AI assistant
AMGEN INC — Director's Dealing 2012
Jul 31, 2012
29819_dirs_2012-07-31_96dab95e-b218-4d1c-b17b-217f26248bd4.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: AMGEN INC (AMGN)
CIK: 0000318154
Period of Report: 2012-07-27
Reporting Person: MCNAMEE BRIAN M (SVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-07-27 | Common Stock | M | 1391 | $71.88 | Acquired | 54680 | Direct |
| 2012-07-27 | Common Stock | M | 42109 | $71.88 | Acquired | 96789 | Direct |
| 2012-07-27 | Common Stock | M | 1598 | $62.55 | Acquired | 98387 | Direct |
| 2012-07-27 | Common Stock | M | 10000 | $42.13 | Acquired | 108387 | Direct |
| 2012-07-27 | Common Stock | M | 10000 | $50.44 | Acquired | 118387 | Direct |
| 2012-07-27 | Common Stock | M | 20000 | $58.43 | Acquired | 138387 | Direct |
| 2012-07-27 | Common Stock | S | 85098 | $82.739 | Disposed | 53289 | Direct |
| 2012-07-27 | Common Stock | S | 500 | $81.872 | Disposed | 52789 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-07-27 | Iso (Right to Buy) | $71.88 | M | 1391 | Disposed | 2013-04-03 | Common Stock (1391) | Direct |
| 2012-07-27 | Nqso (Right to Buy) | $71.88 | M | 42109 | Disposed | 2013-04-03 | Common Stock (42109) | Direct |
| 2012-07-27 | Iso (Right to Buy) | $62.55 | M | 1598 | Disposed | 2014-04-26 | Common Stock (1598) | Direct |
| 2012-07-27 | Nqso (Right to Buy) | $42.13 | M | 10000 | Disposed | 2015-04-29 | Common Stock (10000) | Direct |
| 2012-07-27 | Nqso (Right to Buy) | $50.44 | M | 10000 | Disposed | 2016-04-28 | Common Stock (10000) | Direct |
| 2012-07-27 | Nqso (Right to Buy) | $58.43 | M | 20000 | Disposed | 2020-04-26 | Common Stock (20000) | Direct |
Footnotes
F1: The price reported is an average price. The prices ranged from $82.60 to $82.88 per share. Full information regarding the number of shares sold at each separate price within the range set forth above is available upon request by the SEC, the issuer or a security holder of the issuer.
F2: These shares include the following Restricted Stock Units (RSUs) granted under the Company's equity plans: 1,425 RSUs which fully vest on 4/28/2013; 2,900 RSUs which vest in two equal annual installments of 1,450 each commencing 4/26/2013; 22,081 RSUs which fully vest on 12/31/2014; 7,500 RSUs which vest in two equal installments of 2,475 each on 4/25/2013 and 4/25/2014 and one installment of 2,550 on 4/25/2015; and 4,466 RSUs which vest in three installments of 1,473, 1,474 and 1,519 on 4/27/2014, 4/27/2015 and 4/27/2016, respectively. Vested RSUs will be paid in shares of the Company's common stock on a one-to-one basis.
F3: These shares include 23 Dividend Equivalents (DEs) granted pursuant to the Amgen Inc. 2009 Equity Incentive Plan and subject to a qualifying dividend reinvestment plan. DEs are credited on the reporting person's unvested RSUs and are paid out in shares of the Company's common stock on a one-to-one basis according to the vesting schedule, along with a cash payment for any remaining fractional share amount.