Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMKOR TECHNOLOGY, INC. Director's Dealing 2023

Feb 16, 2023

30817_dirs_2023-02-16_7e8a68c3-ef65-4b93-8ba0-745b6b3b7d02.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2023-02-09

Reporting Person: KIM SUSAN Y (Director, 10% Owner, Member of 10% owner group (7))

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-09 Common Stock G 485600 $0.00 Disposed 1867747 Indirect
2023-02-09 Common Stock G 667225 $0.00 Disposed 2660840 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 6973614 Direct
Common Stock 753232 Indirect
Common Stock 1117623 Indirect
Common Stock 3678298 Indirect
Common Stock 9181498 Indirect
Common Stock 19484809 Indirect
Common Stock 2478325 Indirect
Common Stock 8200000 Indirect

Footnotes

F1: On February 9, 2023, the James J. Kim 2021 Qualified Annuity Trust Dated 12/15/21 (the "JJK Trust") distributed 485,600 shares of the Common Stock of Amkor Technology, Inc. (the "Issuer") to James J. Kim. The Reporting Person is a trustee of the JJK Trust and the daughter of James J. Kim.

F2: The Reporting Person is (i) a trustee of trusts for the benefit of her immediate family members (other than grantor retained annuity trusts ("GRATs")) which own 9,181,498 shares of the Issuer's Common Stock, (ii) a trustee of GRATs for the benefit of members of her immediate family which own 6,399,442 shares of the Issuer's Common Stock, (iii) a trustee of GRATs of which the Reporting Person was the settlor and is the sole annuitant which own 3,678,298 shares of the Issuer's Common Stock, (iv) a general partner of a limited partnership (Sujochil, LP) which owns 19,484,809 shares of the Issuer's Common Stock,

F3: (Continued from Footnote 2) (v) a manager of limited liability companies being treated as corporations for purposes of Section 16, which own 8,200,000 shares of the Issuer's Common Stock and (vi) as referenced in footnote 6, a member of Sujoda Management, LLC, which indirectly owns 2,478,325 shares of the Issuer's Common Stock. Pursuant to Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

F4: Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of these shares. The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

F5: On February 9, 2023, the Agnes C. Kim 2020-1 Qualified Annuity Trust U/A dated 12/16/20 (the "ACK Trust") distributed 667,225 shares of the Common Stock of the Issuer to Agnes C. Kim. The Reporting Person is the sole trustee of the ACK Trust and the daughter of Agnes C. Kim.

F6: The sole general partner of Sujoda Investments, LP is Sujoda Management, LLC. The Reporting Person is one of three members of Sujoda Management, LLC. Sujoda Management, LLC is being treated as a limited partnership for purposes of Section 16, and, pursuant to the Form 4 instructions, the Reporting Person has elected to treat all of the shares of the Issuer's Common Stock owned by Sujoda Investments, LP as beneficially owned by the Reporting Person.