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AMKOR TECHNOLOGY, INC. — Director's Dealing 2021
May 19, 2021
30817_dirs_2021-05-19_ea3e6c4f-caca-4fda-9a5c-bc5520b41c0b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2021-05-17
Reporting Person: Rutten Guillaume Marie Jean (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-17 | Common Stock | M | 15000 | $9.48 | Acquired | 440000 | Direct |
| 2021-05-17 | Common Stock | S | 15000 | $18.82 | Disposed | 425000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-17 | Employee Stock Option (Right-to-Buy) | $9.48 | M | 15000 | Disposed | 2029-02-15 | Common Stock (15000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.563 to $19.09.
F3: This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.