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AMGEN INC — Director's Dealing 2018
Dec 11, 2018
29819_dirs_2018-12-10_3f2da498-8c40-4854-bdc2-2dfe0e6028c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2018-12-06
Reporting Person: Jacks Tyler (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-12-06 | Common Stock | M | 20000 | $82.60 | Acquired | 28979 | Direct |
| 2018-12-06 | Common Stock | S | 20000 | $195.4116 | Disposed | 8979 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-12-06 | Nqso (Right to Buy) | $82.60 | M | 20000 | Disposed | 2022-07-31 | Common Stock (20000) | Direct |
Footnotes
F1: The price reported is an average price. the prices ranged from $195.28 to $195.83 per share for this cashless exercise of 20,000 stock options expiring July 31, 2022. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC staff, the issuer or a security holder of the issuer.
F2: These shares include 467 Dividend Equivalents (DEs) granted pursuant to the Director Program and subject to a qualifying dividend reinvestment plan. DEs are credited on the director's vested but deferred RSUs and are paid out in shares of the Company's Common Stock on a one-to-one basis along with a cash payment for any remaining fractional share amount.