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AMP LIMITED Major Shareholding Notification 2018

Nov 5, 2018

64379_rns_2018-11-05_54b4606c-8a78-43a7-8485-83eed561d3a2.pdf

Major Shareholding Notification

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603 page 1/2 15 July 2001

Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder

To Company Name/Scheme

ACN/ARSN

AMPLTD
079354519

1. Details of substantial holder (1)

BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)

The holder became a substantial holder on

02 / / 11 2018

  1. Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6) ORD 147,936,786 147,936,786 5.03

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A & D

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A

  1. Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

==> picture [389 x 64] intentionally omitted <==

----- Start of picture text -----

Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
----- End of picture text -----

603 page 2/2 15 July 2001

  1. Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association see Annexure A 7. Addresses The addresses of persons named in this form are as follows: Name Address see Annexure C Signature Maria Tricarico Authorised Signatory* print name capacity sign here date 06 / 11 / 2018 � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ! � � � � � " # � � � � � $ DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in. (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.

Signature

  • (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.

  • (8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.

Annexure A

This is Annexure A of 2 pages referred to in form 603 Notice of initial substantial shareholder

06-Nov-18 Date

Maria Tricarico,

Authorised Signatory

3. Details of Relevant Interests

4. Details of present registered holders

6. Associates

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 144,314 144,314 subsidiary of
B.V. securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to KAS-KAS BANK - ORD 35,026 35,026 subsidiary of
B.V. securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.
BlackRock (Netherlands) Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 393,225 393,225 subsidiary of
B.V. securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock (Singapore) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 57,021 57,021 subsidiary of
Limited securities and/or the power to dispose of securities as SINGAPORE BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ORD 4,962,588 4,962,588 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM - J.P. Morgan Zurich ORD 218,444 218,444 subsidiary of
Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 6,938,453 6,938,453 subsidiary of
Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 784,531 784,531 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 6,586,686 6,586,686 subsidiary of
Limited securities and/or the power to dispose of securities as DUBLIN BlackRock Inc.
investment manager or trustee.
BlackRock Advisors (UK) Power to control the exercise of a right to vote attached to STATE STREET BANK, ORD 58,727 58,727 subsidiary of
Limited securities and/or the power to dispose of securities as MUNICH, ZURICH BlackRock Inc.
investment manager or trustee. BRANCH
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 38,804 38,804 subsidiary of
securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Advisors, LLC Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 2,136,177 2,136,177 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Asset Power to control the exercise of a right to vote attached to RBC-ROYAL TRUST - ORD 28,495 28,495 subsidiary of
Management Canada securities and/or the power to dispose of securities as TORONTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 23,639 23,639 subsidiary of
Management Canada securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 1,535,244 1,535,244 subsidiary of
Management Canada securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to CITI-CITIBANK, HONG ORD 7,087 7,087 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to HSBC-HSBC, HONG ORD 11,403 11,403 subsidiary of
Management North Asia securities and/or the power to dispose of securities as KONG BlackRock Inc.
Limited investment manager or trustee.
BlackRock Asset Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 4,216 4,216 subsidiary of
Management North Asia securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 82,205 82,205 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Financial Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 302,241 302,241 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 410,040 410,040 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 498,298 498,298 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 11,112 11,112 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Financial Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 22,793 22,793 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as BANK & TRUST BlackRock Inc.
investment manager or trustee. TORONTO
BlackRock Financial Power to control the exercise of a right to vote attached to STATE STREET BANK ORD 91,790 91,790 subsidiary of
Management, Inc. securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 43,425 43,425 subsidiary of
securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 408,192 408,192 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 123,510 123,510 subsidiary of
securities and/or the power to dispose of securities as MUTUAL FUNDS - BlackRock Inc.
investment manager or trustee. BOSTON
BlackRock Fund Advisors Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 38,110,380 38,110,380 subsidiary of
securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 2,219,676 2,219,676 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 37,038,128 37,038,128 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 961,667 961,667 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to RBC-ROYAL TRUST - ORD 32,677 32,677 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as TORONTO BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB BOSTON ORD 145,941 145,941 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-SSB NEW YORK ORD 2,393,731 2,393,731 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as INSTITUTIONAL BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STATE ORD 226,960 226,960 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 75,109 75,109 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
Association investment manager or trustee.
BlackRock Institutional Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 7,371 7,371 subsidiary of
Trust Company, National securities and/or the power to dispose of securities as SACRAMENTO BlackRock Inc.
Association investment manager or trustee.

page 1 of 2

AMP

Holder of Relevant
Interests
Name and ACN / ARSN (if
Nature of Relevant Interest Registered Holder of
Securities
Person entitled to be
registered as holder
Class and number of
Securities
Person's
votes
Nature of
Association
applicable)
BlackRock International Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 96,882 96,882 subsidiary of
Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock International Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 1,046,529 1,046,529 subsidiary of
Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC SYDNEY ORD 2,283,490 2,283,490 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 26,696 26,696 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as SYDNEY BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 6,107,381 6,107,381 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as AUSTRALIA BANK BlackRock Inc.
Limited investment manager or trustee. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to Northern Trust Singapore ORD 1,900,883 1,900,883 subsidiary of
Management (Australia) securities and/or the power to dispose of securities as BlackRock Inc.
Limited investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to AP7 ORD 1,023,812 1,023,812 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP PARIBAS LON ORD 152,926 152,926 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP PARIBAS LUX ORD 19,214 19,214 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNP-BNP Paribas Milan ORD 75,946 75,946 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BANK OF NY ORD 1,203,832 1,203,832 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BRUS BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-BONY EUROPE - ORD 1,206,311 1,206,311 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to CITI-CITIBANK, LONDON ORD 2,537,968 2,537,968 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to HSBC-HSBC - LONDON ORD 1,830,730 1,830,730 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 106,454 106,454 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to KAS-KAS BANK - ORD 335,315 335,315 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as AMSTERDAM BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 190,030 190,030 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as CO. - CHICAGO BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NT-NORTHERN TRUST ORD 2,404,491 2,404,491 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as UK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SEB-SKANDINAVISKA ORD 184,079 184,079 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as ENSKILDA BANKEN BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STATE ORD 126,611 126,611 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as HONG KONG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 665,672 665,672 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK LUXEMBOURG BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 210,932 210,932 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as BANK, GERMANY BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 1,132,402 1,132,402 subsidiary of
Management (UK) Limited securities and/or the power to dispose of securities as LONDON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to BNYM-THE BANK OF ORD 1,826,759 1,826,759 subsidiary of
Management, LLC securities and/or the power to dispose of securities as NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 1,832,597 1,832,597 subsidiary of
Management, LLC securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to USB-US BANK ORD 88,462 88,462 subsidiary of
Management, LLC securities and/or the power to dispose of securities as BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to BBH-BROWN BROTHERS ORD 46,245 46,245 subsidiary of
securities and/or the power to dispose of securities as HARRIMAN & CO - NEW BlackRock Inc.
investment manager or trustee. YORK
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to JPM-JP MORGAN CHASE ORD 3,564,180 3,564,180 subsidiary of
securities and/or the power to dispose of securities as - NEW YORK BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to SSB-State Street Bank And ORD 288,841 288,841 subsidiary of
securities and/or the power to dispose of securities as Trust Co. BlackRock Inc.
investment manager or trustee.
BlackRock Japan Co., Ltd. Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 41,207 41,207 subsidiary of
securities and/or the power to dispose of securities as BANK, BOSTON BlackRock Inc.
investment manager or trustee.
BlackRock Investment Power to control the exercise of a right to vote attached to NAB-NATIONAL ORD 1,464,108 1,464,108 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BANK BlackRock Inc.
Limited its capacity as investment manager. LIMITED - MELBOURNE
BlackRock Investment Power to control the exercise of a right to vote attached to SSB-STATE STREET ORD 1,094,076 1,094,076 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in AUSTRALIA BlackRock Inc.
Limited its capacity as investment manager.
BlackRock Investment Power to control the exercise of a right to vote attached to JPM-JPM CHASE - ORD 5,652,399 5,652,399 subsidiary of
Management (Australia) securities and/or the power to dispose of securities held in SYDNEY BlackRock Inc.
Limited its capacityas responsible entity.

page 2 of 2

AMP

Annexure B

This is Annexure B of 10 pages referred to in form 603 Notice of initial substantial shareholder

Maria Tricarico,

06-Nov-18 Date

Authorised Signatory

5. Consideration

AMP LTD (AMP) AMP LTD (AMP)
Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors,LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
6,176 6,176
BlackRock Institutional Trust Company, National
Association
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
286 286
BlackRock Advisors, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
38 38
BlackRock Advisors, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
1,906 1,906
BlackRock Investment Management, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
78 78
BlackRock Investment Management, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
746 746
BlackRock Investment Management, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
111 111
BlackRock Investment Management, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
3,222 3,222
BlackRock Investment Management (Australia)
Limited
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
11 11
BlackRock Investment Management, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
364 364
BlackRock Investment Management, LLC
03-Jul-18
yes
3.58
on mkt buy
AUD
ORD
367 367
BlackRock Advisors (UK) Limited
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
12,564 12,564
BlackRock Advisors, LLC
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
38,592 38,592
BlackRock Fund Advisors
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
68,890 68,890
BlackRock Advisors, LLC
03-Jul-18
yes
3.67
on mkt buy
AUD
ORD
175,934 175,934
BlackRock Fund Advisors
03-Jul-18
no
n/a
in specie
AUD
ORD
4,790 4,790
BlackRock Advisors (UK) Limited
04-Jul-18
yes
3.56
on mkt buy
AUD
ORD
6,276 6,276
BlackRock Advisors (UK) Limited
04-Jul-18
no
n/a
collateral
transfer
AUD
ORD
58,895 58,895
BlackRock Advisors (UK) Limited
05-Jul-18
no
n/a
collateral
transfer
AUD
ORD
39,496 39,496
BlackRock Institutional Trust Company, National
Association
06-Jul-18
yes
3.63
on mkt buy
AUD
ORD
36,195 36,195
BlackRock Institutional Trust Company, National
Association
06-Jul-18
yes
3.63
on mkt buy
AUD
ORD
11,384 11,384
BlackRock Fund Advisors
06-Jul-18
yes
3.63
on mkt buy
AUD
ORD
16,485 16,485
BlackRock Fund Advisors
06-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Asset Management Canada Limited
09-Jul-18
yes
3.61
on mkt buy
AUD
ORD
41,293 41,293
BlackRock Institutional Trust Company, National
Association
09-Jul-18
yes
3.61
on mkt buy
AUD
ORD
30,368 30,368
BlackRock Fund Advisors
09-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Advisors (UK) Limited
10-Jul-18
yes
3.65
on mkt buy
AUD
ORD
1,874 1,874
BlackRock Advisors (UK) Limited
10-Jul-18
yes
3.64
on mkt buy
AUD
ORD
200,400 200,400
BlackRock Institutional Trust Company, National
Association
10-Jul-18
yes
3.65
on mkt buy
AUD
ORD
11,571 11,571
BlackRock Fund Advisors
10-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Institutional Trust Company, National
Association
10-Jul-18
no
n/a
in specie
AUD
ORD
147,668 147,668

page 1 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Japan Co., Ltd.
10-Jul-18
no
n/a
collateral
transfer
AUD
ORD
293,788 293,788
BlackRock Advisors (UK) Limited
11-Jul-18
yes
3.58
on mkt buy
AUD
ORD
4,655 4,655
BlackRock Advisors (UK) Limited
12-Jul-18
yes
3.62
on mkt buy
AUD
ORD
6,622 6,622
BlackRock Fund Advisors
12-Jul-18
no
n/a
in specie
AUD
ORD
118,044 118,044
BlackRock Fund Advisors
12-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Investment Management (UK)
Limited
12-Jul-18
no
n/a
collateral
transfer
AUD
ORD
43,233 43,233
BlackRock Advisors (UK) Limited
13-Jul-18
yes
3.60
on mkt buy
AUD
ORD
1,779 1,779
BlackRock Investment Management (UK)
Limited
16-Jul-18
yes
3.61
on mkt buy
AUD
ORD
11,435 11,435
BlackRock Advisors (UK) Limited
16-Jul-18
yes
3.60
on mkt buy
AUD
ORD
995 995
BlackRock Advisors (UK) Limited
16-Jul-18
no
n/a
collateral
transfer
AUD
ORD
49,296 49,296
BlackRock Investment Management, LLC
17-Jul-18
yes
3.60
on mkt buy
AUD
ORD
3,594 3,594
BlackRock Japan Co., Ltd.
17-Jul-18
no
n/a
collateral
transfer
AUD
ORD
24,395 24,395
BlackRock Japan Co., Ltd.
18-Jul-18
no
n/a
collateral
transfer
AUD
ORD
595,266 595,266
BlackRock Japan Co., Ltd.
19-Jul-18
no
n/a
collateral
transfer
AUD
ORD
70,745 70,745
BlackRock Advisors (UK) Limited
19-Jul-18
no
n/a
collateral
transfer
AUD
ORD
48,466 48,466
BlackRock Financial Management, Inc.
19-Jul-18
no
n/a
in specie
AUD
ORD
15,490 15,490
BlackRock Advisors (UK) Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
6,325 6,325
BlackRock Advisors (UK) Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
840 840
BlackRock Advisors (UK) Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
1,629 1,629
BlackRock Advisors (UK) Limited
20-Jul-18
yes
3.63
on mkt buy
AUD
ORD
1,779 1,779
BlackRock Fund Advisors
20-Jul-18
no
n/a
in specie
AUD
ORD
8,507 8,507
BlackRock Japan Co., Ltd.
20-Jul-18
no
n/a
collateral
transfer
AUD
ORD
72,180 72,180
BlackRock Investment Management (UK)
Limited
20-Jul-18
no
n/a
collateral
transfer
AUD
ORD
51,227 51,227
BlackRock Financial Management, Inc.
20-Jul-18
no
n/a
in specie
AUD
ORD
14,464 14,464
BlackRock Advisors (UK) Limited
23-Jul-18
yes
3.56
on mkt buy
AUD
ORD
1,791 1,791
BlackRock Advisors (UK) Limited
23-Jul-18
yes
3.56
on mkt buy
AUD
ORD
13,360 13,360
BlackRock Investment Management (Australia)
Limited
23-Jul-18
yes
3.56
on mkt buy
AUD
ORD
54,475 54,475
BlackRock Advisors (UK) Limited
24-Jul-18
yes
3.56
on mkt buy
AUD
ORD
6,319 6,319
BlackRock Fund Advisors
24-Jul-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Institutional Trust Company, National
Association
25-Jul-18
yes
3.54
on mkt buy
AUD
ORD
52,672 52,672
BlackRock Fund Advisors
25-Jul-18
no
n/a
in specie
AUD
ORD
2,395 2,395
BlackRock Institutional Trust Company, National
Association
26-Jul-18
yes
3.51
on mkt buy
AUD
ORD
1,582 1,582
BlackRock Financial Management, Inc.
27-Jul-18
yes
3.32
on mkt buy
AUD
ORD
364 364
BlackRock Advisors (UK) Limited
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
26,732 26,732
BlackRock Advisors (UK) Limited
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
5,586 5,586
BlackRock Advisors (UK) Limited
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
4,179 4,179
BlackRock Fund Advisors
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
93,282 93,282
BlackRock Institutional Trust Company, National
Association
27-Jul-18
yes
3.30
on mkt buy
AUD
ORD
88,256 88,256

page 2 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors (UK) Limited
31-Jul-18
yes
3.40
on mkt buy
AUD
ORD
6,689 6,689
BlackRock Advisors (UK) Limited
31-Jul-18
yes
3.40
on mkt buy
AUD
ORD
13,378 13,378
BlackRock Advisors (UK) Limited
31-Jul-18
yes
3.40
on mkt buy
AUD
ORD
1,864 1,864
BlackRock Fund Advisors
31-Jul-18
no
n/a
in specie
AUD
ORD
4,760 4,760
BlackRock Japan Co., Ltd.
31-Jul-18
no
n/a
collateral
transfer
AUD
ORD
119,210 119,210
BlackRock Advisors (UK) Limited
31-Jul-18
no
n/a
collateral
transfer
AUD
ORD
838,989 838,989
BlackRock Advisors (UK) Limited
01-Aug-18
yes
3.52
on mkt buy
AUD
ORD
147,246 147,246
BlackRock Fund Advisors
01-Aug-18
no
n/a
in specie
AUD
ORD
5,440 5,440
BlackRock Fund Advisors
01-Aug-18
no
n/a
in specie
AUD
ORD
7,185 7,185
BlackRock Fund Advisors
02-Aug-18
no
n/a
in specie
AUD
ORD
32,895 32,895
BlackRock Fund Advisors
02-Aug-18
no
n/a
in specie
AUD
ORD
43,860 43,860
BlackRock Advisors (UK) Limited
02-Aug-18
no
n/a
collateral
transfer
AUD
ORD
41,598 41,598
BlackRock Advisors (UK) Limited
03-Aug-18
yes
3.50
on mkt buy
AUD
ORD
3,624 3,624
BlackRock Japan Co., Ltd.
03-Aug-18
no
n/a
collateral
transfer
AUD
ORD
1,018,894 1,018,894
BlackRock Advisors (UK) Limited
03-Aug-18
no
n/a
collateral
transfer
AUD
ORD
3,858 3,858
BlackRock Fund Advisors
06-Aug-18
no
n/a
in specie
AUD
ORD
32,895 32,895
BlackRock Institutional Trust Company, National
Association
07-Aug-18
yes
3.41
on mkt buy
AUD
ORD
270,473 270,473
BlackRock Advisors (UK) Limited
07-Aug-18
yes
3.37
on mkt buy
AUD
ORD
186,564 186,564
BlackRock Advisors (UK) Limited
07-Aug-18
yes
3.35
on mkt buy
AUD
ORD
6,320 6,320
BlackRock Japan Co., Ltd.
07-Aug-18
no
n/a
collateral
transfer
AUD
ORD
5,594 5,594
BlackRock Financial Management, Inc.
07-Aug-18
no
n/a
collateral
transfer
AUD
ORD
11 11
BlackRock Investment Management, LLC
07-Aug-18
no
n/a
collateral
transfer
AUD
ORD
65,061 65,061
BlackRock Investment Management (UK)
Limited
07-Aug-18
no
n/a
collateral
transfer
AUD
ORD
61,813 61,813
BlackRock Asset Management North Asia
Limited
07-Aug-18
no
n/a
collateral
transfer
AUD
ORD
53,178 53,178
BlackRock Fund Advisors
08-Aug-18
yes
3.36
on mkt buy
AUD
ORD
22,201 22,201
BlackRock Advisors (UK) Limited
08-Aug-18
yes
3.48
on mkt buy
AUD
ORD
27,463 27,463
BlackRock Advisors (UK) Limited
08-Aug-18
yes
3.48
on mkt buy
AUD
ORD
1,186 1,186
BlackRock Financial Management, Inc.
08-Aug-18
yes
3.48
on mkt buy
AUD
ORD
6,009 6,009
BlackRock Asset Management North Asia
Limited
08-Aug-18
no
n/a
collateral
transfer
AUD
ORD
3,057 3,057
BlackRock Advisors (UK) Limited
09-Aug-18
yes
3.46
on mkt buy
AUD
ORD
1,962 1,962
BlackRock Fund Advisors
09-Aug-18
no
n/a
in specie
AUD
ORD
6,800 6,800
BlackRock Investment Management (UK)
Limited
09-Aug-18
no
n/a
in specie
AUD
ORD
24,447 24,447
BlackRock Japan Co., Ltd.
09-Aug-18
no
n/a
collateral
transfer
AUD
ORD
937,053 937,053
BlackRock Advisors (UK) Limited
09-Aug-18
no
n/a
collateral
transfer
AUD
ORD
1,220,000 1,220,000
BlackRock Fund Advisors
10-Aug-18
no
n/a
in specie
AUD
ORD
13,600 13,600
BlackRock Investment Management (UK)
Limited
10-Aug-18
no
n/a
collateral
transfer
AUD
ORD
767,000 767,000
BlackRock Fund Advisors
13-Aug-18
yes
3.41
on mkt buy
AUD
ORD
6,210 6,210
BlackRock Investment Management, LLC
13-Aug-18
yes
3.41
on mkt buy
AUD
ORD
8,080 8,080

page 3 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors (UK) Limited
13-Aug-18
yes
3.39
on mkt buy
AUD
ORD
38,118 38,118
BlackRock Fund Advisors
14-Aug-18
no
n/a
in specie
AUD
ORD
2,395 2,395
BlackRock Advisors (UK) Limited
14-Aug-18
no
n/a
collateral
transfer
AUD
ORD
47,025 47,025
BlackRock Institutional Trust Company, National
Association
15-Aug-18
yes
3.43
on mkt buy
AUD
ORD
183,794 183,794
BlackRock Fund Advisors
15-Aug-18
no
n/a
in specie
AUD
ORD
7,185 7,185
BlackRock Investment Management (Australia)
Limited
16-Aug-18
yes
3.44
on mkt buy
AUD
ORD
23,443 23,443
BlackRock Fund Advisors
16-Aug-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Advisors (UK) Limited
17-Aug-18
yes
3.43
on mkt buy
AUD
ORD
8,451 8,451
BlackRock Financial Management, Inc.
20-Aug-18
no
n/a
in specie
AUD
ORD
9,861 9,861
BlackRock Advisors (UK) Limited
21-Aug-18
yes
3.45
on mkt buy
AUD
ORD
595 595
BlackRock Advisors (UK) Limited
21-Aug-18
yes
3.45
on mkt buy
AUD
ORD
857 857
BlackRock Financial Management, Inc.
21-Aug-18
no
n/a
in specie
AUD
ORD
16,622 16,622
BlackRock Financial Management, Inc.
21-Aug-18
no
n/a
in specie
AUD
ORD
7,860 7,860
BlackRock Advisors (UK) Limited
24-Aug-18
no
n/a
collateral
transfer
AUD
ORD
343,382 343,382
BlackRock Japan Co., Ltd.
27-Aug-18
no
n/a
collateral
transfer
AUD
ORD
423,073 423,073
BlackRock Advisors (UK) Limited
27-Aug-18
no
n/a
collateral
transfer
AUD
ORD
268,736 268,736
BlackRock Advisors, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
23,846 23,846
BlackRock Institutional Trust Company, National
Association
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
1,114 1,114
BlackRock Advisors, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
141 141
BlackRock Advisors, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
7,172 7,172
BlackRock Investment Management, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
284 284
BlackRock Investment Management, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
2,754 2,754
BlackRock Investment Management, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
411 411
BlackRock Investment Management, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
12,148 12,148
BlackRock Investment Management (Australia)
Limited
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
435 435
BlackRock Investment Management, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
715 715
BlackRock Investment Management, LLC
28-Aug-18
yes
3.36
on mkt buy
AUD
ORD
1,167 1,167
BlackRock Japan Co., Ltd.
28-Aug-18
no
n/a
collateral
transfer
AUD
ORD
707,529 707,529
BlackRock Fund Advisors
29-Aug-18
no
n/a
in specie
AUD
ORD
23,152 23,152
BlackRock Fund Advisors
29-Aug-18
no
n/a
in specie
AUD
ORD
2,395 2,395
BlackRock Advisors (UK) Limited
30-Aug-18
yes
3.38
on mkt buy
AUD
ORD
1,967 1,967
BlackRock Fund Advisors
30-Aug-18
yes
3.38
on mkt buy
AUD
ORD
29,068 29,068
BlackRock Japan Co., Ltd.
31-Aug-18
yes
3.34
on mkt buy
AUD
ORD
72,597 72,597
BlackRock International Limited
31-Aug-18
yes
3.34
on mkt buy
AUD
ORD
25,049 25,049
BlackRock Advisors (UK) Limited
03-Sep-18
no
n/a
collateral
transfer
AUD
ORD
3,896,948 3,896,948
BlackRock Advisors (UK) Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
6,346 6,346
BlackRock Advisors (UK) Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
1,870 1,870
BlackRock Advisors (UK) Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
63,460 63,460

page 4 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Advisors (UK) Limited
04-Sep-18
yes
3.34
on mkt buy
AUD
ORD
38,076 38,076
BlackRock Fund Advisors
05-Sep-18
yes
3.32
on mkt buy
AUD
ORD
4,510 4,510
BlackRock Fund Advisors
05-Sep-18
no
n/a
in specie
AUD
ORD
17,000 17,000
BlackRock Investment Management (Australia)
Limited
06-Sep-18
yes
3.31
on mkt buy
AUD
ORD
52,683 52,683
BlackRock Fund Advisors
06-Sep-18
yes
3.31
on mkt buy
AUD
ORD
27,021 27,021
BlackRock Investment Management (UK)
Limited
06-Sep-18
yes
3.31
on mkt buy
AUD
ORD
18,912 18,912
BlackRock Fund Advisors
06-Sep-18
no
n/a
in specie
AUD
ORD
3,849 3,849
BlackRock Advisors (UK) Limited
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
168,265 168,265
BlackRock Institutional Trust Company, National
Association
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
308,296 308,296
BlackRock Advisors (UK) Limited
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
1,864 1,864
BlackRock Advisors (UK) Limited
07-Sep-18
yes
3.30
on mkt buy
AUD
ORD
46,592 46,592
BlackRock Fund Advisors
07-Sep-18
no
n/a
in specie
AUD
ORD
6,800 6,800
BlackRock Fund Advisors
07-Sep-18
no
n/a
in specie
AUD
ORD
48,246 48,246
BlackRock Fund Advisors
07-Sep-18
no
n/a
in specie
AUD
ORD
37,281 37,281
BlackRock Advisors (UK) Limited
07-Sep-18
no
n/a
collateral
transfer
AUD
ORD
67,409 67,409
BlackRock Investment Management (Australia)
Limited
10-Sep-18
yes
3.28
on mkt buy
AUD
ORD
13,396 13,396
BlackRock Advisors (UK) Limited
10-Sep-18
yes
3.28
on mkt buy
AUD
ORD
5,610 5,610
BlackRock Fund Advisors
10-Sep-18
no
n/a
in specie
AUD
ORD
8,160 8,160
BlackRock Fund Advisors
10-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Investment Management (UK)
Limited
10-Sep-18
no
n/a
collateral
transfer
AUD
ORD
151,283 151,283
BlackRock Advisors (UK) Limited
11-Sep-18
yes
3.29
on mkt buy
AUD
ORD
20,064 20,064
BlackRock Fund Advisors
11-Sep-18
no
n/a
in specie
AUD
ORD
532 532
BlackRock Advisors (UK) Limited
12-Sep-18
no
n/a
collateral
transfer
AUD
ORD
78,907 78,907
BlackRock Financial Management, Inc.
12-Sep-18
no
n/a
collateral
transfer
AUD
ORD
223,566 223,566
BlackRock Investment Management (UK)
Limited
12-Sep-18
no
n/a
collateral
transfer
AUD
ORD
136,419 136,419
BlackRock Advisors (UK) Limited
13-Sep-18
yes
3.13
on mkt buy
AUD
ORD
1,870 1,870
BlackRock Advisors (UK) Limited
13-Sep-18
yes
3.13
on mkt buy
AUD
ORD
4,675 4,675
BlackRock Fund Advisors
13-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Advisors (UK) Limited
13-Sep-18
no
n/a
collateral
transfer
AUD
ORD
67,783 67,783
BlackRock Investment Management (UK)
Limited
13-Sep-18
no
n/a
collateral
transfer
AUD
ORD
784,246 784,246
BlackRock Financial Management, Inc.
14-Sep-18
yes
3.15
on mkt buy
AUD
ORD
565 565
BlackRock Investment Management (UK)
Limited
14-Sep-18
no
n/a
in specie
AUD
ORD
15,288 15,288
BlackRock Investment Management (UK)
Limited
14-Sep-18
no
n/a
in specie
AUD
ORD
26,952 26,952
BlackRock Investment Management (UK)
Limited
14-Sep-18
no
n/a
in specie
AUD
ORD
239,184 239,184
BlackRock Investment Management (UK)
Limited
14-Sep-18
no
n/a
in specie
AUD
ORD
351,332 351,332
BlackRock Japan Co., Ltd.
14-Sep-18
no
n/a
collateral
transfer
AUD
ORD
1,512 1,512
BlackRock Financial Management, Inc.
14-Sep-18
no
n/a
collateral
transfer
AUD
ORD
267,469 267,469
BlackRock Investment Management, LLC
14-Sep-18
no
n/a
collateral
transfer
AUD
ORD
15,163 15,163

page 5 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Asset Management North Asia
Limited
14-Sep-18
no
n/a
collateral
transfer
AUD
ORD
17,726 17,726
BlackRock Japan Co., Ltd.
17-Sep-18
yes
3.14
on mkt buy
AUD
ORD
8,468 8,468
BlackRock Japan Co., Ltd.
17-Sep-18
no
n/a
collateral
transfer
AUD
ORD
40 40
BlackRock Asset Management North Asia
Limited
17-Sep-18
no
n/a
collateral
transfer
AUD
ORD
4,112 4,112
BlackRock Financial Management, Inc.
18-Sep-18
yes
3.18
on mkt buy
AUD
ORD
3,373 3,373
BlackRock Institutional Trust Company, National
Association
18-Sep-18
yes
3.15
on mkt buy
AUD
ORD
18,489 18,489
BlackRock Advisors, LLC
18-Sep-18
no
n/a
collateral
transfer
AUD
ORD
6,440 6,440
BlackRock Japan Co., Ltd.
18-Sep-18
no
n/a
collateral
transfer
AUD
ORD
44,708 44,708
BlackRock Advisors (UK) Limited
18-Sep-18
no
n/a
collateral
transfer
AUD
ORD
33,066 33,066
BlackRock Investment Management, LLC
18-Sep-18
no
n/a
collateral
transfer
AUD
ORD
69,772 69,772
BlackRock Investment Management (UK)
Limited
18-Sep-18
no
n/a
collateral
transfer
AUD
ORD
1,269,384 1,269,384
BlackRock Asset Management North Asia
Limited
18-Sep-18
no
n/a
collateral
transfer
AUD
ORD
7,821 7,821
BlackRock Japan Co., Ltd.
19-Sep-18
no
n/a
collateral
transfer
AUD
ORD
25,104 25,104
BlackRock Advisors (UK) Limited
19-Sep-18
no
n/a
collateral
transfer
AUD
ORD
505,062 505,062
BlackRock Investment Management, LLC
19-Sep-18
no
n/a
collateral
transfer
AUD
ORD
99,714 99,714
BlackRock Investment Management (UK)
Limited
19-Sep-18
no
n/a
collateral
transfer
AUD
ORD
2,813 2,813
BlackRock Asset Management North Asia
Limited
19-Sep-18
no
n/a
collateral
transfer
AUD
ORD
201,585 201,585
BlackRock Fund Advisors
20-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Japan Co., Ltd.
20-Sep-18
no
n/a
collateral
transfer
AUD
ORD
3,718,468 3,718,468
BlackRock Investment Management (UK)
Limited
20-Sep-18
no
n/a
collateral
transfer
AUD
ORD
14,406 14,406
BlackRock Fund Advisors
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
7,470 7,470
BlackRock Investment Management (Australia)
Limited
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
88,082 88,082
BlackRock Investment Management (Australia)
Limited
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
29,361 29,361
BlackRock Institutional Trust Company, National
Association
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
68,513 68,513
BlackRock Institutional Trust Company, National
Association
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
22,839 22,839
BlackRock Investment Management (Australia)
Limited
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
4,020 4,020
BlackRock Investment Management (Australia)
Limited
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
12,065 12,065
BlackRock Institutional Trust Company, National
Association
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
10,750 10,750
BlackRock Institutional Trust Company, National
Association
21-Sep-18
yes
3.22
on mkt buy
AUD
ORD
32,253 32,253
BlackRock Fund Advisors
21-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Investment Management (UK)
Limited
21-Sep-18
no
n/a
in specie
AUD
ORD
56,516 56,516
BlackRock Advisors (UK) Limited
21-Sep-18
no
n/a
collateral
transfer
AUD
ORD
1,106,058 1,106,058
BlackRock Advisors (UK) Limited
24-Sep-18
yes
3.18
on mkt buy
AUD
ORD
6,545 6,545
BlackRock Japan Co., Ltd.
24-Sep-18
no
n/a
collateral
transfer
AUD
ORD
50,827 50,827
BlackRock Financial Management, Inc.
24-Sep-18
no
n/a
collateral
transfer
AUD
ORD
1,134 1,134
BlackRock Investment Management, LLC
24-Sep-18
no
n/a
collateral
transfer
AUD
ORD
221,895 221,895
BlackRock Investment Management (UK)
Limited
24-Sep-18
no
n/a
collateral
transfer
AUD
ORD
578,431 578,431
BlackRock Asset Management North Asia
Limited
24-Sep-18
no
n/a
collateral
transfer
AUD
ORD
94,161 94,161

page 6 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Fund Advisors
25-Sep-18
no
n/a
in specie
AUD
ORD
2,477 2,477
BlackRock Fund Advisors
25-Sep-18
no
n/a
in specie
AUD
ORD
4,954 4,954
BlackRock Fund Advisors
25-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Fund Advisors
25-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Fund Advisors
25-Sep-18
no
n/a
in specie
AUD
ORD
25,521 25,521
BlackRock Advisors (UK) Limited
25-Sep-18
no
n/a
in specie
AUD
ORD
18,147 18,147
BlackRock Advisors (UK) Limited
25-Sep-18
no
n/a
collateral
transfer
AUD
ORD
670,178 670,178
BlackRock Investment Management (Australia)
Limited
26-Sep-18
yes
3.19
on mkt buy
AUD
ORD
23,443 23,443
BlackRock Advisors (UK) Limited
26-Sep-18
yes
3.19
on mkt buy
AUD
ORD
6,680 6,680
BlackRock Advisors (UK) Limited
26-Sep-18
yes
3.19
on mkt buy
AUD
ORD
33,400 33,400
BlackRock Advisors (UK) Limited
26-Sep-18
yes
3.19
on mkt buy
AUD
ORD
4,660 4,660
BlackRock Advisors (UK) Limited
26-Sep-18
yes
3.19
on mkt buy
AUD
ORD
8,388 8,388
BlackRock Advisors (UK) Limited
26-Sep-18
yes
3.19
on mkt buy
AUD
ORD
1,660 1,660
BlackRock Fund Advisors
26-Sep-18
no
n/a
in specie
AUD
ORD
8,772 8,772
BlackRock Advisors (UK) Limited
26-Sep-18
no
n/a
collateral
transfer
AUD
ORD
2,158,151 2,158,151
BlackRock Advisors (UK) Limited
27-Sep-18
yes
3.14
on mkt buy
AUD
ORD
3,744 3,744
BlackRock Advisors, LLC
27-Sep-18
yes
3.14
on mkt buy
AUD
ORD
235,270 235,270
BlackRock Institutional Trust Company, National
Association
27-Sep-18
yes
3.14
on mkt buy
AUD
ORD
34,045 34,045
BlackRock Institutional Trust Company, National
Association
27-Sep-18
yes
3.14
on mkt buy
AUD
ORD
16,116 16,116
BlackRock Fund Advisors
27-Sep-18
no
n/a
in specie
AUD
ORD
6,120 6,120
BlackRock Fund Advisors
27-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Japan Co., Ltd.
27-Sep-18
no
n/a
collateral
transfer
AUD
ORD
271,036 271,036
BlackRock Investment Management (UK)
Limited
27-Sep-18
no
n/a
collateral
transfer
AUD
ORD
1,239,780 1,239,780
BlackRock Institutional Trust Company, National
Association
28-Sep-18
no
n/a
in specie
AUD
ORD
14,948 14,948
BlackRock Advisors (UK) Limited
28-Sep-18
yes
3.19
on mkt buy
AUD
ORD
1,864 1,864
BlackRock Institutional Trust Company, National
Association
28-Sep-18
yes
3.19
on mkt buy
AUD
ORD
9,594 9,594
BlackRock Fund Advisors
28-Sep-18
no
n/a
in specie
AUD
ORD
81,141 81,141
BlackRock Fund Advisors
28-Sep-18
no
n/a
in specie
AUD
ORD
32,895 32,895
BlackRock Fund Advisors
28-Sep-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Advisors (UK) Limited
28-Sep-18
no
n/a
collateral
transfer
AUD
ORD
1,311,456 1,311,456
BlackRock International Limited
01-Oct-18
no
n/a
in specie
AUD
ORD
13,999 13,999
BlackRock Japan Co., Ltd.
01-Oct-18
no
n/a
collateral
transfer
AUD
ORD
38,052 38,052
BlackRock Advisors (UK) Limited
02-Oct-18
yes
3.03
on mkt buy
AUD
ORD
3,740 3,740
BlackRock Advisors (UK) Limited
02-Oct-18
yes
3.03
on mkt buy
AUD
ORD
6,461 6,461
BlackRock (Netherlands) B.V.
02-Oct-18
yes
3.03
on mkt buy
AUD
ORD
1,821 1,821
BlackRock Fund Advisors
02-Oct-18
yes
3.03
on mkt buy
AUD
ORD
30,616 30,616
BlackRock Fund Advisors
02-Oct-18
yes
3.03
on mkt buy
AUD
ORD
34,662 34,662
BlackRock Investment Management (UK)
Limited
02-Oct-18
yes
3.10
on mkt buy
AUD
ORD
18,372 18,372

page 7 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Japan Co., Ltd.
02-Oct-18
no
n/a
collateral
transfer
AUD
ORD
9,179 9,179
BlackRock Institutional Trust Company, National
Association
03-Oct-18
yes
3.05
on mkt buy
AUD
ORD
31,778 31,778
BlackRock Advisors (UK) Limited
03-Oct-18
yes
3.05
on mkt buy
AUD
ORD
4,660 4,660
BlackRock Investment Management (UK)
Limited
03-Oct-18
yes
3.05
on mkt buy
AUD
ORD
22,054 22,054
BlackRock Advisors (UK) Limited
03-Oct-18
no
n/a
collateral
transfer
AUD
ORD
338,140 338,140
BlackRock Advisors (UK) Limited
04-Oct-18
yes
3.07
on mkt buy
AUD
ORD
2,805 2,805
BlackRock Investment Management (Australia)
Limited
04-Oct-18
yes
3.07
on mkt buy
AUD
ORD
78,266 78,266
BlackRock Institutional Trust Company, National
Association
04-Oct-18
no
n/a
in specie
AUD
ORD
29,814 29,814
BlackRock Financial Management, Inc.
05-Oct-18
yes
3.08
on mkt buy
AUD
ORD
375 375
BlackRock Investment Management (Australia)
Limited
05-Oct-18
yes
3.08
on mkt buy
AUD
ORD
1,749 1,749
BlackRock Investment Management (Australia)
Limited
05-Oct-18
yes
3.08
on mkt buy
AUD
ORD
20,094 20,094
BlackRock Fund Advisors
05-Oct-18
no
n/a
in specie
AUD
ORD
57,018 57,018
BlackRock Advisors (UK) Limited
08-Oct-18
yes
3.08
on mkt buy
AUD
ORD
1,027 1,027
BlackRock Fund Advisors
08-Oct-18
no
n/a
in specie
AUD
ORD
589 589
BlackRock Fund Advisors
08-Oct-18
no
n/a
in specie
AUD
ORD
17,014 17,014
BlackRock Japan Co., Ltd.
08-Oct-18
no
n/a
collateral
transfer
AUD
ORD
6,011 6,011
BlackRock Investment Management (UK)
Limited
08-Oct-18
no
n/a
collateral
transfer
AUD
ORD
127,199 127,199
BlackRock Institutional Trust Company, National
Association
09-Oct-18
no
n/a
in specie
AUD
ORD
282,819 282,819
BlackRock Institutional Trust Company, National
Association
09-Oct-18
no
n/a
in specie
AUD
ORD
20,502 20,502
BlackRock (Netherlands) B.V.
09-Oct-18
yes
3.05
on mkt buy
AUD
ORD
9,375 9,375
BlackRock Fund Advisors
09-Oct-18
no
n/a
in specie
AUD
ORD
48,280 48,280
BlackRock Japan Co., Ltd.
09-Oct-18
no
n/a
collateral
transfer
AUD
ORD
255,572 255,572
BlackRock Advisors (UK) Limited
09-Oct-18
no
n/a
collateral
transfer
AUD
ORD
201,229 201,229
BlackRock Advisors (UK) Limited
10-Oct-18
yes
3.05
on mkt buy
AUD
ORD
1,870 1,870
BlackRock Japan Co., Ltd.
10-Oct-18
no
n/a
collateral
transfer
AUD
ORD
78,759 78,759
BlackRock Advisors (UK) Limited
10-Oct-18
no
n/a
collateral
transfer
AUD
ORD
331,054 331,054
BlackRock Fund Advisors
11-Oct-18
yes
3.00
on mkt buy
AUD
ORD
358 358
BlackRock Advisors (UK) Limited
11-Oct-18
yes
3.05
on mkt buy
AUD
ORD
1,870 1,870
BlackRock Advisors (UK) Limited
11-Oct-18
yes
3.05
on mkt buy
AUD
ORD
5,610 5,610
BlackRock Fund Advisors
11-Oct-18
no
n/a
in specie
AUD
ORD
68,000 68,000
BlackRock Advisors (UK) Limited
12-Oct-18
yes
3.05
on mkt buy
AUD
ORD
1,971 1,971
BlackRock Investment Management (Australia)
Limited
12-Oct-18
yes
3.05
on mkt buy
AUD
ORD
155,453 155,453
BlackRock Investment Management (UK)
Limited
12-Oct-18
no
n/a
in specie
AUD
ORD
8,163 8,163
BlackRock Investment Management (UK)
Limited
12-Oct-18
no
n/a
in specie
AUD
ORD
119,806 119,806
BlackRock Investment Management (Australia)
Limited
15-Oct-18
yes
3.06
on mkt buy
AUD
ORD
23,345 23,345
BlackRock Institutional Trust Company, National
Association
15-Oct-18
yes
3.06
on mkt buy
AUD
ORD
13,018 13,018
BlackRock Advisors (UK) Limited
16-Oct-18
yes
3.12
on mkt buy
AUD
ORD
6,393 6,393
BlackRock Advisors (UK) Limited
16-Oct-18
yes
3.12
on mkt buy
AUD
ORD
3,728 3,728

page 8 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Institutional Trust Company, National
Association
16-Oct-18
yes
3.12
on mkt buy
AUD
ORD
40,745 40,745
BlackRock Fund Advisors
16-Oct-18
no
n/a
in specie
AUD
ORD
61,200 61,200
BlackRock Fund Advisors
16-Oct-18
no
n/a
in specie
AUD
ORD
10,346 10,346
BlackRock Fund Advisors
16-Oct-18
no
n/a
in specie
AUD
ORD
7,390 7,390
BlackRock Advisors (UK) Limited
16-Oct-18
no
n/a
collateral
transfer
AUD
ORD
457,895 457,895
BlackRock Investment Management (Australia)
Limited
17-Oct-18
yes
3.22
on mkt buy
AUD
ORD
153,861 153,861
BlackRock Fund Advisors
17-Oct-18
no
n/a
in specie
AUD
ORD
1,178 1,178
BlackRock Fund Advisors
17-Oct-18
no
n/a
in specie
AUD
ORD
19,214 19,214
BlackRock Fund Advisors
18-Oct-18
yes
3.22
on mkt buy
AUD
ORD
126,771 126,771
BlackRock Advisors (UK) Limited
18-Oct-18
yes
3.17
on mkt buy
AUD
ORD
3,740 3,740
BlackRock Fund Advisors
18-Oct-18
no
n/a
in specie
AUD
ORD
5,912 5,912
BlackRock Investment Management (UK)
Limited
18-Oct-18
no
n/a
in specie
AUD
ORD
7,511 7,511
BlackRock Investment Management (UK)
Limited
18-Oct-18
no
n/a
in specie
AUD
ORD
21,059 21,059
BlackRock Advisors (UK) Limited
19-Oct-18
yes
3.24
on mkt buy
AUD
ORD
802 802
BlackRock Advisors (UK) Limited
22-Oct-18
yes
3.20
on mkt buy
AUD
ORD
6,421 6,421
BlackRock Advisors (UK) Limited
22-Oct-18
yes
3.20
on mkt buy
AUD
ORD
6,503 6,503
BlackRock Institutional Trust Company, National
Association
22-Oct-18
yes
3.20
on mkt buy
AUD
ORD
40,061 40,061
BlackRock Fund Advisors
22-Oct-18
no
n/a
in specie
AUD
ORD
25,521 25,521
BlackRock Advisors (UK) Limited
22-Oct-18
no
n/a
collateral
transfer
AUD
ORD
1,329,872 1,329,872
BlackRock Fund Advisors
23-Oct-18
yes
3.28
on mkt buy
AUD
ORD
131,978 131,978
BlackRock Advisors (UK) Limited
23-Oct-18
yes
3.28
on mkt buy
AUD
ORD
12,786 12,786
BlackRock Investment Management (Australia)
Limited
23-Oct-18
yes
3.28
on mkt buy
AUD
ORD
15,105 15,105
BlackRock Investment Management (UK)
Limited
24-Oct-18
yes
3.29
on mkt buy
AUD
ORD
17,846 17,846
BlackRock Investment Management (Australia)
Limited
24-Oct-18
yes
3.31
on mkt buy
AUD
ORD
119,616 119,616
BlackRock Advisors (UK) Limited
24-Oct-18
yes
3.31
on mkt buy
AUD
ORD
5,610 5,610
BlackRock Institutional Trust Company, National
Association
24-Oct-18
yes
3.31
on mkt buy
AUD
ORD
12,492 12,492
BlackRock Advisors (UK) Limited
25-Oct-18
yes
2.50
on mkt buy
AUD
ORD
1,972 1,972
BlackRock Institutional Trust Company, National
Association
25-Oct-18
yes
2.50
on mkt buy
AUD
ORD
220,062 220,062
BlackRock Advisors (UK) Limited
25-Oct-18
yes
2.50
on mkt buy
AUD
ORD
12,788 12,788
BlackRock Advisors (UK) Limited
25-Oct-18
yes
2.50
on mkt buy
AUD
ORD
12,814 12,814
BlackRock Fund Advisors
25-Oct-18
no
n/a
in specie
AUD
ORD
14,780 14,780
BlackRock Fund Advisors
25-Oct-18
no
n/a
in specie
AUD
ORD
7,390 7,390
BlackRock Institutional Trust Company, National
Association
25-Oct-18
no
n/a
in specie
AUD
ORD
132,422 132,422
BlackRock Fund Advisors
26-Oct-18
yes
2.62
on mkt buy
AUD
ORD
6,417 6,417
BlackRock Advisors, LLC
26-Oct-18
no
n/a
in specie
AUD
ORD
38,804 38,804
BlackRock Financial Management, Inc.
26-Oct-18
yes
2.45
on mkt buy
AUD
ORD
1,314 1,314
BlackRock Investment Management (Australia)
Limited
26-Oct-18
yes
2.38
on mkt buy
AUD
ORD
134,053 134,053
BlackRock Fund Advisors
26-Oct-18
yes
2.38
on mkt buy
AUD
ORD
44,563 44,563

page 9 of 10

AMP

Holder of Relevant Interest
Date of Acquisition / Trans
on a prescribed fin'l mkt
Cash
Non-cash
CCY
Person's
votes
affected
Consideration
Class and number of
securities affected
BlackRock Financial Management, Inc.
26-Oct-18
yes
2.38
on mkt buy
AUD
ORD
36,617 36,617
BlackRock Fund Advisors
26-Oct-18
yes
2.38
on mkt buy
AUD
ORD
525 525
BlackRock Advisors (UK) Limited
29-Oct-18
yes
2.36
on mkt buy
AUD
ORD
10,285 10,285
BlackRock Advisors (UK) Limited
29-Oct-18
yes
2.36
on mkt buy
AUD
ORD
3,312 3,312
BlackRock Institutional Trust Company, National
Association
29-Oct-18
yes
2.36
on mkt buy
AUD
ORD
17,483 17,483
BlackRock Fund Advisors
29-Oct-18
no
n/a
in specie
AUD
ORD
14,960 14,960
BlackRock Investment Management (Australia)
Limited
30-Oct-18
yes
2.31
on mkt buy
AUD
ORD
51,978 51,978
BlackRock Advisors (UK) Limited
31-Oct-18
yes
2.47
on mkt buy
AUD
ORD
2,805 2,805
BlackRock Fund Advisors
31-Oct-18
yes
2.47
on mkt buy
AUD
ORD
15,793 15,793
BlackRock Fund Advisors
31-Oct-18
no
n/a
in specie
AUD
ORD
19,040 19,040
BlackRock Fund Advisors
31-Oct-18
no
n/a
in specie
AUD
ORD
5,880 5,880
BlackRock (Singapore) Limited
01-Nov-18
no
n/a
in specie
AUD
ORD
19,140 19,140
BlackRock Advisors (UK) Limited
01-Nov-18
yes
2.64
on mkt buy
AUD
ORD
5,176 5,176
BlackRock Advisors (UK) Limited
01-Nov-18
yes
2.64
on mkt buy
AUD
ORD
4,675 4,675
BlackRock Advisors (UK) Limited
01-Nov-18
yes
2.64
on mkt buy
AUD
ORD
1,680 1,680
BlackRock Investment Management (Australia)
Limited
01-Nov-18
yes
2.64
on mkt buy
AUD
ORD
66,750 66,750
BlackRock Institutional Trust Company, National
Association
01-Nov-18
no
n/a
in specie
AUD
ORD
87,668 87,668
BlackRock Japan Co., Ltd.
01-Nov-18
no
n/a
collateral
transfer
AUD
ORD
12 12
BlackRock Investment Management (Australia)
Limited
02-Nov-18
yes
2.69
on mkt buy
AUD
ORD
30,015 30,015
BlackRock Advisors (UK) Limited
02-Nov-18
yes
2.69
on mkt buy
AUD
ORD
6,500 6,500
BlackRock Fund Advisors
02-Nov-18
no
n/a
in specie
AUD
ORD
8,868 8,868
BlackRock Japan Co., Ltd.
02-Nov-18
no
n/a
collateral
transfer
AUD
ORD
288,829 288,829
BlackRock Advisors (UK) Limited
02-Nov-18
no
n/a
collateral
transfer
AUD
ORD
4,818,192 4,818,192

page 10 of 10

AMP

Annexure C

This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder

06-Nov-18

Maria Tricarico, Date Authorised Signatory

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
BlackRock Group
BlackRock Inc. 55 East 52nd Street
New York NY 10055 USA
BlackRock (Netherlands) B.V. Rembrandt Tower, 17th floor
Amstelplein
Amsterdam Netherlands
BlackRock (Singapore) Limited 20 Anson Road #18-01
079912 Singapore
BlackRock Advisors (UK) Limited 12 Throgmorton Avenue.
London, EC2N 2DL,
United Kingdom
BlackRock Advisors, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Asset Management Canada Limited 161 Bay Street, Suite 2500
Toronto, Ontario M5J 2S1
Canada
BlackRock Asset Management North Asia Limited 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower,
3 Garden Road,Central,HongKong
BlackRock Financial Management, Inc. 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Fund Advisors 400 Howard Street
San Francisco, CA, 94105
United States
BlackRock Institutional Trust Company, National 1225 17th Street,
Association Suite 300,
Denver,CO 80202(Colorado,USA)
BlackRock International Limited Exchange Place One,
1 Semple Street,
Edinburgh, EH3 8BL,
United Kingdom(Scotland, United Kingdom)
BlackRock Investment Management (Australia) Limited Level 26, 101 Collins Street
Melbourne VIC 3000
Australia(Victoria,Australia)
BlackRock Investment Management (UK) Limited 12 Throgmorton Avenue
London EC2N 2DL
United Kingdom
BlackRock Investment Management, LLC 1209 Orange Street,
Wilmington, New Castle County,
Delaware 19801,United States
BlackRock Japan Co., Ltd. Marunouchi Trust Tower Main,
1-8-3 Marunouchi,
Chiyoda-ku,Tokyo 100-8217(Japan)

page 1 of 1

AMP

Annexure D

This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder

06-Nov-18
Maria Tricarico, Authorised Signatory
Date
06-Nov-18
Maria Tricarico, Authorised Signatory
Date
Type of agreement: Global Master Securities Lending Agreement
Parties to agreement: Party A - Citigroup Global Markets Limited
Party B - HSBC Institutional Trust Services (Asia) Limited
Transfer date: Refer to Annexure B (transactions identified as collateral
transfers)
Holder of voting rights: BlackRock Asset Management North Asia Limited (as
investment manager for the funds)
Are there any restrictions on voting rights?
If yes, detail
Yes. Unless otherwise agreed between the parties, the
Registered Owner will not exercise any voting rights.
Scheduled return date (if any): Not applicable.
Does the borrower have the right to return
early?
If yes, detail
Yes.
Upon an Event of Default under the GMSLA, the GMSLA
provides, broadly, that both parties payment and delivery
obligations will be accelerated and replaced with an obligation of
one party to pay a single cash sum to the other determined in
accordance with the provisions of the GMSLA (as modified by
the Annex). The GMSLA provides that the parties’ right to
terminate the Agreement upon notice will not affect the parties’
existing obligations in respect of any outstanding loans of
securities. The Annex amended and restricted the Borrower's
termination rights – i.e. Borrower may not have the right to
terminate and return the borrowed securities - as the Borrower
was to borrow the securities issued by it (or its sister company)
to provide protection against the insolvency of the issuer and so
usual rights of termination in a GMSLA were restricted.
Subject to the terms of the relevant Loan, the Borrower, may
early terminate a Loan and return Equivalent Securities at any
time provided that it “shall cease to have such entitlement if an
Act of Insolvency with respect to any Security Issuer or any of
the Borrower’s or any Security Issuer’s affiliates has occurred,
or any such person takes any steps preparatory to any of the
matters which would constitute an Act of Insolvency
Does the lender have the right to recall early?
If yes, detail
Yes, at notice.
Will the securities be returned on settlement?
If yes, detail any exceptions
Yes.

A copy of this agreement will be provided to AMP Limited or the Australian Securities and Investments Commission upon request.

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