AMP LIMITED — Major Shareholding Notification 2018

Dec 18, 2018

Form 603

Corporations Act 2001

Section 671B

Notice of initial substantial holder

To: Company Name/Scheme

AMP Ltd AMP Building, 33 Alfred Street, Sydney NSW 2000

ACN/ARSN: ACN 079 354 519

1. Details of substantial holder (1)

Name Lazard Asset Management Pacific Co

ACN/ARSN (if applicable) ACN 064 523 619

The holder became a substantial 17 December 2018

holder on:

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4)	Number of securities	Person’s votes (5)	Voting power (6)
Ordinary	150,155,217	150,155,217	5.11%

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest	Nature of relevant interest (7)	Class and number of securities
Lazard Asset Management Pacific Co and its associates listed in Annexure A	Relevant interest under section 608(1) of the Corporations Act	Ordinary 150,155,217

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant Interest	Registered holder of Securities	Person entitled to be registered as holder(8)	Class and number of securities
SEE ANNEXURE B

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant Interest	Date of acquisition	Consideration (9)	Class and number of securities
SEE ANNEXURE C

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable)	Nature of association
See Annexure A for list of Associates	In respect of each Associate: Related Body Corporate of Lazard Asset Management Pacific Co

7. Addresses

The addresses of persons named in this form are as follows:

Name	Address
Lazard Asset Management Pacific Co and its associates listed in Annexure A	Level 39, Gateway 1 Macquarie Place SYDNEY NSW 2000

Signature

Print name Apnavi Saddington Capacity: Company Secretary

Sign here date 19 December 2018

Annexure ‘A’

This is Annexure A of 1 page referred to in Form 603 Notice of initial substantial holder signed by me and dated 19 December 2018.

Apnavi Saddington 19 December 2018 Company Secretary Dated

Associates of Lazard Asset Management Pacific Co. ACN 064 523 619

Lazard Ltd Lazard Group LLC Lazard Frères & Co LLC Lazard Asset Management LLC Lazard Brothers & Co., Ltd. Lazard Asset Management (Canada), Inc. Lazard Pension Management, Inc Lazard Asset Management Limited, London Lazard Japan Asset Management KK Deutsche Lazard Asset Management Holding GmbH Lazard Asset Management (Deutschland) GmbH Lazard Funds Marketing GmbH, Frankfurt Lazard Alternatives LLC Lazard Investment Funds Limited, Dublin Lazard Fund Managers (Ireland) Limited Lazard Fund Managers Limited, London Lazard Debt Recovery Management LLC LAMP Administration Pty Ltd Lazard Pty Ltd Lazard Asset Management (Hong Kong) Limited Lazard Korea Asset Management Co. Ltd Lazard Asset Management Securities LLC Lazard Asset Management (Singapore) Pte Ltd Lazard Asset Management Schweiz AG Lazard Gulf Limited

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Annexure ‘B’

This is Annexure B of 2 pages referred to in Form 603, Notice of initial substantial holder, signed by me and dated 19 December 2018.

Apnavi Saddington Company Secretary

19 December 2018 Dated

Lazard Asset Management Pacific Co ACN: 064 523 619

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Form 603 Annexure B - Present Registered Holders

Holder of relevant interest	Registered holder of securities	Person entitled to be registered as holder (8)	Class and number of securities
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	The Bank of New York Mellon	The Current Registered Holder	Ordinary – 46,186,115
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	Citibank	The Current Registered Holder	Ordinary – 11,390,868
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	Northern Trust	The Current Registered Holder	Ordinary – 9,181,353
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	BNP Paribas Ltd	The Current Registered Holder	Ordinary – 947,093
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	BNP Paribas Ltd	The Current Registered Holder	Ordinary – 4,747,741
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	State Street Australia Ltd	The Current Registered Holder	Ordinary – 1,194,046
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	State Street Australia Ltd	The Current Registered Holder	Ordinary – 6,141,437
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	State Street Australia Ltd	The Current Registered Holder	Ordinary – 115,062
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	JP Morgan Chase Ltd	The Current Registered Holder	Ordinary – 18,651,809
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	JP Morgan Chase Ltd	The Current Registered Holder	Ordinary – 4,299,642
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	JP Morgan Chase Ltd	The Current Registered Holder	Ordinary – 17,526,419
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	BNP Paribas	The Current Registered Holder	Ordinary – 16,887,005
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	State Street Australia Ltd	The Current Registered Holder	Ordinary – 8,648,504
Lazard Asset Management Pacific Co and each of its associates listed in Annexure A	State Street Australia Ltd	The Current Registered Holder	Ordinary – 4,238,123

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Annexure ‘C’

This is Annexure C of 2 pages referred to in Form 603, Notice of initial substantial holder, signed by me and dated 19 December 2018.

Apnavi Saddington Company Secretary

19 December 2018 Dated

Lazard Asset Management Pacific Co ACN: 064 523 619

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Form 603 Annexure C - Consideration

Holder of Relevant Interest	Date of Acquisition	Consideration AUD	Class and number of securities (Ordinary Securities)
Lazard Asset Management Pacific Co and its associates listed in Annexure A	20/08/2018	2,251,550.00 $	643,300
Lazard Asset Management Pacific Co and its associates listed in Annexure A	23/08/2018	1,029,183.96 $	300,761
Lazard Asset Management Pacific Co and its associates listed in Annexure A	24/08/2018	308,053.14 $	89,887
Lazard Asset Management Pacific Co and its associates listed in Annexure A	29/08/2018	505,044.22 $	149,634
Lazard Asset Management Pacific Co and its associates listed in Annexure A	05/09/2018	6,409,404.37 $	1,909,737
Lazard Asset Management Pacific Co and its associates listed in Annexure A	06/09/2018	1,204,595.54 $	362,241
Lazard Asset Management Pacific Co and its associates listed in Annexure A	12/09/2018	295,312.04 $	90,667
Lazard Asset Management Pacific Co and its associates listed in Annexure A	14/09/2018	5,660,614.42 $	1,807,870
Lazard Asset Management Pacific Co and its associates listed in Annexure A	17/09/2018	13,993,961.78 $	4,333,013
Lazard Asset Management Pacific Co and its associates listed in Annexure A	27/09/2018	456,715.26 $	144,405
Lazard Asset Management Pacific Co and its associates listed in Annexure A	28/09/2018	3,688,949.63 $	1,142,446
Lazard Asset Management Pacific Co and its associates listed in Annexure A	04/10/2018	11,569,741.26 $	3,777,695
Lazard Asset Management Pacific Co and its associates listed in Annexure A	05/10/2018	519,434.58 $	168,551
Lazard Asset Management Pacific Co and its associates listed in Annexure A	10/10/2018	844,608.46 $	276,962
Lazard Asset Management Pacific Co and its associates listed in Annexure A	11/10/2018	1,206,717.56 $	395,665
Lazard Asset Management Pacific Co and its associates listed in Annexure A	16/10/2018	843,974.25 $	270,859
Lazard Asset Management Pacific Co and its associates listed in Annexure A	24/10/2018	546,512.79 $	164,635
Lazard Asset Management Pacific Co and its associates listed in Annexure A	31/10/2018	13,464,029.44 $	5,566,320
Lazard Asset Management Pacific Co and its associates listed in Annexure A	01/11/2018	14,375,463.20 $	5,410,266
Lazard Asset Management Pacific Co and its associates listed in Annexure A	02/11/2018	3,294,327.16 $	1,250,000
Lazard Asset Management Pacific Co and its associates listed in Annexure A	05/11/2018	1,117,763.30 $	411,125
Lazard Asset Management Pacific Co and its associates listed in Annexure A	13/11/2018	7,023,928.39 $	2,783,617
Lazard Asset Management Pacific Co and its associates listed in Annexure A	14/11/2018	17,445,658.98 $	6,933,944
Lazard Asset Management Pacific Co and its associates listed in Annexure A	23/11/2018	4,327,710.76 $	1,758,929
Lazard Asset Management Pacific Co and its associates listed in Annexure A	27/11/2018	229,069.88 $	94,186
Lazard Asset Management Pacific Co and its associates listed in Annexure A	30/11/2018	255,294.86 $	106,179
Lazard Asset Management Pacific Co and its associates listed in Annexure A	17/12/2018	7,878,786.50 $	3,337,823

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