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AMKOR TECHNOLOGY, INC. Director's Dealing 2022

Nov 18, 2022

30817_dirs_2022-11-17_4cf72d3a-b777-4c56-a924-adf30940b64a.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2022-11-15

Reporting Person: Rutten Guillaume Marie Jean (Director, President and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2022-11-15 Common Stock M 5000 $9.48 Acquired 205000 Direct
2022-11-15 Common Stock M 10000 $14.17 Acquired 215000 Direct
2022-11-15 Common Stock S 17693 $27.22 Disposed 197307 Direct
2022-11-15 Common Stock S 12307 $27.80 Disposed 185000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2022-11-15 Employee Stock Option (Right-to-Buy) $9.48 M 5000 Disposed 2029-02-15 Common Stock (5000) Direct
2022-11-15 Employee Stock Option (Right-to-Buy) $14.17 M 10000 Disposed 2030-07-30 Common Stock (10000) Direct

Footnotes

F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 26, 2022.

F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $26.64 to $27.64.The Reporting Person hereby undertakes to provide, upon request, to the staff of the Securities and Exchange Commission (the "SEC"), Amkor Technology, Inc. (the "Issuer"), or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (2) to this Form 4.

F3: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $27.65 to $28.04.The Reporting Person hereby undertakes to provide, upon request, to the staff of the SEC, the Issuer, or any security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (3) to this Form 4.

F4: This stock option (the "2019 Option") to acquire 150,000 shares of the Issuer's common stock (the "2019 Option Shares") was granted on February 15, 2019 (the "2019 Grant Date") and vests over four years as follows: (i) with respect to 25% of the 2019 Option Shares, on the first anniversary of the 2019 Grant Date; and (ii) with respect to the remainder of the 2019 Option Shares, in equal quarterly installments thereafter, such that 100% of the 2019 Option will vest on the fourth anniversary of the 2019 Grant Date.

F5: This stock option (the "2020 Option") to acquire 375,000 shares of the Issuer's common stock was granted on July 30, 2020 (the "2020 Grant Date") and will vest in equal quarterly installments over three years, such that 100% of the 2020 Option will be vested on the third anniversary of the 2020 Grant Date.