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AMKOR TECHNOLOGY, INC. — Director's Dealing 2024
Apr 4, 2024
30817_dirs_2024-04-03_f57697e4-59cd-47e6-92f7-500c1510079e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2024-04-01
Reporting Person: KIM SUSAN Y (Director, 10% Owner, Member of 10% owner group (5))
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-04-01 | Restricted Stock Units | $ | A | 20.9884 | Acquired | Common Stock (20.9884) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4407904 | Direct |
| Common Stock | 5117004 | Indirect |
| Common Stock | 3278001 | Indirect |
| Common Stock | 1338097 | Indirect |
| Common Stock | 2500000 | Indirect |
| Common Stock | 4418610 | Indirect |
| Common Stock | 19484809 | Indirect |
| Common Stock | 2478325 | Indirect |
| Common Stock | 16710668 | Indirect |
| Common Stock | 39594980 | Indirect |
Footnotes
F1: Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.
F2: The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 4,418,610 shares of the Issuer's Common Stock; (ii) a trustee of GRATs for the benefit of members of her immediate family which own 9,733,102 shares of the Issuer's Common Stock; (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 2,500,000 shares of the Issuer's Common Stock; (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock;
F3: (Continued from Footnote 2) (v) a manager of a limited liability company being treated as a corporation for purposes of Section 16 which owns 16,710,668 shares of the Issuer's Common Stock; (vi) as referenced in Footnote 7, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock and (vii) a general partner of a limited partnership which owns 39,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.
F4: Represents dividend equivalent units ("DEUs") accrued with respect to time-vested restricted stock units ("RSUs") of the Issuer upon the Issuer's payment of a dividend on April 1, 2024. Each DEU represents an additional RSU subject to the same provisions as the RSU with respect to which the DEU was accrued.