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AMKOR TECHNOLOGY, INC. — Director's Dealing 2021
Nov 20, 2021
30817_dirs_2021-11-19_bf4393ac-f0a3-4888-863e-96b3a4782937.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMKOR TECHNOLOGY, INC. (AMKR)
CIK: 0001047127
Period of Report: 2021-11-19
Reporting Person: Stone John Charles (Executive Vice President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-11-19 | Common Stock | M | 9375 | $9.48 | Acquired | 40927 | Direct |
| 2021-11-19 | Common Stock | S | 9375 | $25.00 | Disposed | 31552 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-11-19 | Employee Stock Option (Right-to-Buy) | $9.48 | M | 9375 | Disposed | 2029-02-15 | Common Stock (9375) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2000 | Indirect |
Footnotes
F1: The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 30, 2021.
F2: This stock option (the "Option") to acquire 150,000 shares of the common stock of Amkor Technology, Inc. (the "Option Shares") was granted on February 15, 2019 (the "Grant Date") and vests over four years as follows: (i) with respect to 25% of the Option Shares, on the first anniversary of the Grant Date; and (ii) with respect to the remainder of the Option Shares, in equal quarterly installments thereafter, such that 100% of the Option will vest on the fourth anniversary of the Grant Date.