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AMP LIMITED Interim / Quarterly Report 2012

Oct 25, 2012

64379_rns_2012-10-25_b1c98b29-f870-4acb-ae43-8cac001d0cca.pdf

Interim / Quarterly Report

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26 October 2012

Manager ASX Market Announcements Australian Securities Exchange Level 4, 20 Bridge Street Sydney NSW 2000

Manager

Market Information Services Section New Zealand Stock Exchange Level 24, NZX Centre, 11 Cable Street Wellington, New Zealand

Announcement No: 33/2012 AMP Limited (ASX/NZX: AMP)

AMP Limited reports third quarter cashflows, AUM and business update

Please see the attached media release.

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Public Affairs T 02 9257 6127 E [email protected] W AMP.com.au/media AMP_AU

AMP Limited Level 24, 33 Alfred Street, Sydney NSW 2000 Australia ABN 49 079 354 519

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26 October 2012

Public Affairs Tel: 02 9257 6127 Email: [email protected] Website: AMP.com.au/media AMP_AU

AMP Limited reports third quarter cashflows, AUM and business update

AMP Limited today reported cashflows for AMP Financial Services (AFS)[1] and the Group’s assets under management (AUM) for the third quarter to 30 September 2012.

AFS net cashflows were $605 million for the quarter compared to a net cash outflow of $335 million for Q3 11.

Australian Contemporary Wealth Management AUM at 30 September 2012 was $94.2 billion, up 14 per cent on 1H 12. This includes $10 billion of AUM in AMP SMSF. AMP Capital Investors AUM at 30 September 2012 was $126.9 billion, up 3 per cent for the quarter.

AFS’s growth initiatives continued to deliver positive results in Q3 12 with growth in the business’ core contemporary platforms – predominantly North as well as AMP’s new business unit AMP SMSF.

Highlights for Q3 12 were:

  • North cemented its position as a leading wrap platform with $3.7 billion in AUM, up 26 per cent on 30 June 2012. Net cashflows more than doubled to $644 million, up from $242 million in Q3 11, mainly due to stronger cash inflows, in part from the increased take-up of North by AMP’s aligned planner network.

  • AMP Flexible Super AUM increased 15 per cent to $6.5 billion in Q3 12 compared to $5.7 billion on 30 June 2012. Net cashflows for Q3 12 were $639 million, compared to $788 million in Q3 11 due to lower internal product flows and higher pension payments on the back of higher AUM balances.

  • Corporate superannuation net cash outflows were $116 million, compared with net cash outflows of $40 million in Q3 11, reflecting a mandate loss during the quarter.

  • AMP SMSF, comprising Cavendish, Multiport, Ascend, and AMP’s 49 per cent shareholding in SuperIQ, had net cashflows of $209 million for the quarter, up from $40 million in Q3 11. As at 30 September 2012, AMP SMSF administered more than 9,000 funds, up from 3,090[2] member funds at 1H 12. This includes funds from the Cavendish acquisition (4,780) and from Smart Super (965) which was acquired by SuperIQ in the quarter.

1 AFS cashflows include AMP SMSF. 2 Restated from 1H 12.

AMP Limited 33 Alfred Street Sydney NSW Australia ABN 84 079 300 379 AFSL 233671

AMP Limited reports Q3 cashflows, AUM and business update …2

  • External platforms had net cashflows of $194 million in Q3 12 compared to net cash outflows of $323 million in Q3 11. This increase is mainly due to a number of new financial planning practices joining Hillross during the period.

  • New Zealand KiwiSaver net cashflows were $99 million for Q3 12, compared to $168 million for Q3 11 mainly due to the NZ Government reducing its matched KiwiSaver contributions. Total New Zealand AUM at 30 September 2012 increased 6 per cent to A$10.1 billion due to higher investment markets.

  • AFS’s Mature net cash outflows were $144 million, an improvement on Q3 11 cash outflows which were $470 million, due to $320 million from the rollover of AXA’s National Preservation Trust product into the AMP mature book.

  • AMP Bank’s mortgage book grew to $12.2 billion in Q3 12, up from $12.0 billion as at 1H 12, while its deposit book remained relatively stable at $8.5 billion. Retail deposits fell $460 million over the quarter due to a change in AMP Bank’s desired funding mix.

  • Risk insurance annual premium income for AMP and AXA’s risk businesses increased 3.1 per cent at the end of the quarter to $2.0 billion compared to $1.9 billion in 30 June 2012.

Detailed cashflow and AUM data tables are attached.

Business update

Contemporary Wealth Protection experience

Similar to 2011, third quarter experience in Contemporary Wealth Protection has been poor. Experience losses were $37 million in Q3 12[3] compared to experience profits of $5 million in 1H 12. This reflected the volatile nature of experience from period to period across an in-force portfolio of $1.7 billion.

Total claims experience losses in 3Q 12 were $25 million while lapse experience losses were $12 million. Higher income protection claims were experienced across both the AMP and AXA life companies, due to lower rates of claims closure than in 1H 12.

Lapse experience on retail risk products deteriorated across both the income protection and lump sum businesses with more customers reducing their levels of cover and poorer lapse experience at higher premium levels.

AMP is taking steps to improve retention and claims management through expanding underwriting, claims and retention resources, targeted retention campaigns at both the customer and planner level and implementing new claims management policies focussed on high cost claims and earlier intervention.

Media enquiries Investor enquiries
Amanda Wallace Stephen Daly
+61 2 9257 6168 +61 2 9257 5207
+61 422 379 964 +61 432 755 637
Jane Anderson Howard Marks
+61 2 9257 9870 +61 2 9257 7109
+61 402 967 791 +61 402 438 019

3 Unaudited figures.

AMP Limited reports Q3 cashflows, AUM and business update …3

Q3 12 Cashflows

Cash inflows Cash inflows Cash outflows Cash outflows Net cashflows Net cashflows
Cashflows by product(A$m) Q3 12 Q3 11 Q3 12 Q3 11 Q3 12 Q3 11
Australian contemporary wealth management
AMP Flexible Super1 1,560 1,414 921 626 639 788
North2 1,071 523 427 282 644 242
SMSF3 295 100 86 60 209 40
Summit,Generations and iAccess(includingAssure)4 708 867 1,039 1,092 (331) (225)
Flexible Lifetime Super(superannuation andpension)5 581 677 1,218 1,314 (637) (637)
Other retail investment andplatforms6 79 122 165 210 (86) (88)
Total retail on AMPplatforms 4,294 3,703 3,856 3,584 438 119
Corporate superannuation andpensions7 769 737 885 789 (116) (52)
Corporate superannuation mandate wins - 12 - - - 12
Total corporate superannuation 769 749 885 789 (116) (40)
Total retail and corporate super on AMP Platforms 5,063 4,452 4,741 4,373 322 79
Externalplatforms8 1,140 766 946 1,089 194 (323)
Total Australian contemporary wealth management 6,203 5,218 5,687 5,462 516 (244)
Total Australian contemporary wealthprotection
Individual risk 336 310 159 136 177 173
Grouprisk 90 115 58 49 32 67
Total Australian contemporary wealthprotection 426 425 217 185 209 240
Total Australian contemporary 6,629 5,643 5,904 5,647 725 (5)
Australian mature 461 160 605 631 (144) (470)
Total Australia 7,090 5,803 6,509 6,278 581 (475)
New Zealand
KiwiSaver 144 192 45 25 99 168
Other 190 177 265 204 (75) (28)
New Zealand 334 369 310 229 24 140
Total AFS cashflows 7,424 6,172 6,819 6,507 605 (335)
Australian contemporary wealth management - AMP Bank by product9
Deposits(Supercash,Super TDs & Platform TDs) 410 670
Deposits(Retail) (460) 215
Mortgages 208 100
Cashflows by distribution channel(A$m)
AMP Financial Planning 2,657 2,438 2,632 2,449 25 (11)
Hillross 866 494 491 703 375 (209)
AXA Financial Planning/ Charter Financial Planning 935 902 874 827 61 75
Jigsaw advisers 115 99 132 93 (17) 6
ipacgroupadvisers and Tynan Mackenzie 546 493 565 549 (19) (56)
Genesysgroupadvisers 300 240 308 273 (8) (33)
Direct(includingcorporate superannuation) 436 332 431 253 5 79
Centrallymanaged clients and other 662 186 318 265 344 (79)
3rdpartydistributors 573 619 758 866 (185) (247)
Total Australia 7,090 5,803 6,509 6,278 581 (475)
New Zealand 334 369 310 229 24 140
Total AFS cashflows 7,424 6,172 6,819 6,507 605 (335)

1 AMP Flexible Super is a flexible all in one superannuation and retirement account for individual retail and SME business.

2 North is a market leading fully functioning wrap platform which includes guaranteed and non-guaranteed options.

3 SMSF includes Multiport, SuperIQ, Ascend and Cavendish administration platforms. SuperIQ is 49% owned by AMP.

4 Summit and Generations are owned and developed platforms. iAccess and Assure are ipac badges on Summit.

5 Flexible Lifetime Super (superannuation and pension) was closed to new business from 1 July 2010. A small component of corporate superannuation schemes is included.

6 Other retail investment and platforms include Flexible Lifetime - Investments, AMP Personal Portfolio and Synergy.

7 Corporate superannuation and pensions comprise SignatureSuper, CustomSuper, SuperLeader and AXA Business Super.

8 External platforms comprise Asgard, BT Wrap, Macquarie Wrap, Solar and other margin earning platforms used by Genesys.

9 Represents movements in AMP Bank’s deposits and mortgage books.

AMP Limited reports Q3 cashflows, AUM and business update …4

Q3 12 AUM[1 ]

Q2 12 Q2 12 Q3 12 Net cashflows Q3 12 Net cashflows Q3 12 Net cashflows Total Other Q3 12
AUM A$
AUM
Super-
i
Pi
Itt
SMSF
Oth net
movements

AUM
net
(m)
annuato
n
enson
nvesmen
er cashflows 2
Australian contemporary wealth management
AMP Flexible Super 5,656 295 344 - -
-
639 218 6,513
North 2,954 254 270 120 -
-
644 119 3,717
SMSF 1,914 - - - 209
-
209 7,908 10,031
Summit, Generations and iAccess (including
Assure)
13,333 (177) (79) (75) -
-
(331) 695 13,697
Flexible Lifetime(superannuation andpension) 22,953 (362) (275) - -
-
(637) 1,036 23,352
Other retail investment andplatforms 3,065 (28) (23) (35) -
-
(86) 160 3,139
Total retail on AMPplatforms 49,875 (18) 237 10 209
-
438 10,136 60,449
Total corporate superannuation 19,939 (118) 2 - -
-
(116) 605 20,428
Total retail and corporate superannuation on
AMPplatforms
69,814 (136) 239 10 209 - 322 10,741 80,877
Externalplatforms 12,495 72 11 111 -
-
194 607 13,296
Total Australian contemporary wealth
management
82,309 (64) 250 121 209
-
516 11,348 94,173
Australian contemporary wealthprotection 209 209 (209)
Australian mature 22,907 105 (64) (14) -
(171)
(144) 310 23,073
Total Australia 105,216 41 186 107 209
38
581 11,449 117,246
New Zealand
KiwiSaver 1,642 99 - - -
-
99 104 1,845
Other 7,894 (2) (1) (74) -
2
(75) 483 8,302
New Zealand 9,536 97 (1) (74) -
2
24 587 10,147
Total AUM 114,752 138 185 (33) 209
40
605 12,036 127,393
Australian contemporary wealth management - AMP Bank by product
Deposits(Supercash,Super TDs & Platform TDs) 4,105 410 4,515
Deposits(retail) 4,486 (460) 4,026
Mortgages 12,036 208 12,244
  • 1 Reported AUM excludes shareholder capital.

  • 2 Other movements includes fees, investment returns, taxes, as well as foreign currency movements on New Zealand AUM.

Q3 12 AUM and API summary

AUM (A$m) Q2 12
AUM
Q3 12
AUM
Australian contemporary wealth management - AUM by product
Superannuation 49,742 51,663
Pension 20,312 21,585
Investment 10,341 10,894
SMSF 1,914 10,031
Total 82,309 94,173
Australian contemporary wealth management(excluding SMSF) - AUM by asset class
Cash and fixed interest 33% 33%
Australian equities 34% 34%
International equities 22% 23%
Property 6% 6%
Other 5% 4%
Total 100% 100%
AUM summary (A$b)
Australian contemporary wealth management
ClosingAUM(excludingSMSF) 80 84
ClosingAUM (includingSMSF) 82 94
AverageAUM(excluding SMSF) 81 82
Asset Management
AMP Capital
ClosingAUM 123.3 126.9
Average AUM 124.3 125.3
Risk insurance Annual Premium Income - API(A$m)
Australia
Individual lump sum 930 978
Individual income protection 398 404
Grouprisk 354 353
Total Australia 1,682 1,735
New Zealand
Individual lump sum 193 200
Individual incomeprotection 36 35
Grouprisk 30 31
Total New Zealand 259 266
Total API 1,941 2,001