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AMGEN INC — Director's Dealing 2019
Nov 8, 2019
29819_dirs_2019-11-07_ea11eb37-7bee-459e-8283-8fef85a067d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2019-11-06
Reporting Person: SUGAR RONALD D (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-06 | Common Stock | M | 2000 | $54.71 | Acquired | 16436 | Direct |
| 2019-11-06 | Common Stock | S | 2000 | $215.45 | Disposed | 14436 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-06 | Nqso (Right to Buy) | $54.71 | M | 2000 | Disposed | 2020-08-03 | Common Stock (2000) | Direct |
Footnotes
F1: The transaction was made pursuant to a previously adopted plan complying with Rule 10b5-1.
F2: These shares include 1,619 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's common stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.
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