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AMP LIMITED Major Shareholding Notification 2018

Sep 23, 2018

64379_rns_2018-09-23_56f20c0a-3bc5-469c-b035-7dfb00f69e7d.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder

To Company Name/Scheme

ACN/ARSN

AMPLTD
079354519

1. Details of substantial holder (1)

BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)

The holder became a substantial holder on

20 / / 09 2018

  1. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6) ORD 147,487,428 147,487,428 5.05

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A & D

4. Details of present registered holders

  • The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A

  1. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

==> picture [389 x 64] intentionally omitted <==

----- Start of picture text -----

Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
----- End of picture text -----

603 page 2/2 15 July 2001

  1. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association see Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address see Annexure C Signature Bradley Taylor Authorised Signatory* print name capacity sign here date 24 / 09 / 2018 � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ! � � � � � " # � � � � � $ DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.

Signature

  • (4) The voting shares of a company constitute one class unless divided into separate classes.

  • (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and

  • (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).

  • See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure A

This is Annexure A of 3 pages referred to in form 603 Notice of initial substantial shareholder

Bradley Taylor, Authorised Signatory

24-Sep-18 Date

3. Details of Relevant Interests

4. Details of present registered holders

6. Associates

Holder of Relevant
Interests
Name and ACN / ARSN (if

Nature of Relevant Interest
Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to
JPM-JP MORGAN CHASE
ORD 142,493 142,493 subsidiary of
B.V. securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to
KAS-KAS BANK -
ORD 35,026 35,026 subsidiary of
B.V. securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to
SSB-SSB NEW YORK
ORD 383,850 383,850 subsidiary of
B.V. securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 37,881 37,881 subsidiary of
Limited securities and/or the power to dispose of securities as SINGAPORE BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to
BNYM-BONY EUROPE -
ORD 4,893,787 4,893,787 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to
JPM - J.P. Morgan Zurich
ORD 218,444 218,444 subsidiary of
Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to
JPM-JPM CHASE -
ORD 2,120,261 2,120,261 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to
NT-NORTHERN TRUST
ORD 784,531 784,531 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to
RBC-RBC Investor
ORD 146,396 146,396 subsidiary of
Limited securities and/or the power to dispose of securities as Services Bank S.A. Zurich BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 6,708,881 6,708,881 subsidiary of
Limited securities and/or the power to dispose of securities as DUBLIN BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to
STATE STREET BANK,
ORD 58,727 58,727 subsidiary of
Limited securities and/or the power to dispose of securities as MUNICH, ZURICH BlackRock Inc.
investment manager or trustee. BRANCH
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to
BBH-BROWN BROTHERS
ORD 122,678 122,678 subsidiary of
securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 2,035,956 2,035,956 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Asset Power to control the exercise of a right to vote attached to
RBC-ROYAL TRUST -
ORD 28,495 28,495 subsidiary of
Management Canada securities and/or the power to dispose of securities as TORONTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to
SSB-SSB NEW YORK
ORD 98,049 98,049 subsidiary of
Management Canada securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 1,535,244 1,535,244 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to
BNYM-BONY
ORD 217,914 217,914 subsidiary of
Management North Asia securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to
CITI-CITIBANK, HONG
ORD 7,087 7,087 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to
HSBC-HSBC, HONG
ORD 11,403 11,403 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to
Northern Trust Singapore
ORD 4,216 4,216 subsidiary of
Management North Asia securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to
BBH-BROWN BROTHERS
ORD 82,205 82,205 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Financial Power to control the exercise of a right to vote attached to
BNYM-THE BANK OF
ORD 302,241 302,241 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to
JPM-JP MORGAN CHASE
ORD 373,423 373,423 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to
NT-NORTHERN TRUST
ORD 498,298 498,298 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to
SSB-SSB NEW YORK
ORD 9,911 9,911 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 22,793 22,793 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as BANK & TRUST BlackRock Inc.
investment manager or trustee. TORONTO
BlackRock Financial Power to control the exercise of a right to vote attached to
STATE STREET BANK
ORD 91,790 91,790 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to
SSB-SSB NEW YORK
ORD 116,416 116,416 subsidiary of
securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 408,192 408,192 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.

page 1 of 3

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if

Nature of Relevant Interest
Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 123,510 123,510 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 37,640,177 37,640,177 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
BNYM-THE BANK OF
ORD 2,202,658 2,202,658 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
JPM-JP MORGAN CHASE
ORD 36,664,319 36,664,319 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
NT-NORTHERN TRUST
ORD 961,667 961,667 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
RBC-ROYAL TRUST -
ORD 32,677 32,677 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as TORONTO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
SSB-SSB BOSTON
ORD 58,273 58,273 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
SSB-SSB NEW YORK
ORD 2,560,841 2,560,841 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
SSB-STATE STATE
ORD 298,571 298,571 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 109,106 109,106 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 7,371 7,371 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Association investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to
JPM-JP MORGAN CHASE
ORD 82,883 82,883 subsidiary of
Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to
NT-NORTHERN TRUST
ORD 1,046,529 1,046,529 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
HSBC-HSBC SYDNEY
ORD 2,019,193 2,019,193 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
JPM-JPM CHASE -
ORD 24,947 24,947 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SYDNEY BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
NAB-NATIONAL
ORD 5,878,998 5,878,998 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BANK BlackRock Inc.
Limited investment manager or trustee. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to
Northern Trust Singapore
ORD 1,745,430 1,745,430 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
AP7
ORD 1,023,812 1,023,812 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BNP PARIBAS LON
ORD 152,926 152,926 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BNP PARIBAS LUX
ORD 19,214 19,214 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BNP-BNP Paribas Milan
ORD 75,946 75,946 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BNYM-BANK OF NY
ORD 1,181,778 1,181,778 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BRUS BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BNYM-BONY EUROPE -
ORD 1,224,458 1,224,458 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BNYM-BONY
ORD 286,787 286,787 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
CITI-CITIBANK, LONDON
ORD 2,537,968 2,537,968 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
HSBC-HSBC - LONDON
ORD 1,722,737 1,722,737 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
JPM-JP MORGAN CHASE
ORD 106,454 106,454 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
KAS-KAS BANK -
ORD 278,799 278,799 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
NT-NORTHERN TRUST
ORD 190,030 190,030 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
NT-NORTHERN TRUST
ORD 2,503,890 2,503,890 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
SEB-SKANDINAVISKA
ORD 184,079 184,079 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as ENSKILDA BANKEN BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
SSB-STATE STATE
ORD 126,611 126,611 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 1,832,574 1,832,574 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 192,560 192,560 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK, GERMANY BlackRock Inc.
investment manager or trustee.

page 2 of 3

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if

Nature of Relevant Interest
Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock Investment Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 1,132,402 1,132,402 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BBH-BROWN BROTHERS
ORD 1,250 1,250 subsidiary of
Management, LLC securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Investment Power to control the exercise of a right to vote attached to
BNYM-BONY
ORD 232,877 232,877 subsidiary of
Management, LLC securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
BNYM-THE BANK OF
ORD 1,827,864 1,827,864 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
JPM-JP MORGAN CHASE
ORD 1,843,313 1,843,313 subsidiary of
Management, LLC securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
SSB-SSB NEW YORK
ORD 6,646 6,646 subsidiary of
Management, LLC securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
USB-US BANK
ORD 88,462 88,462 subsidiary of
Management, LLC securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to
BBH-BROWN BROTHERS
ORD 46,245 46,245 subsidiary of
securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to
BNYM-BONY
ORD 21,043 21,043 subsidiary of
securities and/or the power to dispose of securities as LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to
JPM-JP MORGAN CHASE
ORD 3,564,180 3,564,180 subsidiary of
securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to
SSB-State Street Bank
ORD 3,768,789 3,768,789 subsidiary of
securities and/or the power to dispose of securities as And Trust Co. BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 41,207 41,207 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to
NAB-NATIONAL
ORD 1,464,108 1,464,108 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held AUSTRALIA BANK BlackRock Inc.
Limited in its capacity as investment manager. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to
SSB-STATE STREET
ORD 1,077,991 1,077,991 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held AUSTRALIA BlackRock Inc.
Limited in its capacity as investment manager.
BlackRock Investment Power to control the exercise of a right to vote attached to
BBH-BROWN BROTHERS
ORD 1,846 1,846 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held HARRIMAN & CO - NEW BlackRock Inc.
Limited in its capacityas responsible entity. YORK
BlackRock Investment Power to control the exercise of a right to vote attached to
JPM-JPM CHASE -
ORD 5,774,844 5,774,844 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held SYDNEY BlackRock Inc.
Limited in its capacityas responsible entity.

page 3 of 3

AMP

Annexure B

This is Annexure B of 5 pages referred to in form 603 Notice of initial substantial shareholder

Bradley Taylor, Authorised Signatory

24-Sep-18 Date

5. Consideration

AMP LIMITED (AMP) AMP LIMITED (AMP)
Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors(UK)Limited
21-May-18
no
n/a
in specie
AUD
ORD
20,739 20,739
BlackRock Advisors(UK)Limited
22-May-18
yes
4.02
on mkt buy
AUD
ORD
1,812 1,812
BlackRock Advisors(UK)Limited
22-May-18
yes
4.02
on mkt buy
AUD
ORD
3,624 3,624
BlackRock Advisors(UK)Limited
22-May-18
yes
4.02
on mkt buy
AUD
ORD
2,416 2,416
BlackRock Japan Co.,Ltd.
22-May-18
no
n/a
collateral
AUD
ORD
307,625 307,625
BlackRock Advisors(UK)Limited
22-May-18
no
n/a
collateral
AUD
ORD
42,919 42,919
BlackRock Advisors(UK)Limited
23-May-18
yes
3.93
on mkt buy
AUD
ORD
4,755 4,755
BlackRock Advisors(UK)Limited
23-May-18
yes
3.93
on mkt buy
AUD
ORD
8,559 8,559
BlackRock Advisors(UK)Limited
23-May-18
no
n/a
in specie
AUD
ORD
69,311 69,311
BlackRock Japan Co.,Ltd.
23-May-18
no
n/a
collateral
AUD
ORD
3,414 3,414
BlackRock Asset Management Canada Limited
24-May-18
no
n/a
in specie
AUD
ORD
17,934 17,934
BlackRock Financial Management,Inc.
24-May-18
no
n/a
collateral
AUD
ORD
126 126
BlackRock Investment Management,LLC
24-May-18
no
n/a
collateral
AUD
ORD
21,538 21,538
BlackRock Investment Management(UK)
24-May-18
no
n/a
collateral
AUD
ORD
579 579
BlackRock Advisors(UK)Limited
25-May-18
yes
3.91
on mkt buy
AUD
ORD
18,681 18,681
BlackRock Japan Co.,Ltd.
25-May-18
no
n/a
collateral
AUD
ORD
4,141,025 4,141,025
BlackRock Financial Management,Inc.
25-May-18
no
n/a
in specie
AUD
ORD
59,605 59,605
BlackRock Fund Advisors
29-May-18
yes
3.92
on mkt buy
AUD
ORD
5,244 5,244
BlackRock Advisors(UK)Limited
29-May-18
no
n/a
collateral
AUD
ORD
22,243 22,243
BlackRock Advisors(UK)Limited
30-May-18
yes
3.86
on mkt buy
AUD
ORD
6,234 6,234
BlackRock Advisors(UK)Limited
30-May-18
yes
3.86
on mkt buy
AUD
ORD
4,256 4,256
BlackRock Fund Advisors
30-May-18
yes
3.86
on mkt buy
AUD
ORD
48,201 48,201
BlackRock Japan Co.,Ltd.
30-May-18
no
n/a
collateral
AUD
ORD
3 3
BlackRock Advisors(UK)Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
4,725 4,725
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
14,893 14,893
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
16,787 16,787
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
4,715 4,715
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
5,318 5,318
BlackRock Asset Management Canada Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
1,073 1,073
BlackRock Asset Management Canada Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
1,214 1,214
BlackRock(Netherlands)B.V.
31-May-18
yes
3.90
on mkt buy
AUD
ORD
770 770
BlackRock(Netherlands)B.V.
31-May-18
yes
3.90
on mkt buy
AUD
ORD
681 681
BlackRock Fund Advisors
31-May-18
yes
3.90
on mkt buy
AUD
ORD
49,721 49,721
BlackRock Fund Advisors
31-May-18
yes
3.90
on mkt buy
AUD
ORD
44,119 44,119
BlackRock Fund Advisors
31-May-18
yes
3.90
on mkt buy
AUD
ORD
12,546 12,546
BlackRock Fund Advisors
31-May-18
yes
3.90
on mkt buy
AUD
ORD
14,143 14,143
BlackRock Advisors(UK)Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
34,451 34,451
BlackRock Advisors(UK)Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
30,570 30,570
BlackRock Advisors(UK)Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
13,424 13,424
BlackRock Advisors(UK)Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
15,133 15,133
BlackRock Advisors(UK)Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
6,298 6,298
BlackRock Advisors(UK)Limited
31-May-18
yes
3.90
on mkt buy
AUD
ORD
5,585 5,585
BlackRock Fund Advisors
31-May-18
yes
3.90
on mkt buy
AUD
ORD
308 308
BlackRock Fund Advisors
31-May-18
yes
3.90
on mkt buy
AUD
ORD
268 268
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
18,580 18,580
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
16,489 16,489
BlackRock Institutional Trust Company,National
31-May-18
yes
3.90
on mkt buy
AUD
ORD
9,068 9,068
BlackRock Institutional Trust Company,National
31-May-18
yes
3.90
on mkt buy
AUD
ORD
10,222 10,222
BlackRock Institutional Trust Company,National
31-May-18
yes
3.90
on mkt buy
AUD
ORD
17,485 17,485
BlackRock Institutional Trust Company,National
31-May-18
yes
3.90
on mkt buy
AUD
ORD
15,517 15,517
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
114,258 114,258
BlackRock Investment Management(UK)
31-May-18
yes
3.90
on mkt buy
AUD
ORD
128,763 128,763
BlackRock Institutional Trust Company,National
31-May-18
yes
3.90
on mkt buy
AUD
ORD
170,065 170,065
BlackRock Institutional Trust Company,National
31-May-18
yes
3.90
on mkt buy
AUD
ORD
150,906 150,906
BlackRock Advisors(UK)Limited
01-Jun-18
no
n/a
collateral
AUD
ORD
53,044 53,044
BlackRock Fund Advisors
04-Jun-18
yes
3.81
on mkt buy
AUD
ORD
23,985 23,985
BlackRock Advisors(UK)Limited
04-Jun-18
yes
3.81
on mkt buy
AUD
ORD
907 907
BlackRock Advisors(UK)Limited
04-Jun-18
yes
3.81
on mkt buy
AUD
ORD
16,976 16,976
BlackRock Investment Management,LLC
05-Jun-18
yes
3.80
on mkt buy
AUD
ORD
3,169 3,169
BlackRock Financial Management,Inc.
05-Jun-18
yes
3.79
on mkt buy
AUD
ORD
9,152 9,152
BlackRock(Netherlands)B.V.
05-Jun-18
yes
3.79
on mkt buy
AUD
ORD
4,606 4,606
BlackRock Fund Advisors
05-Jun-18
no
n/a
in specie
AUD
ORD
4,902 4,902

page 1 of 5

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Japan Co.,Ltd.
05-Jun-18
no
n/a
collateral
AUD
ORD
38,937 38,937
BlackRock Advisors(UK)Limited
05-Jun-18
no
n/a
collateral
AUD
ORD
270,145 270,145
BlackRock Investment Management,LLC
05-Jun-18
no
n/a
collateral
AUD
ORD
1,611 1,611
BlackRock Investment Management(UK)
05-Jun-18
no
n/a
collateral
AUD
ORD
60,189 60,189
BlackRock Asset Management North Asia
05-Jun-18
no
n/a
collateral
AUD
ORD
9,524 9,524
BlackRock Advisors(UK)Limited
06-Jun-18
yes
3.76
on mkt buy
AUD
ORD
31,925 31,925
BlackRock Advisors(UK)Limited
06-Jun-18
yes
3.73
on mkt buy
AUD
ORD
25,540 25,540
BlackRock Investment Management(UK)
06-Jun-18
no
n/a
in specie
AUD
ORD
57,032 57,032
BlackRock Fund Advisors
06-Jun-18
no
n/a
in specie
AUD
ORD
4,218 4,218
BlackRock Financial Management,Inc.
06-Jun-18
no
n/a
collateral
AUD
ORD
13 13
BlackRock Investment Management,LLC
06-Jun-18
no
n/a
collateral
AUD
ORD
183,110 183,110
BlackRock Investment Management(UK)
06-Jun-18
no
n/a
collateral
AUD
ORD
771,823 771,823
BlackRock Asset Management North Asia
06-Jun-18
no
n/a
collateral
AUD
ORD
45,016 45,016
BlackRock Advisors(UK)Limited
07-Jun-18
yes
3.62
on mkt buy
AUD
ORD
25,572 25,572
BlackRock Advisors(UK)Limited
07-Jun-18
yes
3.62
on mkt buy
AUD
ORD
19,179 19,179
BlackRock Advisors(UK)Limited
07-Jun-18
yes
3.62
on mkt buy
AUD
ORD
8,509 8,509
BlackRock Advisors(UK)Limited
07-Jun-18
yes
3.62
on mkt buy
AUD
ORD
1,630 1,630
BlackRock Advisors(UK)Limited
07-Jun-18
yes
3.62
on mkt buy
AUD
ORD
2,436 2,436
BlackRock Fund Advisors
07-Jun-18
no
n/a
in specie
AUD
ORD
4,921 4,921
BlackRock Advisors(UK)Limited
07-Jun-18
no
n/a
collateral
AUD
ORD
2,077,520 2,077,520
BlackRock Advisors(UK)Limited
08-Jun-18
yes
3.63
on mkt buy
AUD
ORD
6,403 6,403
BlackRock Advisors(UK)Limited
08-Jun-18
yes
3.63
on mkt buy
AUD
ORD
12,806 12,806
BlackRock Advisors(UK)Limited
08-Jun-18
yes
3.63
on mkt buy
AUD
ORD
3,908 3,908
BlackRock Fund Advisors
08-Jun-18
no
n/a
in specie
AUD
ORD
8,958 8,958
BlackRock Fund Advisors
08-Jun-18
no
n/a
in specie
AUD
ORD
8,958 8,958
BlackRock Fund Advisors
08-Jun-18
no
n/a
in specie
AUD
ORD
26,835 26,835
BlackRock Japan Co.,Ltd.
08-Jun-18
no
n/a
collateral
AUD
ORD
4,234 4,234
BlackRock Advisors(UK)Limited
08-Jun-18
no
n/a
collateral
AUD
ORD
334,130 334,130
BlackRock Financial Management,Inc.
08-Jun-18
no
n/a
collateral
AUD
ORD
13 13
BlackRock Investment Management,LLC
08-Jun-18
no
n/a
collateral
AUD
ORD
53,070 53,070
BlackRock Investment Management(UK)
08-Jun-18
no
n/a
collateral
AUD
ORD
89,029 89,029
BlackRock Asset Management North Asia
08-Jun-18
no
n/a
collateral
AUD
ORD
37,653 37,653
BlackRock Advisors(UK)Limited
12-Jun-18
yes
3.60
on mkt buy
AUD
ORD
12,830 12,830
BlackRock Advisors(UK)Limited
12-Jun-18
yes
3.60
on mkt buy
AUD
ORD
6,415 6,415
BlackRock Fund Advisors
12-Jun-18
no
n/a
in specie
AUD
ORD
874 874
BlackRock Advisors(UK)Limited
12-Jun-18
no
n/a
collateral
AUD
ORD
458,894 458,894
BlackRock Investment Management(Australia)
14-Jun-18
yes
3.63
on mkt buy
AUD
ORD
26,848 26,848
BlackRock Asset Management Canada Limited
14-Jun-18
yes
3.63
on mkt buy
AUD
ORD
38,667 38,667
BlackRock Financial Management,Inc.
15-Jun-18
yes
3.66
on mkt buy
AUD
ORD
368 368
BlackRock Advisors(UK)Limited
15-Jun-18
yes
3.64
on mkt buy
AUD
ORD
12,526 12,526
BlackRock(Singapore)Limited
15-Jun-18
yes
3.64
on mkt buy
AUD
ORD
24,270 24,270
BlackRock Institutional Trust Company,National
15-Jun-18
yes
3.64
on mkt buy
AUD
ORD
261,509 261,509
BlackRock Advisors,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
6,554 6,554
BlackRock Institutional Trust Company,National
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
338 338
BlackRock Advisors,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
40 40
BlackRock Advisors,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
2,112 2,112
BlackRock Investment Management,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
86 86
BlackRock Investment Management,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
818 818
BlackRock Investment Management,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
116 116
BlackRock Investment Management,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
3,416 3,416
BlackRock Investment Management(Australia)
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
161 161
BlackRock Investment Management,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
232 232
BlackRock Investment Management,LLC
19-Jun-18
yes
3.63
on mkt buy
AUD
ORD
392 392
BlackRock Institutional Trust Company,National
19-Jun-18
yes
3.61
on mkt buy
AUD
ORD
14,746 14,746
BlackRock Financial Management,Inc.
19-Jun-18
yes
3.60
on mkt buy
AUD
ORD
19,974 19,974
BlackRock Advisors(UK)Limited
19-Jun-18
no
n/a
in specie
AUD
ORD
36,373 36,373
BlackRock Japan Co.,Ltd.
19-Jun-18
no
n/a
collateral
AUD
ORD
835,014 835,014
BlackRock Advisors(UK)Limited
19-Jun-18
no
n/a
collateral
AUD
ORD
1,094,379 1,094,379
BlackRock Financial Management,Inc.
19-Jun-18
no
n/a
collateral
AUD
ORD
1 1
BlackRock Investment Management,LLC
19-Jun-18
no
n/a
collateral
AUD
ORD
2 2
BlackRock Advisors(UK)Limited
20-Jun-18
yes
3.65
on mkt buy
AUD
ORD
18,792 18,792
BlackRock Investment Management(UK)
20-Jun-18
no
n/a
in specie
AUD
ORD
31,207 31,207
BlackRock Advisors(UK)Limited
20-Jun-18
no
n/a
collateral
AUD
ORD
856,619 856,619
BlackRock Institutional Trust Company,National
21-Jun-18
yes
3.64
on mkt buy
AUD
ORD
24,833 24,833
BlackRock Advisors(UK)Limited
21-Jun-18
yes
3.62
on mkt buy
AUD
ORD
9,520 9,520
BlackRock Advisors(UK)Limited
21-Jun-18
no
n/a
collateral
AUD
ORD
880,686 880,686
BlackRock Advisors(UK)Limited
22-Jun-18
yes
3.63
on mkt buy
AUD
ORD
1,641 1,641
BlackRock Japan Co.,Ltd.
22-Jun-18
no
n/a
collateral
AUD
ORD
1 1
BlackRock Fund Advisors
25-Jun-18
no
n/a
in specie
AUD
ORD
6,940 6,940
BlackRock Investment Management,LLC
25-Jun-18
no
n/a
collateral
AUD
ORD
1,433 1,433
BlackRock Investment Management(UK)
25-Jun-18
no
n/a
collateral
AUD
ORD
2,479,095 2,479,095
BlackRock Advisors,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
21,544 21,544
BlackRock Institutional Trust Company,National
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
963 963
BlackRock Advisors,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
123 123
BlackRock Advisors,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
6,334 6,334

page 2 of 5

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
248 248
BlackRock Investment Management,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
2,396 2,396
BlackRock Investment Management,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
364 364
BlackRock Investment Management,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
10,778 10,778
BlackRock Investment Management(Australia)
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
451 451
BlackRock Investment Management,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
695 695
BlackRock Investment Management,LLC
26-Jun-18
yes
3.56
on mkt buy
AUD
ORD
1,160 1,160
BlackRock Institutional Trust Company,National
26-Jun-18
yes
3.61
on mkt buy
AUD
ORD
47,482 47,482
BlackRock Advisors(UK)Limited
26-Jun-18
yes
3.62
on mkt buy
AUD
ORD
3,005 3,005
BlackRock Japan Co.,Ltd.
26-Jun-18
no
n/a
collateral
AUD
ORD
67,359 67,359
BlackRock Fund Advisors
27-Jun-18
no
n/a
in specie
AUD
ORD
26,130 26,130
BlackRock Advisors(UK)Limited
27-Jun-18
no
n/a
collateral
AUD
ORD
1,941,528 1,941,528
BlackRock Advisors(UK)Limited
29-Jun-18
yes
3.58
on mkt buy
AUD
ORD
60,165 60,165
BlackRock Institutional Trust Company,National
29-Jun-18
yes
3.56
on mkt buy
AUD
ORD
259,378 259,378
BlackRock Advisors(UK)Limited
29-Jun-18
yes
3.56
on mkt buy
AUD
ORD
12,562 12,562
BlackRock Fund Advisors
29-Jun-18
no
n/a
in specie
AUD
ORD
7,612 7,612
BlackRock Asset Management Canada Limited
02-Jul-18
yes
3.58
on mkt buy
AUD
ORD
2,445 2,445
BlackRock Fund Advisors
02-Jul-18
no
n/a
in specie
AUD
ORD
25,521 25,521
BlackRock Investment Management(UK)
02-Jul-18
no
n/a
collateral
AUD
ORD
1 1
BlackRock Advisors,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
6,176 6,176
BlackRock Institutional Trust Company,National
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
286 286
BlackRock Advisors,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
38 38
BlackRock Advisors,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
1,906 1,906
BlackRock Investment Management,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
78 78
BlackRock Investment Management,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
746 746
BlackRock Investment Management,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
111 111
BlackRock Investment Management,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
3,222 3,222
BlackRock Investment Management(Australia)
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
11 11
BlackRock Investment Management,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
364 364
BlackRock Investment Management,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
367 367
BlackRock Advisors(UK)Limited
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
12,564 12,564
BlackRock Advisors,LLC
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
38,592 38,592
BlackRock Fund Advisors
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
68,890 68,890
BlackRock Advisors,LLC
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
175,934 175,934
BlackRock Fund Advisors
03-Jul-18
no
n/a
in specie
AUD
ORD
4,790 4,790
BlackRock Advisors(UK)Limited
04-Jul-18
yes
3.56
on mkt buy
AUD
ORD
6,276 6,276
BlackRock Advisors(UK)Limited
04-Jul-18
no
n/a
collateral
AUD
ORD
58,895 58,895
BlackRock Advisors(UK)Limited
05-Jul-18
no
n/a
collateral
AUD
ORD
39,496 39,496
BlackRock Institutional Trust Company,National
06-Jul-18
yes
3.63
on mkt buy
AUD
ORD
36,195 36,195
BlackRock Institutional Trust Company,National
06-Jul-18
yes
3.63
on mkt buy
AUD
ORD
11,384 11,384
BlackRock Fund Advisors
06-Jul-18
yes
3.63
on mkt buy
AUD
ORD
16,485 16,485
BlackRock Fund Advisors
06-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Asset Management Canada Limited
09-Jul-18
yes
3.61
on mkt buy
AUD
ORD
41,293 41,293
BlackRock Institutional Trust Company,National
09-Jul-18
yes
3.61
on mkt buy
AUD
ORD
30,368 30,368
BlackRock Fund Advisors
09-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Advisors(UK)Limited
10-Jul-18
yes
3.65
on mkt buy
AUD
ORD
1,874 1,874
BlackRock Advisors(UK)Limited
10-Jul-18
yes
3.64
on mkt buy
AUD
ORD
200,400 200,400
BlackRock Institutional Trust Company,National
10-Jul-18
yes
3.65
on mkt buy
AUD
ORD
11,571 11,571
BlackRock Fund Advisors
10-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Institutional Trust Company,National
10-Jul-18
no
n/a
in specie
AUD
ORD
147,668 147,668
BlackRock Japan Co.,Ltd.
10-Jul-18
no
n/a
collateral
AUD
ORD
293,788 293,788
BlackRock Advisors(UK)Limited
11-Jul-18
yes
3.58
on mkt buy
AUD
ORD
4,655 4,655
BlackRock Advisors(UK)Limited
12-Jul-18
yes
3.62
on mkt buy
AUD
ORD
6,622 6,622
BlackRock Fund Advisors
12-Jul-18
no
n/a
in specie
AUD
ORD
118,044 118,044
BlackRock Fund Advisors
12-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Investment Management(UK)
12-Jul-18
no
n/a
collateral
AUD
ORD
43,233 43,233
BlackRock Advisors(UK)Limited
13-Jul-18
yes
3.60
on mkt buy
AUD
ORD
1,779 1,779
BlackRock Investment Management(UK)
16-Jul-18
yes
3.61
on mkt buy
AUD
ORD
11,435 11,435
BlackRock Advisors(UK)Limited
16-Jul-18
yes
3.60
on mkt buy
AUD
ORD
995 995
BlackRock Advisors(UK)Limited
16-Jul-18
no
n/a
collateral
AUD
ORD
49,296 49,296
BlackRock Investment Management,LLC
17-Jul-18
yes
3.60
on mkt buy
AUD
ORD
3,594 3,594
BlackRock Japan Co.,Ltd.
17-Jul-18
no
n/a
collateral
AUD
ORD
24,395 24,395
BlackRock Japan Co.,Ltd.
18-Jul-18
no
n/a
collateral
AUD
ORD
595,266 595,266
BlackRock Japan Co.,Ltd.
19-Jul-18
no
n/a
collateral
AUD
ORD
70,745 70,745
BlackRock Advisors(UK)Limited
19-Jul-18
no
n/a
collateral
AUD
ORD
48,466 48,466
BlackRock Advisors(UK)Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
6,325 6,325
BlackRock Advisors(UK)Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
840 840
BlackRock Advisors(UK)Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
1,629 1,629
BlackRock Advisors(UK)Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
1,779 1,779
BlackRock Fund Advisors
20-Jul-18
no
n/a
in specie
AUD
ORD
8,507 8,507
BlackRock Japan Co.,Ltd.
20-Jul-18
no
n/a
collateral
AUD
ORD
72,180 72,180
BlackRock Investment Management(UK)
20-Jul-18
no
n/a
collateral
AUD
ORD
51,227 51,227
BlackRock Financial Management,Inc.
20-Jul-18
no
n/a
in specie
AUD
ORD
14,464 14,464
BlackRock Advisors(UK)Limited
23-Jul-18
yes
3.56
on mkt buy
AUD
ORD
1,791 1,791
BlackRock Advisors(UK)Limited
23-Jul-18
yes
3.56
on mkt buy
AUD
ORD
13,360 13,360

page 3 of 5

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Investment Management(Australia)
23-Jul-18
yes
3.56
on mkt buy
AUD
ORD
54,475 54,475
BlackRock Advisors(UK)Limited
24-Jul-18
yes
3.56
on mkt buy
AUD
ORD
6,319 6,319
BlackRock Fund Advisors
24-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Institutional Trust Company,National
25-Jul-18
yes
3.54
on mkt buy
AUD
ORD
52,672 52,672
BlackRock Fund Advisors
25-Jul-18
no
n/a
in specie
AUD
ORD
2,395 2,395
BlackRock Financial Management,Inc.
27-Jul-18
yes
3.32
on mkt buy
AUD
ORD
364 364
BlackRock Advisors(UK)Limited
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
26,732 26,732
BlackRock Advisors(UK)Limited
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
5,586 5,586
BlackRock Advisors(UK)Limited
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
4,179 4,179
BlackRock Fund Advisors
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
93,282 93,282
BlackRock Institutional Trust Company,National
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
88,256 88,256
BlackRock Advisors(UK)Limited
31-Jul-18
yes
3.40
on mkt buy
AUD
ORD
6,689 6,689
BlackRock Advisors(UK)Limited
31-Jul-18
yes
3.40
on mkt buy
AUD
ORD
13,378 13,378
BlackRock Advisors(UK)Limited
31-Jul-18
yes
3.40
on mkt buy
AUD
ORD
1,864 1,864
BlackRock Fund Advisors
31-Jul-18
no
n/a
in specie
AUD
ORD
4,760 4,760
BlackRock Japan Co.,Ltd.
31-Jul-18
no
n/a
collateral
AUD
ORD
119,210 119,210
BlackRock Advisors(UK)Limited
31-Jul-18
no
n/a
collateral
AUD
ORD
838,989 838,989
BlackRock Advisors(UK)Limited
01-Aug-18
yes
3.52
on mkt buy
AUD
ORD
147,246 147,246
BlackRock Fund Advisors
01-Aug-18
no
n/a
in specie
AUD
ORD
5,440 5,440
BlackRock Fund Advisors
01-Aug-18
no
n/a
in specie
AUD
ORD
7,185 7,185
BlackRock Fund Advisors
02-Aug-18
no
n/a
in specie
AUD
ORD
32,895 32,895
BlackRock Fund Advisors
02-Aug-18
no
n/a
in specie
AUD
ORD
43,860 43,860
BlackRock Advisors(UK)Limited
02-Aug-18
no
n/a
collateral
AUD
ORD
41,598 41,598
BlackRock Advisors(UK)Limited
03-Aug-18
yes
3.50
on mkt buy
AUD
ORD
3,624 3,624
BlackRock Japan Co.,Ltd.
03-Aug-18
no
n/a
collateral
AUD
ORD
1,018,894 1,018,894
BlackRock Advisors(UK)Limited
03-Aug-18
no
n/a
collateral
AUD
ORD
3,858 3,858
BlackRock Fund Advisors
06-Aug-18
no
n/a
in specie
AUD
ORD
32,895 32,895
BlackRock Institutional Trust Company,National
07-Aug-18
yes
3.41
on mkt buy
AUD
ORD
270,473 270,473
BlackRock Advisors(UK)Limited
07-Aug-18
yes
3.37
on mkt buy
AUD
ORD
186,564 186,564
BlackRock Advisors(UK)Limited
07-Aug-18
yes
3.35
on mkt buy
AUD
ORD
6,320 6,320
BlackRock Japan Co.,Ltd.
07-Aug-18
no
n/a
collateral
AUD
ORD
5,594 5,594
BlackRock Financial Management,Inc.
07-Aug-18
no
n/a
collateral
AUD
ORD
11 11
BlackRock Investment Management,LLC
07-Aug-18
no
n/a
collateral
AUD
ORD
65,061 65,061
BlackRock Investment Management(UK)
07-Aug-18
no
n/a
collateral
AUD
ORD
61,813 61,813
BlackRock Asset Management North Asia
07-Aug-18
no
n/a
collateral
AUD
ORD
53,178 53,178
BlackRock Fund Advisors
08-Aug-18
yes
3.36
on mkt buy
AUD
ORD
22,201 22,201
BlackRock Advisors(UK)Limited
08-Aug-18
yes
3.48
on mkt buy
AUD
ORD
27,463 27,463
BlackRock Advisors(UK)Limited
08-Aug-18
yes
3.48
on mkt buy
AUD
ORD
1,186 1,186
BlackRock Financial Management,Inc.
08-Aug-18
yes
3.48
on mkt buy
AUD
ORD
6,009 6,009
BlackRock Asset Management North Asia
08-Aug-18
no
n/a
collateral
AUD
ORD
3,057 3,057
BlackRock Advisors(UK)Limited
09-Aug-18
yes
3.46
on mkt buy
AUD
ORD
1,962 1,962
BlackRock Fund Advisors
09-Aug-18
no
n/a
in specie
AUD
ORD
6,800 6,800
BlackRock Investment Management(UK)
09-Aug-18
no
n/a
in specie
AUD
ORD
24,447 24,447
BlackRock Japan Co.,Ltd.
09-Aug-18
no
n/a
collateral
AUD
ORD
937,053 937,053
BlackRock Advisors(UK)Limited
09-Aug-18
no
n/a
collateral
AUD
ORD
1,220,000 1,220,000
BlackRock Fund Advisors
10-Aug-18
no
n/a
in specie
AUD
ORD
13,600 13,600
BlackRock Investment Management(UK)
10-Aug-18
no
n/a
collateral
AUD
ORD
767,000 767,000
BlackRock Fund Advisors
13-Aug-18
yes
3.41
on mkt buy
AUD
ORD
6,210 6,210
BlackRock Investment Management,LLC
13-Aug-18
yes
3.41
on mkt buy
AUD
ORD
8,080 8,080
BlackRock Advisors(UK)Limited
13-Aug-18
yes
3.39
on mkt buy
AUD
ORD
38,118 38,118
BlackRock Fund Advisors
14-Aug-18
no
n/a
in specie
AUD
ORD
2,395 2,395
BlackRock Advisors(UK)Limited
14-Aug-18
no
n/a
collateral
AUD
ORD
47,025 47,025
BlackRock Institutional Trust Company,National
15-Aug-18
yes
3.43
on mkt buy
AUD
ORD
183,794 183,794
BlackRock Fund Advisors
15-Aug-18
no
n/a
in specie
AUD
ORD
7,185 7,185
BlackRock Investment Management(Australia)
16-Aug-18
yes
3.44
on mkt buy
AUD
ORD
23,443 23,443
BlackRock Fund Advisors
16-Aug-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Advisors(UK)Limited
17-Aug-18
yes
3.43
on mkt buy
AUD
ORD
8,451 8,451
BlackRock Financial Management,Inc.
20-Aug-18
no
n/a
in specie
AUD
ORD
9,861 9,861
BlackRock Advisors(UK)Limited
21-Aug-18
yes
3.45
on mkt buy
AUD
ORD
595 595
BlackRock Advisors(UK)Limited
21-Aug-18
yes
3.45
on mkt buy
AUD
ORD
857 857
BlackRock Financial Management,Inc.
21-Aug-18
no
n/a
in specie
AUD
ORD
7,860 7,860
BlackRock Advisors(UK)Limited
24-Aug-18
no
n/a
collateral
AUD
ORD
343,382 343,382
BlackRock Japan Co.,Ltd.
27-Aug-18
no
n/a
collateral
AUD
ORD
423,073 423,073
BlackRock Advisors(UK)Limited
27-Aug-18
no
n/a
collateral
AUD
ORD
268,736 268,736
BlackRock Advisors,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
23,846 23,846
BlackRock Institutional Trust Company,National
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
1,114 1,114
BlackRock Advisors,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
141 141
BlackRock Advisors,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
7,172 7,172
BlackRock Investment Management,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
284 284
BlackRock Investment Management,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
2,754 2,754
BlackRock Investment Management,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
411 411
BlackRock Investment Management,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
12,148 12,148
BlackRock Investment Management(Australia)
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
435 435
BlackRock Investment Management,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
715 715
BlackRock Investment Management,LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
1,167 1,167

page 4 of 5

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Japan Co.,Ltd.
28-Aug-18
no
n/a
collateral
AUD
ORD
707,529 707,529
BlackRock Fund Advisors
29-Aug-18
no
n/a
in specie
AUD
ORD
23,152 23,152
BlackRock Fund Advisors
29-Aug-18
no
n/a
in specie
AUD
ORD
2,395 2,395
BlackRock Advisors(UK)Limited
30-Aug-18
yes
3.38
on mkt buy
AUD
ORD
1,967 1,967
BlackRock Fund Advisors
30-Aug-18
yes
3.38
on mkt buy
AUD
ORD
29,068 29,068
BlackRock Japan Co.,Ltd.
31-Aug-18
yes
3.34
on mkt buy
AUD
ORD
72,597 72,597
BlackRock International Limited
31-Aug-18
yes
3.34
on mkt buy
AUD
ORD
25,049 25,049
BlackRock Advisors(UK)Limited
03-Sep-18
no
n/a
collateral
AUD
ORD
3,896,948 3,896,948
BlackRock Advisors(UK)Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
6,346 6,346
BlackRock Advisors(UK)Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
1,870 1,870
BlackRock Advisors(UK)Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
63,460 63,460
BlackRock Advisors(UK)Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
38,076 38,076
BlackRock Fund Advisors
05-Sep-18
yes
3.32
on mkt buy
AUD
ORD
4,510 4,510
BlackRock Fund Advisors
05-Sep-18
no
n/a
in specie
AUD
ORD
17,000 17,000
BlackRock Investment Management(Australia)
06-Sep-18
yes
3.31
on mkt buy
AUD
ORD
52,683 52,683
BlackRock Fund Advisors
06-Sep-18
yes
3.31
on mkt buy
AUD
ORD
27,021 27,021
BlackRock Investment Management(UK)
06-Sep-18
yes
3.31
on mkt buy
AUD
ORD
18,912 18,912
BlackRock Fund Advisors
06-Sep-18
no
n/a
in specie
AUD
ORD
3,849 3,849
BlackRock Advisors(UK)Limited
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
168,265 168,265
BlackRock Institutional Trust Company,National
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
308,296 308,296
BlackRock Advisors(UK)Limited
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
1,864 1,864
BlackRock Advisors(UK)Limited
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
46,592 46,592
BlackRock Fund Advisors
07-Sep-18
no
n/a
in specie
AUD
ORD
6,800 6,800
BlackRock Fund Advisors
07-Sep-18
no
n/a
in specie
AUD
ORD
48,246 48,246
BlackRock Fund Advisors
07-Sep-18
no
n/a
in specie
AUD
ORD
37,281 37,281
BlackRock Investment Management(UK)
07-Sep-18
no
n/a
in specie
AUD
ORD
18,147 18,147
BlackRock Advisors(UK)Limited
07-Sep-18
no
n/a
collateral
AUD
ORD
67,409 67,409
BlackRock Investment Management(Australia)
10-Sep-18
yes
3.28
on mkt buy
AUD
ORD
13,396 13,396
BlackRock Advisors(UK)Limited
10-Sep-18
yes
3.28
on mkt buy
AUD
ORD
5,610 5,610
BlackRock Fund Advisors
10-Sep-18
no
n/a
in specie
AUD
ORD
8,160 8,160
BlackRock Fund Advisors
10-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Investment Management(UK)
10-Sep-18
no
n/a
collateral
AUD
ORD
151,282 151,282
BlackRock Advisors(UK)Limited
11-Sep-18
yes
3.29
on mkt buy
AUD
ORD
20,064 20,064
BlackRock Fund Advisors
11-Sep-18
no
n/a
in specie
AUD
ORD
532 532
BlackRock Advisors(UK)Limited
12-Sep-18
no
n/a
collateral
AUD
ORD
78,907 78,907
BlackRock Financial Management,Inc.
12-Sep-18
no
n/a
collateral
AUD
ORD
223,566 223,566
BlackRock Investment Management(UK)
12-Sep-18
no
n/a
collateral
AUD
ORD
136,419 136,419
BlackRock Advisors(UK)Limited
13-Sep-18
yes
3.13
on mkt buy
AUD
ORD
1,870 1,870
BlackRock Advisors(UK)Limited
13-Sep-18
yes
3.13
on mkt buy
AUD
ORD
4,675 4,675
BlackRock Fund Advisors
13-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Advisors(UK)Limited
13-Sep-18
no
n/a
collateral
AUD
ORD
67,783 67,783
BlackRock Investment Management(UK)
13-Sep-18
no
n/a
collateral
AUD
ORD
784,246 784,246
BlackRock Financial Management,Inc.
14-Sep-18
yes
3.15
on mkt buy
AUD
ORD
565 565
BlackRock Investment Management(UK)
14-Sep-18
no
n/a
in specie
AUD
ORD
15,288 15,288
BlackRock Investment Management(UK)
14-Sep-18
no
n/a
in specie
AUD
ORD
26,952 26,952
BlackRock Investment Management(UK)
14-Sep-18
no
n/a
in specie
AUD
ORD
239,184 239,184
BlackRock Investment Management(UK)
14-Sep-18
no
n/a
in specie
AUD
ORD
351,332 351,332
BlackRock Japan Co.,Ltd.
14-Sep-18
no
n/a
collateral
AUD
ORD
1,512 1,512
BlackRock Financial Management,Inc.
14-Sep-18
no
n/a
collateral
AUD
ORD
267,469 267,469
BlackRock Investment Management,LLC
14-Sep-18
no
n/a
collateral
AUD
ORD
15,163 15,163
BlackRock Asset Management North Asia
14-Sep-18
no
n/a
collateral
AUD
ORD
17,726 17,726
BlackRock Japan Co.,Ltd.
17-Sep-18
yes
3.14
on mkt buy
AUD
ORD
8,468 8,468
BlackRock Japan Co.,Ltd.
17-Sep-18
no
n/a
collateral
AUD
ORD
40 40
BlackRock Asset Management North Asia
17-Sep-18
no
n/a
collateral
AUD
ORD
4,112 4,112
BlackRock Financial Management,Inc.
18-Sep-18
yes
3.18
on mkt buy
AUD
ORD
3,373 3,373
BlackRock Investment Management,LLC
18-Sep-18
yes
3.15
on mkt buy
AUD
ORD
1,250 1,250
BlackRock Institutional Trust Company,National
18-Sep-18
yes
3.15
on mkt buy
AUD
ORD
18,489 18,489
BlackRock Advisors,LLC
18-Sep-18
no
n/a
collateral
AUD
ORD
6,440 6,440
BlackRock Japan Co.,Ltd.
18-Sep-18
no
n/a
collateral
AUD
ORD
44,708 44,708
BlackRock Advisors(UK)Limited
18-Sep-18
no
n/a
collateral
AUD
ORD
33,066 33,066
BlackRock Investment Management,LLC
18-Sep-18
no
n/a
collateral
AUD
ORD
69,772 69,772
BlackRock Investment Management(UK)
18-Sep-18
no
n/a
collateral
AUD
ORD
1,269,384 1,269,384
BlackRock Asset Management North Asia
18-Sep-18
no
n/a
collateral
AUD
ORD
7,821 7,821
BlackRock Japan Co.,Ltd.
19-Sep-18
no
n/a
collateral
AUD
ORD
25,104 25,104
BlackRock Advisors(UK)Limited
19-Sep-18
no
n/a
collateral
AUD
ORD
505,062 505,062
BlackRock Investment Management,LLC
19-Sep-18
no
n/a
collateral
AUD
ORD
99,714 99,714
BlackRock Investment Management(UK)
19-Sep-18
no
n/a
collateral
AUD
ORD
2,813 2,813
BlackRock Asset Management North Asia
19-Sep-18
no
n/a
collateral
AUD
ORD
201,585 201,585
BlackRock Fund Advisors
20-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Japan Co.,Ltd.
20-Sep-18
no
n/a
collateral
AUD
ORD
3,718,468 3,718,468
BlackRock Investment Management(UK)
20-Sep-18
no
n/a
collateral
AUD
ORD
14,406 14,406

page 5 of 5

AMP

Annexure C

This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder

24-Sep-18

Bradley Taylor, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom(Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

page 1 of 1

AMP

Annexure D

This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder

24-Sept-18
Bradley Taylor, Authorised Signatory
Date
24-Sept-18
Bradley Taylor, Authorised Signatory
Date
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement: Party A - Citigroup Global Markets Limited
Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date: Refer to Annexure B (transactions identified as collateral
transfers)
Holder of voting rights: BlackRock Asset Management North Asia Limited (as
investment manager for the funds)
Are there any restrictions on voting rights?
If yes, detail
Yes. Unless otherwise agreed between the parties, the
Registered Owner will not exercise any voting rights.
Scheduled return date (if any): Not applicable.
Does the borrower have the right to return
early?
If yes, detail
Yes.
Upon an Event of Default under the GMSLA, the GMSLA
provides, broadly, that both parties payment and delivery
obligations will be accelerated and replaced with an obligation of
one party to pay a single cash sum to the other determined in
accordance with the provisions of the GMSLA (as modified by
the Annex). The GMSLA provides that the parties’ right to
terminate the Agreement upon notice will not affect the parties’
existing obligations in respect of any outstanding loans of
securities. The Annex amended and restricted the Borrower's
termination rights – i.e. Borrower may not have the right to
terminate and return the borrowed securities - as the Borrower
was to borrow the securities issued by it (or its sister company)
to provide protection against the insolvency of the issuer and so
usual rights of termination in a GMSLA were restricted.
Subject to the terms of the relevant Loan, the Borrower, may
early terminate a Loan and return Equivalent Securities at any
time provided that it “shall cease to have such entitlement if an
Act of Insolvency with respect to any Security Issuer or any of
the Borrower’s or any Security Issuer’s affiliates has occurred,
or any such person takes any steps preparatory to any of the
matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
If yes, detail
Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions
Yes.

A copy of this agreement will be provided to AMP Limited or the Australian Securities and Investments Commission upon request.

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