD ORD 18,204 18,204 |
| BlackRock Investment Management (UK) Limited 07-Mar-18 yes |
5.37 on mkt buy AUD ORD 10,873 10,873 |
| BlackRock Advisors(UK)Limited 07-Mar-18 yes |
5.37 on mkt buy AUD ORD 11,838 11,838 |
| BlackRock Fund Advisors 07-Mar-18 no |
n/a in specie AUD ORD 43,720 43,720 |
| BlackRock Fund Advisors 07-Mar-18 no |
n/a in specie AUD ORD 163,950 163,950 |
| BlackRock Investment Management,LLC 08-Mar-18 yes |
5.36 on mkt buy AUD ORD 3,127 3,127 |
| BlackRock Investment Management (Australia) Limited 08-Mar-18 yes |
5.47 on mkt buy AUD ORD 13,169 13,169 |
| BlackRock Advisors,LLC 08-Mar-18 yes |
5.47 on mkt buy AUD ORD 132,678 132,678 |
| BlackRock Fund Advisors 08-Mar-18 no |
n/a in specie AUD ORD 39,348 39,348 |
| BlackRock Fund Advisors 08-Mar-18 no |
n/a in specie AUD ORD 288,552 288,552 |
| BlackRock Investment Management (UK) Limited 08-Mar-18 no |
n/a in specie AUD ORD 14,951 14,951 |
| BlackRock Advisors (UK) Limited 08-Mar-18 no |
n/a collateral transfer AUD ORD 233,964 233,964 |
| BlackRock Advisors(UK)Limited 09-Mar-18 yes |
5.43 on mkt buy AUD ORD 5,574 5,574 |
| BlackRock Fund Advisors 09-Mar-18 no |
n/a in specie AUD ORD 5,680 5,680 |
| BlackRock Fund Advisors 09-Mar-18 no |
n/a in specie AUD ORD 8,644 8,644 |
| BlackRock Financial Management, Inc. 09-Mar-18 no |
n/a collateral transfer AUD ORD 21 21 |
| BlackRock Advisors(UK)Limited 12-Mar-18 yes |
5.40 on mkt buy AUD ORD 11,856 11,856 |
| BlackRock Investment Management (UK) Limited 12-Mar-18 no |
n/a collateral transfer AUD ORD 4,868 4,868 |
| BlackRock Advisors(UK)Limited 13-Mar-18 yes |
5.34 on mkt buy AUD ORD 5,930 5,930 |
| BlackRock Advisors(UK)Limited 13-Mar-18 yes |
5.35 on mkt buy AUD ORD 6,084 6,084 |
| BlackRock Investment Management (Australia) Limited 13-Mar-18 yes |
5.35 on mkt buy AUD ORD 20,798 20,798 |
| BlackRock Fund Advisors 13-Mar-18 no |
n/a in specie AUD ORD 65,580 65,580 |
| BlackRock Japan Co., Ltd. 13-Mar-18 no |
n/a collateral transfer AUD ORD 1,883 1,883 |
page 1 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management, LLC 13-Mar-18 no |
n/a collateral transfer AUD ORD 6,172 6,172 |
| BlackRock Investment Management (UK) Limited 13-Mar-18 no |
n/a collateral transfer AUD ORD 34,090 34,090 |
| BlackRock Asset Management North Asia Limited 13-Mar-18 no |
n/a collateral transfer AUD ORD 8,438 8,438 |
| BlackRock Asset Management North Asia Limited 14-Mar-18 yes |
5.29 on mkt buy AUD ORD 13,822 13,822 |
| BlackRock Investment Management (UK) Limited 14-Mar-18 yes |
5.29 on mkt buy AUD ORD 7,436 7,436 |
| BlackRock Advisors(UK)Limited 14-Mar-18 yes |
5.28 on mkt buy AUD ORD 1,257 1,257 |
| BlackRock Investment Management,LLC 14-Mar-18 yes |
5.28 on mkt buy AUD ORD 18,908 18,908 |
| BlackRock Fund Advisors 14-Mar-18 no |
n/a in specie AUD ORD 21,860 21,860 |
| BlackRock Advisors (UK) Limited 14-Mar-18 no |
n/a collateral transfer AUD ORD 50,579 50,579 |
| BlackRock Advisors(UK)Limited 15-Mar-18 yes |
5.22 on mkt buy AUD ORD 5,932 5,932 |
| BlackRock Advisors(UK)Limited 15-Mar-18 yes |
5.22 on mkt buy AUD ORD 1,257 1,257 |
| BlackRock Investment Management (Australia) Limited 15-Mar-18 yes |
5.22 on mkt buy AUD ORD 23,719 23,719 |
| BlackRock Fund Advisors 15-Mar-18 no |
n/a in specie AUD ORD 26,232 26,232 |
| BlackRock Fund Advisors 15-Mar-18 no |
n/a in specie AUD ORD 32,790 32,790 |
| BlackRock Japan Co., Ltd. 15-Mar-18 no |
n/a collateral transfer AUD ORD 652,760 652,760 |
| BlackRock Advisors (UK) Limited 15-Mar-18 no |
n/a collateral transfer AUD ORD 948,783 948,783 |
| BlackRock Financial Management, Inc. 15-Mar-18 no |
n/a collateral transfer AUD ORD 13 13 |
| BlackRock Investment Management (Australia) Limited 16-Mar-18 yes |
5.25 on mkt buy AUD ORD 11,297 11,297 |
| BlackRock Investment Management (UK) Limited 16-Mar-18 yes |
5.25 on mkt buy AUD ORD 55,463 55,463 |
| BlackRock Institutional Trust Company, National Association 16-Mar-18 yes |
5.25 on mkt buy AUD ORD 25,598 25,598 |
| BlackRock Financial Management, Inc. 16-Mar-18 no |
n/a collateral transfer AUD ORD 23,743 23,743 |
| BlackRock Investment Management (UK) Limited 16-Mar-18 no |
n/a collateral transfer AUD ORD 978,212 978,212 |
| BlackRock Japan Co., Ltd. 19-Mar-18 no |
n/a collateral transfer AUD ORD 83,198 83,198 |
| BlackRock Financial Management, Inc. 19-Mar-18 no |
n/a collateral transfer AUD ORD 28 28 |
| BlackRock Advisors(UK)Limited 20-Mar-18 yes |
5.23 on mkt buy AUD ORD 11,870 11,870 |
| BlackRock Advisors(UK)Limited 20-Mar-18 yes |
5.22 on mkt buy AUD ORD 7,531 7,531 |
| BlackRock Advisors (UK) Limited 20-Mar-18 no |
n/a collateral transfer AUD ORD 680,471 680,471 |
| BlackRock Capital Management, Inc. 20-Mar-18 no |
n/a collateral transfer AUD ORD 211 211 |
| BlackRock Financial Management, Inc. 20-Mar-18 no |
n/a collateral transfer AUD ORD 1,065 1,065 |
| BlackRock Investment Management, LLC 20-Mar-18 no |
n/a collateral transfer AUD ORD 1,478 1,478 |
| BlackRock Investment Management (UK) Limited 20-Mar-18 no |
n/a collateral transfer AUD ORD 122,542 122,542 |
| BlackRock Advisors(UK)Limited 21-Mar-18 yes |
5.22 on mkt buy AUD ORD 5,935 5,935 |
| BlackRock Advisors(UK)Limited 21-Mar-18 yes |
5.22 on mkt buy AUD ORD 17,805 17,805 |
| BlackRock Advisors(UK)Limited 21-Mar-18 yes |
5.22 on mkt buy AUD ORD 11,870 11,870 |
| BlackRock Advisors(UK)Limited 21-Mar-18 yes |
5.23 on mkt buy AUD ORD 5,935 5,935 |
| BlackRock Financial Management, Inc. 21-Mar-18 no |
n/a collateral transfer AUD ORD 48,819 48,819 |
| BlackRock Investment Management, LLC 21-Mar-18 no |
n/a collateral transfer AUD ORD 428 428 |
| BlackRock Investment Management (UK) Limited 21-Mar-18 no |
n/a collateral transfer AUD ORD 94,299 94,299 |
| BlackRock Fund Advisors 22-Mar-18 no |
n/a in specie AUD ORD 2,622 2,622 |
| BlackRock Capital Management, Inc. 22-Mar-18 no |
n/a collateral transfer AUD ORD 4 4 |
| BlackRock Financial Management,Inc. 23-Mar-18 yes |
5.22 on mkt buy AUD ORD 205 205 |
| BlackRock Advisors(UK)Limited 23-Mar-18 yes |
5.22 on mkt buy AUD ORD 819 819 |
| BlackRock Investment Management (UK) Limited 23-Mar-18 no |
n/a in specie AUD ORD 7,189 7,189 |
| BlackRock Investment Management (UK) Limited 23-Mar-18 no |
n/a in specie AUD ORD 19,513 19,513 |
| BlackRock Advisors (UK) Limited 23-Mar-18 no |
n/a collateral transfer AUD ORD 261,928 261,928 |
| BlackRock Capital Management, Inc. 23-Mar-18 no |
n/a collateral transfer AUD ORD 4 4 |
page 2 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management, LLC 23-Mar-18 no |
n/a collateral transfer AUD ORD 58 58 |
| BlackRock Fund Advisors 26-Mar-18 no |
n/a in specie AUD ORD 1,440 1,440 |
| BlackRock Advisors (UK) Limited 26-Mar-18 no |
n/a collateral transfer AUD ORD 186,187 186,187 |
| BlackRock Capital Management, Inc. 26-Mar-18 no |
n/a collateral transfer AUD ORD 16 16 |
| BlackRock Financial Management, Inc. 26-Mar-18 no |
n/a collateral transfer AUD ORD 11 11 |
| BlackRock Investment Management, LLC 26-Mar-18 no |
n/a collateral transfer AUD ORD 143 143 |
| BlackRock Investment Management (Australia) Limited 27-Mar-18 yes |
5.08 on mkt buy AUD ORD 37,629 37,629 |
| BlackRock Investment Management (UK) Limited 27-Mar-18 no |
n/a in specie AUD ORD 8,606 8,606 |
| BlackRock Advisors (UK) Limited 27-Mar-18 no |
n/a collateral transfer AUD ORD 30,574 30,574 |
| BlackRock Investment Management, LLC 27-Mar-18 no |
n/a collateral transfer AUD ORD 1,637 1,637 |
| BlackRock Investment Management (UK) Limited 27-Mar-18 no |
n/a collateral transfer AUD ORD 22,948 22,948 |
| BlackRock Asset Management North Asia Limited 28-Mar-18 yes |
5.03 on mkt buy AUD ORD 17,269 17,269 |
| BlackRock Investment Management (UK) Limited 28-Mar-18 yes |
5.04 on mkt buy AUD ORD 8,775 8,775 |
| BlackRock Advisors (UK) Limited 28-Mar-18 no |
n/a collateral transfer AUD ORD 82,667 82,667 |
| BlackRock Financial Management, Inc. 28-Mar-18 no |
n/a collateral transfer AUD ORD 22 22 |
| BlackRock Investment Management, LLC 28-Mar-18 no |
n/a collateral transfer AUD ORD 9,083 9,083 |
| BlackRock Investment Management (UK) Limited 28-Mar-18 no |
n/a collateral transfer AUD ORD 1,696 1,696 |
| BlackRock Investment Management (UK) Limited 29-Mar-18 yes |
5.02 on mkt buy AUD ORD 163,158 163,158 |
| BlackRock Fund Advisors 29-Mar-18 yes |
5.02 on mkt buy AUD ORD 18,499 18,499 |
| BlackRock Advisors(UK)Limited 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 5,923 5,923 |
| BlackRock Advisors(UK)Limited 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 17,769 17,769 |
| BlackRock Advisors(UK)Limited 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 7,536 7,536 |
| BlackRock Advisors,LLC 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 7,623 7,623 |
| BlackRock Investment Management (UK) Limited 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 148,693 148,693 |
| BlackRock Fund Advisors 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 17,447 17,447 |
| BlackRock Institutional Trust Company, National Association 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 9,046 9,046 |
| BlackRock(Netherlands)B.V. 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 5,549 5,549 |
| BlackRock Investment Management (Australia) Limited 29-Mar-18 yes |
4.99 on mkt buy AUD ORD 7,672 7,672 |
| BlackRock Fund Advisors 29-Mar-18 no |
n/a in specie AUD ORD 14,140 14,140 |
| BlackRock Institutional Trust Company, National Association 29-Mar-18 no |
n/a in specie AUD ORD 190,329 190,329 |
| BlackRock Japan Co., Ltd. 29-Mar-18 no |
n/a collateral transfer AUD ORD 30,863 30,863 |
| BlackRock Advisors (UK) Limited 29-Mar-18 no |
n/a collateral transfer AUD ORD 104,759 104,759 |
| BlackRock Capital Management, Inc. 29-Mar-18 no |
n/a collateral transfer AUD ORD 7 7 |
| BlackRock Financial Management, Inc. 30-Mar-18 no |
n/a collateral transfer AUD ORD 3 3 |
| BlackRock Investment Management (UK) Limited 30-Mar-18 no |
n/a collateral transfer AUD ORD 117 117 |
| BlackRock Financial Management, Inc. 02-Apr-18 no |
n/a collateral transfer AUD ORD 7 7 |
| BlackRock Japan Co.,Ltd. 03-Apr-18 yes |
4.96 on mkt buy AUD ORD 5,858 5,858 |
| BlackRock Asset Management Canada Limited 03-Apr-18 yes |
4.96 on mkt buy AUD ORD 2,626 2,626 |
| BlackRock Investment Management (Australia) Limited 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 10,221 10,221 |
| BlackRock(Netherlands)B.V. 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 1,085 1,085 |
| BlackRock Fund Advisors 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 90,601 90,601 |
| BlackRock Fund Advisors 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 31,900 31,900 |
| BlackRock Institutional Trust Company, National Association 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 64,676 64,676 |
| BlackRock Institutional Trust Company, National Association 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 15,679 15,679 |
page 3 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 5,547 5,547 |
| BlackRock Institutional Trust Company, National Association 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 1,278 1,278 |
| BlackRock Fund Advisors 03-Apr-18 yes |
4.94 on mkt buy AUD ORD 16,597 16,597 |
| BlackRock Fund Advisors 03-Apr-18 no |
n/a in specie AUD ORD 5,244 5,244 |
| BlackRock Capital Management, Inc. 03-Apr-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Financial Management, Inc. 03-Apr-18 no |
n/a collateral transfer AUD ORD 26 26 |
| BlackRock Investment Management (UK) Limited 03-Apr-18 no |
n/a collateral transfer AUD ORD 30,922 30,922 |
| BlackRock Investment Management (Australia) Limited 04-Apr-18 no |
n/a in specie AUD ORD 513,316 513,316 |
| BlackRock Advisors(UK)Limited 04-Apr-18 yes |
4.89 on mkt buy AUD ORD 7,536 7,536 |
| BlackRock Advisors(UK)Limited 04-Apr-18 yes |
4.89 on mkt buy AUD ORD 2,984 2,984 |
| BlackRock Fund Advisors 04-Apr-18 no |
n/a in specie AUD ORD 5,244 5,244 |
| BlackRock Japan Co., Ltd. 04-Apr-18 no |
n/a collateral transfer AUD ORD 13,054 13,054 |
| BlackRock Advisors (UK) Limited 04-Apr-18 no |
n/a collateral transfer AUD ORD 2,177,424 2,177,424 |
| BlackRock Advisors(UK)Limited 05-Apr-18 yes |
4.91 on mkt buy AUD ORD 5,926 5,926 |
| BlackRock Advisors(UK)Limited 05-Apr-18 yes |
4.90 on mkt buy AUD ORD 4,650 4,650 |
| BlackRock Fund Advisors 05-Apr-18 no |
n/a in specie AUD ORD 21,840 21,840 |
| BlackRock Japan Co., Ltd. 05-Apr-18 no |
n/a collateral transfer AUD ORD 1,018 1,018 |
| BlackRock Investment Management (UK) Limited 05-Apr-18 no |
n/a collateral transfer AUD ORD 3,577 3,577 |
| BlackRock Investment Management (UK) Limited 06-Apr-18 yes |
4.88 on mkt buy AUD ORD 15,533 15,533 |
| BlackRock Advisors(UK)Limited 06-Apr-18 yes |
4.86 on mkt buy AUD ORD 5,580 5,580 |
| BlackRock Institutional Trust Company, National Association 06-Apr-18 yes |
4.86 on mkt buy AUD ORD 2,388 2,388 |
| BlackRock Investment Management (Australia) Limited 06-Apr-18 yes |
4.86 on mkt buy AUD ORD 6,001 6,001 |
| BlackRock Financial Management, Inc. 06-Apr-18 no |
n/a collateral transfer AUD ORD 717 717 |
| BlackRock Investment Management, LLC 06-Apr-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Institutional Trust Company, National Association 09-Apr-18 yes |
4.81 on mkt buy AUD ORD 184,949 184,949 |
| BlackRock Fund Advisors 09-Apr-18 yes |
4.81 on mkt buy AUD ORD 12,359 12,359 |
| BlackRock Advisors(UK)Limited 09-Apr-18 no |
n/a in specie AUD ORD 42,971 42,971 |
| BlackRock Japan Co., Ltd. 09-Apr-18 no |
n/a collateral transfer AUD ORD 59,048 59,048 |
| BlackRock Investment Management, LLC 09-Apr-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management (UK) Limited 09-Apr-18 no |
n/a collateral transfer AUD ORD 4,685 4,685 |
| BlackRock Advisors,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 8,023 8,023 |
| BlackRock Institutional Trust Company, National Association 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 342 342 |
| BlackRock Advisors,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 45 45 |
| BlackRock Advisors,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 2,293 2,293 |
| BlackRock Investment Management,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 89 89 |
| BlackRock Investment Management,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 868 868 |
| BlackRock Investment Management,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 131 131 |
| BlackRock Investment Management,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 4,076 4,076 |
| BlackRock Investment Management (Australia) Limited 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 166 166 |
| BlackRock Investment Management,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 259 259 |
| BlackRock Investment Management,LLC 10-Apr-18 yes |
4.80 on mkt buy AUD ORD 421 421 |
| BlackRock Advisors(UK)Limited 10-Apr-18 yes |
4.82 on mkt buy AUD ORD 6,517 6,517 |
| BlackRock Investment Management (Australia) Limited 10-Apr-18 yes |
4.82 on mkt buy AUD ORD 19,368 19,368 |
| BlackRock Fund Advisors 10-Apr-18 no |
n/a in specie AUD ORD 21,820 21,820 |
| BlackRock Institutional Trust Company, National Association 10-Apr-18 no |
n/a in specie AUD ORD 55,034 55,034 |
| BlackRock Institutional Trust Company, National Association 10-Apr-18 no |
n/a in specie AUD ORD 29,606 29,606 |
| BlackRock Institutional Trust Company, National Association 10-Apr-18 no |
n/a in specie AUD ORD 40,685 40,685 |
| BlackRock Advisors (UK) Limited 10-Apr-18 no |
n/a collateral transfer AUD ORD 6 6 |
| BlackRock Financial Management, Inc. 10-Apr-18 no |
n/a collateral transfer AUD ORD 7,424 7,424 |
page 4 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 11-Apr-18 yes |
4.78 on mkt buy AUD ORD 3,425 3,425 |
| BlackRock Japan Co., Ltd. 11-Apr-18 no |
n/a collateral transfer AUD ORD 2,774,787 2,774,787 |
| BlackRock Advisors (UK) Limited 11-Apr-18 no |
n/a collateral transfer AUD ORD 195,269 195,269 |
| BlackRock Investment Management (UK) Limited 11-Apr-18 no |
n/a collateral transfer AUD ORD 7,093 7,093 |
| BlackRock Advisors(UK)Limited 12-Apr-18 yes |
4.80 on mkt buy AUD ORD 908 908 |
| BlackRock Advisors(UK)Limited 12-Apr-18 yes |
4.80 on mkt buy AUD ORD 2,475 2,475 |
| BlackRock Institutional Trust Company, National Association 12-Apr-18 yes |
4.80 on mkt buy AUD ORD 14,338 14,338 |
| BlackRock Investment Management (Australia) Limited 12-Apr-18 yes |
4.80 on mkt buy AUD ORD 2,663 2,663 |
| BlackRock Fund Advisors 12-Apr-18 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Japan Co., Ltd. 12-Apr-18 no |
n/a collateral transfer AUD ORD 12,717 12,717 |
| BlackRock Investment Management (UK) Limited 12-Apr-18 no |
n/a collateral transfer AUD ORD 982 982 |
| BlackRock Financial Management,Inc. 13-Apr-18 yes |
4.79 on mkt buy AUD ORD 247 247 |
| BlackRock Advisors(UK)Limited 13-Apr-18 yes |
4.78 on mkt buy AUD ORD 2,520 2,520 |
| BlackRock Advisors(UK)Limited 13-Apr-18 yes |
4.78 on mkt buy AUD ORD 1,652 1,652 |
| BlackRock Investment Management (Australia) Limited 13-Apr-18 yes |
4.78 on mkt buy AUD ORD 24,749 24,749 |
| BlackRock Capital Management, Inc. 13-Apr-18 no |
n/a collateral transfer AUD ORD 84 84 |
| BlackRock Financial Management, Inc. 13-Apr-18 no |
n/a collateral transfer AUD ORD 166 166 |
| BlackRock Investment Management, LLC 13-Apr-18 no |
n/a collateral transfer AUD ORD 545 545 |
| BlackRock Investment Management (UK) Limited 13-Apr-18 no |
n/a collateral transfer AUD ORD 42,223 42,223 |
| BlackRock Advisors(UK)Limited 16-Apr-18 yes |
4.76 on mkt buy AUD ORD 5,928 5,928 |
| BlackRock Advisors(UK)Limited 16-Apr-18 yes |
4.76 on mkt buy AUD ORD 2,478 2,478 |
| BlackRock International Limited 16-Apr-18 yes |
4.76 on mkt buy AUD ORD 4,485 4,485 |
| BlackRock Investment Management (Australia) Limited 16-Apr-18 yes |
4.76 on mkt buy AUD ORD 8,175 8,175 |
| BlackRock Japan Co., Ltd. 16-Apr-18 no |
n/a collateral transfer AUD ORD 31,687 31,687 |
| BlackRock Financial Management, Inc. 16-Apr-18 no |
n/a collateral transfer AUD ORD 321 321 |
| BlackRock Advisors,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 14,149 14,149 |
| BlackRock Institutional Trust Company, National Association 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 605 605 |
| BlackRock Advisors,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 79 79 |
| BlackRock Advisors,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 4,057 4,057 |
| BlackRock Investment Management,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 157 157 |
| BlackRock Investment Management,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 1,538 1,538 |
| BlackRock Investment Management,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 232 232 |
| BlackRock Investment Management,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 7,192 7,192 |
| BlackRock Investment Management (Australia) Limited 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 293 293 |
| BlackRock Investment Management,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 460 460 |
| BlackRock Investment Management,LLC 17-Apr-18 yes |
4.74 on mkt buy AUD ORD 746 746 |
| BlackRock Advisors(UK)Limited 17-Apr-18 yes |
4.55 on mkt buy AUD ORD 11,858 11,858 |
| BlackRock Fund Advisors 17-Apr-18 yes |
4.55 on mkt buy AUD ORD 12,211 12,211 |
| BlackRock Investment Management (UK) Limited 17-Apr-18 no |
n/a collateral transfer AUD ORD 338 338 |
| BlackRock Investment Management (Australia) Limited 18-Apr-18 yes |
4.45 on mkt buy AUD ORD 27,325 27,325 |
| BlackRock Fund Advisors 18-Apr-18 yes |
4.45 on mkt buy AUD ORD 10,148 10,148 |
| BlackRock Advisors (UK) Limited 18-Apr-18 no |
n/a collateral transfer AUD ORD 32,180 32,180 |
| BlackRock Investment Management (UK) Limited 18-Apr-18 no |
n/a collateral transfer AUD ORD 541 541 |
| BlackRock Advisors(UK)Limited 19-Apr-18 yes |
4.32 on mkt buy AUD ORD 47,432 47,432 |
| BlackRock Institutional Trust Company, National Association 19-Apr-18 yes |
4.32 on mkt buy AUD ORD 22,694 22,694 |
| BlackRock Fund Advisors 19-Apr-18 no |
n/a in specie AUD ORD 874 874 |
| BlackRock Financial Management, Inc. 19-Apr-18 no |
n/a collateral transfer AUD ORD 20 20 |
| BlackRock Financial Management,Inc. 20-Apr-18 yes |
4.31 on mkt buy AUD ORD 514 514 |
| BlackRock Investment Management (UK) Limited 20-Apr-18 yes |
4.32 on mkt buy AUD ORD 2,192 2,192 |
| BlackRock Investment Management (Australia) Limited 20-Apr-18 yes |
4.30 on mkt buy AUD ORD 13,942 13,942 |
page 5 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 20-Apr-18 no |
n/a collateral transfer AUD ORD 400,305 400,305 |
| BlackRock Advisors (UK) Limited 20-Apr-18 no |
n/a collateral transfer AUD ORD 28,466 28,466 |
| BlackRock Financial Management, Inc. 20-Apr-18 no |
n/a collateral transfer AUD ORD 18 18 |
| BlackRock Advisors(UK)Limited 23-Apr-18 yes |
4.17 on mkt buy AUD ORD 17,784 17,784 |
| BlackRock Advisors(UK)Limited 23-Apr-18 yes |
4.25 on mkt buy AUD ORD 5,928 5,928 |
| BlackRock Fund Advisors 23-Apr-18 no |
n/a in specie AUD ORD 17,800 17,800 |
| BlackRock Fund Advisors 23-Apr-18 no |
n/a in specie AUD ORD 43,540 43,540 |
| BlackRock Fund Advisors 23-Apr-18 no |
n/a in specie AUD ORD 82,726 82,726 |
| BlackRock Investment Management (UK) Limited 23-Apr-18 no |
n/a collateral transfer AUD ORD 5 5 |
| BlackRock Advisors(UK)Limited 24-Apr-18 yes |
4.06 on mkt buy AUD ORD 5,931 5,931 |
| BlackRock Advisors(UK)Limited 24-Apr-18 yes |
4.07 on mkt buy AUD ORD 5,931 5,931 |
| BlackRock Advisors(UK)Limited 24-Apr-18 yes |
4.06 on mkt buy AUD ORD 2,478 2,478 |
| BlackRock Fund Advisors 24-Apr-18 no |
n/a in specie AUD ORD 1,308 1,308 |
| BlackRock Fund Advisors 24-Apr-18 no |
n/a in specie AUD ORD 3,924 3,924 |
| BlackRock Fund Advisors 24-Apr-18 no |
n/a in specie AUD ORD 87,080 87,080 |
| BlackRock Japan Co., Ltd. 24-Apr-18 no |
n/a collateral transfer AUD ORD 489,277 489,277 |
| BlackRock Advisors (UK) Limited 24-Apr-18 no |
n/a collateral transfer AUD ORD 63,612 63,612 |
| BlackRock Financial Management, Inc. 24-Apr-18 no |
n/a collateral transfer AUD ORD 3 3 |
| BlackRock Financial Management, Inc. 25-Apr-18 no |
n/a collateral transfer AUD ORD 19 19 |
| BlackRock Investment Management (UK) Limited 25-Apr-18 no |
n/a collateral transfer AUD ORD 759,102 759,102 |
| BlackRock Japan Co.,Ltd. 26-Apr-18 yes |
4.10 on mkt buy AUD ORD 5,373 5,373 |
| BlackRock Advisors(UK)Limited 26-Apr-18 yes |
4.05 on mkt buy AUD ORD 1,309 1,309 |
| BlackRock Advisors(UK)Limited 26-Apr-18 yes |
4.05 on mkt buy AUD ORD 4,985 4,985 |
| BlackRock Fund Advisors 26-Apr-18 no |
n/a in specie AUD ORD 4,272 4,272 |
| BlackRock Japan Co., Ltd. 26-Apr-18 no |
n/a collateral transfer AUD ORD 1,196,244 1,196,244 |
| BlackRock Advisors (UK) Limited 26-Apr-18 no |
n/a collateral transfer AUD ORD 184,316 184,316 |
| BlackRock Financial Management, Inc. 26-Apr-18 no |
n/a collateral transfer AUD ORD 5 5 |
| BlackRock Asset Management North Asia Limited 26-Apr-18 no |
n/a collateral transfer AUD ORD 1,318 1,318 |
| BlackRock Advisors(UK)Limited 27-Apr-18 yes |
4.02 on mkt buy AUD ORD 6,201 6,201 |
| BlackRock Fund Advisors 27-Apr-18 no |
n/a in specie AUD ORD 19,844 19,844 |
| BlackRock Advisors(UK)Limited 27-Apr-18 no |
n/a in specie AUD ORD 6,634 6,634 |
| BlackRock Advisors(UK)Limited 27-Apr-18 no |
n/a in specie AUD ORD 34,853 34,853 |
| BlackRock Japan Co., Ltd. 27-Apr-18 no |
n/a collateral transfer AUD ORD 81,451 81,451 |
| BlackRock Advisors (UK) Limited 27-Apr-18 no |
n/a collateral transfer AUD ORD 794,330 794,330 |
| BlackRock Institutional Trust Company, National Association 30-Apr-18 no |
n/a in specie AUD ORD 83,998 83,998 |
| BlackRock Advisors(UK)Limited 30-Apr-18 yes |
4.04 on mkt buy AUD ORD 12,292 12,292 |
| BlackRock Advisors(UK)Limited 30-Apr-18 no |
n/a in specie AUD ORD 363,693 363,693 |
| BlackRock Advisors,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 24,649 24,649 |
| BlackRock Institutional Trust Company, National Association 01-May-18 yes |
4.03 on mkt buy AUD ORD 1,060 1,060 |
| BlackRock Advisors,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 137 137 |
| BlackRock Advisors,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 7,084 7,084 |
| BlackRock Investment Management,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 275 275 |
| BlackRock Investment Management,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 2,697 2,697 |
| BlackRock Investment Management,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 408 408 |
| BlackRock Investment Management,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 12,377 12,377 |
| BlackRock Investment Management (Australia) Limited 01-May-18 yes |
4.03 on mkt buy AUD ORD 514 514 |
| BlackRock Investment Management,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 773 773 |
| BlackRock Investment Management,LLC 01-May-18 yes |
4.03 on mkt buy AUD ORD 1,305 1,305 |
| BlackRock Investment Management (Australia) Limited 01-May-18 yes |
4.05 on mkt buy AUD ORD 14,549 14,549 |
| BlackRock Financial Management, Inc. 01-May-18 no |
n/a collateral transfer AUD ORD 460 460 |
| BlackRock Asset Management North Asia Limited 01-May-18 no |
n/a collateral transfer AUD ORD 129 129 |
| BlackRock Advisors(UK)Limited 02-May-18 yes |
4.15 on mkt buy AUD ORD 15,792 15,792 |
| BlackRock Advisors(UK)Limited 02-May-18 yes |
4.15 on mkt buy AUD ORD 4,016 4,016 |
| BlackRock Fund Advisors 02-May-18 no |
n/a in specie AUD ORD 4,977 4,977 |
page 6 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (UK) Limited 02-May-18 no |
n/a in specie AUD ORD 23,928 23,928 |
| BlackRock Fund Advisors 02-May-18 no |
n/a in specie AUD ORD 26,835 26,835 |
| BlackRock Japan Co., Ltd. 02-May-18 no |
n/a collateral transfer AUD ORD 1,092,601 1,092,601 |
| BlackRock Financial Management, Inc. 02-May-18 no |
n/a collateral transfer AUD ORD 665 665 |
| BlackRock Asset Management North Asia Limited 02-May-18 no |
n/a collateral transfer AUD ORD 103 103 |
| BlackRock Advisors(UK)Limited 03-May-18 yes |
4.12 on mkt buy AUD ORD 6,207 6,207 |
| BlackRock Advisors(UK)Limited 03-May-18 yes |
4.12 on mkt buy AUD ORD 2,646 2,646 |
| BlackRock Fund Advisors 03-May-18 no |
n/a in specie AUD ORD 17,890 17,890 |
| BlackRock Fund Advisors 03-May-18 no |
n/a in specie AUD ORD 5,244 5,244 |
| BlackRock Advisors (UK) Limited 03-May-18 no |
n/a collateral transfer AUD ORD 300,524 300,524 |
| BlackRock Investment Management (UK) Limited 03-May-18 no |
n/a collateral transfer AUD ORD 812 812 |
| BlackRock Asset Management North Asia Limited 03-May-18 no |
n/a collateral transfer AUD ORD 322 322 |
| BlackRock Financial Management,Inc. 07-May-18 yes |
4.13 on mkt buy AUD ORD 332 332 |
| BlackRock Fund Advisors 07-May-18 yes |
4.12 on mkt buy AUD ORD 140,459 140,459 |
| BlackRock Fund Advisors 07-May-18 no |
n/a in specie AUD ORD 5,244 5,244 |
| BlackRock Advisors,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 7,065 7,065 |
| BlackRock Institutional Trust Company, National Association 08-May-18 yes |
4.11 on mkt buy AUD ORD 310 310 |
| BlackRock Advisors,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 39 39 |
| BlackRock Advisors,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 2,047 2,047 |
| BlackRock Investment Management,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 81 81 |
| BlackRock Investment Management,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 783 783 |
| BlackRock Investment Management,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 120 120 |
| BlackRock Investment Management,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 3,414 3,414 |
| BlackRock Investment Management (Australia) Limited 08-May-18 yes |
4.11 on mkt buy AUD ORD 140 140 |
| BlackRock Investment Management,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 233 233 |
| BlackRock Investment Management,LLC 08-May-18 yes |
4.11 on mkt buy AUD ORD 378 378 |
| BlackRock Investment Management (Australia) Limited 08-May-18 yes |
4.11 on mkt buy AUD ORD 117,833 117,833 |
| BlackRock Financial Management,Inc. 08-May-18 no |
n/a in specie AUD ORD 365,564 365,564 |
| BlackRock Advisors(UK)Limited 09-May-18 yes |
4.08 on mkt buy AUD ORD 6,200 6,200 |
| BlackRock Advisors(UK)Limited 09-May-18 yes |
4.08 on mkt buy AUD ORD 31,000 31,000 |
| BlackRock Advisors(UK)Limited 09-May-18 yes |
4.08 on mkt buy AUD ORD 1,324 1,324 |
| BlackRock Advisors(UK)Limited 09-May-18 yes |
4.08 on mkt buy AUD ORD 3,788 3,788 |
| BlackRock Advisors(UK)Limited 09-May-18 yes |
4.08 on mkt buy AUD ORD 12,308 12,308 |
| BlackRock Advisors(UK)Limited 09-May-18 yes |
4.08 on mkt buy AUD ORD 3,788 3,788 |
| BlackRock Advisors(UK)Limited 09-May-18 yes |
4.08 on mkt buy AUD ORD 2,416 2,416 |
| BlackRock Fund Advisors 09-May-18 no |
n/a in specie AUD ORD 7,866 7,866 |
| BlackRock Japan Co., Ltd. 09-May-18 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Advisors (UK) Limited 09-May-18 no |
n/a collateral transfer AUD ORD 34,536 34,536 |
| BlackRock Advisors(UK)Limited 10-May-18 yes |
4.02 on mkt buy AUD ORD 18,627 18,627 |
| BlackRock Advisors(UK)Limited 10-May-18 yes |
3.96 on mkt buy AUD ORD 3,324 3,324 |
| BlackRock Advisors(UK)Limited 11-May-18 yes |
3.73 on mkt buy AUD ORD 12,428 12,428 |
| BlackRock Financial Management,Inc. 11-May-18 yes |
3.83 on mkt buy AUD ORD 265 265 |
| BlackRock Advisors(UK)Limited 11-May-18 yes |
3.73 on mkt buy AUD ORD 24,856 24,856 |
| BlackRock Advisors(UK)Limited 11-May-18 yes |
3.73 on mkt buy AUD ORD 4,750 4,750 |
| BlackRock Investment Management (UK) Limited 11-May-18 yes |
3.73 on mkt buy AUD ORD 50,319 50,319 |
| BlackRock Fund Advisors 11-May-18 no |
n/a in specie AUD ORD 24,244 24,244 |
| BlackRock Japan Co., Ltd. 11-May-18 no |
n/a collateral transfer AUD ORD 31 31 |
| BlackRock Advisors(UK)Limited 14-May-18 yes |
3.85 on mkt buy AUD ORD 18,675 18,675 |
| BlackRock Investment Management,LLC 14-May-18 yes |
3.85 on mkt buy AUD ORD 43,192 43,192 |
| BlackRock Fund Advisors 14-May-18 no |
n/a in specie AUD ORD 11,020 11,020 |
| BlackRock Japan Co., Ltd. 14-May-18 no |
n/a collateral transfer AUD ORD 61,729 61,729 |
| BlackRock Advisors,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 8,087 8,087 |
| BlackRock Institutional Trust Company, National Association 15-May-18 yes |
3.86 on mkt buy AUD ORD 352 352 |
| BlackRock Advisors,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 46 46 |
| BlackRock Advisors,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 2,345 2,345 |
| BlackRock Investment Management,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 92 92 |
| BlackRock Investment Management,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 895 895 |
| BlackRock Investment Management,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 135 135 |
| BlackRock Investment Management,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 3,779 3,779 |
page 7 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 15-May-18 yes |
3.86 on mkt buy AUD ORD 153 153 |
| BlackRock Investment Management,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 281 281 |
| BlackRock Investment Management,LLC 15-May-18 yes |
3.86 on mkt buy AUD ORD 437 437 |
| BlackRock Investment Management,LLC 15-May-18 yes |
3.87 on mkt buy AUD ORD 12,427 12,427 |
| BlackRock Investment Management (UK) Limited 15-May-18 no |
n/a in specie AUD ORD 67,366 67,366 |
| BlackRock Institutional Trust Company, National Association 15-May-18 no |
n/a in specie AUD ORD 103,445 103,445 |
| BlackRock Asset Management Canada Limited 16-May-18 no |
n/a in specie AUD ORD 12,683 12,683 |
| BlackRock Investment Management,LLC 16-May-18 yes |
3.87 on mkt buy AUD ORD 3,228 3,228 |
| BlackRock Advisors(UK)Limited 16-May-18 yes |
3.91 on mkt buy AUD ORD 1,335 1,335 |
| BlackRock Advisors(UK)Limited 16-May-18 yes |
3.91 on mkt buy AUD ORD 6,671 6,671 |
| BlackRock Advisors(UK)Limited 16-May-18 yes |
3.91 on mkt buy AUD ORD 953 953 |
| BlackRock Fund Advisors 16-May-18 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Japan Co., Ltd. 16-May-18 no |
n/a collateral transfer AUD ORD 286,139 286,139 |
| BlackRock Advisors(UK)Limited 17-May-18 yes |
3.93 on mkt buy AUD ORD 7,600 7,600 |
| BlackRock Fund Advisors 17-May-18 yes |
3.93 on mkt buy AUD ORD 77,280 77,280 |
| BlackRock Fund Advisors 17-May-18 yes |
3.93 on mkt buy AUD ORD 259 259 |
| BlackRock Advisors(UK)Limited 18-May-18 yes |
3.92 on mkt buy AUD ORD 2,853 2,853 |
| BlackRock Fund Advisors 18-May-18 no |
n/a in specie AUD ORD 17,632 17,632 |
| BlackRock Advisors (UK) Limited 18-May-18 no |
n/a collateral transfer AUD ORD 22,263 22,263 |
| BlackRock Investment Management (UK) Limited 18-May-18 no |
n/a collateral transfer AUD ORD 3,833,820 3,833,820 |
| BlackRock Advisors(UK)Limited 21-May-18 no |
n/a in specie AUD ORD 20,739 20,739 |
| BlackRock Advisors(UK)Limited 22-May-18 yes |
4.02 on mkt buy AUD ORD 1,812 1,812 |
| BlackRock Advisors(UK)Limited 22-May-18 yes |
4.02 on mkt buy AUD ORD 3,624 3,624 |
| BlackRock Advisors(UK)Limited 22-May-18 yes |
4.02 on mkt buy AUD ORD 2,416 2,416 |
| BlackRock Japan Co., Ltd. 22-May-18 no |
n/a collateral transfer AUD ORD 307,625 307,625 |
| BlackRock Advisors (UK) Limited 22-May-18 no |
n/a collateral transfer AUD ORD 42,919 42,919 |
| BlackRock Advisors(UK)Limited 23-May-18 yes |
3.93 on mkt buy AUD ORD 4,755 4,755 |
| BlackRock Advisors(UK)Limited 23-May-18 yes |
3.93 on mkt buy AUD ORD 8,559 8,559 |
| BlackRock Advisors(UK)Limited 23-May-18 no |
n/a in specie AUD ORD 69,311 69,311 |
| BlackRock Japan Co., Ltd. 23-May-18 no |
n/a collateral transfer AUD ORD 3,414 3,414 |
| BlackRock Asset Management Canada Limited 24-May-18 no |
n/a in specie AUD ORD 17,934 17,934 |
| BlackRock Financial Management, Inc. 24-May-18 no |
n/a collateral transfer AUD ORD 126 126 |
| BlackRock Investment Management, LLC 24-May-18 no |
n/a collateral transfer AUD ORD 21,538 21,538 |
| BlackRock Investment Management (UK) Limited 24-May-18 no |
n/a collateral transfer AUD ORD 579 579 |
| BlackRock Advisors(UK)Limited 25-May-18 yes |
3.91 on mkt buy AUD ORD 18,681 18,681 |
| BlackRock Japan Co., Ltd. 25-May-18 no |
n/a collateral transfer AUD ORD 4,141,025 4,141,025 |
| BlackRock Financial Management,Inc. 25-May-18 no |
n/a in specie AUD ORD 65,297 65,297 |
| BlackRock Fund Advisors 29-May-18 yes |
3.92 on mkt buy AUD ORD 5,244 5,244 |
| BlackRock Advisors (UK) Limited 29-May-18 no |
n/a collateral transfer AUD ORD 22,243 22,243 |
| BlackRock Advisors(UK)Limited 30-May-18 yes |
3.86 on mkt buy AUD ORD 6,234 6,234 |
| BlackRock Advisors(UK)Limited 30-May-18 yes |
3.86 on mkt buy AUD ORD 4,256 4,256 |
| BlackRock Fund Advisors 30-May-18 yes |
3.86 on mkt buy AUD ORD 48,201 48,201 |
| BlackRock Japan Co., Ltd. 30-May-18 no |
n/a collateral transfer AUD ORD 3 3 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 4,725 4,725 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 14,893 14,893 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 16,787 16,787 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 4,715 4,715 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 5,318 5,318 |
| BlackRock Asset Management Canada Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 1,073 1,073 |
| BlackRock Asset Management Canada Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 1,214 1,214 |
| BlackRock(Netherlands)B.V. 31-May-18 yes |
3.90 on mkt buy AUD ORD 770 770 |
| BlackRock(Netherlands)B.V. 31-May-18 yes |
3.90 on mkt buy AUD ORD 681 681 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 49,721 49,721 |
page 8 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 44,119 44,119 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 12,546 12,546 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 14,143 14,143 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 34,451 34,451 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 30,570 30,570 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 13,424 13,424 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 15,133 15,133 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 6,298 6,298 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 5,585 5,585 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 308 308 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 268 268 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 18,580 18,580 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 16,489 16,489 |
| BlackRock Institutional Trust Company, National Association 31-May-18 yes |
3.90 on mkt buy AUD ORD 9,068 9,068 |
| BlackRock Institutional Trust Company, National Association 31-May-18 yes |
3.90 on mkt buy AUD ORD 10,222 10,222 |
| BlackRock Institutional Trust Company, National Association 31-May-18 yes |
3.90 on mkt buy AUD ORD 17,485 17,485 |
| BlackRock Institutional Trust Company, National Association 31-May-18 yes |
3.90 on mkt buy AUD ORD 15,517 15,517 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 114,258 114,258 |
| BlackRock Investment Management (UK) Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 128,763 128,763 |
| BlackRock Institutional Trust Company, National Association 31-May-18 yes |
3.90 on mkt buy AUD ORD 170,065 170,065 |
| BlackRock Institutional Trust Company, National Association 31-May-18 yes |
3.90 on mkt buy AUD ORD 150,906 150,906 |
| BlackRock Advisors (UK) Limited 01-Jun-18 no |
n/a collateral transfer AUD ORD 53,044 53,044 |
| BlackRock Fund Advisors 04-Jun-18 yes |
3.81 on mkt buy AUD ORD 23,985 23,985 |
| BlackRock Advisors(UK)Limited 04-Jun-18 yes |
3.81 on mkt buy AUD ORD 907 907 |
| BlackRock Advisors(UK)Limited 04-Jun-18 yes |
3.81 on mkt buy AUD ORD 16,976 16,976 |
| BlackRock Investment Management,LLC 05-Jun-18 yes |
3.80 on mkt buy AUD ORD 3,169 3,169 |
| BlackRock Financial Management,Inc. 05-Jun-18 yes |
3.79 on mkt buy AUD ORD 9,152 9,152 |
| BlackRock(Netherlands)B.V. 05-Jun-18 yes |
3.79 on mkt buy AUD ORD 4,606 4,606 |
| BlackRock Fund Advisors 05-Jun-18 no |
n/a in specie AUD ORD 4,902 4,902 |
| BlackRock Japan Co., Ltd. 05-Jun-18 no |
n/a collateral transfer AUD ORD 38,937 38,937 |
| BlackRock Advisors (UK) Limited 05-Jun-18 no |
n/a collateral transfer AUD ORD 270,145 270,145 |
| BlackRock Investment Management, LLC 05-Jun-18 no |
n/a collateral transfer AUD ORD 1,611 1,611 |
| BlackRock Investment Management (UK) Limited 05-Jun-18 no |
n/a collateral transfer AUD ORD 60,189 60,189 |
| BlackRock Asset Management North Asia Limited 05-Jun-18 no |
n/a collateral transfer AUD ORD 9,524 9,524 |
| BlackRock Advisors(UK)Limited 06-Jun-18 yes |
3.76 on mkt buy AUD ORD 31,925 31,925 |
| BlackRock Advisors(UK)Limited 06-Jun-18 yes |
3.73 on mkt buy AUD ORD 25,540 25,540 |
| BlackRock Investment Management (UK) Limited 06-Jun-18 no |
n/a in specie AUD ORD 57,032 57,032 |
| BlackRock Fund Advisors 06-Jun-18 no |
n/a in specie AUD ORD 4,218 4,218 |
| BlackRock Financial Management, Inc. 06-Jun-18 no |
n/a collateral transfer AUD ORD 13 13 |
| BlackRock Investment Management, LLC 06-Jun-18 no |
n/a collateral transfer AUD ORD 183,110 183,110 |
| BlackRock Investment Management (UK) Limited 06-Jun-18 no |
n/a collateral transfer AUD ORD 771,823 771,823 |
| BlackRock Asset Management North Asia Limited 06-Jun-18 no |
n/a collateral transfer AUD ORD 45,016 45,016 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 25,572 25,572 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 19,179 19,179 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 8,509 8,509 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 1,630 1,630 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 2,436 2,436 |
| BlackRock Fund Advisors 07-Jun-18 no |
n/a in specie AUD ORD 4,921 4,921 |
| BlackRock Advisors (UK) Limited 07-Jun-18 no |
n/a collateral transfer AUD ORD 2,077,520 2,077,520 |
| BlackRock Advisors(UK)Limited 08-Jun-18 yes |
3.63 on mkt buy AUD ORD 6,403 6,403 |
| BlackRock Advisors(UK)Limited 08-Jun-18 yes |
3.63 on mkt buy AUD ORD 12,806 12,806 |
| BlackRock Advisors(UK)Limited 08-Jun-18 yes |
3.63 on mkt buy AUD ORD 3,908 3,908 |
| BlackRock Fund Advisors 08-Jun-18 no |
n/a in specie AUD ORD 8,958 8,958 |
| BlackRock Fund Advisors 08-Jun-18 no |
n/a in specie AUD ORD 8,958 8,958 |
page 9 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 08-Jun-18 no |
n/a in specie AUD ORD 26,835 26,835 |
| BlackRock Japan Co., Ltd. 08-Jun-18 no |
n/a collateral transfer AUD ORD 4,234 4,234 |
| BlackRock Advisors (UK) Limited 08-Jun-18 no |
n/a collateral transfer AUD ORD 334,130 334,130 |
| BlackRock Financial Management, Inc. 08-Jun-18 no |
n/a collateral transfer AUD ORD 13 13 |
| BlackRock Investment Management, LLC 08-Jun-18 no |
n/a collateral transfer AUD ORD 53,070 53,070 |
| BlackRock Investment Management (UK) Limited 08-Jun-18 no |
n/a collateral transfer AUD ORD 89,029 89,029 |
| BlackRock Asset Management North Asia Limited 08-Jun-18 no |
n/a collateral transfer AUD ORD 37,653 37,653 |
| BlackRock Advisors(UK)Limited 12-Jun-18 yes |
3.60 on mkt buy AUD ORD 12,830 12,830 |
| BlackRock Advisors(UK)Limited 12-Jun-18 yes |
3.60 on mkt buy AUD ORD 6,415 6,415 |
| BlackRock Fund Advisors 12-Jun-18 no |
n/a in specie AUD ORD 874 874 |
| BlackRock Advisors (UK) Limited 12-Jun-18 no |
n/a collateral transfer AUD ORD 458,894 458,894 |
| BlackRock Investment Management (Australia) Limited 14-Jun-18 yes |
3.63 on mkt buy AUD ORD 26,848 26,848 |
| BlackRock Asset Management Canada Limited 14-Jun-18 yes |
3.63 on mkt buy AUD ORD 38,667 38,667 |
| BlackRock Financial Management,Inc. 15-Jun-18 yes |
3.66 on mkt buy AUD ORD 368 368 |
| BlackRock Advisors(UK)Limited 15-Jun-18 yes |
3.64 on mkt buy AUD ORD 12,526 12,526 |
| BlackRock(Singapore)Limited 15-Jun-18 yes |
3.64 on mkt buy AUD ORD 24,270 24,270 |
| BlackRock Institutional Trust Company, National Association 15-Jun-18 yes |
3.64 on mkt buy AUD ORD 261,509 261,509 |
| BlackRock Advisors,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 6,554 6,554 |
| BlackRock Institutional Trust Company, National Association 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 338 338 |
| BlackRock Advisors,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 40 40 |
| BlackRock Advisors,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 2,112 2,112 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 86 86 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 818 818 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 116 116 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 3,416 3,416 |
| BlackRock Investment Management (Australia) Limited 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 161 161 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 232 232 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 392 392 |
| BlackRock Institutional Trust Company, National Association 19-Jun-18 yes |
3.61 on mkt buy AUD ORD 14,746 14,746 |
| BlackRock Financial Management,Inc. 19-Jun-18 yes |
3.60 on mkt buy AUD ORD 19,974 19,974 |
| BlackRock Advisors(UK)Limited 19-Jun-18 no |
n/a in specie AUD ORD 36,373 36,373 |
| BlackRock Japan Co., Ltd. 19-Jun-18 no |
n/a collateral transfer AUD ORD 835,014 835,014 |
| BlackRock Advisors (UK) Limited 19-Jun-18 no |
n/a collateral transfer AUD ORD 1,094,379 1,094,379 |
| BlackRock Financial Management, Inc. 19-Jun-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management, LLC 19-Jun-18 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Investment Management,LLC 20-Jun-18 yes |
3.64 on mkt buy AUD ORD 9,426 9,426 |
| BlackRock Investment Management (UK) Limited 20-Jun-18 yes |
3.64 on mkt buy AUD ORD 10,143 10,143 |
| BlackRock Advisors(UK)Limited 20-Jun-18 yes |
3.65 on mkt buy AUD ORD 18,792 18,792 |
| BlackRock Investment Management (UK) Limited 20-Jun-18 no |
n/a in specie AUD ORD 31,207 31,207 |
| BlackRock Advisors (UK) Limited 20-Jun-18 no |
n/a collateral transfer AUD ORD 856,619 856,619 |
| BlackRock Institutional Trust Company, National Association 21-Jun-18 yes |
3.64 on mkt buy AUD ORD 24,833 24,833 |
| BlackRock Advisors(UK)Limited 21-Jun-18 yes |
3.62 on mkt buy AUD ORD 9,520 9,520 |
| BlackRock Advisors (UK) Limited 21-Jun-18 no |
n/a collateral transfer AUD ORD 880,686 880,686 |
| BlackRock Advisors(UK)Limited 22-Jun-18 yes |
3.63 on mkt buy AUD ORD 1,641 1,641 |
| BlackRock Japan Co., Ltd. 22-Jun-18 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Institutional Trust Company, National Association 25-Jun-18 yes |
3.58 on mkt buy AUD ORD 3,309 3,309 |
| BlackRock Fund Advisors 25-Jun-18 no |
n/a in specie AUD ORD 6,940 6,940 |
| BlackRock Investment Management, LLC 25-Jun-18 no |
n/a collateral transfer AUD ORD 1,433 1,433 |
| BlackRock Investment Management (UK) Limited 25-Jun-18 no |
n/a collateral transfer AUD ORD 2,479,095 2,479,095 |
| BlackRock Financial Management,Inc. 25-Jun-18 no |
n/a in specie AUD ORD 59,605 59,605 |
page 10 of 11
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 21,544 21,544 |
| BlackRock Institutional Trust Company, National Association 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 963 963 |
| BlackRock Advisors,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 123 123 |
| BlackRock Advisors,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 6,334 6,334 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 248 248 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 2,396 2,396 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 364 364 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 10,778 10,778 |
| BlackRock Investment Management (Australia) Limited 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 451 451 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 695 695 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 1,160 1,160 |
| BlackRock Institutional Trust Company, National Association 26-Jun-18 yes |
3.61 on mkt buy AUD ORD 47,482 47,482 |
| BlackRock Advisors(UK)Limited 26-Jun-18 yes |
3.62 on mkt buy AUD ORD 3,005 3,005 |
| BlackRock Japan Co., Ltd. 26-Jun-18 no |
n/a collateral transfer AUD ORD 67,359 67,359 |
| BlackRock Institutional Trust Company, National Association 27-Jun-18 yes |
3.58 on mkt buy AUD ORD 1,315 1,315 |
| BlackRock Fund Advisors 27-Jun-18 no |
n/a in specie AUD ORD 26,130 26,130 |
| BlackRock Advisors (UK) Limited 27-Jun-18 no |
n/a collateral transfer AUD ORD 1,941,528 1,941,528 |
page 11 of 11
AMP
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
29-Jun-18
Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Capital Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
AMP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 29-Jun-18 Maria Tricarico, Authorised Signatory Date |
29-Jun-18 Maria Tricarico, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to AMP LTD or the Australian Securities and Investments Commission upon request.
AMP Page 1 of 1