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AMGEN INC — Director's Dealing 2012
May 1, 2012
29819_dirs_2012-05-01_b464b835-b6d8-4336-822f-7659afec4770.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-04-27
Reporting Person: RICHO ANNA (SVP & CCO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-27 | Common Stock | A | 3350 | — | Acquired | 38749 | Direct |
| 2012-04-28 | Common Stock | F | 666 | $71.64 | Disposed | 38083 | Direct |
| 2012-04-29 | Common Stock | F | 394 | $71.64 | Disposed | 36930 | Direct |
| 2012-04-28 | Common Stock | G | 759 | — | Disposed | 37324 | Direct |
| 2012-04-28 | Common Stock | G | 759 | — | Acquired | 9166 | Indirect |
| 2012-04-29 | Common Stock | G | 449 | — | Disposed | 36481 | Direct |
| 2012-04-29 | Common Stock | G | 449 | — | Acquired | 9615 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2318.9226 | Indirect |
Footnotes
F1: The Restricted Stock Units (RSUs) were granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and vest in three annual installments of 33%, 33% and 34% on 4/27/2014, 4/27/2015 and 4/27/2016, respectively.
F2: These shares are being transferred to the reporting person's Family Trust.
F3: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 20,000 RSUs which fully vest on 10/28/2013; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 3,350 RSUs which vest in three installments of 1,105, 1,106 and 1,139 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F4: These shares include 1,306 shares of common stock acquired under the Company's Employee Stock Purchase Plan.
F5: These are shares acquired under the Company's 401(k) Plan and represent interests in the Company's stock fund as of this filing.