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AMP LIMITED — Major Shareholding Notification 2018
Sep 23, 2018
64379_rns_2018-09-23_56f20c0a-3bc5-469c-b035-7dfb00f69e7d.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
AMPLTD
079354519
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
20 / / 09 2018
- Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6) ORD 147,487,428 147,487,428 5.05
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A & D
4. Details of present registered holders
- The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
- Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
==> picture [389 x 64] intentionally omitted <==
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Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
- Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association
see Annexure A7. Addresses The addresses of persons named in this form are as follows: Name Addresssee Annexure CSignatureBradley Taylor Authorised Signatory*print name capacity sign here date24/09/2018� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ! � � � � � " # � � � � � $ DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
Signature
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
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(7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
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(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
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(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 3 pages referred to in form 603 Notice of initial substantial shareholder
Bradley Taylor, Authorised Signatory
24-Sep-18 Date
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE |
ORD | 142,493 | 142,493 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - |
ORD | 35,026 | 35,026 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK |
ORD | 383,850 | 383,850 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 37,881 | 37,881 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - |
ORD | 4,893,787 | 4,893,787 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich |
ORD | 218,444 | 218,444 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - |
ORD | 2,120,261 | 2,120,261 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST |
ORD | 784,531 | 784,531 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-RBC Investor |
ORD | 146,396 | 146,396 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | Services Bank S.A. Zurich | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 6,708,881 | 6,708,881 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, |
ORD | 58,727 | 58,727 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS |
ORD | 122,678 | 122,678 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 2,035,956 | 2,035,956 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - |
ORD | 28,495 | 28,495 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK |
ORD | 98,049 | 98,049 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 1,535,244 | 1,535,244 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | BNYM-BONY |
ORD | 217,914 | 217,914 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG |
ORD | 7,087 | 7,087 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG |
ORD | 11,403 | 11,403 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore |
ORD | 4,216 | 4,216 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS |
ORD | 82,205 | 82,205 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF |
ORD | 302,241 | 302,241 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE |
ORD | 373,423 | 373,423 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST |
ORD | 498,298 | 498,298 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK |
ORD | 9,911 | 9,911 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 22,793 | 22,793 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BANK & TRUST | BlackRock Inc. | ||||
| investment manager or trustee. | TORONTO | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | STATE STREET BANK |
ORD | 91,790 | 91,790 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK |
ORD | 116,416 | 116,416 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 408,192 | 408,192 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. |
page 1 of 3
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 123,510 | 123,510 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 37,640,177 | 37,640,177 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF |
ORD | 2,202,658 | 2,202,658 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE |
ORD | 36,664,319 | 36,664,319 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST |
ORD | 961,667 | 961,667 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - |
ORD | 32,677 | 32,677 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON |
ORD | 58,273 | 58,273 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK |
ORD | 2,560,841 | 2,560,841 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE |
ORD | 298,571 | 298,571 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 109,106 | 109,106 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 7,371 | 7,371 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE |
ORD | 82,883 | 82,883 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST |
ORD | 1,046,529 | 1,046,529 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY |
ORD | 2,019,193 | 2,019,193 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - |
ORD | 24,947 | 24,947 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL |
ORD | 5,878,998 | 5,878,998 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore |
ORD | 1,745,430 | 1,745,430 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 |
ORD | 1,023,812 | 1,023,812 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON |
ORD | 152,926 | 152,926 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LUX |
ORD | 19,214 | 19,214 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan |
ORD | 75,946 | 75,946 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY |
ORD | 1,181,778 | 1,181,778 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - |
ORD | 1,224,458 | 1,224,458 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY |
ORD | 286,787 | 286,787 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON |
ORD | 2,537,968 | 2,537,968 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON |
ORD | 1,722,737 | 1,722,737 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE |
ORD | 106,454 | 106,454 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - |
ORD | 278,799 | 278,799 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST |
ORD | 190,030 | 190,030 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST |
ORD | 2,503,890 | 2,503,890 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA |
ORD | 184,079 | 184,079 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE |
ORD | 126,611 | 126,611 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 1,832,574 | 1,832,574 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 192,560 | 192,560 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. |
page 2 of 3
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest |
Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 1,132,402 | 1,132,402 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS |
ORD | 1,250 | 1,250 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY |
ORD | 232,877 | 232,877 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF |
ORD | 1,827,864 | 1,827,864 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE |
ORD | 1,843,313 | 1,843,313 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK |
ORD | 6,646 | 6,646 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK |
ORD | 88,462 | 88,462 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS |
ORD | 46,245 | 46,245 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BNYM-BONY |
ORD | 21,043 | 21,043 | subsidiary of | |
| securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE |
ORD | 3,564,180 | 3,564,180 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank |
ORD | 3,768,789 | 3,768,789 | subsidiary of | |
| securities and/or the power to dispose of securities as | And Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 41,207 | 41,207 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL |
ORD | 1,464,108 | 1,464,108 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | in its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET |
ORD | 1,077,991 | 1,077,991 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held | AUSTRALIA | BlackRock Inc. | ||||
| Limited | in its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS |
ORD | 1,846 | 1,846 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| Limited | in its capacityas responsible entity. | YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - |
ORD | 5,774,844 | 5,774,844 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held | SYDNEY | BlackRock Inc. | ||||
| Limited | in its capacityas responsible entity. |
page 3 of 3
AMP
Annexure B
This is Annexure B of 5 pages referred to in form 603 Notice of initial substantial shareholder
Bradley Taylor, Authorised Signatory
24-Sep-18 Date
5. Consideration
| AMP LIMITED (AMP) | AMP LIMITED (AMP) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Advisors(UK)Limited 21-May-18 no |
n/a in specie AUD ORD 20,739 20,739 |
| BlackRock Advisors(UK)Limited 22-May-18 yes |
4.02 on mkt buy AUD ORD 1,812 1,812 |
| BlackRock Advisors(UK)Limited 22-May-18 yes |
4.02 on mkt buy AUD ORD 3,624 3,624 |
| BlackRock Advisors(UK)Limited 22-May-18 yes |
4.02 on mkt buy AUD ORD 2,416 2,416 |
| BlackRock Japan Co.,Ltd. 22-May-18 no |
n/a collateral AUD ORD 307,625 307,625 |
| BlackRock Advisors(UK)Limited 22-May-18 no |
n/a collateral AUD ORD 42,919 42,919 |
| BlackRock Advisors(UK)Limited 23-May-18 yes |
3.93 on mkt buy AUD ORD 4,755 4,755 |
| BlackRock Advisors(UK)Limited 23-May-18 yes |
3.93 on mkt buy AUD ORD 8,559 8,559 |
| BlackRock Advisors(UK)Limited 23-May-18 no |
n/a in specie AUD ORD 69,311 69,311 |
| BlackRock Japan Co.,Ltd. 23-May-18 no |
n/a collateral AUD ORD 3,414 3,414 |
| BlackRock Asset Management Canada Limited 24-May-18 no |
n/a in specie AUD ORD 17,934 17,934 |
| BlackRock Financial Management,Inc. 24-May-18 no |
n/a collateral AUD ORD 126 126 |
| BlackRock Investment Management,LLC 24-May-18 no |
n/a collateral AUD ORD 21,538 21,538 |
| BlackRock Investment Management(UK) 24-May-18 no |
n/a collateral AUD ORD 579 579 |
| BlackRock Advisors(UK)Limited 25-May-18 yes |
3.91 on mkt buy AUD ORD 18,681 18,681 |
| BlackRock Japan Co.,Ltd. 25-May-18 no |
n/a collateral AUD ORD 4,141,025 4,141,025 |
| BlackRock Financial Management,Inc. 25-May-18 no |
n/a in specie AUD ORD 59,605 59,605 |
| BlackRock Fund Advisors 29-May-18 yes |
3.92 on mkt buy AUD ORD 5,244 5,244 |
| BlackRock Advisors(UK)Limited 29-May-18 no |
n/a collateral AUD ORD 22,243 22,243 |
| BlackRock Advisors(UK)Limited 30-May-18 yes |
3.86 on mkt buy AUD ORD 6,234 6,234 |
| BlackRock Advisors(UK)Limited 30-May-18 yes |
3.86 on mkt buy AUD ORD 4,256 4,256 |
| BlackRock Fund Advisors 30-May-18 yes |
3.86 on mkt buy AUD ORD 48,201 48,201 |
| BlackRock Japan Co.,Ltd. 30-May-18 no |
n/a collateral AUD ORD 3 3 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 4,725 4,725 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 14,893 14,893 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 16,787 16,787 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 4,715 4,715 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 5,318 5,318 |
| BlackRock Asset Management Canada Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 1,073 1,073 |
| BlackRock Asset Management Canada Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 1,214 1,214 |
| BlackRock(Netherlands)B.V. 31-May-18 yes |
3.90 on mkt buy AUD ORD 770 770 |
| BlackRock(Netherlands)B.V. 31-May-18 yes |
3.90 on mkt buy AUD ORD 681 681 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 49,721 49,721 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 44,119 44,119 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 12,546 12,546 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 14,143 14,143 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 34,451 34,451 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 30,570 30,570 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 13,424 13,424 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 15,133 15,133 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 6,298 6,298 |
| BlackRock Advisors(UK)Limited 31-May-18 yes |
3.90 on mkt buy AUD ORD 5,585 5,585 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 308 308 |
| BlackRock Fund Advisors 31-May-18 yes |
3.90 on mkt buy AUD ORD 268 268 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 18,580 18,580 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 16,489 16,489 |
| BlackRock Institutional Trust Company,National 31-May-18 yes |
3.90 on mkt buy AUD ORD 9,068 9,068 |
| BlackRock Institutional Trust Company,National 31-May-18 yes |
3.90 on mkt buy AUD ORD 10,222 10,222 |
| BlackRock Institutional Trust Company,National 31-May-18 yes |
3.90 on mkt buy AUD ORD 17,485 17,485 |
| BlackRock Institutional Trust Company,National 31-May-18 yes |
3.90 on mkt buy AUD ORD 15,517 15,517 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 114,258 114,258 |
| BlackRock Investment Management(UK) 31-May-18 yes |
3.90 on mkt buy AUD ORD 128,763 128,763 |
| BlackRock Institutional Trust Company,National 31-May-18 yes |
3.90 on mkt buy AUD ORD 170,065 170,065 |
| BlackRock Institutional Trust Company,National 31-May-18 yes |
3.90 on mkt buy AUD ORD 150,906 150,906 |
| BlackRock Advisors(UK)Limited 01-Jun-18 no |
n/a collateral AUD ORD 53,044 53,044 |
| BlackRock Fund Advisors 04-Jun-18 yes |
3.81 on mkt buy AUD ORD 23,985 23,985 |
| BlackRock Advisors(UK)Limited 04-Jun-18 yes |
3.81 on mkt buy AUD ORD 907 907 |
| BlackRock Advisors(UK)Limited 04-Jun-18 yes |
3.81 on mkt buy AUD ORD 16,976 16,976 |
| BlackRock Investment Management,LLC 05-Jun-18 yes |
3.80 on mkt buy AUD ORD 3,169 3,169 |
| BlackRock Financial Management,Inc. 05-Jun-18 yes |
3.79 on mkt buy AUD ORD 9,152 9,152 |
| BlackRock(Netherlands)B.V. 05-Jun-18 yes |
3.79 on mkt buy AUD ORD 4,606 4,606 |
| BlackRock Fund Advisors 05-Jun-18 no |
n/a in specie AUD ORD 4,902 4,902 |
page 1 of 5
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 05-Jun-18 no |
n/a collateral AUD ORD 38,937 38,937 |
| BlackRock Advisors(UK)Limited 05-Jun-18 no |
n/a collateral AUD ORD 270,145 270,145 |
| BlackRock Investment Management,LLC 05-Jun-18 no |
n/a collateral AUD ORD 1,611 1,611 |
| BlackRock Investment Management(UK) 05-Jun-18 no |
n/a collateral AUD ORD 60,189 60,189 |
| BlackRock Asset Management North Asia 05-Jun-18 no |
n/a collateral AUD ORD 9,524 9,524 |
| BlackRock Advisors(UK)Limited 06-Jun-18 yes |
3.76 on mkt buy AUD ORD 31,925 31,925 |
| BlackRock Advisors(UK)Limited 06-Jun-18 yes |
3.73 on mkt buy AUD ORD 25,540 25,540 |
| BlackRock Investment Management(UK) 06-Jun-18 no |
n/a in specie AUD ORD 57,032 57,032 |
| BlackRock Fund Advisors 06-Jun-18 no |
n/a in specie AUD ORD 4,218 4,218 |
| BlackRock Financial Management,Inc. 06-Jun-18 no |
n/a collateral AUD ORD 13 13 |
| BlackRock Investment Management,LLC 06-Jun-18 no |
n/a collateral AUD ORD 183,110 183,110 |
| BlackRock Investment Management(UK) 06-Jun-18 no |
n/a collateral AUD ORD 771,823 771,823 |
| BlackRock Asset Management North Asia 06-Jun-18 no |
n/a collateral AUD ORD 45,016 45,016 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 25,572 25,572 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 19,179 19,179 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 8,509 8,509 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 1,630 1,630 |
| BlackRock Advisors(UK)Limited 07-Jun-18 yes |
3.62 on mkt buy AUD ORD 2,436 2,436 |
| BlackRock Fund Advisors 07-Jun-18 no |
n/a in specie AUD ORD 4,921 4,921 |
| BlackRock Advisors(UK)Limited 07-Jun-18 no |
n/a collateral AUD ORD 2,077,520 2,077,520 |
| BlackRock Advisors(UK)Limited 08-Jun-18 yes |
3.63 on mkt buy AUD ORD 6,403 6,403 |
| BlackRock Advisors(UK)Limited 08-Jun-18 yes |
3.63 on mkt buy AUD ORD 12,806 12,806 |
| BlackRock Advisors(UK)Limited 08-Jun-18 yes |
3.63 on mkt buy AUD ORD 3,908 3,908 |
| BlackRock Fund Advisors 08-Jun-18 no |
n/a in specie AUD ORD 8,958 8,958 |
| BlackRock Fund Advisors 08-Jun-18 no |
n/a in specie AUD ORD 8,958 8,958 |
| BlackRock Fund Advisors 08-Jun-18 no |
n/a in specie AUD ORD 26,835 26,835 |
| BlackRock Japan Co.,Ltd. 08-Jun-18 no |
n/a collateral AUD ORD 4,234 4,234 |
| BlackRock Advisors(UK)Limited 08-Jun-18 no |
n/a collateral AUD ORD 334,130 334,130 |
| BlackRock Financial Management,Inc. 08-Jun-18 no |
n/a collateral AUD ORD 13 13 |
| BlackRock Investment Management,LLC 08-Jun-18 no |
n/a collateral AUD ORD 53,070 53,070 |
| BlackRock Investment Management(UK) 08-Jun-18 no |
n/a collateral AUD ORD 89,029 89,029 |
| BlackRock Asset Management North Asia 08-Jun-18 no |
n/a collateral AUD ORD 37,653 37,653 |
| BlackRock Advisors(UK)Limited 12-Jun-18 yes |
3.60 on mkt buy AUD ORD 12,830 12,830 |
| BlackRock Advisors(UK)Limited 12-Jun-18 yes |
3.60 on mkt buy AUD ORD 6,415 6,415 |
| BlackRock Fund Advisors 12-Jun-18 no |
n/a in specie AUD ORD 874 874 |
| BlackRock Advisors(UK)Limited 12-Jun-18 no |
n/a collateral AUD ORD 458,894 458,894 |
| BlackRock Investment Management(Australia) 14-Jun-18 yes |
3.63 on mkt buy AUD ORD 26,848 26,848 |
| BlackRock Asset Management Canada Limited 14-Jun-18 yes |
3.63 on mkt buy AUD ORD 38,667 38,667 |
| BlackRock Financial Management,Inc. 15-Jun-18 yes |
3.66 on mkt buy AUD ORD 368 368 |
| BlackRock Advisors(UK)Limited 15-Jun-18 yes |
3.64 on mkt buy AUD ORD 12,526 12,526 |
| BlackRock(Singapore)Limited 15-Jun-18 yes |
3.64 on mkt buy AUD ORD 24,270 24,270 |
| BlackRock Institutional Trust Company,National 15-Jun-18 yes |
3.64 on mkt buy AUD ORD 261,509 261,509 |
| BlackRock Advisors,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 6,554 6,554 |
| BlackRock Institutional Trust Company,National 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 338 338 |
| BlackRock Advisors,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 40 40 |
| BlackRock Advisors,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 2,112 2,112 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 86 86 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 818 818 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 116 116 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 3,416 3,416 |
| BlackRock Investment Management(Australia) 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 161 161 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 232 232 |
| BlackRock Investment Management,LLC 19-Jun-18 yes |
3.63 on mkt buy AUD ORD 392 392 |
| BlackRock Institutional Trust Company,National 19-Jun-18 yes |
3.61 on mkt buy AUD ORD 14,746 14,746 |
| BlackRock Financial Management,Inc. 19-Jun-18 yes |
3.60 on mkt buy AUD ORD 19,974 19,974 |
| BlackRock Advisors(UK)Limited 19-Jun-18 no |
n/a in specie AUD ORD 36,373 36,373 |
| BlackRock Japan Co.,Ltd. 19-Jun-18 no |
n/a collateral AUD ORD 835,014 835,014 |
| BlackRock Advisors(UK)Limited 19-Jun-18 no |
n/a collateral AUD ORD 1,094,379 1,094,379 |
| BlackRock Financial Management,Inc. 19-Jun-18 no |
n/a collateral AUD ORD 1 1 |
| BlackRock Investment Management,LLC 19-Jun-18 no |
n/a collateral AUD ORD 2 2 |
| BlackRock Advisors(UK)Limited 20-Jun-18 yes |
3.65 on mkt buy AUD ORD 18,792 18,792 |
| BlackRock Investment Management(UK) 20-Jun-18 no |
n/a in specie AUD ORD 31,207 31,207 |
| BlackRock Advisors(UK)Limited 20-Jun-18 no |
n/a collateral AUD ORD 856,619 856,619 |
| BlackRock Institutional Trust Company,National 21-Jun-18 yes |
3.64 on mkt buy AUD ORD 24,833 24,833 |
| BlackRock Advisors(UK)Limited 21-Jun-18 yes |
3.62 on mkt buy AUD ORD 9,520 9,520 |
| BlackRock Advisors(UK)Limited 21-Jun-18 no |
n/a collateral AUD ORD 880,686 880,686 |
| BlackRock Advisors(UK)Limited 22-Jun-18 yes |
3.63 on mkt buy AUD ORD 1,641 1,641 |
| BlackRock Japan Co.,Ltd. 22-Jun-18 no |
n/a collateral AUD ORD 1 1 |
| BlackRock Fund Advisors 25-Jun-18 no |
n/a in specie AUD ORD 6,940 6,940 |
| BlackRock Investment Management,LLC 25-Jun-18 no |
n/a collateral AUD ORD 1,433 1,433 |
| BlackRock Investment Management(UK) 25-Jun-18 no |
n/a collateral AUD ORD 2,479,095 2,479,095 |
| BlackRock Advisors,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 21,544 21,544 |
| BlackRock Institutional Trust Company,National 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 963 963 |
| BlackRock Advisors,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 123 123 |
| BlackRock Advisors,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 6,334 6,334 |
page 2 of 5
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 248 248 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 2,396 2,396 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 364 364 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 10,778 10,778 |
| BlackRock Investment Management(Australia) 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 451 451 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 695 695 |
| BlackRock Investment Management,LLC 26-Jun-18 yes |
3.56 on mkt buy AUD ORD 1,160 1,160 |
| BlackRock Institutional Trust Company,National 26-Jun-18 yes |
3.61 on mkt buy AUD ORD 47,482 47,482 |
| BlackRock Advisors(UK)Limited 26-Jun-18 yes |
3.62 on mkt buy AUD ORD 3,005 3,005 |
| BlackRock Japan Co.,Ltd. 26-Jun-18 no |
n/a collateral AUD ORD 67,359 67,359 |
| BlackRock Fund Advisors 27-Jun-18 no |
n/a in specie AUD ORD 26,130 26,130 |
| BlackRock Advisors(UK)Limited 27-Jun-18 no |
n/a collateral AUD ORD 1,941,528 1,941,528 |
| BlackRock Advisors(UK)Limited 29-Jun-18 yes |
3.58 on mkt buy AUD ORD 60,165 60,165 |
| BlackRock Institutional Trust Company,National 29-Jun-18 yes |
3.56 on mkt buy AUD ORD 259,378 259,378 |
| BlackRock Advisors(UK)Limited 29-Jun-18 yes |
3.56 on mkt buy AUD ORD 12,562 12,562 |
| BlackRock Fund Advisors 29-Jun-18 no |
n/a in specie AUD ORD 7,612 7,612 |
| BlackRock Asset Management Canada Limited 02-Jul-18 yes |
3.58 on mkt buy AUD ORD 2,445 2,445 |
| BlackRock Fund Advisors 02-Jul-18 no |
n/a in specie AUD ORD 25,521 25,521 |
| BlackRock Investment Management(UK) 02-Jul-18 no |
n/a collateral AUD ORD 1 1 |
| BlackRock Advisors,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 6,176 6,176 |
| BlackRock Institutional Trust Company,National 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 286 286 |
| BlackRock Advisors,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 38 38 |
| BlackRock Advisors,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 1,906 1,906 |
| BlackRock Investment Management,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 78 78 |
| BlackRock Investment Management,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 746 746 |
| BlackRock Investment Management,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 111 111 |
| BlackRock Investment Management,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 3,222 3,222 |
| BlackRock Investment Management(Australia) 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 11 11 |
| BlackRock Investment Management,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 364 364 |
| BlackRock Investment Management,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 367 367 |
| BlackRock Advisors(UK)Limited 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 12,564 12,564 |
| BlackRock Advisors,LLC 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 38,592 38,592 |
| BlackRock Fund Advisors 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 68,890 68,890 |
| BlackRock Advisors,LLC 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 175,934 175,934 |
| BlackRock Fund Advisors 03-Jul-18 no |
n/a in specie AUD ORD 4,790 4,790 |
| BlackRock Advisors(UK)Limited 04-Jul-18 yes |
3.56 on mkt buy AUD ORD 6,276 6,276 |
| BlackRock Advisors(UK)Limited 04-Jul-18 no |
n/a collateral AUD ORD 58,895 58,895 |
| BlackRock Advisors(UK)Limited 05-Jul-18 no |
n/a collateral AUD ORD 39,496 39,496 |
| BlackRock Institutional Trust Company,National 06-Jul-18 yes |
3.63 on mkt buy AUD ORD 36,195 36,195 |
| BlackRock Institutional Trust Company,National 06-Jul-18 yes |
3.63 on mkt buy AUD ORD 11,384 11,384 |
| BlackRock Fund Advisors 06-Jul-18 yes |
3.63 on mkt buy AUD ORD 16,485 16,485 |
| BlackRock Fund Advisors 06-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Asset Management Canada Limited 09-Jul-18 yes |
3.61 on mkt buy AUD ORD 41,293 41,293 |
| BlackRock Institutional Trust Company,National 09-Jul-18 yes |
3.61 on mkt buy AUD ORD 30,368 30,368 |
| BlackRock Fund Advisors 09-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Advisors(UK)Limited 10-Jul-18 yes |
3.65 on mkt buy AUD ORD 1,874 1,874 |
| BlackRock Advisors(UK)Limited 10-Jul-18 yes |
3.64 on mkt buy AUD ORD 200,400 200,400 |
| BlackRock Institutional Trust Company,National 10-Jul-18 yes |
3.65 on mkt buy AUD ORD 11,571 11,571 |
| BlackRock Fund Advisors 10-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Institutional Trust Company,National 10-Jul-18 no |
n/a in specie AUD ORD 147,668 147,668 |
| BlackRock Japan Co.,Ltd. 10-Jul-18 no |
n/a collateral AUD ORD 293,788 293,788 |
| BlackRock Advisors(UK)Limited 11-Jul-18 yes |
3.58 on mkt buy AUD ORD 4,655 4,655 |
| BlackRock Advisors(UK)Limited 12-Jul-18 yes |
3.62 on mkt buy AUD ORD 6,622 6,622 |
| BlackRock Fund Advisors 12-Jul-18 no |
n/a in specie AUD ORD 118,044 118,044 |
| BlackRock Fund Advisors 12-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Investment Management(UK) 12-Jul-18 no |
n/a collateral AUD ORD 43,233 43,233 |
| BlackRock Advisors(UK)Limited 13-Jul-18 yes |
3.60 on mkt buy AUD ORD 1,779 1,779 |
| BlackRock Investment Management(UK) 16-Jul-18 yes |
3.61 on mkt buy AUD ORD 11,435 11,435 |
| BlackRock Advisors(UK)Limited 16-Jul-18 yes |
3.60 on mkt buy AUD ORD 995 995 |
| BlackRock Advisors(UK)Limited 16-Jul-18 no |
n/a collateral AUD ORD 49,296 49,296 |
| BlackRock Investment Management,LLC 17-Jul-18 yes |
3.60 on mkt buy AUD ORD 3,594 3,594 |
| BlackRock Japan Co.,Ltd. 17-Jul-18 no |
n/a collateral AUD ORD 24,395 24,395 |
| BlackRock Japan Co.,Ltd. 18-Jul-18 no |
n/a collateral AUD ORD 595,266 595,266 |
| BlackRock Japan Co.,Ltd. 19-Jul-18 no |
n/a collateral AUD ORD 70,745 70,745 |
| BlackRock Advisors(UK)Limited 19-Jul-18 no |
n/a collateral AUD ORD 48,466 48,466 |
| BlackRock Advisors(UK)Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 6,325 6,325 |
| BlackRock Advisors(UK)Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 840 840 |
| BlackRock Advisors(UK)Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 1,629 1,629 |
| BlackRock Advisors(UK)Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 1,779 1,779 |
| BlackRock Fund Advisors 20-Jul-18 no |
n/a in specie AUD ORD 8,507 8,507 |
| BlackRock Japan Co.,Ltd. 20-Jul-18 no |
n/a collateral AUD ORD 72,180 72,180 |
| BlackRock Investment Management(UK) 20-Jul-18 no |
n/a collateral AUD ORD 51,227 51,227 |
| BlackRock Financial Management,Inc. 20-Jul-18 no |
n/a in specie AUD ORD 14,464 14,464 |
| BlackRock Advisors(UK)Limited 23-Jul-18 yes |
3.56 on mkt buy AUD ORD 1,791 1,791 |
| BlackRock Advisors(UK)Limited 23-Jul-18 yes |
3.56 on mkt buy AUD ORD 13,360 13,360 |
page 3 of 5
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management(Australia) 23-Jul-18 yes |
3.56 on mkt buy AUD ORD 54,475 54,475 |
| BlackRock Advisors(UK)Limited 24-Jul-18 yes |
3.56 on mkt buy AUD ORD 6,319 6,319 |
| BlackRock Fund Advisors 24-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Institutional Trust Company,National 25-Jul-18 yes |
3.54 on mkt buy AUD ORD 52,672 52,672 |
| BlackRock Fund Advisors 25-Jul-18 no |
n/a in specie AUD ORD 2,395 2,395 |
| BlackRock Financial Management,Inc. 27-Jul-18 yes |
3.32 on mkt buy AUD ORD 364 364 |
| BlackRock Advisors(UK)Limited 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 26,732 26,732 |
| BlackRock Advisors(UK)Limited 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 5,586 5,586 |
| BlackRock Advisors(UK)Limited 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 4,179 4,179 |
| BlackRock Fund Advisors 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 93,282 93,282 |
| BlackRock Institutional Trust Company,National 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 88,256 88,256 |
| BlackRock Advisors(UK)Limited 31-Jul-18 yes |
3.40 on mkt buy AUD ORD 6,689 6,689 |
| BlackRock Advisors(UK)Limited 31-Jul-18 yes |
3.40 on mkt buy AUD ORD 13,378 13,378 |
| BlackRock Advisors(UK)Limited 31-Jul-18 yes |
3.40 on mkt buy AUD ORD 1,864 1,864 |
| BlackRock Fund Advisors 31-Jul-18 no |
n/a in specie AUD ORD 4,760 4,760 |
| BlackRock Japan Co.,Ltd. 31-Jul-18 no |
n/a collateral AUD ORD 119,210 119,210 |
| BlackRock Advisors(UK)Limited 31-Jul-18 no |
n/a collateral AUD ORD 838,989 838,989 |
| BlackRock Advisors(UK)Limited 01-Aug-18 yes |
3.52 on mkt buy AUD ORD 147,246 147,246 |
| BlackRock Fund Advisors 01-Aug-18 no |
n/a in specie AUD ORD 5,440 5,440 |
| BlackRock Fund Advisors 01-Aug-18 no |
n/a in specie AUD ORD 7,185 7,185 |
| BlackRock Fund Advisors 02-Aug-18 no |
n/a in specie AUD ORD 32,895 32,895 |
| BlackRock Fund Advisors 02-Aug-18 no |
n/a in specie AUD ORD 43,860 43,860 |
| BlackRock Advisors(UK)Limited 02-Aug-18 no |
n/a collateral AUD ORD 41,598 41,598 |
| BlackRock Advisors(UK)Limited 03-Aug-18 yes |
3.50 on mkt buy AUD ORD 3,624 3,624 |
| BlackRock Japan Co.,Ltd. 03-Aug-18 no |
n/a collateral AUD ORD 1,018,894 1,018,894 |
| BlackRock Advisors(UK)Limited 03-Aug-18 no |
n/a collateral AUD ORD 3,858 3,858 |
| BlackRock Fund Advisors 06-Aug-18 no |
n/a in specie AUD ORD 32,895 32,895 |
| BlackRock Institutional Trust Company,National 07-Aug-18 yes |
3.41 on mkt buy AUD ORD 270,473 270,473 |
| BlackRock Advisors(UK)Limited 07-Aug-18 yes |
3.37 on mkt buy AUD ORD 186,564 186,564 |
| BlackRock Advisors(UK)Limited 07-Aug-18 yes |
3.35 on mkt buy AUD ORD 6,320 6,320 |
| BlackRock Japan Co.,Ltd. 07-Aug-18 no |
n/a collateral AUD ORD 5,594 5,594 |
| BlackRock Financial Management,Inc. 07-Aug-18 no |
n/a collateral AUD ORD 11 11 |
| BlackRock Investment Management,LLC 07-Aug-18 no |
n/a collateral AUD ORD 65,061 65,061 |
| BlackRock Investment Management(UK) 07-Aug-18 no |
n/a collateral AUD ORD 61,813 61,813 |
| BlackRock Asset Management North Asia 07-Aug-18 no |
n/a collateral AUD ORD 53,178 53,178 |
| BlackRock Fund Advisors 08-Aug-18 yes |
3.36 on mkt buy AUD ORD 22,201 22,201 |
| BlackRock Advisors(UK)Limited 08-Aug-18 yes |
3.48 on mkt buy AUD ORD 27,463 27,463 |
| BlackRock Advisors(UK)Limited 08-Aug-18 yes |
3.48 on mkt buy AUD ORD 1,186 1,186 |
| BlackRock Financial Management,Inc. 08-Aug-18 yes |
3.48 on mkt buy AUD ORD 6,009 6,009 |
| BlackRock Asset Management North Asia 08-Aug-18 no |
n/a collateral AUD ORD 3,057 3,057 |
| BlackRock Advisors(UK)Limited 09-Aug-18 yes |
3.46 on mkt buy AUD ORD 1,962 1,962 |
| BlackRock Fund Advisors 09-Aug-18 no |
n/a in specie AUD ORD 6,800 6,800 |
| BlackRock Investment Management(UK) 09-Aug-18 no |
n/a in specie AUD ORD 24,447 24,447 |
| BlackRock Japan Co.,Ltd. 09-Aug-18 no |
n/a collateral AUD ORD 937,053 937,053 |
| BlackRock Advisors(UK)Limited 09-Aug-18 no |
n/a collateral AUD ORD 1,220,000 1,220,000 |
| BlackRock Fund Advisors 10-Aug-18 no |
n/a in specie AUD ORD 13,600 13,600 |
| BlackRock Investment Management(UK) 10-Aug-18 no |
n/a collateral AUD ORD 767,000 767,000 |
| BlackRock Fund Advisors 13-Aug-18 yes |
3.41 on mkt buy AUD ORD 6,210 6,210 |
| BlackRock Investment Management,LLC 13-Aug-18 yes |
3.41 on mkt buy AUD ORD 8,080 8,080 |
| BlackRock Advisors(UK)Limited 13-Aug-18 yes |
3.39 on mkt buy AUD ORD 38,118 38,118 |
| BlackRock Fund Advisors 14-Aug-18 no |
n/a in specie AUD ORD 2,395 2,395 |
| BlackRock Advisors(UK)Limited 14-Aug-18 no |
n/a collateral AUD ORD 47,025 47,025 |
| BlackRock Institutional Trust Company,National 15-Aug-18 yes |
3.43 on mkt buy AUD ORD 183,794 183,794 |
| BlackRock Fund Advisors 15-Aug-18 no |
n/a in specie AUD ORD 7,185 7,185 |
| BlackRock Investment Management(Australia) 16-Aug-18 yes |
3.44 on mkt buy AUD ORD 23,443 23,443 |
| BlackRock Fund Advisors 16-Aug-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Advisors(UK)Limited 17-Aug-18 yes |
3.43 on mkt buy AUD ORD 8,451 8,451 |
| BlackRock Financial Management,Inc. 20-Aug-18 no |
n/a in specie AUD ORD 9,861 9,861 |
| BlackRock Advisors(UK)Limited 21-Aug-18 yes |
3.45 on mkt buy AUD ORD 595 595 |
| BlackRock Advisors(UK)Limited 21-Aug-18 yes |
3.45 on mkt buy AUD ORD 857 857 |
| BlackRock Financial Management,Inc. 21-Aug-18 no |
n/a in specie AUD ORD 7,860 7,860 |
| BlackRock Advisors(UK)Limited 24-Aug-18 no |
n/a collateral AUD ORD 343,382 343,382 |
| BlackRock Japan Co.,Ltd. 27-Aug-18 no |
n/a collateral AUD ORD 423,073 423,073 |
| BlackRock Advisors(UK)Limited 27-Aug-18 no |
n/a collateral AUD ORD 268,736 268,736 |
| BlackRock Advisors,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 23,846 23,846 |
| BlackRock Institutional Trust Company,National 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 1,114 1,114 |
| BlackRock Advisors,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 141 141 |
| BlackRock Advisors,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 7,172 7,172 |
| BlackRock Investment Management,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 284 284 |
| BlackRock Investment Management,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 2,754 2,754 |
| BlackRock Investment Management,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 411 411 |
| BlackRock Investment Management,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 12,148 12,148 |
| BlackRock Investment Management(Australia) 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 435 435 |
| BlackRock Investment Management,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 715 715 |
| BlackRock Investment Management,LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 1,167 1,167 |
page 4 of 5
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co.,Ltd. 28-Aug-18 no |
n/a collateral AUD ORD 707,529 707,529 |
| BlackRock Fund Advisors 29-Aug-18 no |
n/a in specie AUD ORD 23,152 23,152 |
| BlackRock Fund Advisors 29-Aug-18 no |
n/a in specie AUD ORD 2,395 2,395 |
| BlackRock Advisors(UK)Limited 30-Aug-18 yes |
3.38 on mkt buy AUD ORD 1,967 1,967 |
| BlackRock Fund Advisors 30-Aug-18 yes |
3.38 on mkt buy AUD ORD 29,068 29,068 |
| BlackRock Japan Co.,Ltd. 31-Aug-18 yes |
3.34 on mkt buy AUD ORD 72,597 72,597 |
| BlackRock International Limited 31-Aug-18 yes |
3.34 on mkt buy AUD ORD 25,049 25,049 |
| BlackRock Advisors(UK)Limited 03-Sep-18 no |
n/a collateral AUD ORD 3,896,948 3,896,948 |
| BlackRock Advisors(UK)Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 6,346 6,346 |
| BlackRock Advisors(UK)Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 1,870 1,870 |
| BlackRock Advisors(UK)Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 63,460 63,460 |
| BlackRock Advisors(UK)Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 38,076 38,076 |
| BlackRock Fund Advisors 05-Sep-18 yes |
3.32 on mkt buy AUD ORD 4,510 4,510 |
| BlackRock Fund Advisors 05-Sep-18 no |
n/a in specie AUD ORD 17,000 17,000 |
| BlackRock Investment Management(Australia) 06-Sep-18 yes |
3.31 on mkt buy AUD ORD 52,683 52,683 |
| BlackRock Fund Advisors 06-Sep-18 yes |
3.31 on mkt buy AUD ORD 27,021 27,021 |
| BlackRock Investment Management(UK) 06-Sep-18 yes |
3.31 on mkt buy AUD ORD 18,912 18,912 |
| BlackRock Fund Advisors 06-Sep-18 no |
n/a in specie AUD ORD 3,849 3,849 |
| BlackRock Advisors(UK)Limited 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 168,265 168,265 |
| BlackRock Institutional Trust Company,National 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 308,296 308,296 |
| BlackRock Advisors(UK)Limited 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 1,864 1,864 |
| BlackRock Advisors(UK)Limited 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 46,592 46,592 |
| BlackRock Fund Advisors 07-Sep-18 no |
n/a in specie AUD ORD 6,800 6,800 |
| BlackRock Fund Advisors 07-Sep-18 no |
n/a in specie AUD ORD 48,246 48,246 |
| BlackRock Fund Advisors 07-Sep-18 no |
n/a in specie AUD ORD 37,281 37,281 |
| BlackRock Investment Management(UK) 07-Sep-18 no |
n/a in specie AUD ORD 18,147 18,147 |
| BlackRock Advisors(UK)Limited 07-Sep-18 no |
n/a collateral AUD ORD 67,409 67,409 |
| BlackRock Investment Management(Australia) 10-Sep-18 yes |
3.28 on mkt buy AUD ORD 13,396 13,396 |
| BlackRock Advisors(UK)Limited 10-Sep-18 yes |
3.28 on mkt buy AUD ORD 5,610 5,610 |
| BlackRock Fund Advisors 10-Sep-18 no |
n/a in specie AUD ORD 8,160 8,160 |
| BlackRock Fund Advisors 10-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Investment Management(UK) 10-Sep-18 no |
n/a collateral AUD ORD 151,282 151,282 |
| BlackRock Advisors(UK)Limited 11-Sep-18 yes |
3.29 on mkt buy AUD ORD 20,064 20,064 |
| BlackRock Fund Advisors 11-Sep-18 no |
n/a in specie AUD ORD 532 532 |
| BlackRock Advisors(UK)Limited 12-Sep-18 no |
n/a collateral AUD ORD 78,907 78,907 |
| BlackRock Financial Management,Inc. 12-Sep-18 no |
n/a collateral AUD ORD 223,566 223,566 |
| BlackRock Investment Management(UK) 12-Sep-18 no |
n/a collateral AUD ORD 136,419 136,419 |
| BlackRock Advisors(UK)Limited 13-Sep-18 yes |
3.13 on mkt buy AUD ORD 1,870 1,870 |
| BlackRock Advisors(UK)Limited 13-Sep-18 yes |
3.13 on mkt buy AUD ORD 4,675 4,675 |
| BlackRock Fund Advisors 13-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Advisors(UK)Limited 13-Sep-18 no |
n/a collateral AUD ORD 67,783 67,783 |
| BlackRock Investment Management(UK) 13-Sep-18 no |
n/a collateral AUD ORD 784,246 784,246 |
| BlackRock Financial Management,Inc. 14-Sep-18 yes |
3.15 on mkt buy AUD ORD 565 565 |
| BlackRock Investment Management(UK) 14-Sep-18 no |
n/a in specie AUD ORD 15,288 15,288 |
| BlackRock Investment Management(UK) 14-Sep-18 no |
n/a in specie AUD ORD 26,952 26,952 |
| BlackRock Investment Management(UK) 14-Sep-18 no |
n/a in specie AUD ORD 239,184 239,184 |
| BlackRock Investment Management(UK) 14-Sep-18 no |
n/a in specie AUD ORD 351,332 351,332 |
| BlackRock Japan Co.,Ltd. 14-Sep-18 no |
n/a collateral AUD ORD 1,512 1,512 |
| BlackRock Financial Management,Inc. 14-Sep-18 no |
n/a collateral AUD ORD 267,469 267,469 |
| BlackRock Investment Management,LLC 14-Sep-18 no |
n/a collateral AUD ORD 15,163 15,163 |
| BlackRock Asset Management North Asia 14-Sep-18 no |
n/a collateral AUD ORD 17,726 17,726 |
| BlackRock Japan Co.,Ltd. 17-Sep-18 yes |
3.14 on mkt buy AUD ORD 8,468 8,468 |
| BlackRock Japan Co.,Ltd. 17-Sep-18 no |
n/a collateral AUD ORD 40 40 |
| BlackRock Asset Management North Asia 17-Sep-18 no |
n/a collateral AUD ORD 4,112 4,112 |
| BlackRock Financial Management,Inc. 18-Sep-18 yes |
3.18 on mkt buy AUD ORD 3,373 3,373 |
| BlackRock Investment Management,LLC 18-Sep-18 yes |
3.15 on mkt buy AUD ORD 1,250 1,250 |
| BlackRock Institutional Trust Company,National 18-Sep-18 yes |
3.15 on mkt buy AUD ORD 18,489 18,489 |
| BlackRock Advisors,LLC 18-Sep-18 no |
n/a collateral AUD ORD 6,440 6,440 |
| BlackRock Japan Co.,Ltd. 18-Sep-18 no |
n/a collateral AUD ORD 44,708 44,708 |
| BlackRock Advisors(UK)Limited 18-Sep-18 no |
n/a collateral AUD ORD 33,066 33,066 |
| BlackRock Investment Management,LLC 18-Sep-18 no |
n/a collateral AUD ORD 69,772 69,772 |
| BlackRock Investment Management(UK) 18-Sep-18 no |
n/a collateral AUD ORD 1,269,384 1,269,384 |
| BlackRock Asset Management North Asia 18-Sep-18 no |
n/a collateral AUD ORD 7,821 7,821 |
| BlackRock Japan Co.,Ltd. 19-Sep-18 no |
n/a collateral AUD ORD 25,104 25,104 |
| BlackRock Advisors(UK)Limited 19-Sep-18 no |
n/a collateral AUD ORD 505,062 505,062 |
| BlackRock Investment Management,LLC 19-Sep-18 no |
n/a collateral AUD ORD 99,714 99,714 |
| BlackRock Investment Management(UK) 19-Sep-18 no |
n/a collateral AUD ORD 2,813 2,813 |
| BlackRock Asset Management North Asia 19-Sep-18 no |
n/a collateral AUD ORD 201,585 201,585 |
| BlackRock Fund Advisors 20-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Japan Co.,Ltd. 20-Sep-18 no |
n/a collateral AUD ORD 3,718,468 3,718,468 |
| BlackRock Investment Management(UK) 20-Sep-18 no |
n/a collateral AUD ORD 14,406 14,406 |
page 5 of 5
AMP
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
24-Sep-18
Bradley Taylor, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
AMP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 24-Sept-18 Bradley Taylor, Authorised Signatory Date |
24-Sept-18 Bradley Taylor, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to AMP Limited or the Australian Securities and Investments Commission upon request.
AMP Page 1 of 1