AI assistant
AMGEN INC — Director's Dealing 2012
Oct 23, 2012
29819_dirs_2012-10-23_4f1659fd-e6b5-40c8-85f2-c2db34b9114a.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-10-22
Reporting Person: Patton Cynthia M (SVP & CCO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7554 | Direct |
| Common Stock | 48.9635 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nqso (Right to Buy) | $50.44 | 2016-04-28 | Common Stock (900) | Direct | |
| Nqso (Right to Buy) | $58.43 | 2020-04-26 | Common Stock (1840) | Direct | |
| Nqso (Right to Buy) | $54.69 | 2021-04-25 | Common Stock (5225) | Direct |
Footnotes
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 129 RSUs which fully vest on 4/28/2013; 263 RSUs which vest in two installments of 131 and 132 on 4/26/2013 and 4/26/2014, respectively; 3,000 RSUs which vest in three equal annual installments of 1,000 each commencing 10/28/2012; 1,493 RSUs which vest in three installments of 492, 493 and 508 on 4/25/2013, 4/25/2014 and 4/25/2015, respectively; and 1,200 RSUs which vest in two equal installments of 396 each on 4/27/2014 and 4/27/2015 and one installment of 408 on 4/27/2016. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F2: These shares include 11 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
F3: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.
F4: These stock options are exercisable in two equal annual installments of 920 each commencing on 4/26/2013.
F5: These stock options are exercisable in two annual installments of 1,724 each on 4/25/2013 and 4/25/2014 and one installment of 1,777 on 4/25/2015.