AI assistant
AMKOR TECHNOLOGY, INC. — Director's Dealing 2021
Jun 17, 2021
30817_dirs_2021-06-17_88a3e11d-f61f-4440-b638-f6b93d4ab947.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2021-06-15
Reporting Person: Rutten Guillaume Marie Jean (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-06-15 | Common Stock | M | 912 | $9.48 | Acquired | 425912 | Direct |
| 2021-06-15 | Common Stock | S | 912 | $23.72 | Disposed | 425000 | Direct |
| 2021-06-15 | Common stock | M | 10000 | $14.17 | Acquired | 435000 | Direct |
| 2021-06-15 | Common Stock | S | 10000 | $23.79 | Disposed | 425000 | Direct |
| 2021-06-15 | Common Stock | S | 15000 | $23.78 | Disposed | 410000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-06-15 | Employee Stock Option (Right-to-Buy) | $9.48 | M | 912 | Disposed | 2029-02-15 | Common Stock (912) | Direct |
| 2021-06-15 | Employee Stock Option (Right-to-Buy) | $14.17 | M | 10000 | Disposed | 2030-07-30 | Common Stock (10000) | Direct |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 12, 2020.
F2: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.51 to $23.99.
F3: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 13, 2021.
F4: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.36 to $23.99.
F5: This stock option was granted on February 15, 2019 and vests as follows: 25% of the shares vest on the first anniversary of the grant date and 1/16 of the option vests each quarter thereafter, such that 100% of the option will vest on the fourth anniversary of the grant date.
F6: This stock option was granted on July 30, 2020 and vests as follows: the option will vest quarterly over three years at the rate of 31,250 per quarter, such that 100% will be vested on the third anniversary of the grant date.