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AML3D LIMITED — Major Shareholding Notification 2024
Dec 29, 2024
64357_rns_2024-12-29_746d7453-5723-4675-8230-a6b2133e544f.pdf
Major Shareholding Notification
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Form 603 Corporations Act 2001 Section 671B
Notice of initial substantial holder
To Company Name/Scheme AML3D Ltd (AL3)
ACN/ARSN 602 857 983 1. Details of substantial holder (1)
Name Regal Funds Management Pty Ltd and its associates (see Annexure 1) - ACN/ARSN (if applicable)
The holder became a substantial holder on 24/12/2024
2. Details of voting power
The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:
| Class of securities (4) | Number of securities | Person's votes (5) | Voting power (6) |
|---|---|---|---|
| ORDINARY | 29,638,913 | 29,638,913 | *5.51% |
*The % substantial is based on the shares on issue of 537,607,269 as disclosed by the Company on 24-12-2024.
3. Details of relevant interests
The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:
| Holder of relevant interest | Nature of relevant interest (7) | Class and number of securities |
|---|---|---|
| REGAL FUNDS MANAGEMENT PTY LIMITED | REGAL FUNDS MANAGEMENT PTY LIMITED HAS A RELEVANT INTEREST IN ITS CAPACITY AS INVESTMENT MANAGER AND/OR TRUSTEE |
29,638,913 ORDINARY |
| REGAL PARTNERS LIMITED | CONTROLLER OF REGAL FUNDS MANAGEMENT PTY LIMITED | 29,638,913 ORDINARY |
4. Details of present registered holders
The persons registered as holders of the securities referred to in paragraph 3 above are as follows:
| Holder of relevant interest | Registered holder of securities | Person entitled to be registered as holder (8) |
Nature of relevant interest (6) |
Class and number of securities |
Person's votes |
|---|---|---|---|---|---|
| Power to control | |||||
| Regal Funds Management Pty Ltd and its associates |
UBS NOMINEES PTY LTD | UBS AG, AUSTRALIA BRANCH | the exercise of a power to dispose |
13,026,247 ORDINARY |
13,026,247 |
| of securities | |||||
| Power to control | |||||
| Regal Funds Management Pty Ltd and its associates |
MERRILL LYNCH (AUS) NOMINEES PTY LTD |
MERRILL LYNCH INTERNATIONAL LIMITED |
the exercise of a power to dispose |
6,749,224 ORDINARY |
6,749,224 |
| of securities | |||||
| Power to control | |||||
| Regal Funds Management Pty Ltd and its associates |
J.P. MORGAN PRIME NOMINEES LTD |
J.P MORGAN SECURITIES PLC | the exercise of a power to dispose |
8,363,442 ORDINARY |
8,363,442 |
| of securities |
| Regal Funds Management Pty Ltd and its associates |
CITICORP NOMINEES PTY LIMITED |
CITIGROUP GLOBAL MARKETS LIMITED |
Power to control the exercise of a power to dispose of securities |
1,500,000 ORDINARY |
1,500,000 |
|---|---|---|---|---|---|
| Holder of relevant interest | Holder of relevant interest | Date of acquisition | Date of acquisition | Consideration (9) | Class and number of securities | |
|---|---|---|---|---|---|---|
| See Annexure 2 | ||||||
| 6. Associates The reasons the persons name |
||||||
| Name and ACN/A | RSN (if applicable) | Nature of association | ||||
| REGAL PARTN | ERS LIMITED | 100% OWNER OF REGAL FUNDS MANAGEMENT PTY LIMITED |
||||
| 7. Addresses The addresses of persons nam |
||||||
| Na | me | Address | ||||
| REGAL FUNDS MANA | GEMENT PTY LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 |
||||
| REGAL PARTN | ERS LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW 2000 |
||||
| Signature Annexure 1 Details of Substantial Holder |
||||||
| ACN | Name | |||||
| 107 576 821 | REGAL FUNDS | MANAGEMENT PTY LIMITED | ||||
| 129 188 450 | REGAL PARTN | ERS LIMITED |
5. Consideration
The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:
| Holder of relevant interest | Date of acquisition | Consideration (9) | Class and number of securities |
|---|---|---|---|
| See Annexure 2 |
6. Associates
The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:
| Name and ACN/ARSN (if applicable) | Nature of association |
|---|---|
| REGAL PARTNERS LIMITED | 100% OWNER OF REGAL FUNDS MANAGEMENT PTY |
| LIMITED |
7. Addresses
The addresses of persons named in this form are as follows:
| Name | Address |
|---|---|
| REGAL FUNDS MANAGEMENT PTY LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW |
| 2000 | |
| REGAL PARTNERS LIMITED | LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW |
| 2000 |
Signature
Annexure 1
Details of Substantial Holders
| ACN | Name |
|---|---|
| 107 576 821 | REGAL FUNDS MANAGEMENT PTY LIMITED |
| 129 188 450 | REGAL PARTNERS LIMITED |
Annexure 2
Changes in Relevant Interests
| Date | Person whose relevant interest changed | Nature of Change |
Consideration given in relation to change |
Number of securities affected |
Class of securities |
Persons votes affected |
|
|---|---|---|---|---|---|---|---|
| 28/11/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Buy | 6808795.54 | 35835766 | Ordinary | 35835766 | |
| 23/12/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Buy | 374979.78 | 2442865 | Ordinary | 2442865 | |
| 24/12/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management Pty Limited) |
Buy | 907537.85 | 4776515 | Ordinary | 4776515 | |
| 24/12/2024 | Regal Funds Management Pty Limited (and Regal Partners Limited by virtue of control of Regal Funds Management PtyLimited) |
Buy | 97429.88 | 586927 | Ordinary | 586927 |