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AMGEN INC — Director's Dealing 2021
May 13, 2021
29819_dirs_2021-05-12_8dcdbe08-8543-4ff8-9965-2f3af42fe287.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2021-05-12
Reporting Person: SUGAR RONALD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-05-12 | Common Stock | M | 1000 | $71.64 | Acquired | 16927 | Direct |
| 2021-05-12 | Common Stock | S | 1000 | $250.59 | Disposed | 15927 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-12 | Nqso (Right to Buy) | $71.64 | M | 1000 | Disposed | 2022-04-27 | Common Stock (1000) | Direct |
Footnotes
F1: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.
F2: These shares include 2,264 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.
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