Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

AMKOR TECHNOLOGY, INC. Director's Dealing 2023

Feb 17, 2023

30817_dirs_2023-02-17_7696e37e-c75a-46b8-b623-ee54a1c54f83.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2023-02-15

Reporting Person: Rutten Guillaume Marie Jean (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-15 Common Stock M 5000 $9.48 Acquired 160000 Direct
2023-02-15 Common Stock M 10000 $14.17 Acquired 170000 Direct
2023-02-15 Common Stock S 30000 $26.97 Disposed 140000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-15 Employee Stock Option (Right-to-Buy) $9.48 M 5000 Disposed 2029-02-15 Common Stock (5000) Direct
2023-02-15 Employee Stock Option (Right-to-Buy) $14.17 M 10000 Disposed 2030-07-30 Common Stock (10000) Direct
2023-02-16 Restricted Stock Units $ A 55679 Acquired Common Stock (55679) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.25. The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission, Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Option Grant Date") and vested over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Option Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option vested on the fourth anniversary of the 2019 Option Grant Date.

F4: This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Option Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Option Grant Date.

F5: Represents shares of the Issuer's common stock underlying time-vested restricted stock units granted on February 16, 2023 (the "RSU Grant Date") pursuant to the Issuer's 2021 Equity Incentive Plan (the "RSUs"). The RSUs were awarded for no consideration other than the Reporting Person's service as an officer of the Issuer and will vest in four equal annual installments beginning on the first anniversary of the RSU Grant Date.