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AML3D LIMITED — Capital/Financing Update 2023
Mar 1, 2023
64357_rns_2023-03-01_e5ac85e4-9901-48cf-9556-a8c8bbfa1812.pdf
Capital/Financing Update
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Proposed issue of securities
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Announcement Summary
Entity name
AML3D LIMITED
Announcement Type
New announcement
Date of this announcement
2/3/2023
The Proposed issue is:
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An offer of securities under a securities purchase plan
Total number of +securities proposed to be issued for an offer of securities under a securities purchase plan
| Maximum Number of | ||
|---|---|---|
| ASX +security code | +Security description | +securities to be issued |
| AL3 | ORDINARY FULLY PAID | 5,555,555 |
+Record date
1/3/2023
Offer closing date
3/4/2023
+Issue date
12/4/2023
Refer to next page for full details of the announcement
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Proposed issue of securities
Part 1 - Entity and announcement details
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1.1 Name of +Entity
AML3D LIMITED
We (the entity named above) give ASX the following information about a proposed issue of +securities and, if ASX agrees to +quote any of the +securities (including any rights) on a +deferred settlement basis, we agree to the matters set out in Appendix 3B of the ASX Listing Rules.
If the +securities are being offered under a +disclosure document or +PDS and are intended to be quoted on ASX, we also apply for quotation of all of the +securities that may be issued under the +disclosure document or +PDS on the terms set out in Appendix 2A of the ASX Listing Rules (on the understanding that once the final number of +securities issued under the +disclosure document or +PDS is known, in accordance with Listing Rule 3.10.3C, we will complete and lodge with ASX an Appendix 2A online form notifying ASX of their issue and applying for their quotation).
1.2 Registered Number Type Registration Number ABN 44602857983
1.3 ASX issuer code
AL3
1.4 The announcement is
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New announcement
1.5 Date of this announcement
2/3/2023
1.6 The Proposed issue is:
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An offer of +securities under a +securities purchase plan
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Part 4 - Details of proposed offer under securities purchase plan
Part 4A - Conditions
4A.1 Do any external approvals need to be obtained or other conditions satisfied before the offer of +securities under the +securities purchase plan issue can proceed on an unconditional basis? No
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Part 4B - Offer details
Class or classes of +securities that will participate in the proposed issue and class or classes of +securities proposed to be issued
ASX +security code and description
AL3 : ORDINARY FULLY PAID
Will the proposed issue of this +security include an offer of attaching +securities? No
Details of +securities proposed to be issued
ASX +security code and description
AL3 : ORDINARY FULLY PAID
Maximum total number of those +securities that could be issued if all offers under the +securities purchase plan are accepted 5,555,555
Will the offer be conditional on applications for a minimum number of +securities being received or a minimum amount being raised (i.e. a minimum subscription condition)? No
Will the offer be conditional on applications for a maximum number of +securities being received or a maximum amount being raised (i.e. a maximum subscription condition)? No
Will individual security holders be required to accept the offer for a minimum number or value of +securities (i.e. a minimum acceptance condition)? Yes
Is the minimum acceptance unit based or dollar based? Dollar based ($)
Please enter the minimum acceptance value
$ 1,000
Will individual security holders be limited to accepting the offer for a maximum number or value of +securities (i.e. a maximum acceptance condition)? Yes
Is the maximum acceptance unit based or dollar based? Dollar based ($)
Please enter the maximum acceptance value
$ 30,000
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Proposed issue of securities
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Describe all the applicable parcels available for this offer in number of securities or dollar value
Offer A $30,000 416,666 Offer B $25,000 347,222 Offer C $20,000 277,777 Offer D $15,000 208,333 Offer E $10,000 138,888 Offer F $5,000 69,444 Offer G $2,500 34,722 Offer H $1,000 13,888
Offer price details
Has the offer price been determined?
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Yes
In what currency will the offer What is the offer price per be made? +security? AUD - Australian Dollar AUD 0.07200
Oversubscription & Scale back details
Will a scale back be applied if the offer is over-subscribed?
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Yes
Describe the scale back arrangements
In its absolute discretion, the Company reserves the right to accept oversubscriptions (and thereby increase the amount raised) and the right to scale-back applications. If there is a scale-back, Eligible Shareholders may therefore receive less than the parcel of New Shares for which they applied.
Will these +securities rank equally in all respects from their issue date with the existing issued +securities in that class?
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Yes
Part 4C - Timetable
4C.1 Date of announcement of +security purchase plan
2/3/2023
4C.2 +Record date
1/3/2023
4C.3 Date on which offer documents will be made available to investors
13/3/2023
4C.4 Offer open date
13/3/2023
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4C.5 Offer closing date 3/4/2023 4C.7 +Issue date and last day for entity to announce results of +security purchase plan offer 12/4/2023 Part 4D - Listing Rule requirements
4D.1 Does the offer under the +securities purchase plan meet all of the requirements of listing rule 7.2 exception 5 or do you have a waiver from those requirements? Yes
Part 4E - Fees and expenses
4E.1 Will there be a lead manager or broker to the proposed offer? No 4E.2 Is the proposed offer to be underwritten? No
4E.3 Will brokers who lodge acceptances or renunciations on behalf of eligible +security holders be paid a handling fee or commission? No
4E.4 Details of any other material fees or costs to be incurred by the entity in connection with the proposed offer
Part 4F - Further Information 4F.01 The purpose(s) for which the entity intends to use the cash raised by the proposed issue To help establish a presence at key US additive manufacturing centres of excellence; develop a US sales team, build a US value-added reseller network; invest in AML3D's ARCEMY® system software development and support the AML3D's working capital base. 4F.1 Will the entity be changing its dividend/distribution policy if the proposed offer is successful? No
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4F.2 Countries in which the entity has +security holders who will not be eligible to accept the proposed offer All countries except Australia and New Zealand
4F.3 URL on the entity's website where investors can download information about the proposed offer https://aml3d.com/investors/
4F.4 Any other information the entity wishes to provide about the proposed offer
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