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AML3D LIMITED Major Shareholding Notification 2024

Dec 29, 2024

64357_rns_2024-12-29_746d7453-5723-4675-8230-a6b2133e544f.pdf

Major Shareholding Notification

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Form 603 Corporations Act 2001 Section 671B

Notice of initial substantial holder

To Company Name/Scheme AML3D Ltd (AL3)

ACN/ARSN 602 857 983 1. Details of substantial holder (1)

Name Regal Funds Management Pty Ltd and its associates (see Annexure 1) - ACN/ARSN (if applicable)

The holder became a substantial holder on 24/12/2024

2. Details of voting power

The total number of votes attached to all the voting shares in the company or voting interests in the scheme that the substantial holder or an associate (2) had a relevant interest (3) in on the date the substantial holder became a substantial holder are as follows:

Class of securities (4) Number of securities Person's votes (5) Voting power (6)
ORDINARY 29,638,913 29,638,913 *5.51%

*The % substantial is based on the shares on issue of 537,607,269 as disclosed by the Company on 24-12-2024.

3. Details of relevant interests

The nature of the relevant interest the substantial holder or an associate had in the following voting securities on the date the substantial holder became a substantial holder are as follows:

Holder of relevant interest Nature of relevant interest (7) Class and number of securities
REGAL FUNDS MANAGEMENT PTY LIMITED REGAL FUNDS MANAGEMENT PTY LIMITED HAS A
RELEVANT INTEREST IN ITS CAPACITY AS INVESTMENT
MANAGER AND/OR TRUSTEE
29,638,913 ORDINARY
REGAL PARTNERS LIMITED CONTROLLER OF REGAL FUNDS MANAGEMENT PTY LIMITED 29,638,913 ORDINARY

4. Details of present registered holders

The persons registered as holders of the securities referred to in paragraph 3 above are as follows:

Holder of relevant interest Registered holder of securities Person entitled to be registered as
holder (8)
Nature of
relevant interest
(6)
Class and
number of
securities
Person's
votes
Power to control
Regal Funds Management Pty Ltd
and its associates
UBS NOMINEES PTY LTD UBS AG, AUSTRALIA BRANCH the exercise of a
power to dispose
13,026,247
ORDINARY
13,026,247
of securities
Power to control
Regal Funds Management Pty Ltd
and its associates
MERRILL LYNCH (AUS)
NOMINEES PTY LTD
MERRILL LYNCH INTERNATIONAL
LIMITED
the exercise of a
power to dispose
6,749,224
ORDINARY
6,749,224
of securities
Power to control
Regal Funds Management Pty Ltd
and its associates
J.P. MORGAN PRIME NOMINEES
LTD
J.P MORGAN SECURITIES PLC the exercise of a
power to dispose
8,363,442
ORDINARY
8,363,442
of securities
Regal Funds Management Pty Ltd
and its associates
CITICORP NOMINEES PTY
LIMITED
CITIGROUP GLOBAL MARKETS
LIMITED
Power to control
the exercise of a
power to dispose
of securities
1,500,000
ORDINARY
1,500,000
Holder of relevant interest Holder of relevant interest Date of acquisition Date of acquisition Consideration (9) Class and number of securities
See Annexure 2
6. Associates
The reasons the persons name
Name and ACN/A RSN (if applicable) Nature of association
REGAL PARTN ERS LIMITED 100% OWNER OF REGAL FUNDS MANAGEMENT PTY
LIMITED
7. Addresses
The addresses of persons nam
Na me Address
REGAL FUNDS MANA GEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW
2000
REGAL PARTN ERS LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW
2000
Signature
Annexure 1
Details of Substantial Holder
ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTN ERS LIMITED

5. Consideration

The consideration paid for each relevant interest referred to in paragraph 3 above, and acquired in the four months prior to the day that the substantial holder became a substantial holder is as follows:

Holder of relevant interest Date of acquisition Consideration (9) Class and number of securities
See Annexure 2

6. Associates

The reasons the persons named in paragraph 3 above are associates of the substantial holder are as follows:

Name and ACN/ARSN (if applicable) Nature of association
REGAL PARTNERS LIMITED 100% OWNER OF REGAL FUNDS MANAGEMENT PTY
LIMITED

7. Addresses

The addresses of persons named in this form are as follows:

Name Address
REGAL FUNDS MANAGEMENT PTY LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW
2000
REGAL PARTNERS LIMITED LEVEL 47, GATEWAY, 1 MACQUARIE PLACE, SYDNEY NSW
2000

Signature

Annexure 1

Details of Substantial Holders

ACN Name
107 576 821 REGAL FUNDS MANAGEMENT PTY LIMITED
129 188 450 REGAL PARTNERS LIMITED

Annexure 2

Changes in Relevant Interests

Date Person whose relevant interest changed Nature of
Change
Consideration
given in
relation to
change
Number of
securities
affected
Class of
securities
Persons
votes
affected
28/11/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Buy 6808795.54 35835766 Ordinary 35835766
23/12/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Buy 374979.78 2442865 Ordinary 2442865
24/12/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management Pty Limited)
Buy 907537.85 4776515 Ordinary 4776515
24/12/2024 Regal Funds Management Pty Limited (and Regal
Partners Limited by virtue of control of Regal Funds
Management PtyLimited)
Buy 97429.88 586927 Ordinary 586927