AI assistant
AMGEN INC — Director's Dealing 2018
Aug 15, 2018
29819_dirs_2018-08-14_edcec93c-ef7c-4f96-999d-6501c64e58b8.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2018-08-10
Reporting Person: HENDERSON REBECCA M (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-08-10 | Common Stock | M | 3000 | $63.11 | Acquired | 16197 | Direct |
| 2018-08-10 | Common Stock | F | 977 | $193.97 | Disposed | 15220 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-08-10 | Nqso (Right to Buy) | $63.11 | M | 3000 | Disposed | 2019-07-30 | Common Stock (3000) | Direct |
Footnotes
F1: Non-market exercise of 3,000 stock options expiring July 30, 2019 wherein 977 shares issuable pursuant to the exercise of these options were withheld by the Company to cover the option exercise price, with the remaining shares delivered to the reporting person.
F2: These shares include 1,191 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Director Incentive Program, as amended, under the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan, and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's Common Stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.