AI assistant
AMICUS THERAPEUTICS, INC. — Director's Dealing 2016
Sep 22, 2016
31523_dirs_2016-09-22_5fb97a89-e821-41df-a918-d551cc3ee8b8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMICUS THERAPEUTICS INC (FOLD)
CIK: 0001178879
Period of Report: 2016-09-20
Reporting Person: Baird William D III (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-20 | Common Stock | M | 3500 | $8.00 | Acquired | 56450 | Direct |
| 2016-09-20 | Common Stock | S | 3500 | $8.00 | Disposed | 52950 | Direct |
| 2016-09-20 | Common Stock | S | 17000 | $8.0044 | Disposed | 35950 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-20 | Stock Options (right to buy) | $2.45 | M | 3500 | Disposed | 2024-01-03 | Common Stock (3500) | Direct |
Footnotes
F1: The exercise of stock options and subsequent sale of common stock were made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016
F2: The sale of shares of common stock were made pursuant to a J.P. Morgan Securities LLC Rule 10b5-1 trading plan adopted by the reporting person on June 8, 2016
F3: This price is the weighted average sale price for the transactions reported on this line. The prices for the transactions reported on this line range from $8.00 to $8.04. The reporting person undertakes to provide, upon request, by the staff of the Securities and Exchange Commission, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.