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AMGEN INC — Director's Dealing 2014
Apr 29, 2014
29819_dirs_2014-04-29_18dc67f4-90d3-49f4-a2d8-838e2dae801c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2014-04-25
Reporting Person: Dittrich Thomas J.W. (VP, Finance & CAO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-25 | Common Stock | F | 312 | $113.72 | Disposed | 18343 | Direct |
| 2014-04-25 | Common Stock | A | 681 | — | Acquired | 19024 | Direct |
| 2014-04-26 | Common Stock | F | 170 | $111.41 | Disposed | 18854 | Direct |
| 2014-04-27 | Common Stock | F | 255 | $111.41 | Disposed | 18599 | Direct |
| 2014-04-27 | Common Stock | F | 10 | $111.41 | Disposed | 18589 | Direct |
Footnotes
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/25/2016, 4/25/2017 and 4/25/2018, respectively.
F2: The shares include the following RSUs granted under the Company's equity plans: 583 RSUs which vest in one installment of 583 on 4/25/2015; 938 RSUs which vest in two installments of 462 on 4/27/2015 and 476 on 4/27/2016; 942 RSUs which vest in annual installments of 310, 311 and 321 on 4/26/2015, 4/26/2016 and 4/26/2017, respectively; and 681 RSUs which vest in annual installments of 224, 225 and 232 on 4/25/2015, 4/25/2017 and 4/25/2018, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F3: These shares include 40 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Amended and Restated Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.