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AMGEN INC — Director's Dealing 2012
Feb 16, 2012
29819_dirs_2012-02-16_095e2cdd-4930-4869-890d-eac35a67b633.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-02-13
Reporting Person: Harper Sean E (EVP, Research & Development)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 42150 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Iso (Right to Buy) | $71.88 | 2013-04-03 | Common Stock (1391) | Direct | |
| Nqso (Right to Buy) | $71.88 | 2013-04-03 | Common Stock (16109) | Direct | |
| Nqso (Right to Buy) | $69.78 | 2014-02-08 | Common Stock (14400) | Direct | |
| Nqso (Right to Buy) | $42.13 | 2015-04-29 | Common Stock (6000) | Direct | |
| Nqso (Right to Buy) | $50.44 | 2016-04-28 | Common Stock (16000) | Direct | |
| Nqso (Right to Buy) | $58.43 | 2020-04-26 | Common Stock (24000) | Direct | |
| Nqso (Right to Buy) | $54.69 | 2021-04-25 | Common Stock (21000) | Direct |
Footnotes
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 5,450 RSUs which fully vest on 4/29/2012; 2,250 RSUs which vest in two equal annual installments of 1,125 each commencing 4/28/2012; 3,450 RSUs which vest in three equal annual installments of 1,150 each commencing 4/26/2012; 25,000 RSUs which fully vest on 12/31/2014; and 6,000 RSUs which vest in two equal installments of 1,980 each on 4/25/2013 and 4/25/2014 and one installment of 2,040 on 4/25/2015. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F2: These stock options were fully exercisable on April 3, 2010.
F3: These stock options were fully exercisable on February 8, 2011.
F4: These stock options are exercisable in two annual installments of 8,000 each commencing 4/28/2012.
F5: These stock options are exercisable in three annual installments of 8,000 each commencing 4/26/2012.
F6: These stock options are exercisable in three annual installments of 33%, 33% and 34% on 4/25/2013, 4/25/2014 and 4/25/2015, respectively.