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AMKOR TECHNOLOGY, INC. Director's Dealing 2023

Jul 28, 2023

30817_dirs_2023-07-27_363c6731-ef63-4cc9-b741-27b500808bf5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2023-07-25

Reporting Person: KIM JAMES J (Director, 10% Owner, Member of 10% owner group (7))

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-07-25 Common Stock G 443811 $0.00 Disposed 2311558 Indirect
2023-07-25 Common Stock G 443811 $0.00 Disposed 1867747 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 269252 Direct
Common Stock 0 Indirect
Common Stock 1957350 Indirect
Common Stock 7828682 Indirect
Common Stock 1379943 Indirect
Common Stock 1958355 Indirect
Common Stock 164678 Indirect
Common Stock 49594980 Indirect

Footnotes

F1: On July 25, 2023, the Qualified Annuity Trust under the James J. Kim 2020-1 Qualified Annuity Trust Agreement Dated 4/1/20 (the "JJK Trust") distributed 443,811 shares of Common Stock of Amkor Technology, Inc. (the "Issuer") to John T. Kim. The Reporting Person and Susan Y. Kim are co-trustees of the JJK Trust.

F2: On June 27, 2023, the JJK Trust distributed 230,001 shares of the Issuer's Common Stock to the Reporting Person. Because the Reporting Person is the annuitant and a trustee of the JJK Trust, such distribution was a mere change in the form of ownership from indirect to direct and hence not reportable by the Reporting Person on a Form 4.

F3: The Reporting Person disclaims beneficial ownership of these securities, except to the extent of the Reporting Person's pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of such securities, except to the extent of the Reporting Person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.

F4: The Reporting Person is (i) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 1,867,747 shares of the Issuer's Common Stock, (ii) a trustee of trusts for the benefit of his immediate family members which own 13,124,330 shares of the Issuer's Common Stock, (iii) a trustee of a trust which is a controlling member of a limited liability company being treated as a corporation for purposes of Section 16, which limited liability company holds 164,678 shares of the Issuer's Common stock, and (iv) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the Reporting Person is being treated as having a pecuniary interest in all of such shares.

F5: On July 25, 2023, the JJK Trust distributed 443,811 shares of the Issuer's Common Stock to Susan Y. Kim. The Reporting Person and Susan Y. Kim are co-trustees of the JJK Trust.

F6: Reflects the distribution of 340,000 shares of the Issuer's Common Stock to Susan Y. Kim on June 16, 2023 by the Qualified Annuity Trust under the Susan Y. Kim 2020-1 Irrevocable Trust Agreement dated 4/1/20 (the "SYK Trust"). The Reporting Person and Susan Y. Kim are co-trustees of the SYK Trust.