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AMGEN INC — Director's Dealing 2012
Aug 15, 2012
29819_dirs_2012-08-15_e12b23d3-2687-43fc-ac96-24d23b9887e6.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-08-13
Reporting Person: Balachandran Madhavan (EVP, Operations)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 36259 | Direct |
| Common Stock | 28488 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Nqso (Right to Buy) | $50.44 | 2016-04-28 | Common Stock (6000) | Direct | |
| Nqso (Right to Buy) | $58.43 | 2020-04-26 | Common Stock (24000) | Direct | |
| Nqso (Right to Buy) | $54.69 | 2021-04-25 | Common Stock (15750) | Direct |
Footnotes
F1: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 850 RSUs which fully vest on 4/28/2013; 1,750 RSUs which vest in two equal annual installments of 875 each commencing 4/26/2013; 4,500 RSUs which vest in two equal installments of 1,485 each on 4/25/2013 and 4/25/2014 and one installment of 1,530 on 4/25/2015; 2,512 RSUs which vest in three installments of 828, 829 and 855 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively; and 26,634 RSUs which vest in two equal installments of 8,789 each on 7/31/2014 and 7/31/2015 and one installment of 9,056 on 7/31/2016. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F2: These shares include 13 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.
F3: 12,000 of these stock options are exercisable immediately and the remaining 12,000 are exercisable in two annual installments of 6,000 each commencing 4/26/2013.
F4: These stock options are exercisable in three annual installments of 5,197, 5,198 and 5,355 on 4/25/2013, 4/25/2014 and 4/25/2015, respectively.