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AMP LIMITED — Major Shareholding Notification 2018
Nov 5, 2018
64379_rns_2018-11-05_54b4606c-8a78-43a7-8485-83eed561d3a2.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603 Corporations Act 2001 Section 671B Notice of initial substantial holder
To Company Name/Scheme
ACN/ARSN
AMPLTD
079354519
1. Details of substantial holder (1)
BlackRock Group (BlackRock Inc. and subsidiaries named in Annexures Name to this form) ACN/ARSN (if applicable)
The holder became a substantial holder on
02 / / 11 2018
- Details of voting power The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
Class of securities (4) Number of securities Person's votes (5) Voting power (6) ORD 147,936,786 147,936,786 5.03
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows: Holder of relevant interest Nature of relevant interest (7) Class and number of securities Annexure A & D
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
Holder of relevant Registered holder of Person entitled to be Class and number interest securities registered as holder (8) of securities see Annexure A
- Consideration The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
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Holder of relevant Date of acquisition Consideration (9) Class and number
interest of securities
Cash Non-cash
see Annexure B
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603 page 2/2 15 July 2001
- Associates The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows: Name and ACN/ARSN (if applicable) Nature of association
see Annexure A7. Addresses The addresses of persons named in this form are as follows: Name Addresssee Annexure CSignatureMaria Tricarico Authorised Signatory*print name capacity sign here date06/11/2018� � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � � ! � � � � � " # � � � � � $ DIRECTIONS (1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form. (2) See the definition of "associate" in section 9 of the Corporations Act 2001. (3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001. (4) The voting shares of a company constitute one class unless divided into separate classes. (5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in. (6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100. (7) Include details of: (a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and (b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies). See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
Signature
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown". (9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 2 pages referred to in form 603 Notice of initial substantial shareholder
06-Nov-18 Date
Maria Tricarico,
Authorised Signatory
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 144,314 | 144,314 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 35,026 | 35,026 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 393,225 | 393,225 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 57,021 | 57,021 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 4,962,588 | 4,962,588 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ORD | 218,444 | 218,444 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 6,938,453 | 6,938,453 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 784,531 | 784,531 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 6,586,686 | 6,586,686 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 58,727 | 58,727 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 38,804 | 38,804 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 2,136,177 | 2,136,177 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 28,495 | 28,495 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 23,639 | 23,639 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,535,244 | 1,535,244 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 7,087 | 7,087 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 11,403 | 11,403 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 4,216 | 4,216 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 82,205 | 82,205 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 302,241 | 302,241 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 410,040 | 410,040 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 498,298 | 498,298 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 11,112 | 11,112 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 22,793 | 22,793 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BANK & TRUST | BlackRock Inc. | ||||
| investment manager or trustee. | TORONTO | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | STATE STREET BANK | ORD | 91,790 | 91,790 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 43,425 | 43,425 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 408,192 | 408,192 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 123,510 | 123,510 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 38,110,380 | 38,110,380 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 2,219,676 | 2,219,676 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 37,038,128 | 37,038,128 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 961,667 | 961,667 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 32,677 | 32,677 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ORD | 145,941 | 145,941 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 2,393,731 | 2,393,731 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ORD | 226,960 | 226,960 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 75,109 | 75,109 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 7,371 | 7,371 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
page 1 of 2
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 96,882 | 96,882 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 1,046,529 | 1,046,529 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC SYDNEY | ORD | 2,283,490 | 2,283,490 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 26,696 | 26,696 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 6,107,381 | 6,107,381 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 1,900,883 | 1,900,883 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ORD | 1,023,812 | 1,023,812 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ORD | 152,926 | 152,926 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP PARIBAS LUX | ORD | 19,214 | 19,214 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ORD | 75,946 | 75,946 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY | ORD | 1,203,832 | 1,203,832 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BRUS | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 1,206,311 | 1,206,311 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 2,537,968 | 2,537,968 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 1,830,730 | 1,830,730 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 106,454 | 106,454 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 335,315 | 335,315 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 190,030 | 190,030 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 2,404,491 | 2,404,491 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ORD | 184,079 | 184,079 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE | ORD | 126,611 | 126,611 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | HONG KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 665,672 | 665,672 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 210,932 | 210,932 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,132,402 | 1,132,402 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 1,826,759 | 1,826,759 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 1,832,597 | 1,832,597 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ORD | 88,462 | 88,462 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 46,245 | 46,245 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE | ORD | 3,564,180 | 3,564,180 | subsidiary of | |
| securities and/or the power to dispose of securities as | - NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-State Street Bank And | ORD | 288,841 | 288,841 | subsidiary of | |
| securities and/or the power to dispose of securities as | Trust Co. | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 41,207 | 41,207 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 1,464,108 | 1,464,108 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,094,076 | 1,094,076 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 5,652,399 | 5,652,399 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacityas responsible entity. |
page 2 of 2
AMP
Annexure B
This is Annexure B of 10 pages referred to in form 603 Notice of initial substantial shareholder
Maria Tricarico,
06-Nov-18 Date
Authorised Signatory
5. Consideration
| AMP LTD (AMP) | AMP LTD (AMP) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Advisors,LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 6,176 6,176 |
| BlackRock Institutional Trust Company, National Association 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 286 286 |
| BlackRock Advisors, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 38 38 |
| BlackRock Advisors, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 1,906 1,906 |
| BlackRock Investment Management, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 78 78 |
| BlackRock Investment Management, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 746 746 |
| BlackRock Investment Management, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 111 111 |
| BlackRock Investment Management, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 3,222 3,222 |
| BlackRock Investment Management (Australia) Limited 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 11 11 |
| BlackRock Investment Management, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 364 364 |
| BlackRock Investment Management, LLC 03-Jul-18 yes |
3.58 on mkt buy AUD ORD 367 367 |
| BlackRock Advisors (UK) Limited 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 12,564 12,564 |
| BlackRock Advisors, LLC 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 38,592 38,592 |
| BlackRock Fund Advisors 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 68,890 68,890 |
| BlackRock Advisors, LLC 03-Jul-18 yes |
3.67 on mkt buy AUD ORD 175,934 175,934 |
| BlackRock Fund Advisors 03-Jul-18 no |
n/a in specie AUD ORD 4,790 4,790 |
| BlackRock Advisors (UK) Limited 04-Jul-18 yes |
3.56 on mkt buy AUD ORD 6,276 6,276 |
| BlackRock Advisors (UK) Limited 04-Jul-18 no |
n/a collateral transfer AUD ORD 58,895 58,895 |
| BlackRock Advisors (UK) Limited 05-Jul-18 no |
n/a collateral transfer AUD ORD 39,496 39,496 |
| BlackRock Institutional Trust Company, National Association 06-Jul-18 yes |
3.63 on mkt buy AUD ORD 36,195 36,195 |
| BlackRock Institutional Trust Company, National Association 06-Jul-18 yes |
3.63 on mkt buy AUD ORD 11,384 11,384 |
| BlackRock Fund Advisors 06-Jul-18 yes |
3.63 on mkt buy AUD ORD 16,485 16,485 |
| BlackRock Fund Advisors 06-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Asset Management Canada Limited 09-Jul-18 yes |
3.61 on mkt buy AUD ORD 41,293 41,293 |
| BlackRock Institutional Trust Company, National Association 09-Jul-18 yes |
3.61 on mkt buy AUD ORD 30,368 30,368 |
| BlackRock Fund Advisors 09-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Advisors (UK) Limited 10-Jul-18 yes |
3.65 on mkt buy AUD ORD 1,874 1,874 |
| BlackRock Advisors (UK) Limited 10-Jul-18 yes |
3.64 on mkt buy AUD ORD 200,400 200,400 |
| BlackRock Institutional Trust Company, National Association 10-Jul-18 yes |
3.65 on mkt buy AUD ORD 11,571 11,571 |
| BlackRock Fund Advisors 10-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Institutional Trust Company, National Association 10-Jul-18 no |
n/a in specie AUD ORD 147,668 147,668 |
page 1 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 10-Jul-18 no |
n/a collateral transfer AUD ORD 293,788 293,788 |
| BlackRock Advisors (UK) Limited 11-Jul-18 yes |
3.58 on mkt buy AUD ORD 4,655 4,655 |
| BlackRock Advisors (UK) Limited 12-Jul-18 yes |
3.62 on mkt buy AUD ORD 6,622 6,622 |
| BlackRock Fund Advisors 12-Jul-18 no |
n/a in specie AUD ORD 118,044 118,044 |
| BlackRock Fund Advisors 12-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Investment Management (UK) Limited 12-Jul-18 no |
n/a collateral transfer AUD ORD 43,233 43,233 |
| BlackRock Advisors (UK) Limited 13-Jul-18 yes |
3.60 on mkt buy AUD ORD 1,779 1,779 |
| BlackRock Investment Management (UK) Limited 16-Jul-18 yes |
3.61 on mkt buy AUD ORD 11,435 11,435 |
| BlackRock Advisors (UK) Limited 16-Jul-18 yes |
3.60 on mkt buy AUD ORD 995 995 |
| BlackRock Advisors (UK) Limited 16-Jul-18 no |
n/a collateral transfer AUD ORD 49,296 49,296 |
| BlackRock Investment Management, LLC 17-Jul-18 yes |
3.60 on mkt buy AUD ORD 3,594 3,594 |
| BlackRock Japan Co., Ltd. 17-Jul-18 no |
n/a collateral transfer AUD ORD 24,395 24,395 |
| BlackRock Japan Co., Ltd. 18-Jul-18 no |
n/a collateral transfer AUD ORD 595,266 595,266 |
| BlackRock Japan Co., Ltd. 19-Jul-18 no |
n/a collateral transfer AUD ORD 70,745 70,745 |
| BlackRock Advisors (UK) Limited 19-Jul-18 no |
n/a collateral transfer AUD ORD 48,466 48,466 |
| BlackRock Financial Management, Inc. 19-Jul-18 no |
n/a in specie AUD ORD 15,490 15,490 |
| BlackRock Advisors (UK) Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 6,325 6,325 |
| BlackRock Advisors (UK) Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 840 840 |
| BlackRock Advisors (UK) Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 1,629 1,629 |
| BlackRock Advisors (UK) Limited 20-Jul-18 yes |
3.63 on mkt buy AUD ORD 1,779 1,779 |
| BlackRock Fund Advisors 20-Jul-18 no |
n/a in specie AUD ORD 8,507 8,507 |
| BlackRock Japan Co., Ltd. 20-Jul-18 no |
n/a collateral transfer AUD ORD 72,180 72,180 |
| BlackRock Investment Management (UK) Limited 20-Jul-18 no |
n/a collateral transfer AUD ORD 51,227 51,227 |
| BlackRock Financial Management, Inc. 20-Jul-18 no |
n/a in specie AUD ORD 14,464 14,464 |
| BlackRock Advisors (UK) Limited 23-Jul-18 yes |
3.56 on mkt buy AUD ORD 1,791 1,791 |
| BlackRock Advisors (UK) Limited 23-Jul-18 yes |
3.56 on mkt buy AUD ORD 13,360 13,360 |
| BlackRock Investment Management (Australia) Limited 23-Jul-18 yes |
3.56 on mkt buy AUD ORD 54,475 54,475 |
| BlackRock Advisors (UK) Limited 24-Jul-18 yes |
3.56 on mkt buy AUD ORD 6,319 6,319 |
| BlackRock Fund Advisors 24-Jul-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Institutional Trust Company, National Association 25-Jul-18 yes |
3.54 on mkt buy AUD ORD 52,672 52,672 |
| BlackRock Fund Advisors 25-Jul-18 no |
n/a in specie AUD ORD 2,395 2,395 |
| BlackRock Institutional Trust Company, National Association 26-Jul-18 yes |
3.51 on mkt buy AUD ORD 1,582 1,582 |
| BlackRock Financial Management, Inc. 27-Jul-18 yes |
3.32 on mkt buy AUD ORD 364 364 |
| BlackRock Advisors (UK) Limited 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 26,732 26,732 |
| BlackRock Advisors (UK) Limited 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 5,586 5,586 |
| BlackRock Advisors (UK) Limited 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 4,179 4,179 |
| BlackRock Fund Advisors 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 93,282 93,282 |
| BlackRock Institutional Trust Company, National Association 27-Jul-18 yes |
3.30 on mkt buy AUD ORD 88,256 88,256 |
page 2 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 31-Jul-18 yes |
3.40 on mkt buy AUD ORD 6,689 6,689 |
| BlackRock Advisors (UK) Limited 31-Jul-18 yes |
3.40 on mkt buy AUD ORD 13,378 13,378 |
| BlackRock Advisors (UK) Limited 31-Jul-18 yes |
3.40 on mkt buy AUD ORD 1,864 1,864 |
| BlackRock Fund Advisors 31-Jul-18 no |
n/a in specie AUD ORD 4,760 4,760 |
| BlackRock Japan Co., Ltd. 31-Jul-18 no |
n/a collateral transfer AUD ORD 119,210 119,210 |
| BlackRock Advisors (UK) Limited 31-Jul-18 no |
n/a collateral transfer AUD ORD 838,989 838,989 |
| BlackRock Advisors (UK) Limited 01-Aug-18 yes |
3.52 on mkt buy AUD ORD 147,246 147,246 |
| BlackRock Fund Advisors 01-Aug-18 no |
n/a in specie AUD ORD 5,440 5,440 |
| BlackRock Fund Advisors 01-Aug-18 no |
n/a in specie AUD ORD 7,185 7,185 |
| BlackRock Fund Advisors 02-Aug-18 no |
n/a in specie AUD ORD 32,895 32,895 |
| BlackRock Fund Advisors 02-Aug-18 no |
n/a in specie AUD ORD 43,860 43,860 |
| BlackRock Advisors (UK) Limited 02-Aug-18 no |
n/a collateral transfer AUD ORD 41,598 41,598 |
| BlackRock Advisors (UK) Limited 03-Aug-18 yes |
3.50 on mkt buy AUD ORD 3,624 3,624 |
| BlackRock Japan Co., Ltd. 03-Aug-18 no |
n/a collateral transfer AUD ORD 1,018,894 1,018,894 |
| BlackRock Advisors (UK) Limited 03-Aug-18 no |
n/a collateral transfer AUD ORD 3,858 3,858 |
| BlackRock Fund Advisors 06-Aug-18 no |
n/a in specie AUD ORD 32,895 32,895 |
| BlackRock Institutional Trust Company, National Association 07-Aug-18 yes |
3.41 on mkt buy AUD ORD 270,473 270,473 |
| BlackRock Advisors (UK) Limited 07-Aug-18 yes |
3.37 on mkt buy AUD ORD 186,564 186,564 |
| BlackRock Advisors (UK) Limited 07-Aug-18 yes |
3.35 on mkt buy AUD ORD 6,320 6,320 |
| BlackRock Japan Co., Ltd. 07-Aug-18 no |
n/a collateral transfer AUD ORD 5,594 5,594 |
| BlackRock Financial Management, Inc. 07-Aug-18 no |
n/a collateral transfer AUD ORD 11 11 |
| BlackRock Investment Management, LLC 07-Aug-18 no |
n/a collateral transfer AUD ORD 65,061 65,061 |
| BlackRock Investment Management (UK) Limited 07-Aug-18 no |
n/a collateral transfer AUD ORD 61,813 61,813 |
| BlackRock Asset Management North Asia Limited 07-Aug-18 no |
n/a collateral transfer AUD ORD 53,178 53,178 |
| BlackRock Fund Advisors 08-Aug-18 yes |
3.36 on mkt buy AUD ORD 22,201 22,201 |
| BlackRock Advisors (UK) Limited 08-Aug-18 yes |
3.48 on mkt buy AUD ORD 27,463 27,463 |
| BlackRock Advisors (UK) Limited 08-Aug-18 yes |
3.48 on mkt buy AUD ORD 1,186 1,186 |
| BlackRock Financial Management, Inc. 08-Aug-18 yes |
3.48 on mkt buy AUD ORD 6,009 6,009 |
| BlackRock Asset Management North Asia Limited 08-Aug-18 no |
n/a collateral transfer AUD ORD 3,057 3,057 |
| BlackRock Advisors (UK) Limited 09-Aug-18 yes |
3.46 on mkt buy AUD ORD 1,962 1,962 |
| BlackRock Fund Advisors 09-Aug-18 no |
n/a in specie AUD ORD 6,800 6,800 |
| BlackRock Investment Management (UK) Limited 09-Aug-18 no |
n/a in specie AUD ORD 24,447 24,447 |
| BlackRock Japan Co., Ltd. 09-Aug-18 no |
n/a collateral transfer AUD ORD 937,053 937,053 |
| BlackRock Advisors (UK) Limited 09-Aug-18 no |
n/a collateral transfer AUD ORD 1,220,000 1,220,000 |
| BlackRock Fund Advisors 10-Aug-18 no |
n/a in specie AUD ORD 13,600 13,600 |
| BlackRock Investment Management (UK) Limited 10-Aug-18 no |
n/a collateral transfer AUD ORD 767,000 767,000 |
| BlackRock Fund Advisors 13-Aug-18 yes |
3.41 on mkt buy AUD ORD 6,210 6,210 |
| BlackRock Investment Management, LLC 13-Aug-18 yes |
3.41 on mkt buy AUD ORD 8,080 8,080 |
page 3 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 13-Aug-18 yes |
3.39 on mkt buy AUD ORD 38,118 38,118 |
| BlackRock Fund Advisors 14-Aug-18 no |
n/a in specie AUD ORD 2,395 2,395 |
| BlackRock Advisors (UK) Limited 14-Aug-18 no |
n/a collateral transfer AUD ORD 47,025 47,025 |
| BlackRock Institutional Trust Company, National Association 15-Aug-18 yes |
3.43 on mkt buy AUD ORD 183,794 183,794 |
| BlackRock Fund Advisors 15-Aug-18 no |
n/a in specie AUD ORD 7,185 7,185 |
| BlackRock Investment Management (Australia) Limited 16-Aug-18 yes |
3.44 on mkt buy AUD ORD 23,443 23,443 |
| BlackRock Fund Advisors 16-Aug-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Advisors (UK) Limited 17-Aug-18 yes |
3.43 on mkt buy AUD ORD 8,451 8,451 |
| BlackRock Financial Management, Inc. 20-Aug-18 no |
n/a in specie AUD ORD 9,861 9,861 |
| BlackRock Advisors (UK) Limited 21-Aug-18 yes |
3.45 on mkt buy AUD ORD 595 595 |
| BlackRock Advisors (UK) Limited 21-Aug-18 yes |
3.45 on mkt buy AUD ORD 857 857 |
| BlackRock Financial Management, Inc. 21-Aug-18 no |
n/a in specie AUD ORD 16,622 16,622 |
| BlackRock Financial Management, Inc. 21-Aug-18 no |
n/a in specie AUD ORD 7,860 7,860 |
| BlackRock Advisors (UK) Limited 24-Aug-18 no |
n/a collateral transfer AUD ORD 343,382 343,382 |
| BlackRock Japan Co., Ltd. 27-Aug-18 no |
n/a collateral transfer AUD ORD 423,073 423,073 |
| BlackRock Advisors (UK) Limited 27-Aug-18 no |
n/a collateral transfer AUD ORD 268,736 268,736 |
| BlackRock Advisors, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 23,846 23,846 |
| BlackRock Institutional Trust Company, National Association 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 1,114 1,114 |
| BlackRock Advisors, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 141 141 |
| BlackRock Advisors, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 7,172 7,172 |
| BlackRock Investment Management, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 284 284 |
| BlackRock Investment Management, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 2,754 2,754 |
| BlackRock Investment Management, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 411 411 |
| BlackRock Investment Management, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 12,148 12,148 |
| BlackRock Investment Management (Australia) Limited 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 435 435 |
| BlackRock Investment Management, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 715 715 |
| BlackRock Investment Management, LLC 28-Aug-18 yes |
3.36 on mkt buy AUD ORD 1,167 1,167 |
| BlackRock Japan Co., Ltd. 28-Aug-18 no |
n/a collateral transfer AUD ORD 707,529 707,529 |
| BlackRock Fund Advisors 29-Aug-18 no |
n/a in specie AUD ORD 23,152 23,152 |
| BlackRock Fund Advisors 29-Aug-18 no |
n/a in specie AUD ORD 2,395 2,395 |
| BlackRock Advisors (UK) Limited 30-Aug-18 yes |
3.38 on mkt buy AUD ORD 1,967 1,967 |
| BlackRock Fund Advisors 30-Aug-18 yes |
3.38 on mkt buy AUD ORD 29,068 29,068 |
| BlackRock Japan Co., Ltd. 31-Aug-18 yes |
3.34 on mkt buy AUD ORD 72,597 72,597 |
| BlackRock International Limited 31-Aug-18 yes |
3.34 on mkt buy AUD ORD 25,049 25,049 |
| BlackRock Advisors (UK) Limited 03-Sep-18 no |
n/a collateral transfer AUD ORD 3,896,948 3,896,948 |
| BlackRock Advisors (UK) Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 6,346 6,346 |
| BlackRock Advisors (UK) Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 1,870 1,870 |
| BlackRock Advisors (UK) Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 63,460 63,460 |
page 4 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 04-Sep-18 yes |
3.34 on mkt buy AUD ORD 38,076 38,076 |
| BlackRock Fund Advisors 05-Sep-18 yes |
3.32 on mkt buy AUD ORD 4,510 4,510 |
| BlackRock Fund Advisors 05-Sep-18 no |
n/a in specie AUD ORD 17,000 17,000 |
| BlackRock Investment Management (Australia) Limited 06-Sep-18 yes |
3.31 on mkt buy AUD ORD 52,683 52,683 |
| BlackRock Fund Advisors 06-Sep-18 yes |
3.31 on mkt buy AUD ORD 27,021 27,021 |
| BlackRock Investment Management (UK) Limited 06-Sep-18 yes |
3.31 on mkt buy AUD ORD 18,912 18,912 |
| BlackRock Fund Advisors 06-Sep-18 no |
n/a in specie AUD ORD 3,849 3,849 |
| BlackRock Advisors (UK) Limited 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 168,265 168,265 |
| BlackRock Institutional Trust Company, National Association 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 308,296 308,296 |
| BlackRock Advisors (UK) Limited 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 1,864 1,864 |
| BlackRock Advisors (UK) Limited 07-Sep-18 yes |
3.30 on mkt buy AUD ORD 46,592 46,592 |
| BlackRock Fund Advisors 07-Sep-18 no |
n/a in specie AUD ORD 6,800 6,800 |
| BlackRock Fund Advisors 07-Sep-18 no |
n/a in specie AUD ORD 48,246 48,246 |
| BlackRock Fund Advisors 07-Sep-18 no |
n/a in specie AUD ORD 37,281 37,281 |
| BlackRock Advisors (UK) Limited 07-Sep-18 no |
n/a collateral transfer AUD ORD 67,409 67,409 |
| BlackRock Investment Management (Australia) Limited 10-Sep-18 yes |
3.28 on mkt buy AUD ORD 13,396 13,396 |
| BlackRock Advisors (UK) Limited 10-Sep-18 yes |
3.28 on mkt buy AUD ORD 5,610 5,610 |
| BlackRock Fund Advisors 10-Sep-18 no |
n/a in specie AUD ORD 8,160 8,160 |
| BlackRock Fund Advisors 10-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Investment Management (UK) Limited 10-Sep-18 no |
n/a collateral transfer AUD ORD 151,283 151,283 |
| BlackRock Advisors (UK) Limited 11-Sep-18 yes |
3.29 on mkt buy AUD ORD 20,064 20,064 |
| BlackRock Fund Advisors 11-Sep-18 no |
n/a in specie AUD ORD 532 532 |
| BlackRock Advisors (UK) Limited 12-Sep-18 no |
n/a collateral transfer AUD ORD 78,907 78,907 |
| BlackRock Financial Management, Inc. 12-Sep-18 no |
n/a collateral transfer AUD ORD 223,566 223,566 |
| BlackRock Investment Management (UK) Limited 12-Sep-18 no |
n/a collateral transfer AUD ORD 136,419 136,419 |
| BlackRock Advisors (UK) Limited 13-Sep-18 yes |
3.13 on mkt buy AUD ORD 1,870 1,870 |
| BlackRock Advisors (UK) Limited 13-Sep-18 yes |
3.13 on mkt buy AUD ORD 4,675 4,675 |
| BlackRock Fund Advisors 13-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Advisors (UK) Limited 13-Sep-18 no |
n/a collateral transfer AUD ORD 67,783 67,783 |
| BlackRock Investment Management (UK) Limited 13-Sep-18 no |
n/a collateral transfer AUD ORD 784,246 784,246 |
| BlackRock Financial Management, Inc. 14-Sep-18 yes |
3.15 on mkt buy AUD ORD 565 565 |
| BlackRock Investment Management (UK) Limited 14-Sep-18 no |
n/a in specie AUD ORD 15,288 15,288 |
| BlackRock Investment Management (UK) Limited 14-Sep-18 no |
n/a in specie AUD ORD 26,952 26,952 |
| BlackRock Investment Management (UK) Limited 14-Sep-18 no |
n/a in specie AUD ORD 239,184 239,184 |
| BlackRock Investment Management (UK) Limited 14-Sep-18 no |
n/a in specie AUD ORD 351,332 351,332 |
| BlackRock Japan Co., Ltd. 14-Sep-18 no |
n/a collateral transfer AUD ORD 1,512 1,512 |
| BlackRock Financial Management, Inc. 14-Sep-18 no |
n/a collateral transfer AUD ORD 267,469 267,469 |
| BlackRock Investment Management, LLC 14-Sep-18 no |
n/a collateral transfer AUD ORD 15,163 15,163 |
page 5 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Asset Management North Asia Limited 14-Sep-18 no |
n/a collateral transfer AUD ORD 17,726 17,726 |
| BlackRock Japan Co., Ltd. 17-Sep-18 yes |
3.14 on mkt buy AUD ORD 8,468 8,468 |
| BlackRock Japan Co., Ltd. 17-Sep-18 no |
n/a collateral transfer AUD ORD 40 40 |
| BlackRock Asset Management North Asia Limited 17-Sep-18 no |
n/a collateral transfer AUD ORD 4,112 4,112 |
| BlackRock Financial Management, Inc. 18-Sep-18 yes |
3.18 on mkt buy AUD ORD 3,373 3,373 |
| BlackRock Institutional Trust Company, National Association 18-Sep-18 yes |
3.15 on mkt buy AUD ORD 18,489 18,489 |
| BlackRock Advisors, LLC 18-Sep-18 no |
n/a collateral transfer AUD ORD 6,440 6,440 |
| BlackRock Japan Co., Ltd. 18-Sep-18 no |
n/a collateral transfer AUD ORD 44,708 44,708 |
| BlackRock Advisors (UK) Limited 18-Sep-18 no |
n/a collateral transfer AUD ORD 33,066 33,066 |
| BlackRock Investment Management, LLC 18-Sep-18 no |
n/a collateral transfer AUD ORD 69,772 69,772 |
| BlackRock Investment Management (UK) Limited 18-Sep-18 no |
n/a collateral transfer AUD ORD 1,269,384 1,269,384 |
| BlackRock Asset Management North Asia Limited 18-Sep-18 no |
n/a collateral transfer AUD ORD 7,821 7,821 |
| BlackRock Japan Co., Ltd. 19-Sep-18 no |
n/a collateral transfer AUD ORD 25,104 25,104 |
| BlackRock Advisors (UK) Limited 19-Sep-18 no |
n/a collateral transfer AUD ORD 505,062 505,062 |
| BlackRock Investment Management, LLC 19-Sep-18 no |
n/a collateral transfer AUD ORD 99,714 99,714 |
| BlackRock Investment Management (UK) Limited 19-Sep-18 no |
n/a collateral transfer AUD ORD 2,813 2,813 |
| BlackRock Asset Management North Asia Limited 19-Sep-18 no |
n/a collateral transfer AUD ORD 201,585 201,585 |
| BlackRock Fund Advisors 20-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Japan Co., Ltd. 20-Sep-18 no |
n/a collateral transfer AUD ORD 3,718,468 3,718,468 |
| BlackRock Investment Management (UK) Limited 20-Sep-18 no |
n/a collateral transfer AUD ORD 14,406 14,406 |
| BlackRock Fund Advisors 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 7,470 7,470 |
| BlackRock Investment Management (Australia) Limited 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 88,082 88,082 |
| BlackRock Investment Management (Australia) Limited 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 29,361 29,361 |
| BlackRock Institutional Trust Company, National Association 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 68,513 68,513 |
| BlackRock Institutional Trust Company, National Association 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 22,839 22,839 |
| BlackRock Investment Management (Australia) Limited 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 4,020 4,020 |
| BlackRock Investment Management (Australia) Limited 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 12,065 12,065 |
| BlackRock Institutional Trust Company, National Association 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 10,750 10,750 |
| BlackRock Institutional Trust Company, National Association 21-Sep-18 yes |
3.22 on mkt buy AUD ORD 32,253 32,253 |
| BlackRock Fund Advisors 21-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Investment Management (UK) Limited 21-Sep-18 no |
n/a in specie AUD ORD 56,516 56,516 |
| BlackRock Advisors (UK) Limited 21-Sep-18 no |
n/a collateral transfer AUD ORD 1,106,058 1,106,058 |
| BlackRock Advisors (UK) Limited 24-Sep-18 yes |
3.18 on mkt buy AUD ORD 6,545 6,545 |
| BlackRock Japan Co., Ltd. 24-Sep-18 no |
n/a collateral transfer AUD ORD 50,827 50,827 |
| BlackRock Financial Management, Inc. 24-Sep-18 no |
n/a collateral transfer AUD ORD 1,134 1,134 |
| BlackRock Investment Management, LLC 24-Sep-18 no |
n/a collateral transfer AUD ORD 221,895 221,895 |
| BlackRock Investment Management (UK) Limited 24-Sep-18 no |
n/a collateral transfer AUD ORD 578,431 578,431 |
| BlackRock Asset Management North Asia Limited 24-Sep-18 no |
n/a collateral transfer AUD ORD 94,161 94,161 |
page 6 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 25-Sep-18 no |
n/a in specie AUD ORD 2,477 2,477 |
| BlackRock Fund Advisors 25-Sep-18 no |
n/a in specie AUD ORD 4,954 4,954 |
| BlackRock Fund Advisors 25-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Fund Advisors 25-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Fund Advisors 25-Sep-18 no |
n/a in specie AUD ORD 25,521 25,521 |
| BlackRock Advisors (UK) Limited 25-Sep-18 no |
n/a in specie AUD ORD 18,147 18,147 |
| BlackRock Advisors (UK) Limited 25-Sep-18 no |
n/a collateral transfer AUD ORD 670,178 670,178 |
| BlackRock Investment Management (Australia) Limited 26-Sep-18 yes |
3.19 on mkt buy AUD ORD 23,443 23,443 |
| BlackRock Advisors (UK) Limited 26-Sep-18 yes |
3.19 on mkt buy AUD ORD 6,680 6,680 |
| BlackRock Advisors (UK) Limited 26-Sep-18 yes |
3.19 on mkt buy AUD ORD 33,400 33,400 |
| BlackRock Advisors (UK) Limited 26-Sep-18 yes |
3.19 on mkt buy AUD ORD 4,660 4,660 |
| BlackRock Advisors (UK) Limited 26-Sep-18 yes |
3.19 on mkt buy AUD ORD 8,388 8,388 |
| BlackRock Advisors (UK) Limited 26-Sep-18 yes |
3.19 on mkt buy AUD ORD 1,660 1,660 |
| BlackRock Fund Advisors 26-Sep-18 no |
n/a in specie AUD ORD 8,772 8,772 |
| BlackRock Advisors (UK) Limited 26-Sep-18 no |
n/a collateral transfer AUD ORD 2,158,151 2,158,151 |
| BlackRock Advisors (UK) Limited 27-Sep-18 yes |
3.14 on mkt buy AUD ORD 3,744 3,744 |
| BlackRock Advisors, LLC 27-Sep-18 yes |
3.14 on mkt buy AUD ORD 235,270 235,270 |
| BlackRock Institutional Trust Company, National Association 27-Sep-18 yes |
3.14 on mkt buy AUD ORD 34,045 34,045 |
| BlackRock Institutional Trust Company, National Association 27-Sep-18 yes |
3.14 on mkt buy AUD ORD 16,116 16,116 |
| BlackRock Fund Advisors 27-Sep-18 no |
n/a in specie AUD ORD 6,120 6,120 |
| BlackRock Fund Advisors 27-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Japan Co., Ltd. 27-Sep-18 no |
n/a collateral transfer AUD ORD 271,036 271,036 |
| BlackRock Investment Management (UK) Limited 27-Sep-18 no |
n/a collateral transfer AUD ORD 1,239,780 1,239,780 |
| BlackRock Institutional Trust Company, National Association 28-Sep-18 no |
n/a in specie AUD ORD 14,948 14,948 |
| BlackRock Advisors (UK) Limited 28-Sep-18 yes |
3.19 on mkt buy AUD ORD 1,864 1,864 |
| BlackRock Institutional Trust Company, National Association 28-Sep-18 yes |
3.19 on mkt buy AUD ORD 9,594 9,594 |
| BlackRock Fund Advisors 28-Sep-18 no |
n/a in specie AUD ORD 81,141 81,141 |
| BlackRock Fund Advisors 28-Sep-18 no |
n/a in specie AUD ORD 32,895 32,895 |
| BlackRock Fund Advisors 28-Sep-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Advisors (UK) Limited 28-Sep-18 no |
n/a collateral transfer AUD ORD 1,311,456 1,311,456 |
| BlackRock International Limited 01-Oct-18 no |
n/a in specie AUD ORD 13,999 13,999 |
| BlackRock Japan Co., Ltd. 01-Oct-18 no |
n/a collateral transfer AUD ORD 38,052 38,052 |
| BlackRock Advisors (UK) Limited 02-Oct-18 yes |
3.03 on mkt buy AUD ORD 3,740 3,740 |
| BlackRock Advisors (UK) Limited 02-Oct-18 yes |
3.03 on mkt buy AUD ORD 6,461 6,461 |
| BlackRock (Netherlands) B.V. 02-Oct-18 yes |
3.03 on mkt buy AUD ORD 1,821 1,821 |
| BlackRock Fund Advisors 02-Oct-18 yes |
3.03 on mkt buy AUD ORD 30,616 30,616 |
| BlackRock Fund Advisors 02-Oct-18 yes |
3.03 on mkt buy AUD ORD 34,662 34,662 |
| BlackRock Investment Management (UK) Limited 02-Oct-18 yes |
3.10 on mkt buy AUD ORD 18,372 18,372 |
page 7 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 02-Oct-18 no |
n/a collateral transfer AUD ORD 9,179 9,179 |
| BlackRock Institutional Trust Company, National Association 03-Oct-18 yes |
3.05 on mkt buy AUD ORD 31,778 31,778 |
| BlackRock Advisors (UK) Limited 03-Oct-18 yes |
3.05 on mkt buy AUD ORD 4,660 4,660 |
| BlackRock Investment Management (UK) Limited 03-Oct-18 yes |
3.05 on mkt buy AUD ORD 22,054 22,054 |
| BlackRock Advisors (UK) Limited 03-Oct-18 no |
n/a collateral transfer AUD ORD 338,140 338,140 |
| BlackRock Advisors (UK) Limited 04-Oct-18 yes |
3.07 on mkt buy AUD ORD 2,805 2,805 |
| BlackRock Investment Management (Australia) Limited 04-Oct-18 yes |
3.07 on mkt buy AUD ORD 78,266 78,266 |
| BlackRock Institutional Trust Company, National Association 04-Oct-18 no |
n/a in specie AUD ORD 29,814 29,814 |
| BlackRock Financial Management, Inc. 05-Oct-18 yes |
3.08 on mkt buy AUD ORD 375 375 |
| BlackRock Investment Management (Australia) Limited 05-Oct-18 yes |
3.08 on mkt buy AUD ORD 1,749 1,749 |
| BlackRock Investment Management (Australia) Limited 05-Oct-18 yes |
3.08 on mkt buy AUD ORD 20,094 20,094 |
| BlackRock Fund Advisors 05-Oct-18 no |
n/a in specie AUD ORD 57,018 57,018 |
| BlackRock Advisors (UK) Limited 08-Oct-18 yes |
3.08 on mkt buy AUD ORD 1,027 1,027 |
| BlackRock Fund Advisors 08-Oct-18 no |
n/a in specie AUD ORD 589 589 |
| BlackRock Fund Advisors 08-Oct-18 no |
n/a in specie AUD ORD 17,014 17,014 |
| BlackRock Japan Co., Ltd. 08-Oct-18 no |
n/a collateral transfer AUD ORD 6,011 6,011 |
| BlackRock Investment Management (UK) Limited 08-Oct-18 no |
n/a collateral transfer AUD ORD 127,199 127,199 |
| BlackRock Institutional Trust Company, National Association 09-Oct-18 no |
n/a in specie AUD ORD 282,819 282,819 |
| BlackRock Institutional Trust Company, National Association 09-Oct-18 no |
n/a in specie AUD ORD 20,502 20,502 |
| BlackRock (Netherlands) B.V. 09-Oct-18 yes |
3.05 on mkt buy AUD ORD 9,375 9,375 |
| BlackRock Fund Advisors 09-Oct-18 no |
n/a in specie AUD ORD 48,280 48,280 |
| BlackRock Japan Co., Ltd. 09-Oct-18 no |
n/a collateral transfer AUD ORD 255,572 255,572 |
| BlackRock Advisors (UK) Limited 09-Oct-18 no |
n/a collateral transfer AUD ORD 201,229 201,229 |
| BlackRock Advisors (UK) Limited 10-Oct-18 yes |
3.05 on mkt buy AUD ORD 1,870 1,870 |
| BlackRock Japan Co., Ltd. 10-Oct-18 no |
n/a collateral transfer AUD ORD 78,759 78,759 |
| BlackRock Advisors (UK) Limited 10-Oct-18 no |
n/a collateral transfer AUD ORD 331,054 331,054 |
| BlackRock Fund Advisors 11-Oct-18 yes |
3.00 on mkt buy AUD ORD 358 358 |
| BlackRock Advisors (UK) Limited 11-Oct-18 yes |
3.05 on mkt buy AUD ORD 1,870 1,870 |
| BlackRock Advisors (UK) Limited 11-Oct-18 yes |
3.05 on mkt buy AUD ORD 5,610 5,610 |
| BlackRock Fund Advisors 11-Oct-18 no |
n/a in specie AUD ORD 68,000 68,000 |
| BlackRock Advisors (UK) Limited 12-Oct-18 yes |
3.05 on mkt buy AUD ORD 1,971 1,971 |
| BlackRock Investment Management (Australia) Limited 12-Oct-18 yes |
3.05 on mkt buy AUD ORD 155,453 155,453 |
| BlackRock Investment Management (UK) Limited 12-Oct-18 no |
n/a in specie AUD ORD 8,163 8,163 |
| BlackRock Investment Management (UK) Limited 12-Oct-18 no |
n/a in specie AUD ORD 119,806 119,806 |
| BlackRock Investment Management (Australia) Limited 15-Oct-18 yes |
3.06 on mkt buy AUD ORD 23,345 23,345 |
| BlackRock Institutional Trust Company, National Association 15-Oct-18 yes |
3.06 on mkt buy AUD ORD 13,018 13,018 |
| BlackRock Advisors (UK) Limited 16-Oct-18 yes |
3.12 on mkt buy AUD ORD 6,393 6,393 |
| BlackRock Advisors (UK) Limited 16-Oct-18 yes |
3.12 on mkt buy AUD ORD 3,728 3,728 |
page 8 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Institutional Trust Company, National Association 16-Oct-18 yes |
3.12 on mkt buy AUD ORD 40,745 40,745 |
| BlackRock Fund Advisors 16-Oct-18 no |
n/a in specie AUD ORD 61,200 61,200 |
| BlackRock Fund Advisors 16-Oct-18 no |
n/a in specie AUD ORD 10,346 10,346 |
| BlackRock Fund Advisors 16-Oct-18 no |
n/a in specie AUD ORD 7,390 7,390 |
| BlackRock Advisors (UK) Limited 16-Oct-18 no |
n/a collateral transfer AUD ORD 457,895 457,895 |
| BlackRock Investment Management (Australia) Limited 17-Oct-18 yes |
3.22 on mkt buy AUD ORD 153,861 153,861 |
| BlackRock Fund Advisors 17-Oct-18 no |
n/a in specie AUD ORD 1,178 1,178 |
| BlackRock Fund Advisors 17-Oct-18 no |
n/a in specie AUD ORD 19,214 19,214 |
| BlackRock Fund Advisors 18-Oct-18 yes |
3.22 on mkt buy AUD ORD 126,771 126,771 |
| BlackRock Advisors (UK) Limited 18-Oct-18 yes |
3.17 on mkt buy AUD ORD 3,740 3,740 |
| BlackRock Fund Advisors 18-Oct-18 no |
n/a in specie AUD ORD 5,912 5,912 |
| BlackRock Investment Management (UK) Limited 18-Oct-18 no |
n/a in specie AUD ORD 7,511 7,511 |
| BlackRock Investment Management (UK) Limited 18-Oct-18 no |
n/a in specie AUD ORD 21,059 21,059 |
| BlackRock Advisors (UK) Limited 19-Oct-18 yes |
3.24 on mkt buy AUD ORD 802 802 |
| BlackRock Advisors (UK) Limited 22-Oct-18 yes |
3.20 on mkt buy AUD ORD 6,421 6,421 |
| BlackRock Advisors (UK) Limited 22-Oct-18 yes |
3.20 on mkt buy AUD ORD 6,503 6,503 |
| BlackRock Institutional Trust Company, National Association 22-Oct-18 yes |
3.20 on mkt buy AUD ORD 40,061 40,061 |
| BlackRock Fund Advisors 22-Oct-18 no |
n/a in specie AUD ORD 25,521 25,521 |
| BlackRock Advisors (UK) Limited 22-Oct-18 no |
n/a collateral transfer AUD ORD 1,329,872 1,329,872 |
| BlackRock Fund Advisors 23-Oct-18 yes |
3.28 on mkt buy AUD ORD 131,978 131,978 |
| BlackRock Advisors (UK) Limited 23-Oct-18 yes |
3.28 on mkt buy AUD ORD 12,786 12,786 |
| BlackRock Investment Management (Australia) Limited 23-Oct-18 yes |
3.28 on mkt buy AUD ORD 15,105 15,105 |
| BlackRock Investment Management (UK) Limited 24-Oct-18 yes |
3.29 on mkt buy AUD ORD 17,846 17,846 |
| BlackRock Investment Management (Australia) Limited 24-Oct-18 yes |
3.31 on mkt buy AUD ORD 119,616 119,616 |
| BlackRock Advisors (UK) Limited 24-Oct-18 yes |
3.31 on mkt buy AUD ORD 5,610 5,610 |
| BlackRock Institutional Trust Company, National Association 24-Oct-18 yes |
3.31 on mkt buy AUD ORD 12,492 12,492 |
| BlackRock Advisors (UK) Limited 25-Oct-18 yes |
2.50 on mkt buy AUD ORD 1,972 1,972 |
| BlackRock Institutional Trust Company, National Association 25-Oct-18 yes |
2.50 on mkt buy AUD ORD 220,062 220,062 |
| BlackRock Advisors (UK) Limited 25-Oct-18 yes |
2.50 on mkt buy AUD ORD 12,788 12,788 |
| BlackRock Advisors (UK) Limited 25-Oct-18 yes |
2.50 on mkt buy AUD ORD 12,814 12,814 |
| BlackRock Fund Advisors 25-Oct-18 no |
n/a in specie AUD ORD 14,780 14,780 |
| BlackRock Fund Advisors 25-Oct-18 no |
n/a in specie AUD ORD 7,390 7,390 |
| BlackRock Institutional Trust Company, National Association 25-Oct-18 no |
n/a in specie AUD ORD 132,422 132,422 |
| BlackRock Fund Advisors 26-Oct-18 yes |
2.62 on mkt buy AUD ORD 6,417 6,417 |
| BlackRock Advisors, LLC 26-Oct-18 no |
n/a in specie AUD ORD 38,804 38,804 |
| BlackRock Financial Management, Inc. 26-Oct-18 yes |
2.45 on mkt buy AUD ORD 1,314 1,314 |
| BlackRock Investment Management (Australia) Limited 26-Oct-18 yes |
2.38 on mkt buy AUD ORD 134,053 134,053 |
| BlackRock Fund Advisors 26-Oct-18 yes |
2.38 on mkt buy AUD ORD 44,563 44,563 |
page 9 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Financial Management, Inc. 26-Oct-18 yes |
2.38 on mkt buy AUD ORD 36,617 36,617 |
| BlackRock Fund Advisors 26-Oct-18 yes |
2.38 on mkt buy AUD ORD 525 525 |
| BlackRock Advisors (UK) Limited 29-Oct-18 yes |
2.36 on mkt buy AUD ORD 10,285 10,285 |
| BlackRock Advisors (UK) Limited 29-Oct-18 yes |
2.36 on mkt buy AUD ORD 3,312 3,312 |
| BlackRock Institutional Trust Company, National Association 29-Oct-18 yes |
2.36 on mkt buy AUD ORD 17,483 17,483 |
| BlackRock Fund Advisors 29-Oct-18 no |
n/a in specie AUD ORD 14,960 14,960 |
| BlackRock Investment Management (Australia) Limited 30-Oct-18 yes |
2.31 on mkt buy AUD ORD 51,978 51,978 |
| BlackRock Advisors (UK) Limited 31-Oct-18 yes |
2.47 on mkt buy AUD ORD 2,805 2,805 |
| BlackRock Fund Advisors 31-Oct-18 yes |
2.47 on mkt buy AUD ORD 15,793 15,793 |
| BlackRock Fund Advisors 31-Oct-18 no |
n/a in specie AUD ORD 19,040 19,040 |
| BlackRock Fund Advisors 31-Oct-18 no |
n/a in specie AUD ORD 5,880 5,880 |
| BlackRock (Singapore) Limited 01-Nov-18 no |
n/a in specie AUD ORD 19,140 19,140 |
| BlackRock Advisors (UK) Limited 01-Nov-18 yes |
2.64 on mkt buy AUD ORD 5,176 5,176 |
| BlackRock Advisors (UK) Limited 01-Nov-18 yes |
2.64 on mkt buy AUD ORD 4,675 4,675 |
| BlackRock Advisors (UK) Limited 01-Nov-18 yes |
2.64 on mkt buy AUD ORD 1,680 1,680 |
| BlackRock Investment Management (Australia) Limited 01-Nov-18 yes |
2.64 on mkt buy AUD ORD 66,750 66,750 |
| BlackRock Institutional Trust Company, National Association 01-Nov-18 no |
n/a in specie AUD ORD 87,668 87,668 |
| BlackRock Japan Co., Ltd. 01-Nov-18 no |
n/a collateral transfer AUD ORD 12 12 |
| BlackRock Investment Management (Australia) Limited 02-Nov-18 yes |
2.69 on mkt buy AUD ORD 30,015 30,015 |
| BlackRock Advisors (UK) Limited 02-Nov-18 yes |
2.69 on mkt buy AUD ORD 6,500 6,500 |
| BlackRock Fund Advisors 02-Nov-18 no |
n/a in specie AUD ORD 8,868 8,868 |
| BlackRock Japan Co., Ltd. 02-Nov-18 no |
n/a collateral transfer AUD ORD 288,829 288,829 |
| BlackRock Advisors (UK) Limited 02-Nov-18 no |
n/a collateral transfer AUD ORD 4,818,192 4,818,192 |
page 10 of 10
AMP
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
06-Nov-18
Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland, United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
AMP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 06-Nov-18 Maria Tricarico, Authorised Signatory Date |
06-Nov-18 Maria Tricarico, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to AMP Limited or the Australian Securities and Investments Commission upon request.
AMP Page 1 of 1