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AMP LIMITED — Major Shareholding Notification 2017
Aug 9, 2017
64379_rns_2017-08-09_e816d5e1-0d39-40a4-b777-4c84c114ac48.pdf
Major Shareholding Notification
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603 page 1/2 15 July 2001
Form 603
Corporations Act 2001
Section 671B
Notice of initial substantial holder
To Company Name/Scheme
AMP LTD
ACN/ARSN
079 354 519
1. Details of substantial holder (1)
Name
BlackRock Group (BlackRock Inc. and subsidiaries named in AnnexuresACN/ARSN (if applicable)
to this form)
The holder became a substantial holder on
08 08 / / 2017
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
ord |
146,601,039 |
146,601,039 |
5.02 |
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| llows: | ||
|---|---|---|
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
Annexure A & D |
||
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest |
Registered holder of securities |
Person entitled to be registered as holder (8) |
Class and number of securities |
|---|---|---|---|
see Annexure A |
|||
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest |
Date of acquisition | Consideration (9) |
Consideration (9) |
Class and number of securities |
|---|---|---|---|---|
| Cash | Non-cash | |||
see Annexure B |
||||
603 page 2/2 15 July 2001
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
==> picture [455 x 134] intentionally omitted <==
----- Start of picture text -----
Name and ACN/ARSN (if applicable) Nature of association
see Annexure A
7. Addresses
The addresses of persons named in this form are as follows:
Name Address
see Annexure C
----- End of picture text -----
Signature
print name Maria Tricarico capacity Authorised Signatory* sign here date 10 / 08 / 2017
DIRECTIONS
-
(1) If there are a number of substantial holders with similar or related relevant interests (eg. a corporation and its related corporations, or the manager and trustee of an equity trust), the names could be included in an annexure to the form. If the relevant interests of a group of persons are essentially similar, they may be referred to throughout the form as a specifically named group if the membership of each group, with the names and addresses of members is clearly set out in paragraph 7 of the form.
-
(2) See the definition of "associate" in section 9 of the Corporations Act 2001.
-
(3) See the definition of "relevant interest" in sections 608 and 671B(7) of the Corporations Act 2001.
-
(4) The voting shares of a company constitute one class unless divided into separate classes.
-
(5) The total number of votes attached to all the voting shares in the company or voting interests in the scheme (if any) that the person or an associate has a relevant interest in.
-
(6) The person's votes divided by the total votes in the body corporate or scheme multiplied by 100.
-
(7) Include details of:
-
(a) any relevant agreement or other circumstances by which the relevant interest was acquired. If subsection 671B(4) applies, a copy of any document setting out the terms of any relevant agreement, and a statement by the person giving full and accurate details of any contract, scheme or arrangement, must accompany this form, together with a written statement certifying this contract, scheme or arrangement; and
-
(b) any qualification of the power of a person to exercise, control the exercise of, or influence the exercise of, the voting powers or disposal of the securities to which the relevant interest relates (indicating clearly the particular securities to which the qualification applies).
-
See the definition of "relevant agreement" in section 9 of the Corporations Act 2001.
-
(8) If the substantial holder is unable to determine the identity of the person ( eg. if the relevant interest arises because of an option) write "unknown".
-
(9) Details of the consideration must include any and all benefits, money and other, that any person from whom a relevant interest was acquired has, or may, become entitled to receive in relation to that acquisition. Details must be included even if the benefit is conditional on the happening or not of a contingency. Details must be included of any benefit paid on behalf of the substantial holder or its associate in relation to the acquisitions, even if they are not paid directly to the person from whom the relevant interest was acquired.
Annexure A
This is Annexure A of 7 pages referred to in form 603 Notice of initial substantial shareholder
| 10-Aug-17 | |
|---|---|
| Maria Tricarico, | Date |
| Authorised Signatory |
3. Details of Relevant Interests
4. Details of present registered holders
6. Associates
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 37,020 | 37,020 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 138,754 | 138,754 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Netherlands) | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 446,408 | 446,408 | subsidiary of | |
| B.V. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock (Singapore) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 13,611 | 13,611 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | SINGAPORE | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 5,979,885 | 5,979,885 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM - J.P. Morgan Zurich | ORD | 218,444 | 218,444 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 2,129,186 | 2,129,186 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 791,091 | 791,091 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. |
page 1 of 7
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-DEXIA BIL- LONDON | ORD | 448,809 | 448,809 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | RBC-RBC DEXIA | ORD | 125,003 | 125,003 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 7,652,204 | 7,652,204 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | DUBLIN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Advisors (UK) | Power to control the exercise of a right to vote attached to | STATE STREET BANK, | ORD | 21,766 | 21,766 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | MUNICH, ZURICH | BlackRock Inc. | ||||
| investment manager or trustee. | BRANCH | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 25,935 | 25,935 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 205,095 | 205,095 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Advisors, LLC | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 2,015,567 | 2,015,567 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 37,077 | 37,077 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 88,835 | 88,835 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 1,263,762 | 1,263,762 | subsidiary of | |
| Management Canada | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, HONG | ORD | 7,087 | 7,087 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | HSBC-HSBC, HONG | ORD | 11,403 | 11,403 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Asset | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 4,216 | 4,216 | subsidiary of | |
| Management North Asia | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. |
page 2 of 7
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 66,472 | 66,472 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 874,797 | 874,797 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 28,739 | 28,739 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 270,784 | 270,784 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | RBC-ROYAL TRUST - | ORD | 170,727 | 170,727 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | TORONTO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Financial | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 22,019 | 22,019 | subsidiary of | |
| Management, Inc. | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 127,710 | 127,710 | subsidiary of | |
| securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 527,124 | 527,124 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 150,512 | 150,512 | subsidiary of | |
| securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | |||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Fund Advisors | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 37,574,479 | 37,574,479 | subsidiary of | |
| securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNP PARIBAS LON | ORD | 182,598 | 182,598 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 2,965,898 | 2,965,898 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 318,638 | 318,638 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| Association | investment manager or trustee. |
page 3 of 7
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 967,538 | 967,538 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB BOSTON | ORD | 58,273 | 58,273 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 2,259,915 | 2,259,915 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 1,151,663 | 1,151,663 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 138,992 | 138,992 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock Institutional | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 36,865,505 | 36,865,505 | subsidiary of | |
| Trust Company, National | securities and/or the power to dispose of securities as | SACRAMENTO | BlackRock Inc. | ||||
| Association | investment manager or trustee. | ||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 126,021 | 126,021 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock International | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 1,002,975 | 1,002,975 | subsidiary of | |
| Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 38,418 | 38,418 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | SYDNEY | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 7,714,655 | 7,714,655 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | investment manager or trustee. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | Northern Trust Singapore | ORD | 1,426,030 | 1,426,030 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| Limited | investment manager or trustee. | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | AP7 | ORD | 412,967 | 412,967 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNP-BNP Paribas Milan | ORD | 96,471 | 96,471 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. |
page 4 of 7
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BANK OF NY BRUS | ORD | 1,303,497 | 1,303,497 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY EUROPE - | ORD | 1,441,806 | 1,441,806 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CB-CACEIS BANK | ORD | 19,214 | 19,214 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | CITI-CITIBANK, LONDON | ORD | 2,571,748 | 2,571,748 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | HSBC-HSBC - LONDON | ORD | 742,208 | 742,208 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 189,725 | 189,725 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | KAS-KAS BANK - | ORD | 345,999 | 345,999 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | AMSTERDAM | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 209,466 | 209,466 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | CO. - CHICAGO | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NT-NORTHERN TRUST | ORD | 2,157,311 | 2,157,311 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | UK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SEB-SKANDINAVISKA | ORD | 96,787 | 96,787 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | ENSKILDA BANKEN | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STATE HONG | ORD | 126,611 | 126,611 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | KONG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 667,362 | 667,362 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 196,189 | 196,189 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | BANK, GERMANY | BlackRock Inc. | ||||
| investment manager or trustee. |
page 5 of 7
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 707,311 | 707,311 | subsidiary of | |
| Management (UK) Limited | securities and/or the power to dispose of securities as | LONDON | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 309 | 309 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-BONY | ORD | 10,064 | 10,064 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | LUXEMBOURG | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BNYM-THE BANK OF | ORD | 1,877,652 | 1,877,652 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 1,922,785 | 1,922,785 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-SSB NEW YORK | ORD | 983 | 983 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | INSTITUTIONAL | BlackRock Inc. | ||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 2,168 | 2,168 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | MUTUAL FUNDS - | BlackRock Inc. | ||||
| investment manager or trustee. | BOSTON | ||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | USB-US BANK | ORD | 54,948 | 54,948 | subsidiary of | |
| Management, LLC | securities and/or the power to dispose of securities as | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 38,185 | 38,185 | subsidiary of | |
| securities and/or the power to dispose of securities as | HARRIMAN & CO - NEW | BlackRock Inc. | |||||
| investment manager or trustee. | YORK | ||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | JPM-JP MORGAN CHASE - | ORD | 3,416,715 | 3,416,715 | subsidiary of | |
| securities and/or the power to dispose of securities as | NEW YORK | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Japan Co., Ltd. | Power to control the exercise of a right to vote attached to | SSB-STATE STREET | ORD | 47,584 | 47,584 | subsidiary of | |
| securities and/or the power to dispose of securities as | BANK, BOSTON | BlackRock Inc. | |||||
| investment manager or trustee. | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 1,889,067 | 1,889,067 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. |
page 6 of 7
AMP
| Holder of Relevant | |||||||
|---|---|---|---|---|---|---|---|
| Interests Name and ACN / ARSN (if |
Nature of Relevant Interest | Registered Holder of Securities |
Person entitled to be registered as holder |
Class and number of Securities |
Person's votes |
Nature of Association |
|
| applicable) | |||||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | NAB-NATIONAL | ORD | 2,007,105 | 2,007,105 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | AUSTRALIA BANK | BlackRock Inc. | ||||
| Limited | its capacity as investment manager. | LIMITED - MELBOURNE | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | BBH-BROWN BROTHERS | ORD | 415 | 415 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | HARRIMAN & CO - NEW | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. | YORK | |||||
| BlackRock Investment | Power to control the exercise of a right to vote attached to | JPM-JPM CHASE - | ORD | 7,356,747 | 7,356,747 | subsidiary of | |
| Management (Australia) | securities and/or the power to dispose of securities held in | SYDNEY | BlackRock Inc. | ||||
| Limited | its capacity as responsible entity. |
page 7 of 7
AMP
Annexure B
This is Annexure B of 10 pages referred to in form 603 Notice of initial substantial shareholder
10-Aug-17 Maria Tricarico, Date Authorised Signatory
5. Consideration
| AMP LTD (AMP) | AMP LTD (AMP) |
|---|---|
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
| BlackRock Fund Advisors 10-Apr-17 yes |
5.27 on mkt buy AUD ORD 28,260 28,260 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
5.29 on mkt buy AUD ORD 23,856 23,856 |
| BlackRock Investment Management (Australia) Limited 11-Apr-17 yes |
5.29 on mkt buy AUD ORD 18,610 18,610 |
| BlackRock Advisors(UK)Limited 11-Apr-17 yes |
5.29 on mkt buy AUD ORD 5,842 5,842 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
5.30 on mkt buy AUD ORD 26,396 26,396 |
| BlackRock Asset Management Canada Limited 12-Apr-17 yes |
5.30 on mkt buy AUD ORD 9,304 9,304 |
| BlackRock Investment Management (Australia) Limited 12-Apr-17 yes |
5.30 on mkt buy AUD ORD 4,233 4,233 |
| BlackRock Fund Advisors 13-Apr-17 yes |
5.27 on mkt buy AUD ORD 12,744 12,744 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
5.23 on mkt buy AUD ORD 40,536 40,536 |
| BlackRock Investment Management (Australia) Limited 13-Apr-17 yes |
5.23 on mkt buy AUD ORD 10,134 10,134 |
| BlackRock Fund Advisors 18-Apr-17 yes |
5.23 on mkt buy AUD ORD 16,138 16,138 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
5.23 on mkt buy AUD ORD 18,299 18,299 |
| BlackRock Investment Management (Australia) Limited 18-Apr-17 yes |
5.24 on mkt buy AUD ORD 40,536 40,536 |
| BlackRock(Netherlands)B.V. 18-Apr-17 yes |
5.24 on mkt buy AUD ORD 1,457 1,457 |
| BlackRock Fund Advisors 18-Apr-17 yes |
5.24 on mkt buy AUD ORD 13,582 13,582 |
| BlackRock Advisors(UK)Limited 19-Apr-17 yes |
5.20 on mkt buy AUD ORD 5,842 5,842 |
| BlackRock Investment Management (UK) Limited 20-Apr-17 yes |
5.23 on mkt buy AUD ORD 20,503 20,503 |
| BlackRock Advisors(UK)Limited 24-Apr-17 yes |
5.21 on mkt buy AUD ORD 5,955 5,955 |
| BlackRock Advisors(UK)Limited 24-Apr-17 yes |
5.21 on mkt buy AUD ORD 8,094 8,094 |
| BlackRock Fund Advisors 24-Apr-17 yes |
5.21 on mkt buy AUD ORD 16,153 16,153 |
| BlackRock Advisors(UK)Limited 26-Apr-17 yes |
5.31 on mkt buy AUD ORD 31,475 31,475 |
| BlackRock Fund Advisors 26-Apr-17 yes |
5.31 on mkt buy AUD ORD 1,476 1,476 |
| BlackRock Institutional Trust Company, National Association 26-Apr-17 yes |
5.31 on mkt buy AUD ORD 42,573 42,573 |
| BlackRock Advisors(UK)Limited 28-Apr-17 yes |
5.36 on mkt buy AUD ORD 1,638 1,638 |
| BlackRock Investment Management (Australia) Limited 28-Apr-17 yes |
5.36 on mkt buy AUD ORD 24,079 24,079 |
| BlackRock Fund Advisors 28-Apr-17 yes |
5.36 on mkt buy AUD ORD 24,296 24,296 |
| BlackRock Asset Management Canada Limited 01-May-17 yes |
5.32 on mkt buy AUD ORD 10,489 10,489 |
| BlackRock Investment Management (UK) Limited 01-May-17 yes |
5.39 on mkt buy AUD ORD 22,796 22,796 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
5.40 on mkt buy AUD ORD 41,037 41,037 |
| BlackRock Investment Management,LLC 01-May-17 yes |
5.40 on mkt buy AUD ORD 5,907 5,907 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
5.40 on mkt buy AUD ORD 42,934 42,934 |
| BlackRock Investment Management (Australia) Limited 01-May-17 yes |
5.40 on mkt buy AUD ORD 14,309 14,309 |
| BlackRock Asset Management Canada Limited 02-May-17 yes |
5.38 on mkt buy AUD ORD 934 934 |
| BlackRock Investment Management (Australia) Limited 02-May-17 yes |
5.35 on mkt buy AUD ORD 14,584 14,584 |
| BlackRock Advisors(UK)Limited 02-May-17 yes |
5.39 on mkt buy AUD ORD 183,224 183,224 |
| BlackRock Fund Advisors 02-May-17 yes |
5.39 on mkt buy AUD ORD 57,906 57,906 |
| BlackRock Advisors(UK)Limited 03-May-17 yes |
5.37 on mkt buy AUD ORD 1,474 1,474 |
| BlackRock Advisors(UK)Limited 04-May-17 yes |
5.40 on mkt buy AUD ORD 5,845 5,845 |
| BlackRock Fund Advisors 08-May-17 yes |
5.36 on mkt buy AUD ORD 82,395 82,395 |
| BlackRock Advisors(UK)Limited 08-May-17 yes |
5.38 on mkt buy AUD ORD 2,510 2,510 |
| BlackRock Fund Advisors 09-May-17 yes |
5.36 on mkt buy AUD ORD 77,785 77,785 |
| BlackRock Advisors(UK)Limited 09-May-17 yes |
5.36 on mkt buy AUD ORD 5,846 5,846 |
| BlackRock Investment Management (Australia) Limited 10-May-17 yes |
5.43 on mkt buy AUD ORD 18,727 18,727 |
page 1 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 10-May-17 yes |
5.42 on mkt buy AUD ORD 18,873 18,873 |
| BlackRock Advisors,LLC 10-May-17 yes |
5.42 on mkt buy AUD ORD 82,620 82,620 |
| BlackRock Institutional Trust Company, National Association 11-May-17 yes |
5.30 on mkt buy AUD ORD 149,714 149,714 |
| BlackRock Institutional Trust Company, National Association 11-May-17 yes |
5.30 on mkt buy AUD ORD 14,028 14,028 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
5.25 on mkt buy AUD ORD 35,112 35,112 |
| BlackRock Investment Management (Australia) Limited 12-May-17 yes |
5.27 on mkt buy AUD ORD 2,629 2,629 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
5.27 on mkt buy AUD ORD 18,006 18,006 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
5.27 on mkt buy AUD ORD 988 988 |
| BlackRock Advisors(UK)Limited 12-May-17 yes |
5.27 on mkt buy AUD ORD 8,496 8,496 |
| BlackRock Advisors(UK)Limited 15-May-17 yes |
5.22 on mkt buy AUD ORD 17,556 17,556 |
| BlackRock Advisors(UK)Limited 15-May-17 yes |
5.21 on mkt buy AUD ORD 19,405 19,405 |
| BlackRock Fund Advisors 15-May-17 yes |
5.21 on mkt buy AUD ORD 56,783 56,783 |
| BlackRock Investment Management (UK) Limited 16-May-17 yes |
5.23 on mkt buy AUD ORD 14,159 14,159 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 6,560 6,560 |
| BlackRock Advisors,LLC 16-May-17 yes |
5.21 on mkt buy AUD ORD 180,594 180,594 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 29,260 29,260 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 990 990 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 17,028 17,028 |
| BlackRock Advisors(UK)Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 25,649 25,649 |
| BlackRock Institutional Trust Company, National Association 16-May-17 yes |
5.21 on mkt buy AUD ORD 22,237 22,237 |
| BlackRock Investment Management (Australia) Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 31,943 31,943 |
| BlackRock Investment Management (Australia) Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 9,606 9,606 |
| BlackRock Investment Management (Australia) Limited 16-May-17 yes |
5.21 on mkt buy AUD ORD 19,080 19,080 |
| BlackRock Fund Advisors 17-May-17 yes |
5.21 on mkt buy AUD ORD 21,600 21,600 |
| BlackRock Investment Management (Australia) Limited 17-May-17 yes |
5.18 on mkt buy AUD ORD 306,560 306,560 |
| BlackRock Institutional Trust Company, National Association 17-May-17 yes |
5.17 on mkt buy AUD ORD 6,908 6,908 |
| BlackRock Fund Advisors 17-May-17 yes |
5.17 on mkt buy AUD ORD 39,912 39,912 |
| BlackRock Institutional Trust Company, National Association 17-May-17 yes |
5.17 on mkt buy AUD ORD 49,631 49,631 |
| BlackRock Institutional Trust Company, National Association 17-May-17 yes |
5.17 on mkt buy AUD ORD 14,487 14,487 |
| BlackRock Investment Management (Australia) Limited 17-May-17 yes |
5.17 on mkt buy AUD ORD 4,634 4,634 |
| BlackRock Fund Advisors 17-May-17 yes |
5.17 on mkt buy AUD ORD 27,750 27,750 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 17,793 17,793 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
5.11 on mkt buy AUD ORD 5,931 5,931 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 1,890 1,890 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 8,505 8,505 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 199,996 199,996 |
| BlackRock Asset Management Canada Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 7,183 7,183 |
| BlackRock Investment Management (Australia) Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 4,637 4,637 |
| BlackRock Advisors(UK)Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 5,931 5,931 |
| BlackRock Investment Management (Australia) Limited 18-May-17 yes |
5.13 on mkt buy AUD ORD 1,520 1,520 |
| BlackRock Institutional Trust Company, National Association 18-May-17 yes |
5.13 on mkt buy AUD ORD 416,311 416,311 |
| BlackRock Advisors(UK)Limited 19-May-17 yes |
5.08 on mkt buy AUD ORD 9,450 9,450 |
| BlackRock Investment Management (Australia) Limited 19-May-17 yes |
5.08 on mkt buy AUD ORD 19,158 19,158 |
| BlackRock Advisors(UK)Limited 22-May-17 yes |
5.12 on mkt buy AUD ORD 5,930 5,930 |
| BlackRock Advisors(UK)Limited 23-May-17 yes |
5.10 on mkt buy AUD ORD 30,110 30,110 |
| BlackRock Advisors(UK)Limited 23-May-17 yes |
5.10 on mkt buy AUD ORD 4,725 4,725 |
| BlackRock Fund Advisors 24-May-17 yes |
5.17 on mkt buy AUD ORD 71,799 71,799 |
| BlackRock Japan Co.,Ltd. 24-May-17 yes |
5.17 on mkt buy AUD ORD 9,920 9,920 |
| BlackRock Advisors(UK)Limited 24-May-17 yes |
5.17 on mkt buy AUD ORD 5,670 5,670 |
| BlackRock Advisors(UK)Limited 24-May-17 yes |
5.17 on mkt buy AUD ORD 7,560 7,560 |
| BlackRock Advisors(UK)Limited 25-May-17 yes |
5.18 on mkt buy AUD ORD 17,790 17,790 |
| BlackRock Institutional Trust Company, National Association 25-May-17 yes |
5.18 on mkt buy AUD ORD 47,150 47,150 |
| BlackRock Investment Management (Australia) Limited 25-May-17 yes |
5.18 on mkt buy AUD ORD 4,866 4,866 |
| BlackRock Advisors(UK)Limited 26-May-17 yes |
5.13 on mkt buy AUD ORD 90,749 90,749 |
| BlackRock Advisors(UK)Limited 26-May-17 yes |
5.15 on mkt buy AUD ORD 5,930 5,930 |
| BlackRock Advisors(UK)Limited 26-May-17 yes |
5.15 on mkt buy AUD ORD 47,472 47,472 |
page 2 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors(UK)Limited 29-May-17 yes |
5.07 on mkt buy AUD ORD 16,325 16,325 |
| BlackRock Investment Management (Australia) Limited 30-May-17 yes |
5.07 on mkt buy AUD ORD 155,668 155,668 |
| BlackRock Advisors(UK)Limited 30-May-17 yes |
5.08 on mkt buy AUD ORD 16,324 16,324 |
| BlackRock Financial Management,Inc. 31-May-17 yes |
5.06 on mkt buy AUD ORD 225 225 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 21,013 21,013 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 83,736 83,736 |
| BlackRock Fund Advisors 31-May-17 yes |
5.05 on mkt buy AUD ORD 4,803 4,803 |
| BlackRock Fund Advisors 31-May-17 yes |
5.05 on mkt buy AUD ORD 4,894 4,894 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 2,722 2,722 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
5.05 on mkt buy AUD ORD 11,816 11,816 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
5.06 on mkt buy AUD ORD 11,816 11,816 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
5.05 on mkt buy AUD ORD 2,879 2,879 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 5,871 5,871 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 23,395 23,395 |
| BlackRock Fund Advisors 31-May-17 yes |
5.05 on mkt buy AUD ORD 1,341 1,341 |
| BlackRock Fund Advisors 31-May-17 yes |
5.05 on mkt buy AUD ORD 1,367 1,367 |
| BlackRock(Netherlands)B.V. 31-May-17 yes |
5.05 on mkt buy AUD ORD 638 638 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 760 760 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 429 429 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 17,355 17,355 |
| BlackRock Asset Management Canada Limited 31-May-17 yes |
5.05 on mkt buy AUD ORD 3,392 3,392 |
| BlackRock Advisors(UK)Limited 31-May-17 yes |
5.05 on mkt buy AUD ORD 14,490 14,490 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 29,533 29,533 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 117,687 117,687 |
| BlackRock Fund Advisors 31-May-17 yes |
5.05 on mkt buy AUD ORD 6,752 6,752 |
| BlackRock Fund Advisors 31-May-17 yes |
5.05 on mkt buy AUD ORD 6,879 6,879 |
| BlackRock(Netherlands)B.V. 31-May-17 yes |
5.05 on mkt buy AUD ORD 3,215 3,215 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 3,825 3,825 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 2,164 2,164 |
| BlackRock Institutional Trust Company, National Association 31-May-17 yes |
5.05 on mkt buy AUD ORD 87,308 87,308 |
| BlackRock Asset Management Canada Limited 31-May-17 yes |
5.05 on mkt buy AUD ORD 17,059 17,059 |
| BlackRock Investment Management (UK) Limited 31-May-17 yes |
5.05 on mkt buy AUD ORD 9,628 9,628 |
| BlackRock Advisors(UK)Limited 01-Jun-17 yes |
5.08 on mkt buy AUD ORD 18,000 18,000 |
| BlackRock Advisors(UK)Limited 01-Jun-17 yes |
5.08 on mkt buy AUD ORD 6,503 6,503 |
| BlackRock Investment Management (Australia) Limited 01-Jun-17 yes |
5.08 on mkt buy AUD ORD 24,183 24,183 |
| BlackRock Advisors(UK)Limited 02-Jun-17 yes |
5.12 on mkt buy AUD ORD 5,908 5,908 |
| BlackRock Institutional Trust Company, National Association 02-Jun-17 yes |
5.12 on mkt buy AUD ORD 322,259 322,259 |
| BlackRock Institutional Trust Company, National Association 06-Jun-17 yes |
5.01 on mkt buy AUD ORD 215,034 215,034 |
| BlackRock Advisors(UK)Limited 06-Jun-17 yes |
5.00 on mkt buy AUD ORD 11,820 11,820 |
| BlackRock Advisors(UK)Limited 07-Jun-17 yes |
4.98 on mkt buy AUD ORD 5,383 5,383 |
| BlackRock Advisors(UK)Limited 08-Jun-17 yes |
4.97 on mkt buy AUD ORD 5,999 5,999 |
| BlackRock Investment Management (UK) Limited 09-Jun-17 yes |
4.93 on mkt buy AUD ORD 33,799 33,799 |
| BlackRock Advisors(UK)Limited 09-Jun-17 yes |
4.99 on mkt buy AUD ORD 1,640 1,640 |
| BlackRock Advisors(UK)Limited 13-Jun-17 yes |
5.03 on mkt buy AUD ORD 29,995 29,995 |
| BlackRock Advisors(UK)Limited 13-Jun-17 yes |
5.03 on mkt buy AUD ORD 1,236 1,236 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
5.10 on mkt buy AUD ORD 23,996 23,996 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
5.10 on mkt buy AUD ORD 4,650 4,650 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
5.10 on mkt buy AUD ORD 614 614 |
| BlackRock Advisors(UK)Limited 14-Jun-17 yes |
5.10 on mkt buy AUD ORD 149,975 149,975 |
| BlackRock Investment Management (Australia) Limited 14-Jun-17 yes |
5.10 on mkt buy AUD ORD 114,086 114,086 |
| BlackRock Advisors(UK)Limited 15-Jun-17 yes |
5.01 on mkt buy AUD ORD 17,997 17,997 |
| BlackRock Advisors(UK)Limited 15-Jun-17 yes |
5.01 on mkt buy AUD ORD 6,510 6,510 |
| BlackRock Advisors(UK)Limited 15-Jun-17 yes |
5.01 on mkt buy AUD ORD 659,890 659,890 |
page 3 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 33,780 33,780 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
5.07 on mkt buy AUD ORD 6,510 6,510 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 38,330 38,330 |
| BlackRock(Singapore)Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 4,477 4,477 |
| BlackRock Investment Management (UK) Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 60,511 60,511 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 59,990 59,990 |
| BlackRock Investment Management (UK) Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 42,986 42,986 |
| BlackRock Advisors(UK)Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 32,313 32,313 |
| BlackRock(Singapore)Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 3,775 3,775 |
| BlackRock Asset Management Canada Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 17,216 17,216 |
| BlackRock Institutional Trust Company, National Association 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 7,312 7,312 |
| BlackRock Investment Management (UK) Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 51,014 51,014 |
| BlackRock Asset Management Canada Limited 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 6,018 6,018 |
| BlackRock Institutional Trust Company, National Association 16-Jun-17 yes |
5.08 on mkt buy AUD ORD 30,256 30,256 |
| BlackRock Investment Management (Australia) Limited 19-Jun-17 yes |
5.14 on mkt buy AUD ORD 5,731 5,731 |
| BlackRock Advisors(UK)Limited 19-Jun-17 yes |
5.14 on mkt buy AUD ORD 5,999 5,999 |
| BlackRock Advisors(UK)Limited 19-Jun-17 yes |
5.14 on mkt buy AUD ORD 17,997 17,997 |
| BlackRock Advisors(UK)Limited 19-Jun-17 yes |
5.14 on mkt buy AUD ORD 1,862 1,862 |
| BlackRock Advisors(UK)Limited 19-Jun-17 yes |
5.14 on mkt buy AUD ORD 16,571 16,571 |
| BlackRock Investment Management (Australia) Limited 19-Jun-17 yes |
5.14 on mkt buy AUD ORD 326,683 326,683 |
| BlackRock Investment Management,LLC 20-Jun-17 yes |
5.16 on mkt buy AUD ORD 3,234 3,234 |
| BlackRock Investment Management (Australia) Limited 20-Jun-17 yes |
5.12 on mkt buy AUD ORD 11,174 11,174 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
5.12 on mkt buy AUD ORD 5,908 5,908 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
5.12 on mkt buy AUD ORD 29,995 29,995 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
5.12 on mkt buy AUD ORD 6,517 6,517 |
| BlackRock Advisors(UK)Limited 20-Jun-17 yes |
5.13 on mkt buy AUD ORD 113,981 113,981 |
| BlackRock Investment Management (Australia) Limited 20-Jun-17 yes |
5.12 on mkt buy AUD ORD 253,999 253,999 |
| BlackRock Advisors(UK)Limited 21-Jun-17 yes |
5.05 on mkt buy AUD ORD 2,664 2,664 |
| BlackRock Advisors(UK)Limited 21-Jun-17 yes |
5.05 on mkt buy AUD ORD 17,997 17,997 |
| BlackRock Advisors(UK)Limited 22-Jun-17 yes |
5.12 on mkt buy AUD ORD 931 931 |
| BlackRock Institutional Trust Company, National Association 22-Jun-17 yes |
5.13 on mkt buy AUD ORD 24,265 24,265 |
| BlackRock Advisors(UK)Limited 23-Jun-17 yes |
5.13 on mkt buy AUD ORD 823 823 |
| BlackRock Advisors(UK)Limited 23-Jun-17 yes |
5.13 on mkt buy AUD ORD 1,646 1,646 |
| BlackRock Investment Management (UK) Limited 26-Jun-17 yes |
5.12 on mkt buy AUD ORD 14,657 14,657 |
| BlackRock Asset Management Canada Limited 27-Jun-17 yes |
5.18 on mkt buy AUD ORD 3,002 3,002 |
| BlackRock Investment Management (Australia) Limited 27-Jun-17 yes |
5.20 on mkt buy AUD ORD 1,734 1,734 |
| BlackRock Advisors(UK)Limited 27-Jun-17 yes |
5.20 on mkt buy AUD ORD 5,999 5,999 |
| BlackRock Institutional Trust Company, National Association 27-Jun-17 yes |
5.20 on mkt buy AUD ORD 159,362 159,362 |
| BlackRock Fund Advisors 28-Jun-17 yes |
5.25 on mkt buy AUD ORD 60,884 60,884 |
| BlackRock Institutional Trust Company, National Association 28-Jun-17 yes |
5.25 on mkt buy AUD ORD 105,314 105,314 |
| BlackRock Advisors,LLC 29-Jun-17 yes |
5.30 on mkt buy AUD ORD 203,183 203,183 |
| BlackRock Advisors(UK)Limited 30-Jun-17 yes |
5.19 on mkt buy AUD ORD 1,646 1,646 |
| BlackRock Asset Management Canada Limited 30-Jun-17 yes |
5.19 on mkt buy AUD ORD 55,447 55,447 |
| BlackRock Investment Management (UK) Limited 30-Jun-17 yes |
5.19 on mkt buy AUD ORD 23,339 23,339 |
| BlackRock Institutional Trust Company, National Association 30-Jun-17 yes |
5.19 on mkt buy AUD ORD 14,342 14,342 |
| BlackRock Investment Management (UK) Limited 05-Jul-17 yes |
5.25 on mkt buy AUD ORD 4,395 4,395 |
| BlackRock Advisors(UK)Limited 05-Jul-17 yes |
5.21 on mkt buy AUD ORD 814 814 |
| BlackRock Investment Management (Australia) Limited 05-Jul-17 yes |
5.21 on mkt buy AUD ORD 39,222 39,222 |
| BlackRock Fund Advisors 05-Jul-17 yes |
5.21 on mkt buy AUD ORD 15,539 15,539 |
| BlackRock Investment Management (Australia) Limited 05-Jul-17 yes |
5.21 on mkt buy AUD ORD 14,452 14,452 |
| BlackRock Investment Management (Australia) Limited 05-Jul-17 yes |
5.21 on mkt buy AUD ORD 13,165 13,165 |
page 4 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 05-Jul-17 yes |
5.21 on mkt buy AUD ORD 11,130 11,130 |
| BlackRock Fund Advisors 06-Jul-17 yes |
5.23 on mkt buy AUD ORD 17,238 17,238 |
| BlackRock Institutional Trust Company, National Association 06-Jul-17 yes |
5.19 on mkt buy AUD ORD 48,319 48,319 |
| BlackRock Fund Advisors 06-Jul-17 yes |
5.19 on mkt buy AUD ORD 23,611 23,611 |
| BlackRock Asset Management North Asia Limited 07-Jul-17 yes |
5.16 on mkt buy AUD ORD 4,100 4,100 |
| BlackRock Advisors(UK)Limited 07-Jul-17 yes |
5.15 on mkt buy AUD ORD 11,824 11,824 |
| BlackRock Institutional Trust Company, National Association 07-Jul-17 yes |
5.15 on mkt buy AUD ORD 220,915 220,915 |
| BlackRock Fund Advisors 07-Jul-17 yes |
5.15 on mkt buy AUD ORD 82,488 82,488 |
| BlackRock Institutional Trust Company, National Association 07-Jul-17 yes |
5.15 on mkt buy AUD ORD 48,773 48,773 |
| BlackRock Institutional Trust Company, National Association 07-Jul-17 yes |
5.15 on mkt buy AUD ORD 14,621 14,621 |
| BlackRock(Netherlands)B.V. 07-Jul-17 yes |
5.15 on mkt buy AUD ORD 5,394 5,394 |
| BlackRock Advisors(UK)Limited 10-Jul-17 yes |
5.20 on mkt buy AUD ORD 1,628 1,628 |
| BlackRock Fund Advisors 10-Jul-17 yes |
5.20 on mkt buy AUD ORD 12,710 12,710 |
| BlackRock Advisors(UK)Limited 11-Jul-17 yes |
5.18 on mkt buy AUD ORD 7,440 7,440 |
| BlackRock Advisors(UK)Limited 12-Jul-17 yes |
5.17 on mkt buy AUD ORD 22,267 22,267 |
| BlackRock Advisors(UK)Limited 12-Jul-17 yes |
5.17 on mkt buy AUD ORD 11,537 11,537 |
| BlackRock Investment Management (Australia) Limited 12-Jul-17 yes |
5.17 on mkt buy AUD ORD 17,418 17,418 |
| BlackRock Financial Management,Inc. 13-Jul-17 yes |
5.24 on mkt buy AUD ORD 46,971 46,971 |
| BlackRock Advisors(UK)Limited 14-Jul-17 yes |
5.31 on mkt buy AUD ORD 5,953 5,953 |
| BlackRock Advisors(UK)Limited 14-Jul-17 yes |
5.31 on mkt buy AUD ORD 2,445 2,445 |
| BlackRock Investment Management (UK) Limited 18-Jul-17 yes |
5.26 on mkt buy AUD ORD 38,402 38,402 |
| BlackRock Investment Management,LLC 19-Jul-17 yes |
5.23 on mkt buy AUD ORD 2,168 2,168 |
| BlackRock Financial Management,Inc. 19-Jul-17 yes |
5.23 on mkt buy AUD ORD 18,756 18,756 |
| BlackRock Investment Management (Australia) Limited 19-Jul-17 yes |
5.21 on mkt buy AUD ORD 2,628 2,628 |
| BlackRock Fund Advisors 19-Jul-17 yes |
5.21 on mkt buy AUD ORD 11,528 11,528 |
| BlackRock Advisors,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 32,082 32,082 |
| BlackRock Institutional Trust Company, National Association 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 1,081 1,081 |
| BlackRock Advisors,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 173 173 |
| BlackRock Advisors,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 8,695 8,695 |
| BlackRock Investment Management,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 340 340 |
| BlackRock Investment Management,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 3,155 3,155 |
| BlackRock Investment Management,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 484 484 |
| BlackRock Investment Management,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 14,904 14,904 |
| BlackRock Investment Management (Australia) Limited 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 625 625 |
| BlackRock Investment Management,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 852 852 |
| BlackRock Investment Management,LLC 20-Jul-17 yes |
5.23 on mkt buy AUD ORD 1,541 1,541 |
| BlackRock Advisors(UK)Limited 20-Jul-17 yes |
5.17 on mkt buy AUD ORD 17,859 17,859 |
| BlackRock Advisors(UK)Limited 20-Jul-17 yes |
5.17 on mkt buy AUD ORD 12,000 12,000 |
| BlackRock Advisors(UK)Limited 20-Jul-17 yes |
5.17 on mkt buy AUD ORD 2,445 2,445 |
| BlackRock Investment Management (Australia) Limited 21-Jul-17 yes |
5.27 on mkt buy AUD ORD 25,671 25,671 |
| BlackRock Japan Co.,Ltd. 24-Jul-17 yes |
5.27 on mkt buy AUD ORD 174,616 174,616 |
| BlackRock Advisors,LLC 25-Jul-17 yes |
5.27 on mkt buy AUD ORD 16,276 16,276 |
| BlackRock Advisors,LLC 26-Jul-17 yes |
5.32 on mkt buy AUD ORD 111,078 111,078 |
| BlackRock Fund Advisors 28-Jul-17 yes |
5.34 on mkt buy AUD ORD 17,625 17,625 |
| BlackRock Investment Management (Australia) Limited 31-Jul-17 yes |
5.39 on mkt buy AUD ORD 13,504 13,504 |
| BlackRock Fund Advisors 31-Jul-17 yes |
5.39 on mkt buy AUD ORD 7,128 7,128 |
| BlackRock Institutional Trust Company, National Association 31-Jul-17 yes |
5.39 on mkt buy AUD ORD 2,887 2,887 |
| BlackRock Investment Management (Australia) Limited 01-Aug-17 yes |
5.46 on mkt buy AUD ORD 16,871 16,871 |
| BlackRock Investment Management,LLC 01-Aug-17 yes |
5.47 on mkt buy AUD ORD 22,599 22,599 |
| BlackRock Advisors(UK)Limited 02-Aug-17 yes |
5.46 on mkt buy AUD ORD 5,954 5,954 |
| BlackRock Investment Management (UK) Limited 02-Aug-17 yes |
5.46 on mkt buy AUD ORD 4,928 4,928 |
| BlackRock Advisors(UK)Limited 04-Aug-17 yes |
5.37 on mkt buy AUD ORD 5,956 5,956 |
| BlackRock Investment Management (Australia) Limited 07-Aug-17 yes |
5.39 on mkt buy AUD ORD 23,632 23,632 |
| BlackRock Investment Management (Australia) Limited 07-Aug-17 yes |
5.39 on mkt buy AUD ORD 5,256 5,256 |
| BlackRock Advisors(UK)Limited 07-Aug-17 yes |
5.39 on mkt buy AUD ORD 5,999 5,999 |
| BlackRock Investment Management (Australia) Limited 07-Aug-17 yes |
5.39 on mkt buy AUD ORD 25,387 25,387 |
page 5 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Investment Management (Australia) Limited 08-Aug-17 yes |
5.36 on mkt buy AUD ORD 2,628 2,628 |
| BlackRock Advisors(UK)Limited 08-Aug-17 yes |
5.36 on mkt buy AUD ORD 5,958 5,958 |
| BlackRock Advisors(UK)Limited 08-Aug-17 yes |
5.36 on mkt buy AUD ORD 17,874 17,874 |
| BlackRock Institutional Trust Company, National Association 08-Aug-17 yes |
5.36 on mkt buy AUD ORD 90,454 90,454 |
| BlackRock Fund Advisors 10-Apr-17 no |
n/a in specie AUD ORD 67,080 67,080 |
| BlackRock Fund Advisors 10-Apr-17 no |
n/a in specie AUD ORD 33,736 33,736 |
| BlackRock Fund Advisors 11-Apr-17 no |
n/a in specie AUD ORD 11,250 11,250 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ORD 8,964 8,964 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ORD 112,050 112,050 |
| BlackRock Fund Advisors 12-Apr-17 no |
n/a in specie AUD ORD 13,446 13,446 |
| BlackRock Fund Advisors 13-Apr-17 no |
n/a in specie AUD ORD 55,975 55,975 |
| BlackRock Fund Advisors 18-Apr-17 no |
n/a in specie AUD ORD 21,624 21,624 |
| BlackRock Fund Advisors 19-Apr-17 no |
n/a in specie AUD ORD 26,868 26,868 |
| BlackRock Advisors(UK)Limited 20-Apr-17 no |
n/a in specie AUD ORD 14,225 14,225 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a in specie AUD ORD 20,548 20,548 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a in specie AUD ORD 92,045 92,045 |
| BlackRock Investment Management (UK) Limited 24-Apr-17 no |
n/a in specie AUD ORD 216,985 216,985 |
| BlackRock Fund Advisors 25-Apr-17 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Fund Advisors 26-Apr-17 no |
n/a in specie AUD ORD 19,278 19,278 |
| BlackRock Advisors(UK)Limited 26-Apr-17 no |
n/a in specie AUD ORD 18,289 18,289 |
| BlackRock Fund Advisors 27-Apr-17 no |
n/a in specie AUD ORD 19,251 19,251 |
| BlackRock Fund Advisors 27-Apr-17 no |
n/a in specie AUD ORD 1,360 1,360 |
| BlackRock Fund Advisors 28-Apr-17 no |
n/a in specie AUD ORD 21,390 21,390 |
| BlackRock Fund Advisors 28-Apr-17 no |
n/a in specie AUD ORD 18,921 18,921 |
| BlackRock Institutional Trust Company, National Association 28-Apr-17 no |
n/a in specie AUD ORD 40,853 40,853 |
| BlackRock Fund Advisors 02-May-17 no |
n/a in specie AUD ORD 11,215 11,215 |
| BlackRock Fund Advisors 03-May-17 no |
n/a in specie AUD ORD 53,816 53,816 |
| BlackRock Fund Advisors 04-May-17 no |
n/a in specie AUD ORD 4,278 4,278 |
| BlackRock Fund Advisors 05-May-17 no |
n/a in specie AUD ORD 44,880 44,880 |
| BlackRock Fund Advisors 05-May-17 no |
n/a in specie AUD ORD 134,944 134,944 |
| BlackRock Institutional Trust Company, National Association 08-May-17 no |
n/a in specie AUD ORD 15,172 15,172 |
| BlackRock Investment Management (UK) Limited 08-May-17 no |
n/a in specie AUD ORD 214,958 214,958 |
| BlackRock Fund Advisors 08-May-17 no |
n/a in specie AUD ORD 40,362 40,362 |
| BlackRock Fund Advisors 08-May-17 no |
n/a in specie AUD ORD 25,437 25,437 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 7,130 7,130 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 17,952 17,952 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 25,437 25,437 |
| BlackRock Fund Advisors 09-May-17 no |
n/a in specie AUD ORD 42,395 42,395 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ORD 12,792 12,792 |
| BlackRock Fund Advisors 10-May-17 no |
n/a in specie AUD ORD 42,395 42,395 |
| BlackRock Fund Advisors 11-May-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Institutional Trust Company, National Association 11-May-17 no |
n/a in specie AUD ORD 18,940 18,940 |
| BlackRock Fund Advisors 12-May-17 no |
n/a in specie AUD ORD 59,353 59,353 |
| BlackRock Fund Advisors 12-May-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Advisors(UK)Limited 12-May-17 no |
n/a in specie AUD ORD 9,279 9,279 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 22,360 22,360 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 11,562 11,562 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 42,395 42,395 |
| BlackRock Fund Advisors 15-May-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Advisors(UK)Limited 16-May-17 no |
n/a in specie AUD ORD 48,687 48,687 |
| BlackRock Fund Advisors 16-May-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Fund Advisors 16-May-17 no |
n/a in specie AUD ORD 33,916 33,916 |
| BlackRock Fund Advisors 16-May-17 no |
n/a in specie AUD ORD 59,353 59,353 |
| BlackRock Fund Advisors 17-May-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Fund Advisors 18-May-17 no |
n/a in specie AUD ORD 72,498 72,498 |
| BlackRock Institutional Trust Company, National Association 18-May-17 no |
n/a in specie AUD ORD 14,351 14,351 |
| BlackRock Investment Management (Australia) Limited 18-May-17 no |
n/a in specie AUD ORD 282,054 282,054 |
| BlackRock Fund Advisors 19-May-17 no |
n/a in specie AUD ORD 2,040 2,040 |
| BlackRock Fund Advisors 19-May-17 no |
n/a in specie AUD ORD 17,952 17,952 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 2,962 2,962 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 25,437 25,437 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Fund Advisors 22-May-17 no |
n/a in specie AUD ORD 76,311 76,311 |
page 6 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 23-May-17 no |
n/a in specie AUD ORD 2,962 2,962 |
| BlackRock Fund Advisors 23-May-17 no |
n/a in specie AUD ORD 42,395 42,395 |
| BlackRock Investment Management (Australia) Limited 24-May-17 no |
n/a in specie AUD ORD 24,794 24,794 |
| BlackRock Fund Advisors 24-May-17 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 27,168 27,168 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 33,916 33,916 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 18,921 18,921 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 2,040 2,040 |
| BlackRock Fund Advisors 26-May-17 no |
n/a in specie AUD ORD 1,481 1,481 |
| BlackRock Institutional Trust Company, National Association 26-May-17 no |
n/a in specie AUD ORD 866,715 866,715 |
| BlackRock Investment Management (UK) Limited 26-May-17 no |
n/a in specie AUD ORD 116,076 116,076 |
| BlackRock Investment Management (UK) Limited 26-May-17 no |
n/a in specie AUD ORD 31,305 31,305 |
| BlackRock Fund Advisors 30-May-17 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Fund Advisors 30-May-17 no |
n/a in specie AUD ORD 76,311 76,311 |
| BlackRock Fund Advisors 30-May-17 no |
n/a in specie AUD ORD 33,916 33,916 |
| BlackRock Fund Advisors 06-Jun-17 no |
n/a in specie AUD ORD 59,353 59,353 |
| BlackRock Fund Advisors 07-Jun-17 no |
n/a in specie AUD ORD 18,538 18,538 |
| BlackRock Fund Advisors 07-Jun-17 no |
n/a in specie AUD ORD 14,816 14,816 |
| BlackRock Investment Management (UK) Limited 07-Jun-17 no |
n/a in specie AUD ORD 143,031 143,031 |
| BlackRock Investment Management (UK) Limited 07-Jun-17 no |
n/a in specie AUD ORD 537,215 537,215 |
| BlackRock Fund Advisors 08-Jun-17 no |
n/a in specie AUD ORD 4,991 4,991 |
| BlackRock Fund Advisors 12-Jun-17 no |
n/a in specie AUD ORD 16,958 16,958 |
| BlackRock Fund Advisors 13-Jun-17 no |
n/a in specie AUD ORD 42,395 42,395 |
| BlackRock Fund Advisors 14-Jun-17 no |
n/a in specie AUD ORD 6,417 6,417 |
| BlackRock Fund Advisors 14-Jun-17 no |
n/a in specie AUD ORD 33,825 33,825 |
| BlackRock Fund Advisors 15-Jun-17 no |
n/a in specie AUD ORD 2,962 2,962 |
| BlackRock Fund Advisors 16-Jun-17 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Institutional Trust Company, National Association 16-Jun-17 no |
n/a in specie AUD ORD 12,006 12,006 |
| BlackRock Fund Advisors 19-Jun-17 no |
n/a in specie AUD ORD 7,465 7,465 |
| BlackRock Fund Advisors 21-Jun-17 no |
n/a in specie AUD ORD 4,479 4,479 |
| BlackRock Fund Advisors 21-Jun-17 no |
n/a in specie AUD ORD 23,830 23,830 |
| BlackRock Institutional Trust Company, National Association 22-Jun-17 no |
n/a in specie AUD ORD 65,143 65,143 |
| BlackRock Investment Management (UK) Limited 22-Jun-17 no |
n/a in specie AUD ORD 547,203 547,203 |
| BlackRock Investment Management (UK) Limited 22-Jun-17 no |
n/a in specie AUD ORD 145,224 145,224 |
| BlackRock Fund Advisors 23-Jun-17 no |
n/a in specie AUD ORD 874 874 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 291,479 291,479 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 13,167 13,167 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 128,981 128,981 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a in specie AUD ORD 16,935 16,935 |
| BlackRock Fund Advisors 26-Jun-17 no |
n/a in specie AUD ORD 22,110 22,110 |
| BlackRock Fund Advisors 26-Jun-17 no |
n/a in specie AUD ORD 25,059 25,059 |
| BlackRock Fund Advisors 27-Jun-17 no |
n/a in specie AUD ORD 66,330 66,330 |
| BlackRock Fund Advisors 27-Jun-17 no |
n/a in specie AUD ORD 28,743 28,743 |
| BlackRock Fund Advisors 28-Jun-17 no |
n/a in specie AUD ORD 33,165 33,165 |
| BlackRock Fund Advisors 29-Jun-17 no |
n/a in specie AUD ORD 33,165 33,165 |
| BlackRock Fund Advisors 29-Jun-17 no |
n/a in specie AUD ORD 33,165 33,165 |
| BlackRock Fund Advisors 30-Jun-17 no |
n/a in specie AUD ORD 88,440 88,440 |
| BlackRock Fund Advisors 30-Jun-17 no |
n/a in specie AUD ORD 33,165 33,165 |
| BlackRock Fund Advisors 30-Jun-17 no |
n/a in specie AUD ORD 55,275 55,275 |
| BlackRock Fund Advisors 03-Jul-17 no |
n/a in specie AUD ORD 4,293 4,293 |
| BlackRock Fund Advisors 05-Jul-17 no |
n/a in specie AUD ORD 12,964 12,964 |
| BlackRock Fund Advisors 05-Jul-17 no |
n/a in specie AUD ORD 44,220 44,220 |
| BlackRock Fund Advisors 06-Jul-17 no |
n/a in specie AUD ORD 33,165 33,165 |
| BlackRock Fund Advisors 07-Jul-17 no |
n/a in specie AUD ORD 88,440 88,440 |
| BlackRock Fund Advisors 07-Jul-17 no |
n/a in specie AUD ORD 44,220 44,220 |
| BlackRock Fund Advisors 07-Jul-17 no |
n/a in specie AUD ORD 139,293 139,293 |
| BlackRock Investment Management (UK) Limited 07-Jul-17 no |
n/a in specie AUD ORD 13,289 13,289 |
| BlackRock Fund Advisors 10-Jul-17 no |
n/a in specie AUD ORD 4,293 4,293 |
| BlackRock Fund Advisors 13-Jul-17 no |
n/a in specie AUD ORD 7,070 7,070 |
| BlackRock Fund Advisors 14-Jul-17 no |
n/a in specie AUD ORD 26,532 26,532 |
| BlackRock Fund Advisors 17-Jul-17 no |
n/a in specie AUD ORD 7,408 7,408 |
page 7 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Fund Advisors 18-Jul-17 no |
n/a in specie AUD ORD 22,110 22,110 |
| BlackRock Fund Advisors 19-Jul-17 no |
n/a in specie AUD ORD 33,165 33,165 |
| BlackRock Fund Advisors 20-Jul-17 no |
n/a in specie AUD ORD 55,275 55,275 |
| BlackRock Fund Advisors 20-Jul-17 no |
n/a in specie AUD ORD 437 437 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 5,556 5,556 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 33,165 33,165 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 16,218 16,218 |
| BlackRock Fund Advisors 21-Jul-17 no |
n/a in specie AUD ORD 12,792 12,792 |
| BlackRock Investment Management (UK) Limited 24-Jul-17 no |
n/a in specie AUD ORD 112,555 112,555 |
| BlackRock Fund Advisors 25-Jul-17 no |
n/a in specie AUD ORD 8,844 8,844 |
| BlackRock Fund Advisors 26-Jul-17 no |
n/a in specie AUD ORD 2,830 2,830 |
| BlackRock Fund Advisors 27-Jul-17 no |
n/a in specie AUD ORD 25,381 25,381 |
| BlackRock Fund Advisors 28-Jul-17 no |
n/a in specie AUD ORD 2,830 2,830 |
| BlackRock Fund Advisors 28-Jul-17 no |
n/a in specie AUD ORD 12,964 12,964 |
| BlackRock Fund Advisors 28-Jul-17 no |
n/a in specie AUD ORD 16,668 16,668 |
| BlackRock Investment Management (UK) Limited 28-Jul-17 no |
n/a in specie AUD ORD 95,548 95,548 |
| BlackRock Fund Advisors 31-Jul-17 no |
n/a in specie AUD ORD 39,702 39,702 |
| BlackRock Institutional Trust Company, National Association 01-Aug-17 no |
n/a in specie AUD ORD 13,749 13,749 |
| BlackRock Investment Management (UK) Limited 02-Aug-17 no |
n/a in specie AUD ORD 7,657 7,657 |
| BlackRock Investment Management (UK) Limited 03-Aug-17 no |
n/a in specie AUD ORD 110,642 110,642 |
| BlackRock Fund Advisors 03-Aug-17 no |
n/a in specie AUD ORD 26,532 26,532 |
| BlackRock Investment Management (UK) Limited 07-Aug-17 no |
n/a in specie AUD ORD 22,651 22,651 |
| BlackRock Investment Management (UK) Limited 07-Aug-17 no |
n/a in specie AUD ORD 5,527 5,527 |
| BlackRock Fund Advisors 08-Aug-17 no |
n/a in specie AUD ORD 2,862 2,862 |
| BlackRock Japan Co., Ltd. 13-Apr-17 no |
n/a collateral transfer AUD ORD 598,215 598,215 |
| BlackRock Advisors (UK) Limited 14-Apr-17 no |
n/a collateral transfer AUD ORD 112,998 112,998 |
| BlackRock Investment Management (UK) Limited 17-Apr-17 no |
n/a collateral transfer AUD ORD 112,996 112,996 |
| BlackRock Japan Co., Ltd. 18-Apr-17 no |
n/a collateral transfer AUD ORD 1,427,360 1,427,360 |
| BlackRock Investment Management (UK) Limited 18-Apr-17 no |
n/a collateral transfer AUD ORD 3 3 |
| BlackRock Japan Co., Ltd. 20-Apr-17 no |
n/a collateral transfer AUD ORD 47,010 47,010 |
| BlackRock Advisors (UK) Limited 20-Apr-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Financial Management, Inc. 20-Apr-17 no |
n/a collateral transfer AUD ORD 2,866 2,866 |
| BlackRock Investment Management, LLC 20-Apr-17 no |
n/a collateral transfer AUD ORD 1,800 1,800 |
| BlackRock Investment Management (UK) Limited 20-Apr-17 no |
n/a collateral transfer AUD ORD 108,323 108,323 |
| BlackRock Advisors (UK) Limited 21-Apr-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Investment Management (UK) Limited 21-Apr-17 no |
n/a collateral transfer AUD ORD 4,677 4,677 |
| BlackRock Japan Co., Ltd. 25-Apr-17 no |
n/a collateral transfer AUD ORD 1,929,580 1,929,580 |
| BlackRock Advisors (UK) Limited 26-Apr-17 no |
n/a collateral transfer AUD ORD 50,000 50,000 |
| BlackRock Japan Co., Ltd. 27-Apr-17 no |
n/a collateral transfer AUD ORD 1,886,818 1,886,818 |
| BlackRock Advisors (UK) Limited 04-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Japan Co., Ltd. 11-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Japan Co., Ltd. 12-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 12-May-17 no |
n/a collateral transfer AUD ORD 245,380 245,380 |
| BlackRock Japan Co., Ltd. 18-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 18-May-17 no |
n/a collateral transfer AUD ORD 243,065 243,065 |
| BlackRock Japan Co., Ltd. 19-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
page 8 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Japan Co., Ltd. 22-May-17 no |
n/a collateral transfer AUD ORD 218,918 218,918 |
| BlackRock Advisors (UK) Limited 23-May-17 no |
n/a collateral transfer AUD ORD 45,699 45,699 |
| BlackRock Advisors (UK) Limited 24-May-17 no |
n/a collateral transfer AUD ORD 403,357 403,357 |
| BlackRock Advisors (UK) Limited 25-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 29-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Japan Co., Ltd. 30-May-17 no |
n/a collateral transfer AUD ORD 162,366 162,366 |
| BlackRock Japan Co., Ltd. 31-May-17 no |
n/a collateral transfer AUD ORD 116,046 116,046 |
| BlackRock Advisors (UK) Limited 31-May-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 02-Jun-17 no |
n/a collateral transfer AUD ORD 54,147 54,147 |
| BlackRock Advisors (UK) Limited 08-Jun-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 09-Jun-17 no |
n/a collateral transfer AUD ORD 104,776 104,776 |
| BlackRock Japan Co., Ltd. 14-Jun-17 no |
n/a collateral transfer AUD ORD 23,653 23,653 |
| BlackRock Advisors (UK) Limited 15-Jun-17 no |
n/a collateral transfer AUD ORD 330,000 330,000 |
| BlackRock Advisors (UK) Limited 21-Jun-17 no |
n/a collateral transfer AUD ORD 427 427 |
| BlackRock Financial Management, Inc. 21-Jun-17 no |
n/a collateral transfer AUD ORD 63 63 |
| BlackRock Investment Management (UK) Limited 21-Jun-17 no |
n/a collateral transfer AUD ORD 61,781 61,781 |
| BlackRock Asset Management North Asia Limited 21-Jun-17 no |
n/a collateral transfer AUD ORD 156 156 |
| BlackRock Financial Management, Inc. 22-Jun-17 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Asset Management North Asia Limited 22-Jun-17 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Investment Management (UK) Limited 23-Jun-17 no |
n/a collateral transfer AUD ORD 4 4 |
| BlackRock Financial Management, Inc. 26-Jun-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Asset Management North Asia Limited 26-Jun-17 no |
n/a collateral transfer AUD ORD 2 2 |
| BlackRock Financial Management, Inc. 27-Jun-17 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Asset Management North Asia Limited 27-Jun-17 no |
n/a collateral transfer AUD ORD 1 1 |
| BlackRock Investment Management (UK) Limited 28-Jun-17 no |
n/a collateral transfer AUD ORD 7 7 |
| BlackRock Investment Management (UK) Limited 29-Jun-17 no |
n/a collateral transfer AUD ORD 11 11 |
| BlackRock Advisors (UK) Limited 30-Jun-17 no |
n/a collateral transfer AUD ORD 136,575 136,575 |
| BlackRock Financial Management, Inc. 30-Jun-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Asset Management North Asia Limited 30-Jun-17 no |
n/a collateral transfer AUD ORD 5 5 |
| BlackRock Investment Management (UK) Limited 03-Jul-17 no |
n/a collateral transfer AUD ORD 12 12 |
| BlackRock Financial Management, Inc. 04-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Investment Management (UK) Limited 04-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Financial Management, Inc. 05-Jul-17 no |
n/a collateral transfer AUD ORD 4 4 |
| BlackRock Asset Management North Asia Limited 05-Jul-17 no |
n/a collateral transfer AUD ORD 12 12 |
| BlackRock Advisors (UK) Limited 07-Jul-17 no |
n/a collateral transfer AUD ORD 30,769 30,769 |
| BlackRock Advisors (UK) Limited 11-Jul-17 no |
n/a collateral transfer AUD ORD 14,091 14,091 |
| BlackRock Advisors (UK) Limited 12-Jul-17 no |
n/a collateral transfer AUD ORD 165,909 165,909 |
| BlackRock Advisors (UK) Limited 13-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
page 9 of 10
AMP
| Holder of Relevant Interest Date of Acquisition / Trans on a prescribed fin'l mkt |
Cash Non-cash CCY Person's votes affected Consideration Class and number of securities affected |
|---|---|
| BlackRock Advisors (UK) Limited 17-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 18-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 19-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 25-Jul-17 no |
n/a collateral transfer AUD ORD 97,965 97,965 |
| BlackRock Advisors (UK) Limited 27-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 31-Jul-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 01-Aug-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 03-Aug-17 no |
n/a collateral transfer AUD ORD 0 0 |
| BlackRock Advisors (UK) Limited 08-Aug-17 no |
n/a collateral transfer AUD ORD 657,805 657,805 |
| BlackRock Advisors(UK)Limited 08-Aug-17 no |
n/a in specie AUD ORD 34,605 34,605 |
page 10 of 10
AMP
Annexure C
This is Annexure C of 1 pages referred to in form 603 Notice of initial substantial shareholder
10-Aug-17
Maria Tricarico, Date Authorised Signatory
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| BlackRock Group | |
| BlackRock Inc. | 55 East 52nd Street |
| New York NY 10055 USA | |
| BlackRock (Netherlands) B.V. | Rembrandt Tower, 17th floor |
| Amstelplein | |
| Amsterdam Netherlands | |
| BlackRock (Singapore) Limited | 20 Anson Road #18-01 |
| 079912 Singapore | |
| BlackRock Advisors (UK) Limited | 12 Throgmorton Avenue. |
| London, EC2N 2DL, | |
| United Kingdom | |
| BlackRock Advisors, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Asset Management Canada Limited | 161 Bay Street, Suite 2500 |
| Toronto, Ontario M5J 2S1 | |
| Canada | |
| BlackRock Asset Management North Asia Limited | 15/F, 16/F, 17/F Citibank Tower & 17/F ICBC Tower, |
| 3 Garden Road,Central,HongKong | |
| BlackRock Financial Management, Inc. | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Fund Advisors | 400 Howard Street |
| San Francisco, CA, 94105 | |
| United States | |
| BlackRock Institutional Trust Company, National | 1225 17th Street, |
| Association | Suite 300, |
| Denver,CO 80202(Colorado,USA) | |
| BlackRock International Limited | Exchange Place One, |
| 1 Semple Street, | |
| Edinburgh, EH3 8BL, | |
| United Kingdom(Scotland,United Kingdom) | |
| BlackRock Investment Management (Australia) Limited | Level 26, 101 Collins Street |
| Melbourne VIC 3000 | |
| Australia(Victoria,Australia) | |
| BlackRock Investment Management (UK) Limited | 12 Throgmorton Avenue |
| London EC2N 2DL | |
| United Kingdom | |
| BlackRock Investment Management, LLC | 1209 Orange Street, |
| Wilmington, New Castle County, | |
| Delaware 19801,United States | |
| BlackRock Japan Co., Ltd. | Marunouchi Trust Tower Main, |
| 1-8-3 Marunouchi, | |
| Chiyoda-ku,Tokyo 100-8217(Japan) |
page 1 of 1
AMP
Annexure D
This is Annexure D of 1 page referred to in form 603 Notice of initial substantial shareholder
| 10-Aug-17 Maria Tricarico, Authorised Signatory Date |
10-Aug-17 Maria Tricarico, Authorised Signatory Date |
|---|---|
| Type of agreement: | Global Master Securities Lending Agreement |
| Parties to agreement: | Party A - Citigroup Global Markets Limited Party B - HSBC Institutional Trust Services (Asia) Limited |
| Transfer date: | Refer to Annexure B (transactions identified as collateral transfers) |
| Holder of voting rights: | BlackRock Asset Management North Asia Limited (as investment manager for the funds) |
| Are there any restrictions on voting rights? If yes, detail |
Yes. Unless otherwise agreed between the parties, the Registered Owner will not exercise any voting rights. |
| Scheduled return date (if any): | Not applicable. |
| Does the borrower have the right to return early? If yes, detail |
Yes. Upon an Event of Default under the GMSLA, the GMSLA provides, broadly, that both parties payment and delivery obligations will be accelerated and replaced with an obligation of one party to pay a single cash sum to the other determined in accordance with the provisions of the GMSLA (as modified by the Annex). The GMSLA provides that the parties’ right to terminate the Agreement upon notice will not affect the parties’ existing obligations in respect of any outstanding loans of securities. The Annex amended and restricted the Borrower's termination rights – i.e. Borrower may not have the right to terminate and return the borrowed securities - as the Borrower was to borrow the securities issued by it (or its sister company) to provide protection against the insolvency of the issuer and so usual rights of termination in a GMSLA were restricted. Subject to the terms of the relevant Loan, the Borrower, may early terminate a Loan and return Equivalent Securities at any time provided that it “shall cease to have such entitlement if an Act of Insolvency with respect to any Security Issuer or any of the Borrower’s or any Security Issuer’s affiliates has occurred, or any such person takes any steps preparatory to any of the matters which would constitute an Act of Insolvency |
| Does the lender have the right to recall early? If yes, detail |
Yes, at notice. |
| Will the securities be returned on settlement? If yes, detail any exceptions |
Yes. |
A copy of this agreement will be provided to AMP LTD or the Australian Securities and Investments Commission upon request.
AMP Page 1 of 1