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AMP LIMITED — Major Shareholding Notification 2011
Oct 3, 2011
64379_rns_2011-10-03_05fd8812-4796-4bc4-811c-0b7b3ecf96d6.pdf
Major Shareholding Notification
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Company Secretary
AMP Limited ABN: 49 079 354 519
Level 24, 33 Alfred Street Sydney NSW 2000 Australia
GPO Box 4134 Sydney NSW 2001 Australia
Email: [email protected] Web: amp.com.au Telephone: (02) 9257 5000 Facsimile: (02) 9257 7178
04-Oct-2011
Company Announcement Officer
ASX Limited
NOTICE OF CHANGE OF INTERESTS OF SUBSTANTIAL HOLDER
Dear Sir/Madam,
Pursuant to Section 671B of the Corporations Act, AMP Limited hereby advises of a change in its relevant interest in Investa Office Fund.
The enclosed ASIC Form 604 discloses all required details.
Yours faithfully,
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Brian Salter General Counsel & Company Secretary, AMP
AMP Ltd ABN 49 079 354 519
Form 604 Corporations Act 2001 Section 671B Notice of Change of interests of Substantial Holder
To: Investa Office Fund ACN/ARSN: 090 242 229
1. Details of substantial holder
Name: AMP Limited (ACN 079 354 519) and its related bodies corporate.
There was a change in the interests of the substantial holder on 30-Sep-2011 The previous notice was given to the company on 07-Sep-2011 The previous notice was dated 05-Sep-2011
2. Previous and present voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate had a relevant interest in when last required, and when now required, to give a substantial holding notice to the company or scheme, are as follows:
| Previous | Notice | Present | Notice | |
|---|---|---|---|---|
| Class of securities | Persons' votes | Voting Power | Persons' votes | Voting Power |
| Unit Trust | 145,268,563 | 5.32% | 174,462,483 | 6.39% |
3. Change in relevant Interests
Particulars of each change in, or change in the nature of, relevant interests of the substantial holder or an associate in voting securities of the company since the substantial holder was last required to give a substantial holding notice to the company or scheme are as follows:
See Annexure 'A'
4. Present relevant interests
The nature of relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder are as follows:
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Holder of relevant interest Registered holder of Person entitled to be Nature of relevant Class and number of Person's votes
securities registered as holder interest securities affected
AMP Life is legal and
beneficial owner of
the shares and has
Unit Trust:
AMP Life Limited AMP Life Limited the power to exercise 73,928,932
73,928,932
the right to vote and
to dispose of the
shares
AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors Citicorp Nominees Pty unregistered
Unit Trust: 2,247,386 2,247,386
Limited Limited managed investment
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
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Form 604 Corporations Act 2001 Section 671B Notice of Change of interests of Substantial Holder
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AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors Cogent Nominees Pty unregistered Unit Trust:
21,854,790
Limited Limited managed investment 21,854,790
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors Cogent Nominees Pty unregistered Unit Trust:
15,346,164
Limited Limited managed investment 15,346,164
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors HSBC Custody Nominees unregistered Unit Trust:
19,590,761
Limited (Australia) Limited managed investment 19,590,761
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors JP Morgan Nominees unregistered
Unit Trust: 2,792,569 2,792,569
Limited Australia Limited managed investment
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
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Form 604 Corporations Act 2001 Section 671B Notice of Change of interests of Substantial Holder
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AMP Capital, in its
capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
AMP Capital Investors National Nominees Pty unregistered
Unit Trust: 8,178,704 8,178,704
Limited Limited managed investment
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolis and
unit trusts has the
power to exercise, or
AMP Capital Investors JP Morgan Nominees control the exercise Unit Trust: 1,550,591 1,550,591
(NZ) Limited Australia Limited
of, a right to vote
attached to the
securities and has the
power to dispose of,
or control the
exercise of a power
to dispose of, the
securities.
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
ipac Asset Management HSBC Custody Nominees unregistered Unit Trust:
Limited (Australia) Limited managed investment 17,818,482 17,818,482
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts has
Assure New Zealand HSBC Custody Nominees the power to
exercise, or control Unit Trust: 3,132,152 3,132,152
Limited (Australia) Limited
the exercise of, a
right to vote attached
to the securities and
has the power to
dispose of, or control
the exercise of a
power to dispose of,
the securities.
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Form 604 Corporations Act 2001 Section 671B
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Notice of Change of interests of Substantial Holder
In its capacity as
investment manager
for various
superannuation
funds, institutional
investor portfolios
and unit trusts or as
the responsible entity
for registered and
National Mutual Funds HSBC Custody Nominees unregistered
managed investment Unit Trust: 8,021,952 8,021,952
Management Limited (Australia) Limited
schemes, has the
power to exercise, or
control the exercise
of, a right to vote
attached to the
securities and has the
power to dispose of ,
or control the
exercise of a dispose
of, the securities
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5. Change in association
The persons who have become associates of, ceased to be associates of, or have changed the nature of their association with, the substantial holder in relation to voting interests in the company or scheme are as follows:
Name and ACN (if applicable) Nature of Association
6. Addresses
The addresses of persons named in this form are as follows:
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Name Address
AMP Life Limited Level 24, 33 Alfred Street, Sydney NSW 2000
AMP Capital Investors Limited Level 24, 33 Alfred Street, Sydney NSW 2000
AMP Capital Investors (NZ) Limited Ground Floor, 113-119 The Terrace, Wellington
ipac Asset Management Limited 750 Collins Street, Docklands, Victoria 3008
Assure New Zealand Limited Level 6, 80 The Terrace, Wellington
National Mutual Funds Management Limited 750 Collins Street, Docklands, Victoria 3008
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Annexure 'A'
Security: Investa Office Fund Effective Date: 30-Sep-2011
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Person whose relevant Consideration given Class and number of shares Persons' vote
Date of change interest changed Nature of change in relation to change affected affected
ipac Asset Management
07-Sep-2011 Limited Share disposal $-146,406 -241,200 -241,200
Assure New Zealand
07-Sep-2011 Limited Share disposal $-130,927.34 -215,700 -215,700
ipac Asset Management
08-Sep-2011 Limited Share disposal $-22,513.1 -37,200 -37,200
Assure New Zealand
08-Sep-2011 Limited Share disposal $-20,152.86 -33,300 -33,300
ipac Asset Management
09-Sep-2011 Limited Share disposal $-388,100.31 -646,785 -646,785
Assure New Zealand
14-Sep-2011 Limited Share disposal $-29,631 -50,000 -50,000
Assure New Zealand
15-Sep-2011 Limited Share acquisition $44,460.59 73,500 73,500
Assure New Zealand
15-Sep-2011 Limited Share disposal $-14,964.97 -25,000 -25,000
Assure New Zealand
16-Sep-2011 Limited Share disposal $-12,197.3 -20,000 -20,000
Assure New Zealand
19-Sep-2011 Limited Share disposal $-30,418.47 -50,000 -50,000
Assure New Zealand
20-Sep-2011 Limited Share disposal $-45,223.92 -75,000 -75,000
ipac Asset Management
21-Sep-2011 Limited Share disposal $-54,527.77 -90,000 -90,000
ipac Asset Management
21-Sep-2011 Limited Share disposal $-102,379.81 -168,863 -168,863
ipac Asset Management
21-Sep-2011 Limited Share disposal $-21,707.95 -35,917 -35,917
ipac Asset Management
21-Sep-2011 Limited Share disposal $-13,325.61 -21,854 -21,854
Assure New Zealand
21-Sep-2011 Limited Share disposal $-28,763.62 -47,591 -47,591
Assure New Zealand
21-Sep-2011 Limited Share disposal $-30,204.11 -50,000 -50,000
Assure New Zealand
21-Sep-2011 Limited Share disposal $-17,656.7 -28,957 -28,957
Assure New Zealand
21-Sep-2011 Limited Share disposal $-135,656 -223,748 -223,748
Assure New Zealand
22-Sep-2011 Limited Share disposal $-52,550.78 -87,804 -87,804
ipac Asset Management
22-Sep-2011 Limited Share disposal $-39,660.26 -66,266 -66,266
Assure New Zealand
23-Sep-2011 Limited Share disposal $-23,390.06 -40,000 -40,000
Assure New Zealand
26-Sep-2011 Limited Share disposal $-44,584.62 -76,652 -76,652
Assure New Zealand
27-Sep-2011 Limited Share disposal $-17,670.83 -30,000 -30,000
Assure New Zealand
27-Sep-2011 Limited Share disposal $-26,443.8 -45,000 -45,000
ipac Asset Management
29-Sep-2011 Limited Share disposal $-162,128.53 -270,000 -270,000
AMP Capital Investors
06-Sep-2011 Limited Share acquisition $170,973.07 275,460 275,460
AMP Capital Investors
06-Sep-2011 Limited Share acquisition $969,556.8 1,562,083 1,562,083
AMP Capital Investors
06-Sep-2011 Limited Share acquisition $21,471.7 34,538 34,538
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Annexure 'A'
Security: Investa Office Fund Effective Date: 30-Sep-2011
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AMP Capital Investors
06-Sep-2011 Limited Share acquisition $262,714.72 422,641 422,641
AMP Capital Investors
07-Sep-2011 Limited Share acquisition $122,500.59 201,448 201,448
AMP Capital Investors
08-Sep-2011 Limited Share acquisition $19,856.76 32,634 32,634
AMP Capital Investors
08-Sep-2011 Limited Share acquisition $79,485.43 130,475 130,475
AMP Capital Investors
09-Sep-2011 Limited Share acquisition $60,566.55 100,000 100,000
AMP Capital Investors
09-Sep-2011 Limited Share acquisition $68,379.13 113,840 113,840
AMP Capital Investors
09-Sep-2011 Limited Share acquisition $387,766.27 645,567 645,567
AMP Capital Investors
09-Sep-2011 Limited Share disposal $-10,291.42 -17,100 -17,100
AMP Capital Investors
09-Sep-2011 Limited Share acquisition $14,171.56 23,533 23,533
AMP Capital Investors
09-Sep-2011 Limited Share disposal $-119,895.65 -200,000 -200,000
AMP Capital Investors
12-Sep-2011 Limited Share acquisition $13,483.57 22,654 22,654
AMP Capital Investors
12-Sep-2011 Limited Share acquisition $76,461.9 128,465 128,465
AMP Capital Investors
13-Sep-2011 Limited Share acquisition $4,099.35 6,830 6,830
AMP Capital Investors
13-Sep-2011 Limited Share acquisition $23,248.07 38,734 38,734
AMP Capital Investors
13-Sep-2011 Limited Share acquisition $216,760.57 357,458 357,458
AMP Capital Investors
13-Sep-2011 Limited Share acquisition $1,229,210.2 2,027,080 2,027,080
AMP Capital Investors
13-Sep-2011 Limited Share disposal $-224,654.05 -373,816 -373,816
AMP Capital Investors
14-Sep-2011 Limited Share acquisition $319,458.7 529,058 529,058
AMP Capital Investors
14-Sep-2011 Limited Share acquisition $217,665.81 360,478 360,478
AMP Capital Investors
14-Sep-2011 Limited Share acquisition $1,221,689.94 2,023,250 2,023,250
AMP Capital Investors
14-Sep-2011 Limited Share acquisition $96,425.58 159,723 159,723
AMP Capital Investors
15-Sep-2011 Limited Share disposal $-180,053.01 -300,000 -300,000
AMP Capital Investors
16-Sep-2011 Limited Share disposal $-1,358,188.76 -2,208,437 -2,208,437
AMP Capital Investors
20-Sep-2011 Limited Share acquisition $45,560.06 75,000 75,000
AMP Capital Investors
21-Sep-2011 Limited Share disposal $-2,186.69 -3,610 -3,610
AMP Capital Investors
21-Sep-2011 Limited Share disposal $-301,934.28 -500,000 -500,000
AMP Capital Investors
23-Sep-2011 Limited Share acquisition $137,374.6 233,060 233,060
AMP Capital Investors
23-Sep-2011 Limited Share acquisition $678,553.65 1,151,186 1,151,186
AMP Capital Investors
27-Sep-2011 Limited Share acquisition $45,986.59 77,687 77,687
AMP Capital Investors
27-Sep-2011 Limited Share acquisition $227,147.23 383,729 383,729
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Annexure 'A'
Security: Investa Office Fund Effective Date: 30-Sep-2011
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AMP Capital Investors
27-Sep-2011 Limited Share disposal $-17,111.46 -29,000 -29,000
AMP Capital Investors
29-Sep-2011 Limited Share acquisition $74,862.33 124,298 124,298
AMP Capital Investors
29-Sep-2011 Limited Share acquisition $369,780.05 613,966 613,966
AMP Capital Investors
29-Sep-2011 Limited Share disposal $-25,463.35 -42,615 -42,615
AMP Capital Investors
30-Sep-2011 Limited Share acquisition $78,490.26 129,477 129,477
AMP Capital Investors
30-Sep-2011 Limited Share acquisition $387,700.39 639,548 639,548
AMP Capital Investors
30-Sep-2011 Limited Share acquisition $14,128.33 23,306 23,306
AMP Capital Investors
30-Sep-2011 Limited Share acquisition $69,786.29 115,119 115,119
AMP Capital Investors
30-Sep-2011 Limited Share acquisition $94,207.47 155,373 155,373
AMP Capital Investors
30-Sep-2011 Limited Share acquisition $465,332.97 767,457 767,457
06-Sep-2011 AMP Life Limited Share acquisition $2,445,290.95 3,939,684 3,939,684
06-Sep-2011 AMP Life Limited Share acquisition $168,850.33 272,040 272,040
09-Sep-2011 AMP Life Limited Share acquisition $977,974.2 1,628,166 1,628,166
09-Sep-2011 AMP Life Limited Share acquisition $67,530.4 112,427 112,427
12-Sep-2011 AMP Life Limited Share acquisition $192,842.43 323,998 323,998
12-Sep-2011 AMP Life Limited Share acquisition $13,316.33 22,373 22,373
13-Sep-2011 AMP Life Limited Share acquisition $58,633.34 97,690 97,690
13-Sep-2011 AMP Life Limited Share acquisition $4,048.94 6,746 6,746
13-Sep-2011 AMP Life Limited Share acquisition $3,100,156.21 5,112,441 5,112,441
13-Sep-2011 AMP Life Limited Share acquisition $214,070 353,021 353,021
23-Sep-2011 AMP Life Limited Share acquisition $1,717,811.97 2,914,318 2,914,318
23-Sep-2011 AMP Life Limited Share acquisition $118,734.18 201,436 201,436
27-Sep-2011 AMP Life Limited Share acquisition $575,040.4 971,439 971,439
27-Sep-2011 AMP Life Limited Share acquisition $39,746.28 67,145 67,145
27-Sep-2011 AMP Life Limited Share disposal $-4,538.78 -7,700 -7,700
29-Sep-2011 AMP Life Limited Share acquisition $936,127.15 1,554,303 1,554,303
29-Sep-2011 AMP Life Limited Share acquisition $64,704.85 107,433 107,433
30-Sep-2011 AMP Life Limited Share acquisition $981,494 1,619,066 1,619,066
30-Sep-2011 AMP Life Limited Share acquisition $67,840.36 111,909 111,909
30-Sep-2011 AMP Life Limited Share acquisition $176,668.99 291,432 291,432
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Annexure 'A'
Security: Investa Office Fund Effective Date: 30-Sep-2011
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30-Sep-2011 AMP Life Limited Share acquisition $12,210.89 20,143 20,143
30-Sep-2011 AMP Life Limited Share acquisition $1,178,027.77 1,942,879 1,942,879
30-Sep-2011 AMP Life Limited Share acquisition $81,424.8 134,291 134,291
30-Sep-2011 AMP Life Limited Share disposal $-6,059.32 -10,000 -10,000
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AMP GROUP COMPANIES (as at 31 March 2011)
| Name | Country | Company No. |
|---|---|---|
| 140 St Georges Terrace PtyLimited | Australia | 121654108 |
| 255 George Street Investment A PtyLtd | Australia | 64751471 |
| 255 George Street Investment B PtyLtd | Australia | 64751588 |
| 35 Ocean Keys PtyLimited | Australia | 122848917 |
| AbbeyCapital Real Estate PtyLimited | Australia | 63958341 |
| ACPP Industrial PtyLimited | Australia | 108662022 |
| ACPP Office PtyLimited | Australia | 108662031 |
| ACPP Retail PtyLimited | Australia | 108662013 |
| Aged Care Investment Services No. 1 PtyLimited | Australia | 86801041 |
| Aged Care Investment Services No. 2 PtyLimited | Australia | 82747313 |
| AllmargCorporation Limited | New Zealand | WN/980668 |
| AMP(UK)Finance Services Plc | United Kingdom | 3551613 |
| AMP ASAL PtyLimited | Australia | 96046123 |
| AMP Australian Financial Services Holdings Limited | Australia | 102756794 |
| AMP Bank Limited | Australia | 81596009 |
| AMP Capital(International Finance No. 1)SA | Luxembourg | B146275 |
| AMP Capital(International Finance No. 2)SA | Luxembourg | B146277 |
| AMP Capital AB Holdings PtyLimited | Australia | 139529883 |
| AMP Capital Advisors India Private Limited | Mauritius | PTC161734 |
| AMP Capital Bayfair PtyLimited | Australia | 121179486 |
| AMP Capital Brookfield PtyLimited | Australia | 119095297 |
| AMP Capital Finance Limited | Australia | 123968089 |
| AMP Capital Global PropertySecurities PtyLimited | Australia | 120524950 |
| AMP Capital Holdings Limited | Australia | 78651966 |
| AMP Capital Investments No. 11 Limited | New Zealand | WN/1115593 |
| AMP Capital Investments No. 14 Limited | New Zealand | 1503268 |
| AMP Capital Investments No. 2 Limited | New Zealand | WN/976346 |
| AMP Capital Investments No. 8 Limited | New Zealand | WN/1039274 |
| AMP Capital Investors(HongKong)Limited | HongKong | TBA |
| AMP Capital Investors(LuxembourgNo. 3)S.à r.l. | Luxembourg | B137831 |
| AMP Capital Investors(LuxembourgNo. 4)S.à r.l. | Luxembourg | B149134 |
| AMP Capital Investors(LuxembourgNo. 5)S.à r.l. | Luxembourg | TBA |
| AMP Capital Investors(LuxembourgNo. 6)S.à r.l. | Luxembourg | TBA |
| AMP Capital Investors(Luxembourg)S.à r.l. | Luxembourg | B140092 |
| AMP Capital Investors(New Zealand)Limited | New Zealand | WN/461290 |
| AMP Capital Investors(PropertyFunds Management Jersey)Limited | Jersey | 91098 |
| AMP Capital Investors(Singapore)Pte. Ltd. | Singapore | 200312149D |
| AMP Capital Investors(Singapore)REIT Management Ltd. | Singapore | 200716478N |
| AMP Capital Investors(UK)Limited | United Kingdom | 5524536 |
| AMP Capital Investors(US)Limited | United States | TBA |
| AMP Capital Investors Advisory (Beijing)Limited | China | 110000450018958 |
| AMP Capital Investors International Holdings Limited | Australia | 114 352 957 |
| AMP Capital Investors Japan KK | Japan | 0199-01-115280 |
| AMP Capital Investors KK[formerlyGemini Advisors Securities Investment CompanyKK] | Japan | TBA |
| AMP Capital Investors Limited | Australia | 1777591 |
| AMP Capital Investors Office and Industrial(Singapore)Pte. Ltd. | Singapore | 200722741R |
| AMP Capital Investors PropertyJapan KK | Japan | TBA |
| AMP Capital Investors Real Estate PtyLimited | Australia | 63858711 |
| AMP Capital Lifestyle Limited | Australia | 124342650 |
| AMP Capital Office and Industrial PtyLimited | Australia | 99105094 |
| AMP Capital Palms PtyLimited | Australia | 124646582 |
| AMP Capital PropertyNominees Limited | Australia | 2301260 |
| AMP Capital ShoppingCentres PtyLimited | Australia | 1595955 |
| AMP CMBS No.1 PtyLimited | Australia | 105197395 |
| AMP CMBS No.2 PtyLimited | Australia | 105197377 |
| AMP Crossroads PtyLimited | Australia | 107968212 |
| AMP Custodian Services(NZ)Limited | New Zealand | WN/312763 |
| AMP Davidson Road PtyLimited | Australia | 107968203 |
| AMP Finance Limited | Australia | 2812704 |
| AMP Finance Services Limited | Australia | 80339466 |
| AMP Financial Investment GroupHoldings Limited | Australia | 81596036 |
| AMP Financial PlanningPtyLimited | Australia | 51208327 |
| AMP Financial Services Holdings Limited | Australia | 76716704 |
| AMP Foundation Income BeneficiaryPtyLimited | Australia | 80375766 |
| AMP Foundation Limited | Australia | 76716697 |
| AMP GBS Limited | Australia | 87651947 |
| AMP GDPF PtyLimited | Australia | 120525019 |
| AMP GI Distribution PtyLimited | Australia | 98080810 |
| AMP Global PropertyInvestments PtyLtd | Australia | 3218415 |
| Name | Country | Company No. |
|---|---|---|
| AMP GroupFinance Services Limited | Australia | 84247914 |
| AMP GroupHoldings Limited | Australia | 79804676 |
| AMP GroupServices Limited | Australia | 80339457 |
| AMP Holdings Limited | Australia | 79958062 |
| AMP Insurance Investment Holdings PtyLimited | Australia | 82562892 |
| AMP Investment Management(NZ)Limited | New Zealand | WN339052 |
| AMP Investment Services No. 2 PtyLimited | Australia | 84332187 |
| AMP Investment Services PtyLimited | Australia | 63986989 |
| AMP Investments Chile Limitada | Chile | 78.816.400 |
| AMP LendingServices Limited | Australia | 113 408 941 |
| AMP Life(NZ)Investments Holdings Limited | New Zealand | 2195429 |
| AMP Life(NZ)Investments Limited | New Zealand | 2195430 |
| AMP Life Limited | Australia | 79300379 |
| AMP Limited | Australia | 79354519 |
| AMP Macquarie HoldingPtyLimited | Australia | 103734836 |
| AMP Macquarie PtyLimited | Australia | 103734854 |
| AMP NZ Carpark Limited | New Zealand | 1806834 |
| AMP Pacific Fair PtyLimited | Australia | 103734890 |
| AMP Personal Investment Services Limited | Australia | 8630546 |
| AMP Planner Register CompanyPtyLimited | Australia | 129899896 |
| AMP Private Capital Funds Holdings Limited | New Zealand | WN/1002011 |
| AMP Private Capital New Zealand Limited | New Zealand | WN/981063 |
| AMP Private Capital No. 2 PtyLimited | Australia | 94036914 |
| AMP Private Capital PtyLimited | Australia | 88794692 |
| AMP Private Investments PtyLimited | Australia | 62239089 |
| AmpPrivate Wealth Management PtyLtd | Australia | 139353496 |
| AMP PropertyInvestments(Qld)Pty. Ltd. | Australia | 10806014 |
| AMP Remuneration Reward Plans Nominees PtyLimited | Australia | 4014635 |
| AMP Riverside Plaza PtyLimited | Australia | 107968187 |
| AMP Royal Randwick PtyLimited | Australia | 110549249 |
| AMP Services(NZ)Limited | New Zealand | 339042 |
| AMP Services Holdings Limited | Australia | 81102552 |
| AMP Services Limited | Australia | 81143786 |
| AMP SMSF HoldingCo. PtyLtd | Australia | 147879230 |
| AMP Superannuation(NZ)Limited | New Zealand | 30274 |
| AMP Superannuation Limited | Australia | 8414104 |
| AMP Warringah Mall PtyLimited | Australia | 108254100 |
| AMP/ERGO Mortgage and Savings Limited | New Zealand | 662366 |
| Arrive Wealth Management Limited | Australia | 64490446 |
| Arrow Systems PtyLimited | Australia | 77001211 |
| Arthur Ellis & Co Limited | New Zealand | WN/143113 |
| Auburn Mega Mall PtyLimited | Australia | 111075828 |
| Australian Mutual Provident SocietyPtyLimited | Australia | 81589639 |
| Australian Securities Administration Limited | Australia | 2905197 |
| AWOF New Zealand Office PtyLimited | Australia | 122875790 |
| CBD Financial PlanningPtyLimited | Australia | 002 515 442 |
| Collins Place No. 2 PtyLtd | Australia | 90537643 |
| Collins Place PtyLimited | Australia | 84238497 |
| Donaghys Australia PtyLimited | Australia | 8580738 |
| Donaghys Industries Limited | New Zealand | WN/383438 |
| Donaghys International Limited | New Zealand | WN/322882 |
| Donaghys Limited | New Zealand | WN/142919 |
| Donaghys PtyLimited | Australia | 4056508 |
| GlendenningPtyLimited | Australia | 126113264 |
| Hillross Alliances Limited | Australia | 96538288 |
| Hillross Financial Services Limited | Australia | 3323055 |
| Hillross Innisfail PtyLimited | Australia | 1004443 |
| Hillross Wealth Management Centre Canberra PtyLtd | Australia | 139867888 |
| Hillross Wealth Management Centre Melbourne PtyLtd | Australia | 137912666 |
| Honeysuckle 231 PtyLimited | Australia | 114 118 026 |
| Hospital Car ParkingHoldings Limited | New Zealand | 1511062 |
| Hospital Car ParkingLimited | New Zealand | 1511064 |
| INSSA PtyLimited | Australia | 63061192 |
| Inversiones Mineras Los Andes Limitada | Chile | N/A |
| Kent Street PtyLimited | Australia | 6794654 |
| Kiwi Kat Limited | New Zealand | TBA |
| Knox CityShoppingCentre Investments(No. 2)PtyLimited | Australia | 63958378 |
| Marrickville Metro ShoppingCentre PtyLimited | Australia | 111075837 |
| Mowla Pty. Ltd. | Australia | 5133835 |
| Omega(Australia)PtyLimited | Australia | 82747331 |
| PHFT Finance PtyLimited | Australia | 123249847 |
| Name | Country | Company No. |
|---|---|---|
| PremierOne Mortgage Advice PtyLimited | Australia | 102861316 |
| Principal Healthcare Finance No.2 PtyLimited | Australia | 90007926 |
| Principal Healthcare Finance PtyLimited | Australia | 69875476 |
| Principal Healthcare HoldingPtyLimited | Australia | 107 257 054 |
| PriorityOne AgencyServices PtyLtd | Australia | 74621131 |
| PriorityOne Financial Services Limited | Australia | 69778883 |
| QuayMining (No. 2)Limited | Bermuda | EC25965 |
| QuayMiningPtyLimited | Australia | 2325895 |
| Roost 2007 Limited | New Zealand | 1935632 |
| Scrabster BayPtyLimited | Australia | 65165522 |
| SPP No. 1(Rosebery)PtyLimited | Australia | 104141906 |
| SPP No. 1 Holdings PtyLimited | Australia | 104141791 |
| SPP No. 3A Investments PtyLimited | Australia | 131530115 |
| SPP No.1(Alexandra Canal)PtyLimited | Australia | 111 825 873 |
| SPP No.1(Cowes)PtyLimited | Australia | 118155141 |
| SPP No.1(H)PtyLimited | Australia | 111 825 917 |
| SPP No.1(Hawthorn)PtyLimited | Australia | 117488454 |
| SPP No.1(Mona Vale)PtyLimited | Australia | 104743384 |
| SPP No.1(Mornington)PtyLimited | Australia | 118 456 698 |
| SPP No.1(Mt WaverleyFinancing)PtyLimited | Australia | 115640456 |
| SPP No.1(Mt Waverley)PtyLimited | Australia | 115640438 |
| SPP No.1(Newcastle)PtyLimited | Australia | 113498865 |
| SPP No.1(North Melbourne)PtyLimited | Australia | 106187740 |
| SPP No.1(Pakenham)PtyLimited | Australia | 106187768 |
| SPP No.1(Point Cook)PtyLimited | Australia | 106187713 |
| SPP No.1(Port Melbourne)PtyLimited | Australia | 112322595 |
| SPP No.1(Q Stores)PtyLimited | Australia | 111825793 |
| Sugarland ShoppingCentre PtyLimited | Australia | 116429620 |
| Sunshine West Development PtyLimited | Australia | 110718119 |
| Sunshine West Income PtyLimited | Australia | 110718708 |
| The India Infrastructure Fund LLC | Mauritius | 23449/5327 |
| TOA PtyLtd | Australia | 1811972 |
| Waterfront Place(No. 2)Pty. Ltd. | Australia | 10728042 |
| Waterfront Place(No. 3)Pty. Ltd. | Australia | 10790931 |
| ACN 100 509 993 PTY LTD | Australia | 100 509 993 |
| ACCOUNTANTS RESOURCING(AUSTRALIA)PTY LTD | Australia | 143 732 610 |
| ADVISER RESOURCING PTY LTD | Australia | 143 733 493 |
| AR GROUP PTY LIMITED | Australia | 140 258 911 |
| ASSOCIATED PLANNERS FINANCIAL SERVICES PTY LIMITED | Australia | 097 451 495 |
| ASSOCIATED PLANNERS STRATEGIC FINANCE PTY LTD | Australia | 003 688 060 |
| AXA APH GESP DEFERRED (AUSTRALIA) PTY LIMITED | Australia | 078 032 416 |
| AXA APH GESP EXEMPT (AUSTRALIA) PTY LIMITED | Australia | 078 032 381 |
| AXA APH EXECUTIVE PLAN (AUSTRALIA) PTY LIMITED | Australia | 078 032 363 |
| AXA ASIA PACIFIC FINANCE LIMITED | Australia | 006 363 837 |
| AXA ASIA PACIFIC HOLDINGS LIMITED | Australia | 069 123 011 |
| AXA AUSTRALIA STAFF SUPERANNUATION PTY. LTD. | Australia | 065 632 206 |
| AXA FINANCIAL PLANNING LIMITED | Australia | 005 799 977 |
| AXA FUNDS MANAGEMENT LIMITED | Australia | 133 185 994 |
| AXA NEW ZEALAND FINANCE LTD | Australia | 098 666 561 |
| BMRI FINANCIAL SERVICES PTY LTD | Australia | 080 971 295 |
| CARTER BAX PTY LTD | Australia | 096 666 410 |
| CHARTER FINANCIAL PLANNING LIMITED | Australia | 002 976 294 |
| CLIENTCARE FINANCIAL PLANNING PTY LTD | Australia | 007 112 174 |
| DIDUS PTY. LTD. | Australia | 006 874 595 |
| ENEMELAY INVESTMENTS PTY LIMITED | Australia | 000 403 323 |
| FOUNDATION WEALTH ADVISERS PTY LIMITED | Australia | 134 620 349 |
| GARRISONS (ROSNY) PTY LIMITED | Australia | 085 654 860 |
| QUADRANT SECURITIES PTY LTD_(formerly called GARRISONS PTY LTD)_ | Australia | 009 556 370 |
| GENESYS GROUP HOLDINGS PTY LIMITED | Australia | 123 318 641 |
| GENESYS GROUP LIMITED | Australia | 003 357 024 |
| GENESYS HOLDINGS LIMITED | Australia | 144 956 006 |
| GENESYS WEALTH ADVISERS (WA) PTY LTD | Australia | 104 441 947 |
| GENESYS WEALTH ADVISERS LIMITED | Australia | 060 778 216 |
| HINDMARSH SQUARE FINANCIAL SERVICES PTY LTD | Australia | 080 732 896 |
| HINDMARSH SQUARE WEALTH ADVISERS PTY LTD | Australia | 125 357 226 |
| IPAC ASSET MANAGEMENT LIMITED | Australia | 003 257 225 |
| IPAC FINANCIAL CARE PTY LTD | Australia | 140 733 491 |
| IPAC GROUP SERVICES PTY LTD | Australia | 074 631 235 |
| IPAC PORTFOLIO MANAGEMENT LIMITED | Australia | 071 315 618 |
| IPAC SECURITIES LIMITED | Australia | 008 587 595 |
| IPAC TAXATION SERVICES PTY LIMITED | Australia | 113 983 529 |
| LIDOMAIN PTY. LIMITED | Australia | 009 096 780 |
| LIFEFX PTY LTD | Australia | 057 897 131 |
| Name | Country | Company No. |
|---|---|---|
| MONERE FINANCIAL PLANNING LIMITED | Australia | 074 225 353 |
| MONITOR MONEY CORPORATION PTY. LTD. | Australia | 001 459 856 |
| MULTIPORT PTY LIMITED | Australia | 097 695 988 |
| N M RURAL ENTERPRISES PTY LIMITED | Australia | 001 913 113 |
| N.M. SUPERANNUATION PROPRIETARY LIMITED | Australia | 008 428 322 |
| NATIONAL MUTUAL FUNDS MANAGEMENT(GLOBAL)LIMITED | Australia | 057 398 393 |
| NATIONAL MUTUAL FUNDS MANAGEMENT LTD. | Australia | 006 787 720 |
| NATIONAL MUTUAL INTERNATIONAL PTY. LIMITED | Australia | 004 484 351 |
| NATIONAL MUTUAL LIFE NOMINEES LIMITED | Australia | 004 387 133 |
| NM COMPUTER SERVICES PTY. LIMITED | Australia | 001 239 667 |
| NMMT LIMITED | Australia | 058 835 573 |
| NORTHSTAR LENDING PTY LTD | Australia | 057 707 687 |
| PAJODA INVESTMENTS PTY. LTD. | Australia | 127 407 238 |
| PARKSIDE INVESTORPLUS SOLUTIONS PTY LIMITED | Australia | 003 884 651 |
| PPS LIFESTYLE SOLUTIONS PTY LTD | Australia | 051 228 641 |
| PRIVATE WEALTH MANAGERS PTY LTD | Australia | 002 705 642 |
| SG(AUST)HOLDINGS PTY LTD | Australia | 099 025 537 |
| SILVERTON SECURITIES PROPRIETARY LIMITED | Australia | 004 337 624 |
| SOLAR RISK PTY LIMITED | Australia | 092 265 373 |
| STEPHENSON & WATT PROPRIETARY LIMITED | Australia | 004 264 742 |
| STERREY FINANCIAL PLANNING PTY LTD | Australia | 091 308 539 |
| STRATEGIC PLANNING PARTNERS PTY LTD | Australia | 057 800 405 |
| STRATEGIC WEALTH SOLUTIONS PTY LIMITED | Australia | 108 131 871 |
| SYNERGY CAPITAL MANAGEMENT LTD | Australia | 062 264 108 |
| TFS FINANCIAL PLANNING PTY LTD | Australia | 088 309 308 |
| THE NATIONAL MUTUAL LIFE ASSOCIATION OF AUSTRALASIA | Australia | 004 020 437 |
| TM FALLBACK OPTIONS PTY LTD | Australia | 100 925 522 |
| TM SECURITIES PTY LTD | Australia | 099 131 754 |
| TYNAN MACKENZIE HOLDINGS PTY LTD | Australia | 076 640 376 |
| TYNAN MACKENZIE PTY LTD | Australia | 066 074 744 |
| WALKER LAWRENCE & ASSOCIATES PTY LTD | Australia | 010 861 257 |
| WILSANIK PTY LTD | Australia | 111 806 252 |
| JOHN COOMBES AND COMPANY PTY LTD | Australia | 072 534 868 |
| FIRST QUEST CAPITAL PTY LTD | Australia | 085 338 183 |
| SUWARRAOW PTY LIMITED | Australia | 063 498 662 |
| FINANCIAL COMPOSURE PTY LTD | Australia | 100 225 643 |
| LINDWALL GROUP PTY LTD | Australia | 110 998 699 |
| RESOURCING SERVICES SDN BHD(registered in Malaysia) | Maylasia | Not Australian |
| AXA HONG KONG FINANCE LIMITED | HongKong | Not Australian |
| ADVICEFIRST LIMITED(FORMERLY KNOWN AS CHARTER FINANCIAL SOLUTIONS) | New Zealand | 2104026 |
| ASSURE FUNDS MANAGEMENT LIMITED | New Zealand | 354245 |
| ASSURE NEW ZEALAND LIMITED | New Zealand | 1046436 |
| ASSURE NOMINEES LIMITED | New Zealand | 20027 |
| AXA GLOBAL INVESTORS LIMITED | New Zealand | 821674 |
| AXA NEW ZEALAND HJV LIMITED | New Zealand | 871365 |
| AXA NEW ZEALAND LIMITED(FORMALY KNOWN AS SG PORTFOLIO MANAGEMENT GROUP LIMITED) | New Zealand | 841648 |
| AXA NEW ZEALAND NOMINEES LIMITED | New Zealand | 9397 |
| CLIENT PORTFOLIO ADMINISTRATION LIMITED | New Zealand | 1084209 |
| CLIENT RESERVE LIMITED | New Zealand | 916483 |
| GWM SPICERS LIMITED(FORMERLY KNOWN AS GOULD WEALTH MANAGEMENT LIMITED) | New Zealand | 2132668 |
| MORTGAGE BACKED BONDS LIMITED | New Zealand | 1533595 |
| NATIONAL MUTUAL ASSETS MANAGEMENT(NEW ZEALAND)LIMITED | New Zealand | 507893 |
| NATIONAL MUTUAL CORPORATE SUPERANNUATION SERVICES LIMITED | New Zealand | 30575 |
| NATIONAL MUTUAL CPS MANAGEMENT LIMITED | New Zealand | 336794 |
| NATIONAL MUTUAL FUNDS MANAGEMENT NZ LIMITED | New Zealand | 366886 |
| NATIONAL MUTUAL LEASING NZ LIMITED | New Zealand | 19864 |
| NATIONAL MUTUAL SUPERANNUATION MASTER TRUSTEE LIMITED | New Zealand | 520178 |
| QUANTUM FINANCIAL SOLUTIONS LIMITED | New Zealand | 852572 |
| S.G. HOLDINGS LIMITED | New Zealand | 1169035 |
| SPICERS PORTFOLIO MANAGEMENT LIMITED | New Zealand | 364398 |
| STERLING PORTFOLIO MANAGEMENT LIMITED | New Zealand | 585648 |