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AML3D LIMITED — Share Issue/Capital Change 2021
Jun 17, 2021
64357_rns_2021-06-17_0db93b99-55e3-421c-a390-034116424903.pdf
Share Issue/Capital Change
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Announcement Summary
Entity name
AML3D LIMITED
Date of this announcement
Friday June 18, 2021
The +securities the subject of this notification are:
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Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
Total number of +securities to be issued/transferred
| Total number of | |||
|---|---|---|---|
| ASX +security | +securities to be | ||
| code | Security description | issued/transferred | Issue date |
| AL3AD | ORDINARY FULLY PAID RESTRICTED | 16,667 | 18/06/2021 |
Refer to next page for full details of the announcement
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 1 - Entity and announcement details
1.1 Name of entity
AML3D LIMITED
We (the entity named above) give notice of the issue, conversion or payment up of the following unquoted +securities.
1.2 Registered number type
ABN
Registration number
55602857983
1.3 ASX issuer code
AL3
1.4 The announcement is
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New announcement
1.5 Date of this announcement
18/6/2021
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 2 - Issue details
2.1 The +securities the subject of this notification are:
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Unquoted options that have been exercised or other unquoted +convertible securities that have been converted
2.2b The +securities being issued, transferred or re-classified as a result of the options being exercised or other +convertible securities being converted are:
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in a class which is not quoted on ASX but which has an existing ASX security code ("existing class")
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 3B - number and type of +securities the subject of this notification (existing class) where issue has not previously been notified to ASX in an Appendix 3B
The right of the holder of the options or other +convertible securities to receive the +underlying securities is being satisfied by:
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An issue of new +securities
The underlying securities being received by the holder are: Are not, and are not intended to be, quoted by ASX
Existing +securities converting into an existing class
FROM (Existing Class) ASX +Security code and description AL3AG : OPTION EXPIRING 30-JUN-2021 RESTRICTED
TO (Existing Class) ASX +Security code and description AL3AD : ORDINARY FULLY PAID RESTRICTED
Please state the number of options The first date the options were The last date the options were that were exercised or other exercised or other +convertible exercised or other +convertible +convertible securities that were securities were converted securities were converted converted 18/6/2021 16,667 Is this all of the options or other +convertible securities on issue of that type? No
Were the options being exercised or other +convertible securities being converted issued under an +employee incentive scheme? No
Date the +securities the subject of this notification were issued/transferred
18/6/2021
Will the +securities rank equally in all respects from their issue date with the existing issued +securities in that class? Yes
Any other information the entity wishes to provide about the +securities the subject of this notification
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
Issue details
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Number of +securities
16,667
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Notification of Issue, Conversion or Payment up of Unquoted Equity Securities
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Part 4 - +Securities on issue
Following the issue, conversion or payment up of the +securities the subject of this application, the +securities of the entity will comprise:
(A discrepancy in these figures compared to your own may be due to a matter of timing if there is more than one application for quotation/issuance currently with ASX for processing.)
4.1 Quoted +Securities (Total number of each +class of +securities quoted)
| Total number of | |
|---|---|
| ASX +security code and description | +securities on issue |
| AL3 : ORDINARY FULLY PAID | 99,286,748 |
| 4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX) | |
| Total number of | |
| ASX +security code and description | +securities on issue |
| AL3AD : ORDINARY FULLY PAID RESTRICTED | 51,021,638 |
| AL3AE : OPTION EXPIRING 30-JUN-2021 EX $0.30 | 3,235,246 |
| AL3AH : OPTION EXPIRING 30-JUL-2023 RESTRICTED | 2,000,000 |
| AL3AI : OPTION EXPIRING 04-DEC-2024 RESTRICTED | 7,000,000 |
| AL3AJ : OPTION EXPIRING 04-DEC-2024 EX 30C | 500,000 |
| AL3AG : OPTION EXPIRING 30-JUN-2021 RESTRICTED | 2,044,267 |
4.2 Unquoted +Securities (Total number of each +class of +securities issued but not quoted on ASX)
Notification of Issue, Conversion or Payment up of Unquoted E it S iti
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