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AMGEN INC — Director's Dealing 2023
Sep 20, 2023
29819_dirs_2023-09-19_49b3a909-16d6-459b-854c-4cb8a55ef57b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Neumora Therapeutics, Inc. (NMRA)
CIK: 0001885522
Period of Report: 2023-09-19
Reporting Person: AMGEN INC (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-09-19 | Common Stock | C | 33603948 | — | Acquired | 33603948 | Direct |
| 2023-09-19 | Common Stock | P | 1764705 | $17 | Acquired | 35368653 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-19 | Series A-2 Preferred Stock | $ | C | 32754291 | Disposed | Common Stock (32754291) | Direct | |
| 2023-09-19 | Series B Preferred Stock | $ | C | 849657 | Disposed | Common Stock (849657) | Direct |
Footnotes
F1: The shares of Series A-2 Preferred Stock and Series B Preferred Stock of the Issuer automatically converted on a 1-for-1 basis into Common Stock of the Issuer immediately prior to the closing of the Issuer's initial public offering.
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