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AMKOR TECHNOLOGY, INC. — Director's Dealing 2022
Jan 4, 2022
30817_dirs_2022-01-04_d572bb2d-1a70-416d-89b1-d955e5e4011b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2021-12-30
Reporting Person: KIM JAMES J (Director, 10% Owner, Member of 10% owner group (6))
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-30 | Common Stock | P | 1187087 | $24.68 | Acquired | 1197886 | Direct |
| 2021-12-30 | Common Stock | P | 1187087 | $24.68 | Acquired | 1187110 | Indirect |
| 2021-12-30 | Common Stock | P | 668666 | $24.68 | Acquired | 1855776 | Indirect |
| 2021-12-30 | Common Stock | P | 668666 | $24.68 | Acquired | 1866552 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 49594980 | Indirect |
| Common Stock | 14136180 | Indirect |
| Common Stock | 6430381 | Indirect |
Footnotes
F1: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to James J. Kim in payment of the principal of a Note.
F2: On December 30, 2021, Sujoda Investments, LP transferred 1,187,087 shares of the Issuer's Common Stock to Agnes C. Kim, the wife of James J. Kim, in payment of the principal of a Note.
F3: On December 30, 2021, Sujoda Investments, LP transferred 668,666 shares of the Issuer's Common Stock to James J. Kim and 668,666 shares of the Issuer's Common Stock to Agnes C. Kim in partial payment of the principal of a joint Note.
F4: The reporting person is (i) a trustee of family trusts for the benefit of his immediate family members which own 14,136,180 shares of the Issuer's Common Stock, (ii) a trustee of grantor retained annuity trusts of which he was the settlor and is the sole annuitant which own 6,430,381 shares of the Issuer's Common Stock, and (iii) a general partner of a limited partnership which owns 49,594,980 shares of the Issuer's Common Stock. Pursuant to the Form 4 instructions, the reporting person is being treated as having a pecuniary interest in all of such shares.
F5: The reporting person disclaims beneficial ownership of these securities, except to the extent of the reporting person's pecuniary interest therein, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities, except to the extent of the reporting person's pecuniary interest therein, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended ("Section 16"), or for any other purpose.