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AMKOR TECHNOLOGY, INC. Director's Dealing 2023

Feb 17, 2023

30817_dirs_2023-02-17_e09101cd-b739-4b2c-bd8e-dcd4d65f8ed8.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2023-02-15

Reporting Person: Haghighi Farshad (Executive Vice President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-15 Common Stock M 6250 $9.48 Acquired 7044 Direct
2023-02-15 Common Stock S 6250 $26.89 Disposed 794 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-15 Employee Stock Option (Right-to-Buy) $9.48 M 6250 Disposed 2029-02-15 Common Stock (6250) Direct
2023-02-16 Restricted Stock Units $ A 7423 Acquired Common Stock (7423) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 1, 2022.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.10.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: This stock option ("the Option") to acquire 100,000 shares of the Issuer's common stock (the "Option Shares") was granted on February 15, 2019 (the "Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Option Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option vested on the fourth anniversary of the Option Grant Date.

F4: Represents shares of the Issuer's common stock underlying time-vested restricted stock units granted on February 16, 2023 (the "RSU Grant Date") pursuant to the Issuer's 2021 Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.